中信证券股份有限公司关于 天洋新材（上海）科技股份有限公司 2023 年度持续督导报告书 | 上市公司：天洋新材（上海）科技股份有限公司（以下简称"天洋新材"、"公司"） | | | --- | --- | | 保荐人名称：中信证券股份有限公司（以下简称"中信证券"或"保荐人"） | | | 保荐代表人姓名：邓俊 | 联系电话：010-60837084 | | 保荐代表人姓名：先卫国 | 联系电话：021-20262070 | 天洋新材经中国证券监督管理委员会《关于核准上海天洋热熔粘接材料股份 有限公司非公开发行股票的批复》（证监许可【2022】2836 号）的核准，公司以 非公开发行股票方式发行人民币普通股（A 股）股票 99,847,765 股，每股发行价 为 9.88 元，共募集资金总额为 986,495,918.20 元，扣除不含税承销及保荐费人民 币 17,924,528.30 元、不含税律师费用人民币 1,084,905.66 元和不含税专项审计费 用 94,339.62 元后，募集资金净额为 967,392,144.62 元。立信会计师事务所（特 殊普通合伙）对公司非公开发行股票的资金到位情况进 ...

中信证券股份有限公司 关于天洋新材（上海）科技股份有限公司 2023 年度持续督导工作现场检查报告 根据《上海证券交易所上市公司自律监管指引第 11 号——持续督导》等有 关法律、法规的规定，中信证券股份有限公司（以下简称"中信证券"或"保荐 人"）作为正在对天洋新材（上海）科技股份有限公司（以下简称"天洋新材" "公司""上市公司"）进行持续督导工作的保荐人，对 2023 年度（以下简称"本 持续督导期间"）的规范运作情况进行了现场检查，现就现场检查的有关情况报 告如下： 一、本次现场检查的基本情况 （一）保荐人 中信证券股份有限公司 （二）保荐代表人 邓俊、先卫国 （三）现场检查人员 邓俊 （四）现场检查时间 进行了现场检查，具体检查内容详见本报告"二、本次现场检查主要事项及意见"。 （六）现场检查手段 本次现场检查的手段主要包括资料查阅、访谈、现场查看等，具体检查手段 详见"二、本次现场检查主要事项及意见"。 二、本次现场检查主要事项及意见 （一）公司治理和内部控制情况 现场检查人员查阅了上市公司最新章程、三会议事规则及会议材料，财务管 理、会计核算、内部审计、募集资金管理以及关联交易等相关制度，查阅了 ...

证券代码：603330 证券简称：天洋新材 公告编号：2024-033 天洋新材（上海）科技股份有限公司 关于以集中竞价交易方式回购公司股份的进展公告 公司将严格按照《上海证券交易所上市公司自律监管指引第 7 号——回购股份》等 相关规定及公司回购股份方案，根据市场情况在回购期限内继续实施回购股份，并依据 相关法律法规和规范性文件的要求及时履行信息披露义务。 一、 回购股份基本情况 2023 年 08 月 04 日，公司召开第四届董事会第八次会议、第四届监事会第八次会议 审议通过了《关于以集中竞价交易方式回购公司股份的方案》，同意公司以集中竞价交 易方式使用自有资金回购公司股份，回购资金总额不低于人民币 30,000,000 元（含）， 不超过人民币 60,000,000 元（含），回购价格不超过人民币 15.00 元/股（含），回购期 限自公司董事会审议通过回购方案之日起不超过 12 个月（即从 2023 年 08 月 04 日至 2024 年 08 月 03 日），具体内容详见公司分别于 2023 年 08 月 05 日、2023 年 08 月 09 日在上 海证券交易所网站（www.sse.com.cn ...

Financial Performance - The company reported an undistributed profit of CNY 88,162,517.54 for the fiscal year 2023, with a proposed cash dividend of CNY 0.8 per 10 shares, totaling CNY 34,303,487.44, which accounts for 38.91% of the undistributed profit attributable to shareholders[6]. - The company's operating revenue for 2023 was CNY 1,325,361,963.89, a decrease of 7.06% compared to CNY 1,425,999,815.07 in 2022[23]. - The net profit attributable to shareholders of the listed company was CNY -94,208,715.73, compared to CNY -56,588,734.38 in the previous year, indicating a significant decline[24]. - The basic earnings per share for 2023 was CNY -0.22, compared to CNY -0.17 in 2022, reflecting a continued loss[25]. - The weighted average return on net assets decreased to -10.35% in 2023 from -5.41% in 2022, a decline of 4.94 percentage points[25]. - The total assets of the company at the end of 2023 were CNY 2,880,493,567.33, an increase of 25.36% from CNY 2,297,836,284.86 in 2022[24]. - The net assets attributable to shareholders of the listed company increased by 86.35% to CNY 1,795,820,504.57 from CNY 963,677,801.91 in the previous year[24]. - The company achieved a revenue of CNY 1,325.36 million in 2023, a decrease of 7.06% compared to the previous year[65]. - The net profit attributable to shareholders was CNY -94.21 million, down 66.48% year-on-year, with a net profit excluding non-recurring items of CNY -107.14 million, a decline of 59.22%[65]. Operational Developments - The company has a total of six wholly-owned subsidiaries and one majority-owned subsidiary, indicating a diversified operational structure[12]. - The company is focused on the development of new materials, particularly in the photovoltaic sector, which is a key area for future growth[12]. - The production capacity of photovoltaic encapsulation film increased from 116 million square meters per year at the end of 2022 to 220 million square meters per year by the end of 2023[32]. - The company has completed the upgrade of production equipment, achieving fully automated and high-precision management of the production process, which has improved product uniformity and reduced production losses[32]. - The company launched new products including low-acid EVA film for N-type batteries, EPE film, POE film, and skin film suitable for OBB batteries, enhancing its product line for market expansion[33]. - The company is currently in a capital investment phase, expanding production capacity and teams, which has not yet achieved economies of scale[25]. - The company is expanding its photovoltaic encapsulation film production capacity, with new bases in Suzhou and Nantong, expected to enhance market share and profitability[43]. - The company has established three new production bases for photovoltaic encapsulation film in 2023, benefiting from various government incentives[62]. Market Conditions - The company faced intensified competition in the photovoltaic film market, leading to a decrease in product prices and overall profit margins[25]. - The demand for interior wall decoration materials is driven by the increasing trend of renovating second-hand and old homes, with 61% of old homeowners seeking updates[46]. - The electronic adhesive market saw a 40% sales growth in the three-proof adhesive segment in the second half of 2023, with key clients including leading companies in the industry[36]. - The global photovoltaic market is expected to grow, with an estimated demand for photovoltaic encapsulation film reaching approximately 7.3 billion square meters by 2025, driven by a projected global installation of 390 GW in 2023, a 148.1% increase year-on-year in China[117]. Research and Development - The company has a strong R&D team and has been recognized as a key high-tech enterprise, allowing it to respond quickly to market changes and customer needs[59]. - The company increased its national authorized patents by 51 in 2023, totaling 197 patents, including 149 invention patents[60]. - The company is working on a high-efficiency PID-resistant encapsulation film, with industry-leading performance expected to significantly extend the lifespan of components[90]. - The company is developing a UV/UV+ heat dual-curing adhesive with high specific gravity and low viscosity, aimed at improving automation in production processes[92]. - The company is enhancing its three-proofing adhesive to improve its performance in terms of low skin irritation and high transparency, expanding its application range[91]. Environmental and Regulatory Compliance - The company has committed to maintaining stable emissions of industrial wastewater, waste gas, and noise within regulatory limits[197]. - The company has implemented various pollution control measures, including the use of closed and automated equipment to reduce emissions during production[188]. - The company has established a comprehensive environmental management system, focusing on pollution prevention and clean production practices[197]. - The company has received environmental impact approvals for multiple projects, including a 60,000-ton hot melt adhesive material project and a 1.5 billion square meter photovoltaic film production project[192][193]. - The company has not faced any administrative penalties related to environmental issues during the reporting period[196]. Governance and Management - The board of directors and management confirm the authenticity, accuracy, and completeness of the annual report, taking legal responsibility for any misstatements[4]. - The company has established an investor relations management system to enhance communication with investors, ensuring timely responses to inquiries[148]. - The company has established a performance evaluation mechanism for senior management based on quarterly and annual operational targets[157]. - The company has not reported any major changes in competition or business operations affecting its independence[149]. - The company has established several specialized committees within the board, including the Audit Committee and the Strategic Committee, with specific members assigned to each[163].

Financial Performance - The company's operating revenue for Q1 2024 was CNY 289,647,776.70, representing a decrease of 14.06% compared to the same period last year[5]. - Total operating revenue for Q1 2024 was CNY 289,647,776.70, a decrease of 14.05% compared to CNY 337,051,352.88 in Q1 2023[16]. - Net profit for Q1 2024 was CNY 6,162,139.22, an increase of 115.36% compared to CNY 2,861,830.23 in Q1 2023[17]. - Net profit attributable to shareholders of the listed company was CNY 5,455,355.32, an increase of 58.42% year-on-year, primarily due to a reduction in financial expenses[5][8]. - The company’s total comprehensive income for Q1 2024 was CNY 6,162,139.22, compared to CNY 2,861,830.23 in Q1 2023, reflecting a significant increase[17]. Cash Flow - The net cash flow from operating activities was negative at CNY -72,923,137.94, indicating a cash outflow during the quarter[5]. - Cash flow from operating activities for Q1 2024 was a net outflow of CNY 72,923,137.94, an improvement from a net outflow of CNY 99,773,921.87 in Q1 2023[18]. - The net cash flow from investment activities was -$23.79 million, a significant improvement from -$355.05 million in the previous year[19]. - Cash inflow from investment activities in Q1 2024 was CNY 111,503,106.85, compared to CNY 120,000,000.00 in Q1 2023[18]. - The company experienced a net decrease in cash and cash equivalents of $34.19 million during the quarter[19]. Assets and Liabilities - Total assets at the end of Q1 2024 were CNY 2,968,846,201.23, an increase of 3.07% from the end of the previous year[6]. - Total assets reached CNY 2,968,846,201.23, up from CNY 2,880,493,567.33, marking an increase of about 3.1%[14]. - Total liabilities as of Q1 2024 were CNY 1,161,377,790.83, an increase from CNY 1,073,117,958.41 in Q1 2023[16]. - Current liabilities increased to CNY 480,179,449.89 from CNY 451,065,967.10, reflecting a rise of approximately 6.5%[14]. - The company reported a total non-current asset value of CNY 1,454,295,124.44, up from CNY 1,403,446,482.50, which is an increase of about 3.6%[14]. Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 21,063, with no preferred shareholders having restored voting rights[10]. - The company has not reported any significant changes in shareholder structure or major financing activities during the reporting period[12]. Research and Development - The company reported a decrease in research and development expenses to CNY 7,519,526.74 in Q1 2024 from CNY 10,107,335.54 in Q1 2023, a reduction of 25.69%[17]. - There are no significant new product launches or technological advancements mentioned in the current report[12]. Accounting Standards - The company is not applying new accounting standards for the first quarter of 2024[21].

一、主要产品的产量、销量及收入实现情况 | 主要产品 | 产量 | 销量 | 营业收入（万元） | | --- | --- | --- | --- | | 光伏封装胶膜 | 2,098.79 | 2,141.34 | 15,285.52 | | 热熔胶 | 5,301.04 | 4,573.08 | 11,227.32 | | 热熔墙布、窗帘 | 63.32 | 62.62 | 1,947.57 | | 反应型胶黏剂 | 222.48 | 173.92 | 3,216.46 | （光伏封装胶膜/墙布、窗帘单位:万平方米；其他产品单位：吨） 二、主要产品和原材料的价格变动情况 （一）主要产品的价格变动情况（不含税） 证券代码：603330 证券简称：天洋新材 公告编号：2024-021 天洋新材（上海）科技股份有限公司 2023 年第四季度主要经营数据的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 天洋新材（上海）科技股份有限公司（以下简称"公司"）根据上海证券交 易所《上市公司行业信息披露指引第十三号—化工》的要 ...

证券代码：603330 证券简称：天洋新材 公告编号：2024-023 天洋新材（上海）科技股份有限公司 2024 年第一季度主要经营数据的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 天洋新材（上海）科技股份有限公司（以下简称"公司"）根据上海证券交 易所《上市公司行业信息披露指引第十三号—化工》的要求，现将2024年第一季 度主要经营数据披露如下： 一、主要产品的产量、销量及收入实现情况 | 主要产品 | 产量 | 销量 | 营业收入（万元） | | --- | --- | --- | --- | | 光伏封装胶膜 | 2,181.76 | 2,080.00 | 13,615.48 | | 热熔胶 | 4,597.18 | 3,969.86 | 9,946.64 | | 热熔墙布、窗帘 | 36.84 | 37.01 | 1,153.13 | | 反应型胶黏剂 | 182.70 | 180.62 | 3,308.48 | （光伏封装胶膜/墙布、窗帘单位:万平方米；其他产品单位：吨） 二、主要产品和原材料的价格 ...

截至2024年04月26日，公司已将上述用于暂时补充流动资金的募集资金 全部归还至公司募集资金账户，并将上述募集资金的归还情况通知了保荐机 构及保荐代表人。 本次使用闲置募集资金用于暂时补充流动资金，既提高了 募集资金的使用效率，也为公司节省了一定的财务费用。 证券代码：603330 证券简称：天洋新材 公告编号：2024-016 天洋新材（上海）科技股份有限公司 关于归还用于暂时补充流动资金的募集资金的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 天洋新材（上海）科技股份有限公司（以下简称"公司"）于2023年4 月28日召开第四届董事会第五次会议、第四届监事会第五次会议，审议通过 了《关于使用部分闲置募集资金暂时补充流动资金的议案》。公司拟使用额 度不超过人民币4,000.00万元（包含本数）的2020年度非公开发行闲置募集 资金暂时补充流动资金，用于与主营业务相关的生产经营，使用期限自公司 董事会审议通过之日起不超过12个月，具体内容详见公司于2023年04月29日 于上海证券交易所网站www.sse.co ...

证券代码：603330 证券简称：天洋新材 公告编号：2024-015 天洋新材（上海）科技股份有限公司 股票交易异常波动公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： （二）重大事项情况 ●天洋新材（上海）科技股份有限公司（以下简称"公司"）股票于2024年4月12日、 4月15日、4月16日连续三个交易日内收盘价格跌幅偏离值累计超过20%，根据《上海证券 交易所交易规则》的有关规定，属于股票交易异常波动情形。 ●经公司自查，并书面征询控股股东及实际控制人，截至本公告披露日，确认不存在 应披露而未披露的重大事项或重要信息。 ●公司2023年度业绩预亏。公司已于2024年1月31日披露了《2023年度业绩预亏公告》 （公告编号：2024-005）。经公司财务部门测算，公司2023年度归属于上市公司股东的净 利润预计为-8,700万元到-9,900万元。与上年同期相比，将减少3,041万元到4,241万元， 同比减少约54%-75%。扣除非经常性损益事项后，公司2023年度归属于上市公司股东的净 利润 ...

股票交易异常波动公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： ●天洋新材（上海）科技股份有限公司（以下简称"公司"）股票于2024年4月9日、 4月10日、4月11日连续三个交易日内收盘价格涨幅偏离值累计超过20%，根据《上海证券 交易所交易规则》的有关规定，属于股票交易异常波动情形。 ●经公司自查，并书面征询控股股东及实际控制人，截至本公告披露日，确认不存在 应披露而未披露的重大事项或重要信息。 ●公司2023年度业绩预亏。公司已于2024年1月31日披露了《2023年度业绩预亏公告》 （公告编号：2024-005）。经公司财务部门测算，公司2023年度归属于上市公司股东的净 利润预计为-8,700万元到-9,900万元。与上年同期相比，将减少3,041万元到4,241万元， 同比减少约54%-75%。扣除非经常性损益事项后，公司2023年度归属于上市公司股东的净 利润预计为-9,800万元到-11,000万元，与上年同期相比，预计将减少3,071万元到4,271 万元之间，同比减少约46%-6 ...