证券代码：601236 证券简称：红塔证券 公告编号：2024-047 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 红塔证券股份有限公司 2024 年度第六期短期融资券已于 2024 年 10 月 17 日发行完毕，相关发行情况如下： | 短期融资券名称 | | 红塔证券股份有限公司 | | | 2024 | 年度第六期短期融资券 | | | | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 短期融资券简称 | 24 红塔证券 | CP006 | | | 期限 | 180 天 | | | | | | 短期融资券代码 | 072410187 | | | | 发行日期 | 2024 | 年 | 10 | 月 17 | 日 | | 起息日期 | 2024 年 10 | 月 | 18 | 日 | 兑付日期 | 2025 | 年 | 4 月 | 16 | 日 | | 计划发行总额 | 10.00 | 亿元人民币 | | | 实际发行总额 ...

Financial Performance - Red Tower Securities expects a net profit attributable to shareholders of 651.9961 million yuan for the first three quarters of 2024, an increase of 437.4163 million yuan, representing a year-on-year growth of 203.85%[2] - The net profit attributable to shareholders after deducting non-recurring gains and losses is expected to be 654.7347 million yuan, an increase of 449.2190 million yuan, with a year-on-year growth of 218.58%[2] - The net profit for the same period last year was 214.5798 million yuan, and the net profit after deducting non-recurring gains and losses was 205.5157 million yuan[4] - Earnings per share for the previous year was 0.05 yuan[4] Performance Drivers - The significant increase in performance is attributed to effective asset allocation and addressing weaknesses in operations, in line with regulatory requirements[5] - The company emphasizes maintaining strategic focus and effective operational measures to achieve performance growth[5] Forecast and Reporting - The performance forecast has not been audited by registered accountants[3] - There are currently no major uncertainties affecting the accuracy of the performance forecast[6] - The forecast data is preliminary and the final financial data will be disclosed in the official Q3 report[6] - The reporting period for the performance forecast is from January 1, 2024, to September 30, 2024[3]

三、本批复自同意注册之日起 24 个月内有效，公司在注册有效期内可以分 期发行公司债券。 四、自同意注册之日起至本次公司债券发行结束前，公司如发生重大事项， 应及时报告并按有关规定处理。 证券代码：601236 证券简称：红塔证券 公告编号：2024-045 红塔证券股份有限公司 关于向专业投资者公开发行公司债券获得 中国证监会注册批复的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 近日，红塔证券股份有限公司（以下简称"公司"）收到中国证券监督管理 委员会（以下简称"中国证监会"）出具的《关于同意红塔证券股份有限公司向 专业投资者公开发行公司债券注册的批复》（证监许可【2024】1364 号）文件， 批复内容如下： 一、同意公司向专业投资者公开发行面值总额不超过 80 亿元公司债券的注 册申请。 二、本次发行公司债券应严格按照报送上海证券交易所的募集说明书进行。 公司将按照有关法律法规和上述批复文件要求及公司股东大会、董事会的授 权办理本次公司债券发行的相关事宜，并及时履行信息披露义务。 特此公告。 红塔证券股份有限公 ...

差异化分红送转： 否 一、 通过分配方案的股东大会届次和日期 证券代码：601236 证券简称：红塔证券 公告编号：2024-044 红塔证券股份有限公司 2024 年半年度权益分派实施公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗漏， 并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 每股分配比例 A 股每股现金红利 0.047 元（含税） 相关日期 | 股份类别 | 股权登记日 | 最后交易日 | 除权（息）日 | 现金红利发放日 | | --- | --- | --- | --- | --- | | Ａ股 | 2024/10/10 | － | 2024/10/11 | 2024/10/11 | 公司 2024 年 8 月 19 日的 2024 年第二次临时股东大会审议通过《关于审议公司 2024 年 度中期利润分配相关安排的议案》，同意公司 2024 年中期现金分红总金额占公司当期实现的 归属于公司股东净利润的比例不超过 50%。本次利润分配方案经公司 2024 年 8 月 29 日召开 的公司第七届董事会第二十六次会议审议通过。 二、 分配方案 1. ...

证券代码：601236 证券简称：红塔证券 红塔证券股份有限公司投资者关系活动记录表 编号：2024-005 | --- | --- | --- | |----------------|------------------------------|--------------------------------------------------------| | | | | | | □ | 特定对象调研 □分析师会议 | | 投资者关系活动 | □ 媒体采访 √业绩说明会 | | | | □ 新闻发布会 □路演活动 | | | 类别 | □ 现场参观 | | | | | □其他（请文字说明其他活动内容） | | 参与单位名称及 | 通过网络直播链接 | http://roadshow.sseinfo.com 参与 2024 年半年度 | | 人员姓名 | 业绩说明会的投资者 | | | 时间 | 2024 年 9 月 20 日 | 星期五 | | 地点 | http://roadshow.sseinfo.com | | | 上市公司接待人 | | 董事长：景峰，董事、总裁：沈春晖，独立董事：张永卫、吉 | ...

证券代码：601236 证券简称：红塔证券 公告编号：2024-043 红塔证券股份有限公司 关于高级管理人员变动的公告 根据《红塔证券股份有限公司章程》及相关法律法规规定，上述辞职事项自 辞职报告送达公司董事会时生效。 龚香林先生确认与公司董事会无任何意见分歧，也无任何与辞职有关的事项 须提醒股东注意，并将继续在公司担任其他职务。 特此公告。 红塔证券股份有限公司董事会 2024 年 9 月 20 日 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 红塔证券股份有限公司（以下简称"公司"）董事会于 2024 年 9 月 20 日收 到公司副总裁龚香林先生提交的书面辞呈，因工作调整原因，龚香林先生申请辞 去公司副总裁职务。 ...

证券代码：601236 证券简称：红塔证券 公告编号：2024-042 | 短期融资券名称 | 红塔证券股份有限公司 | | 2024 | | | | 年度第五期短期融资券 | | | | | | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 短期融资券简称 | 24 红塔证券 | CP005 | | 期限 | 天 | | | 90 | | | | | | | 短期融资券代码 | 072410142 | | | 发行日期 | | | | 2024 | 年 | | | | 日 | | 起息日期 | 2024 年 9 月 12 | | | 兑付日期 | | 日 | | 2024 | 年 | | | | | | 计划发行总额 | 10.00 亿元人民币 | | | 实际发行总额 | | | | 10.00 | | | 亿元人民币 | | | | 票面利率 | 1.96% | | | 发行价格 | | | | 100 | 元/张 | | | | | | | | | | | | | | ...

Financial Performance - The company's operating revenue for the first half of 2024 reached ¥1,028,011,957.38, representing a 31.85% increase compared to ¥779,690,017.99 in the same period last year[18]. - Net profit attributable to shareholders of the parent company was ¥449,221,263.25, up 52.27% from ¥295,022,147.23 year-on-year[18]. - The net cash flow from operating activities was ¥749,112,814.48, a significant recovery from a negative cash flow of ¥4,439,061,508.07 in the previous year[18]. - Total assets increased by 12.43% to ¥52,844,565,234.00 from ¥47,000,455,541.83 at the end of the previous year[18]. - Total liabilities rose by 22.16% to ¥28,905,915,387.04 compared to ¥23,663,020,983.85 at the end of last year[18]. - Basic earnings per share increased by 66.67% to ¥0.10 from ¥0.06 in the same period last year[18]. - The company's net capital at the end of the reporting period was ¥19,671,853,334.19, up from ¥18,757,502,317.25 at the end of the previous year[19]. - The liquidity coverage ratio decreased to 481.64% from 915.10% year-on-year, indicating a tighter liquidity position[20]. - The total amount of financing (including margin trading) as a percentage of net capital was 26.25%, up from 24.37% in the previous year[20]. - Non-recurring gains and losses amounted to a net loss of ¥3,332,669.32 for the reporting period[22]. Capital Structure - The registered capital remains at 4,716,787,742 CNY, while the net capital increased to 19,671,853,334.19 CNY from 18,757,502,317.25 CNY at the end of the previous year[12]. - The total number of shares remains unchanged at 4,716,787,742 CNY, indicating stability in the company's capital structure[12]. - The company's total assets reached 52.845 billion RMB, an increase of 5.844 billion RMB, or 12.43% compared to the previous year[74]. - Total liabilities amounted to 28.906 billion RMB, up by 5.243 billion RMB, or 22.16% year-on-year[74]. - The company's asset-liability ratio, excluding securities trading payables, stood at 50.52%, indicating strong debt repayment capability[74]. Risk Management - The company is actively monitoring significant risks such as market, credit, liquidity, operational, and reputational risks that may impact its performance[6]. - The company faces various risks including market risk, credit risk, operational risk, reputation risk, liquidity risk, and information technology risk[90][91]. - The company is committed to enhancing its comprehensive risk management system to address identified risks effectively[92]. - The company has established a comprehensive risk management information technology system that covers various business lines and major risk types, enhancing overall risk monitoring and reporting capabilities[93]. - A professional risk management team has been formed, with staff possessing backgrounds in securities, finance, accounting, law, and information technology, ensuring adequate personnel for risk management tasks[93]. - The company has developed a quantitative risk indicator system, including various metrics such as scale, loss, concentration, and entry criteria, to manage risk limits effectively[94]. - The market risk management system includes limit management and risk measurement, ensuring that market risk levels are measurable, controllable, and bearable[94]. - Credit risk is managed through credit assessments, internal ratings, and due diligence, with a focus on ensuring compliance with entry standards for financing parties and securities[95]. - The company has implemented a liquidity risk indicator system, setting minimum cash reserve limits and emergency response plans to safeguard liquidity[97]. - A reputation risk management system has been established, monitoring negative public sentiment and integrating reputation risk considerations into various operational areas[96]. Corporate Governance - The company’s board of directors and management have ensured the accuracy and completeness of the financial report, taking legal responsibility for its content[2]. - The company has confirmed that there are no non-operational fund occupations by controlling shareholders or related parties[5]. - The company maintained a stable equity structure and a sound corporate governance framework, ensuring steady operations and robust management[35]. - The company has established a disaster recovery system with a fifth-level disaster response capability, ensuring data and important information are backed up in both local and remote disaster recovery centers[104]. - The company has implemented a comprehensive anti-money laundering system, enhancing the management framework and audit processes to mitigate money laundering and terrorist financing risks[99]. - The company has strengthened compliance risk management by conducting pre-emptive compliance reviews and ongoing monitoring of employee conduct to prevent legal and regulatory violations[100]. Investment and Growth Strategies - The company is focusing on self-operated investment and wealth management, leveraging its strengths in active management and product creation to build a systematic buyer business[32]. - The company plans to continue developing new fixed income products and investment strategies to diversify revenue sources and ensure stable growth[42]. - The company has a total of 10 ongoing projects in its equity direct investment and alternative investment business, with an investment scale of approximately 1.127 billion yuan[45]. - The company achieved a net profit attributable to shareholders of 44,922.13 million yuan in the first half of 2024, an increase of 52.27% year-on-year[38]. - The company plans to focus on specialized and high-quality development strategies in the second half of 2024, aiming to enhance client reserves and project reserves[61]. Community Engagement and Social Responsibility - The company invested a total of 4.2637 million RMB in rural revitalization efforts during the first half of 2024[112]. - The company allocated 1.8 million RMB for the construction of a cold storage facility in Shunping Town[112]. - The company provided 420,000 RMB for educational support projects, including the purchase of essential learning materials for local schools[114]. - The company implemented a medical assistance project with an investment of 120,000 RMB to improve healthcare services in Shunping Town[113]. - The company supported local agricultural development by purchasing key agricultural products, investing 54,600 RMB in Shunping Town[114]. - The company conducted five financial knowledge promotion activities in rural revitalization areas to enhance financial risk awareness[115]. Legal and Compliance Issues - The company has acknowledged potential issues with land use rights for properties owned by Hongta Securities and will bear any related costs and losses[119]. - There are significant ongoing litigation and arbitration matters that have been disclosed, indicating potential risks for the company[120]. - The company reported a total of 229,531,130.14 CNY involved in a litigation case related to stock pledge repurchase agreements[121]. - The company experienced a net loss of 34,985,500 CNY in April 2024, compared to a profit in the previous year, indicating a significant decline in financial performance[121]. - The company has no significant adverse impacts from ongoing litigation or penalties during the reporting period[125]. Shareholder Information - As of the end of the reporting period, the total number of ordinary shareholders was 90,475[147]. - The top ten shareholders collectively hold 59.49% of the company's shares, with Yunnan Hehe Group holding 30.17%[149]. - The company has not experienced any changes in its share capital structure during the reporting period[145]. - The company has not reported any changes or terminations in fundraising projects during the reporting period[143]. - The company has not utilized idle raised funds for temporary working capital supplementation during the reporting period[144].

证券代码：601236 证券简称：红塔证券 公告编号：2024-039 红塔证券股份有限公司 关于 2024 年半年度募集资金存放与实际使用情况的 专项报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、募集资金的基本情况 经中国证券监督管理委员会出具的《关于核准红塔证券股份有限公司配股的 批复》(证监许可〔2021〕603 号)核准，公司向原股东配售不超过 1,090,021,619 股新股。本次配股以股权登记日 2021 年 7 月 26 日（T 日）上海证券交易所（以 下简称"上交所"）收市后公司 A 股股本总数 3,633,405,396 股为基数，按每 10 股配售 3 股的比例向全体 A 股股东配售，可配售股份总额为 1,090,021,619 股。 全部为无限售条件流通股，采取网上定价方式发行，配股价格为 7.33 元/股。本 次公司实际配股发行人民币普通股（A 股）1,083,382,346 股，募集资金总额为 人民币 7,941,192,596.18 元，扣除承销费 87,353,118.56 元（含税 ...

证券代码：601236 证券简称：红塔证券 公告编号：2024-037 红塔证券股份有限公司 第七届董事会第二十六次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 红塔证券股份有限公司（以下简称"公司"）第七届董事会第二十六次会议 于 2024 年 8 月 29 日在大理以现场、视频会议相结合的方式召开。会议通知已于 2024 年 8 月 19 日通过邮件的方式送达各位董事。本次会议应出席董事 9 人，实 际出席董事 9 人，均以现场方式出席。会议由董事长景峰主持，公司监事和高级 管理人员列席了会议。会议的召集召开符合有关法律、行政法规、部门规章、规 范性文件和《公司章程》的规定。经与会董事审议，通过书面表决的方式形成以 下决议： 一、审议通过《关于审议公司 2024 年半年度报告的议案》 表决结果：9 票同意，0 票反对，0 票弃权。 本议案已经公司第七届董事会审计委员会暨独立董事专门会议审议通过。 具体内容请见公司同日在上海证券交易所网站（www.sse.com.cn）披露的《红 塔证券股份有限公司 2024 ...