红塔证券股份有限公司 投资者关系管理办法 (经 2016 年 3 月 1 日第五届董事会第十次会议审议通过制定，经 2022 年 7 月 22 日第七届董事会第九次会议审议通过进行第一次修订，2024 年 12 月 30 日第七 届董事会第二十八次会议审议通过进行第二次修订，2025 年 12 月 5 日第八届董 事会第六次会议审议通过进行第三次修订) 第一章 总则 第一条 为规范红塔证券股份有限公司(以下简称"公司")投资 者关系管理工作，加强公司与投资者之间的有效沟通，促进公司完善 治理，提高公司质量，切实保护投资者特别是中小投资者合法权益， 根据《中华人民共和国公司法》《中华人民共和国证券法》《上市公司 投资者关系管理工作指引》《上海证券交易所上市公司自律监管指引 第 1 号——规范运作》（以下简称《规范运作》）等法律、行政法规、 部门规章、规范性文件等，结合公司实际情况，制定本办法。 第二条 投资者关系管理是指公司通过便利股东权利行使、信息 披露、互动交流和诉求处理等工作，加强与投资者及潜在投资者之间 的沟通，增进投资者对公司的了解和认同，以提升公司治理水平和企 业整体价值，实现尊重投资者、回报投资者 ...

证券代码：601236 证券简称：红塔证券 公告编号：2025-070 2025 年 12 月 5 日 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 红塔证券股份有限公司（以下简称"公司"）分别于 2025 年 11 月 19 日及 2025 年 12 月 5 日召开公司第八届董事会第五次会议及 2025 年第五次临时股东 大会，会议审议通过了《关于修订<红塔证券股份有限公司章程>及其附件的议案》， 具体详见《红塔证券股份有限公司关于取消监事会并修订<公司章程>及其附件的 公告》（2025-065）《红塔证券股份有限公司 2025 年第五次临时股东大会决议公 告》（2025-069）。 本次《公司章程》修订中，第八条内容由"总裁为公司法定代表人"修订为 "董事长为公司法定代表人……"。据此，公司法定代表人由沈春晖先生变更为 景峰先生，公司将根据有关规定办理法定代表人工商变更登记等后续事项并另行 公告。 特此公告。 红塔证券股份有限公司董事会 红塔证券股份有限公司 关于法定代表人变更的公告 ...

证券代码：601236 证券简称：红塔证券 公告编号：2025-071 红塔证券股份有限公司 关于董事任职的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 根据相关法律法规、部门规章、规范性文件及《红塔证券股份有限公司章程》 的规定，自公司 2025 年第五次临时股东大会选举通过之日起，王斌先生、刘昕 女士将正式履行非独立董事职责，王伊琳女士、廖珂先生将正式履行独立董事职 责，任期至公司第八届董事会任期结束之日止。王斌先生、刘昕女士、王伊琳女 士、廖珂先生的任职经股东大会审议批准后，须报中国证券监督管理委员会云南 监管局备案。上述人员简历详见公司于 2025 年 11 月 19 日公告的《红塔证券股 份有限公司第八届董事会第五次会议决议公告》（公告编号：2025-063）。 特此公告。 红塔证券股份有限公司董事会 2025 年 12 月 5 日 2025 年 12 月 5 日，红塔证券股份有限公司（以下简称"公司"）召开 2025 年第五次临时股东大会，会议审议通过了《关于选举公司非独立董事的议案》及 《关于选举公司独立 ...

红塔证券股份有限公司 关于选举职工董事的公告 证券代码：601236 证券简称：红塔证券 公告编号：2025-072 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 根据《公司法》和《公司章程》等相关规定，红塔证券股份有限公司（以下 简称"公司"）于近日召开 2025 年第四次职工大会，选举樊华先生为公司第八 届董事会职工董事，樊华先生自 2025 年 12 月 5 日起就任公司职工董事，任期至 公司第八届董事会任期结束之日止。 樊华先生任职资格符合相关法律、法规、规范性文件和《公司章程》的有关 规定。本次选举职工董事不会导致公司董事会中兼任公司高级管理人员职务的董 事以及由职工代表担任的董事人数总计超过公司董事总数的二分之一。 特此公告。 附件：樊华先生简历 红塔证券股份有限公司董事会 2025 年 12 月 5 日 1 附件： 樊华先生简历 2 樊华先生，1990 年 8 月出生，硕士研究生学历，中级经济师，中国国籍， 无境外永久居留权。2014 年 8 月至 2015 年 9 月，就职于昆明铁路局昆明站运转 车间；201 ...

Core Viewpoint - Zhongtai Securities successfully raised 6 billion yuan through a targeted A-share issuance, marking its first equity refinancing since its listing in June 2020 [2] Fundraising Details - The fundraising involved 15 investors, including the controlling shareholder, Zhaomining Group [2] - After deducting issuance costs, all raised funds will be used to increase capital, enhancing the company's capital strength and core competitiveness [2] Business Strategy - The company aims to strengthen its capabilities in alternative investments, bond investments, market making, and wealth management [2] - The goal is to optimize the business structure, improve comprehensive financial service levels, and enhance profitability [2] Market Context - This refinancing is noted as the first competitive issuance project in the securities industry in recent years [2] - Hongta Securities served as one of the joint lead underwriters, showcasing its expertise and efficiency in the securities refinancing sector [2]

Group 1 - The company, Capbio, announced that it received a notification from its major shareholder, Yunnan Zhonghe Enterprise Management Co., Ltd., regarding the pledge of shares [1] - Yunnan Zhonghe will be lifting the pledge on 1.045 million shares, which represents 2.60% of its holdings in the company and 0.17% of the total share capital [1]

Core Viewpoint - The company, Capbio, announced that its major shareholder, Yunnan Zhonghe Enterprise Management Co., Ltd., will release the pledge of 1.045 million shares to Hongta Securities Co., Ltd. [1] Summary by Relevant Sections Shareholder Actions - Yunnan Zhonghe will release 1.045 million shares, which represents 2.60% of its total holdings in the company and 0.17% of the company's total share capital [1] - After the release of the pledge, Yunnan Zhonghe holds a total of 40,147,564 shares in the company [1] Pledged Shares - The total number of pledged shares by Yunnan Zhonghe amounts to 26.975 million shares, which is 67.19% of its total holdings and 4.30% of the company's total share capital [1]

Group 1 - Zaozhuang Mining Group's shareholding in Zhongtai Securities has increased to 33.25% after subscribing for 35.97 million A-shares at a price of 6.02 yuan per share, totaling 2.165 billion yuan [1] - The shareholding of Zaozhuang Mining Group will not lead to a change in control or significantly impact the company's governance structure and ongoing operations [1] - The subscription shares are locked for 60 months, indicating a strategic investment intent [2] Group 2 - Hongta Securities has repurchased 13.64 million shares, using a total of 120 million yuan, which represents 0.289% of its total share capital [3] - The repurchase is expected to reduce total share capital and enhance earnings per share, providing positive support for shareholder equity [3] - The recent repurchase trend among listed companies is seen as a positive signal for market stability and investor confidence [3] Group 3 - In November, public fund institutions conducted over 4,200 research activities, with the electronics sector receiving the most attention, totaling 974 research instances [4] - The research covered 506 stocks across 30 primary industries, with 17 industries receiving attention from public fund institutions [4] - The withdrawal of public fund licenses by brokerage asset management subsidiaries reflects increasing pressure for industry transformation [4] Group 4 - Huatai Securities appointed Zhou Aili as the new general manager of its wholly-owned subsidiary Huatai Futures, indicating a deepening of professional management division [5] - The change in management is expected to enhance operational efficiency in the futures business [6] - The adjustment in the brokerage sector may provide opportunities for valuation reassessment [6]

Macro Dynamics - Chinese citizens can travel to Russia visa-free for tourism and business purposes until September 14, 2026, with a maximum stay of 30 days [2] Housing Policy - Changzhou, Jiangsu Province, announced a new housing assistance policy to support low-income workers in purchasing new and existing homes, with a subsidy of 15% of the purchase price, capped at 200,000 yuan for new homes and 180,000 yuan for existing homes [3][4] Financial Institutions - Hongta Securities announced a share buyback of 13.64 million shares, utilizing a total of 120 million yuan, with a buyback price range of 8.45 to 9.07 yuan per share [6] Market Data - On December 1, A-shares saw collective gains, with the Shanghai Composite Index rising by 0.65% and the Shenzhen Component Index increasing by 1.25%, with a total market turnover of approximately 1.87 trillion yuan [8] - The Hang Seng Index in Hong Kong rose by 0.67%, with notable gains in gold stocks [9] Company Dynamics - Airbus China reported that all A320 series aircraft in the Chinese fleet have completed necessary upgrades and are operating normally after addressing software issues [10] - NIO delivered 36,275 vehicles in November, marking a year-on-year increase of 76.3%, with total deliveries reaching 949,457 vehicles as of November 30, 2025 [17] - Vanke's largest shareholder, Shenzhen Metro Group, underwent a change in legal representative, with Huang Liping taking over from Xin Jie [12] - CATL announced a salary adjustment for employees, increasing base salaries by 150 yuan, effective January 1, 2026 [13] - China Mobile announced the transfer of 41.98 million A-shares to China National Petroleum Corporation, which will not significantly impact operations [14] - Dongfang Zhenxuan underwent a change in legal representation, with Yu Minhong taking over from Sun Dongxu [15] - Wahaha Group is facing a product liability lawsuit set to be heard on December 8 [16]

格隆汇12月1日丨红塔证券(601236.SH)公布,截至2025年11月30日，公司通过集中竞价交易方式已累计回 购股份1364.33万股，占公司总股本的比例为0.289%，购买的最高价为人民币9.07元/股，最低价为人民 币8.45元/股，已支付的总金额为人民币1.20亿元（不含交易费用）。 ...