上海荣正企业咨询服务（集团）股份有限公司 关于 神通科技集团股份有限公司 2021 年限制性股票激励计划 首次授予部分第二个解除限售期与预留授予部 分第一个解除限售期解除限售条件成就 及回购注销部分限制性股票相关事项 之 独立财务顾问报告 二零二四年五月 | 一、释义 | 3 | | --- | --- | | 二、声明 | 4 | | 三、基本假设 | 5 | | 四、本激励计划已经履行的审批程序 | 6 | | 五、独立财务顾问意见 | 9 | | （一）公司 | 2021 年限制性股票激励计划首次授予部分第一个解除限售期解除 | | 限售条件成就情况的说明 9 | | | （二）公司 | 2021 年限制性股票激励计划首次授予部分第一个解除限售期解除 | | 限售的具体情况 12 | | | （三）本次回购注销部分限制性股票的说明 13 | | | （四）结论性意见 15 | | | 六、备查文件及咨询方式 | 16 | | （一）备查文件 16 | | | （二）咨询方式 16 | | 上海荣正企业咨询服务（集团）股份有限公司 独立财务顾问报告 $$-\gamma,\Re\gamma$$ | 神通科技 ...

本次发行的可转换公司债券中，公司控股股东宁波神通投资有限公司（以 下简称"神通投资"）配售"神通转债"2,639,910 张，占发行总量的 45.75%；宁 波必恒投资合伙企业（有限合伙）（以下简称"必恒投资"）配售 877,140 张，占 发行总量的 15.20%；香港昱立实业有限公司（以下简称"香港昱立"）配售 529,450 张，占发行总量的 9.18%；宁波神通仁华投资合伙企业（有限合伙）（以下简称 "仁华投资"）配售 339,190 张，占发行总量的 5.88%。上述主体合计配售"神通 转债"4,385,690 张，占发行总量的 76.01%。 二、可转债变动情况 公司于近日收到神通投资、香港昱立的通知，2024 年 3 月 21 日至 2024 年 5 月 14 日，上述主体通过大宗交易方式共计减持"神通转债"679,450 张，占发 行总量的 11.78%，具体变动情况如下： | | | 神通科技集团股份有限公司 关于债券持有人持有可转换公司债券比例变动达到 10%的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律 ...

二〇二四年五月 神通科技 2023 年年度股东大会会议资料 神通科技集团股份有限公司 神通科技集团股份有限公司 2023 年年度股东大会 会议资料 2023 年年度股东大会会议须知 为维护广大投资者的合法权益，保障神通科技集团股份有限公司（以下简称 "公司"）股东在本次股东大会期间依法行使权利，根据《中华人民共和国公司法》 （以下简称"《公司法》"）、中国证券监督管理委员会（以下简称"中国证监会"） 发布的《上市公司股东大会规则》以及《神通科技集团股份有限公司章程》、《神 通科技集团股份有限公司股东大会议事规则》等有关规定，特制定本会议须知。 一、公司负责本次股东大会的议程安排和会务工作，出席会议人员应当听从 公司工作人员安排，共同维护好会议秩序。 二、为保证股东大会的正常秩序，除出席会议的股东或者股东代表、董事、 监事、高级管理人员、见证律师、本次会议议程有关人员及会务工作人员以外， 公司有权拒绝其他人员进入会场。对于影响股东大会秩序和损害其他股东合法权 益的行为，公司将按规定加以制止。 三、出席股东大会的股东、股东代表应当持身份证或者营业执照复印件、授 权委托书和证券账户卡等证件按股东大会通知登记时间办理 ...

本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 | 回购方案首次披露日 | 2024 年 2 日 | 月 | 8 | | --- | --- | --- | --- | | 回购方案实施期限 | 自公司董事会审议通过回购方案之日起 个月内 12 | | | | 预计回购金额 | 万元（人民币，下同） 5,000 万元—10,000 | | | | 回购用途 | 用于员工持股计划或股权激励 | | | | 累计已回购股数 | 6,419,501 | 股 | | | 累计已回购股数占总股本比例 | 1.51% | | | | 累计已回购金额 | 元 50,996,307.45 | | | | 实际回购价格区间 | 6.33 元/股—8.93 元/股 | | | | 证券代码：605228 | 证券简称：神通科技 公告编号：2024-048 | | --- | --- | | 债券代码：111016 | 债券简称：神通转债 | 神通科技集团股份有限公司 关于以集中竞价交易方式回购公司股份的进展公告 重要内容提示： 一、回购股份的基本 ...

| | | 神通科技集团股份有限公司 关于召开 2023 年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 投资者可于 2024 年 5 月 7 日(星期二)至 5 月 13 日(星期一)16:00 前登 录上证路演中心网站首页点击"提问预征集"栏目或通过公司邮箱 zqb@shentong- china.com 进行提问。公司将在说明会上对投资者普遍关注的问题进行回答。 神通科技集团股份有限公司（以下简称"公司"）于 2024 年 4 月 30 日发布公 司 2023 年年度报告，为便于广大投资者更全面深入地了解公司 2023 年度经营成 果、财务状况，公司计划于 2024 年 5 月 14 日下午 13:00-14:30 举行 2023 年度业 绩说明会，就投资者关心的问题进行交流。 一、说明会类型 本次投资者说明会以视频录播结合网络互动的形式召开，公司将针对 2023 年度的经营成果及财务指标的具体情况与投资者进行互动交流和沟通，在信息披 露允许的范围内就投资者普遍关注的问题进行回答。 ...

Financial Performance - The company's operating revenue for 2023 reached ¥1,637,932,563.69, representing a year-on-year increase of 14.63% compared to ¥1,428,836,825.77 in 2022 [23]. - The net profit attributable to shareholders for 2023 was ¥54,774,183.65, which is a 21.59% increase from ¥45,049,806.22 in 2022 [23]. - The net cash flow from operating activities significantly increased to ¥374,544,118.02, up 189.66% from ¥129,306,854.02 in 2022 [23]. - The total assets of the company as of the end of 2023 were ¥3,029,595,826.81, reflecting a 36.65% increase from ¥2,217,000,103.46 at the end of 2022 [23]. - Basic earnings per share for 2023 were ¥0.13, an 18.18% increase from ¥0.11 in 2022 [24]. - The weighted average return on equity for 2023 was 3.64%, an increase of 0.56 percentage points from 3.08% in 2022 [24]. - The company reported a net profit of ¥31,930,731.74 in Q4 2023, which is a significant increase compared to previous quarters [27]. - The company received government subsidies amounting to ¥3,861,730.09 in 2023, which positively impacted its financial performance [27]. Dividend Distribution - The company plans to distribute a cash dividend of 0.40 RMB per 10 shares, totaling approximately 16.76 million RMB, based on a total share count of 419,071,074 shares after accounting for repurchased shares [6]. - The total cash dividend distributed in the reporting period was 30,359,002.96 yuan, which represents 55.43% of the net profit attributable to ordinary shareholders in the consolidated financial statements [147]. - The company did not propose a profit distribution plan for the 2022 fiscal year due to the issuance of convertible bonds, but implemented a cash dividend of 0.32 yuan per 10 shares (including tax) totaling 13,596,160.00 yuan in the first half of 2023 [147]. - The company has a structured approach to its equity incentive plans, with multiple announcements regarding the implementation and adjustments of these plans throughout 2023 [150][151]. - The company aims to distribute cash dividends at least 10% of the distributable profits for the year, provided there are no major investment plans or cash expenditures [137]. Market Strategy and Growth - The company plans to continue expanding its market presence and investing in new technologies to drive future growth [29]. - The company is focusing on the intelligent automotive sector, with projections indicating that by 2025, the penetration rate of smart vehicles in China will reach 82%, with an estimated 28 million smart vehicles [30]. - The company has secured multiple project allocations from new energy vehicle clients, maintaining a robust order backlog and expanding its customer base [32]. - The company plans to enhance its market strategy by leveraging high-quality customer resources and expanding into the Japanese and European markets, while also focusing on the electric vehicle market [82]. - The company is exploring potential acquisitions to enhance its product portfolio, with a budget of 100 million allocated for this purpose [102]. Research and Development - The company has developed a diverse product portfolio in line with the trends of "electrification, intelligence, and connectivity" in the automotive industry, enhancing its core competitiveness [31]. - The company has established a comprehensive R&D management system, ensuring a positive cycle between production and R&D capabilities [48]. - Research and development expenses amounted to CNY 80,607,397.52, a decrease of 3.32% from the previous year [54]. - The number of R&D personnel is 337, making up 24.49% of the total workforce [63]. - The company is investing 50 million in R&D for new technologies aimed at enhancing product efficiency [102]. Corporate Governance - The board of directors has ensured the authenticity, accuracy, and completeness of the annual report [4]. - The company has established a governance structure that complies with legal regulations and ensures effective internal controls [90]. - The board of directors consists of 9 members, including 3 independent directors, promoting responsible decision-making [91]. - The company held 1 annual general meeting and 6 extraordinary meetings during the reporting period, ensuring compliance with regulations [92]. - The company has implemented strict insider information management to prevent stock price fluctuations due to information leaks [92]. Risk Management - The company has described potential risks in the "Management Discussion and Analysis" section of the report [9]. - The company recognizes risks related to macroeconomic cycles and market competition, which could impact sales and financial performance [86]. - The company faces increasing market competition risks if it cannot enhance technological investment and improve product structure and supply capabilities [87]. - Fluctuations in raw material costs, particularly plastic particles, significantly impact the company's production costs and profit levels [87]. - The company has established a comprehensive risk management system to enhance financial data analysis and fund usage supervision [156]. Environmental Responsibility - The company is committed to environmental responsibility, adhering to national regulations on energy conservation and pollution prevention [162]. - The company implemented carbon reduction measures, successfully reducing carbon dioxide equivalent emissions by 356.41 tons [164]. - The photovoltaic power generation project covers a rooftop area of 36,000 square meters, generating over 2.9 million kWh annually, saving approximately 722,500 CNY in electricity costs each year [164]. - The company invested 782,000 RMB in environmental protection during the reporting period [158]. - The company faced an administrative penalty of 19,000 RMB for environmental violations related to volatile organic compounds on October 25, 2023 [160]. Shareholder Engagement - The total number of shares held by directors and senior management increased from 1,630,900 at the beginning of the year to 2,588,000 by year-end, representing a net increase of 957,100 shares [99]. - The total pre-tax remuneration for all directors and supervisors amounted to 727.33 million yuan for the reporting period [99]. - The company has committed to transparency in its financial reporting and internal controls, ensuring compliance and governance [116]. - The company will disclose reasons for not implementing stock price stabilization measures if it fails to do so [180]. - The company has established strict regulations for related party transactions to ensure compliance and prevent financial misconduct [182].

浙商证券股份有限公司 关于神通科技集团股份有限公司 首次公开发行股票并上市保荐总结报告书 根据中国证券监督管理委员会出具的《关于核准神通科技集团股份有限公司 首次公开发行股票的批复》（证监许可[2020]3062号）（以下简称"神通科技"、 "公司"、"发行人"），公司首次公开发行人民币普通股（A）股8,000.00万股， 发行价格为5.89元/股，募集资金总额为人民币471,200,000.00元，扣除发行费用后 募集资金净额为412,150,281.51元。上述募集资金扣除保荐承销费后的余额已全 部到账，并经立信会计师事务所（特殊普通合伙）审验验证，出具了（信会师报 字[2021]ZF10015号）《验资报告》。神通科技首次公开发行股票已于2021年1月 20日在上海证券交易所主板上市，东方证券承销保荐有限公司为神通科技首次公 开发行股票并上市的保荐人，持续督导期至2023年12月31日。 根据中国证券监督管理委员会出具的《关于同意神通科技集团股份有限公司 向不特定对象发行可转换公司债券注册的批复》（证监许可[2023]1446号），同 意公司向不特定对象发行面值总额57,700万元可转换公司债券，期限6 ...

Financial Performance - The company's operating revenue for Q1 2024 was CNY 300,391,352.38, representing a year-on-year increase of 0.84%[3] - Net profit attributable to shareholders reached CNY 11,516,062.88, a significant increase of 444.72% compared to the same period last year[3] - The net profit after deducting non-recurring gains and losses was CNY 9,989,457.06, up by 364.76% year-on-year, primarily due to an increase in product gross margin[6] - The basic and diluted earnings per share were both CNY 0.03, reflecting a 200% increase compared to the previous year[3] - Operating profit increased to CNY 11,857,630.44, compared to CNY 2,167,448.00 in Q1 2023, marking a growth of 447.5%[18] - Net profit for Q1 2024 reached CNY 11,516,062.88, significantly up from CNY 2,114,143.65 in Q1 2023, representing a growth of 444.5%[19] Cash Flow - The net cash flow from operating activities was negative at CNY -64,145,516.87, a decrease of 1,968.54% year-on-year, mainly due to increased cash payments for goods and services[6] - In Q1 2024, the net cash flow from operating activities was -$64.15 million, a significant decline compared to $3.43 million in Q1 2023, representing a decrease of approximately 1,970%[23] - Total cash inflow from operating activities in Q1 2024 was $339.17 million, down from $365.32 million in Q1 2023, reflecting a decrease of about 7.1%[23] - Cash outflow from operating activities increased to $403.32 million in Q1 2024, compared to $361.89 million in Q1 2023, marking an increase of approximately 11.4%[23] - Cash flow from investing activities showed a net outflow of -$45.94 million in Q1 2024, an improvement from -$71.77 million in Q1 2023, indicating a reduction in losses by about 36%[24] - The company reported cash inflow from financing activities of $111 million in Q1 2024, contrasting with an outflow of -$485,100 in Q1 2023[24] - The net cash flow from financing activities was $36.94 million in Q1 2024, compared to -$854,500 in Q1 2023, showing a positive turnaround[24] - The ending cash and cash equivalents balance for Q1 2024 was $962.53 million, a significant increase from $200.66 million in Q1 2023[24] Assets and Liabilities - Total assets at the end of the reporting period were CNY 2,993,073,464.81, down 1.21% from the end of the previous year[3] - Total liabilities decreased to CNY 1,437,130,726.76 from CNY 1,449,759,949.78, a decline of 0.87%[15] - Total current assets as of March 31, 2024, are RMB 1,948,605,326.28, slightly down from RMB 1,974,052,891.96 at the end of 2023[13] - Total assets decreased to CNY 2,993,073,464.81 from CNY 3,029,595,826.81, a decline of 1.2%[15] - Non-current assets totaled CNY 1,044,468,138.53, down from CNY 1,055,542,934.85, a decrease of 1.05%[15] Shareholder Information - Total number of common shareholders at the end of the reporting period is 17,151[9] - The largest shareholder, Ningbo Shentong Investment Co., Ltd., holds 194,397,178 shares, accounting for 45.64% of total shares[10] - The top ten shareholders hold a significant portion of the company's equity, with the top three shareholders alone accounting for over 70%[10] - The company has not reported any changes in the participation of major shareholders in margin financing and securities lending activities[10] Product Development and Market Strategy - The company plans to continue focusing on product development and market expansion strategies to sustain growth in the upcoming quarters[2] - The company plans to focus on new product development and market expansion strategies in the upcoming quarters[18] - There are no significant new product developments or market expansion strategies mentioned in the current report[11] - The company has not disclosed any mergers or acquisitions in the reporting period[11] Inventory and Accounts Receivable - The company reported a significant increase in accounts receivable by 83.84%, attributed to a higher volume of discounted notes in December 2023[6] - Accounts receivable decreased to RMB 446,302,087.50 from RMB 536,073,565.91 year-over-year[13] - Inventory increased to RMB 265,249,802.41 from RMB 232,860,323.07 year-over-year[13]

| 证券代码：605228 | 证券简称：神通科技 公告编号：2024-034 | | --- | --- | | 债券代码：111016 | 债券简称：神通转债 | 神通科技集团股份有限公司 关于"神通转债"转股价格调整暨转股停牌的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 证券停复牌情况：适用 因回购股份注销完成引起的"神通转债"转股价格调整，本公司的相关证券停复 牌情况如下： | 证券代码 | 证券简称 | 停复牌类型 | 停牌起始日 | 停牌 期间 | 停牌终止日 | 复牌日 | | --- | --- | --- | --- | --- | --- | --- | | 111016 | 神通转债 | 可转债转股停牌 | 2024/4/3 | 全天 | 2024/4/3 | 2024/4/8 | 调整前转股价格：11.55 元/股 调整后转股价格：11.56 元/股 本次转股价格调整实施日期：2024 年 4 月 8 日 经中国证券监督管理委员会出具的《关于同意神通科技集团股份有限公司向 不特 ...

浙商证券股份有限公司 关于神通科技集团股份有限公司 "神通转债"转股价格调整的临时受托管理事务报告 浙商证券股份有限公司（以下简称"浙商证券"或"保荐人"）作为神通科 技集团股份有限公司（以下简称"神通科技"或"公司"）2023年向不特定对象 发行可转换公司债券（债券简称：神通转债，债券代码：111016，以下简称"本 期债券"）的保荐人、主承销商和受托管理人，持续密切关注对债券持有人权益 有重大影响的事项。 浙商证券作为本期债券的保荐人、主承销商和受托管理人，现将本次可转换 公司债券转股价格调整的具体情况报告如下： 鉴于神通科技2024年4月3日公告了《关于"神通转债"转股价格调整暨转股 停牌的公告》（公告编号：2024-034），根据《公司债券发行与交易管理办法》 《公司债券受托管理人执业行为准则》《可转换公司债券管理办法》等相关规定 及本期债券《受托管理协议》的约定，浙商证券现将本期债券重大事项报告如下： 一、本期债券基本情况 经中国证券监督管理委员会出具的《关于同意神通科技集团股份有限公司向 不特定对象发行可转换公司债券注册的批复》（证监许可[2023]1446 号）同意注 册，神通科技于 2023 ...