深圳佰维存储科技股份有限公司监事会 关于 2023 年限制性股票激励计划授予激励对象名单 核查意见 深圳佰维存储科技股份有限公司（以下简称"公司"）监事会依据《中华人 民共和国公司法》（以下简称"《公司法》"）《中华人民共和国证券法》（以 下简称"《证券法》"）《上市公司股权激励管理办法》（以下简称"《管理办 法》"）《上海证券交易所科创板股票上市规则》（以下简称"《上市规则》"） 《科创板上市公司自律监管指南第 4 号——股权激励信息披露》等相关法律、 法规、规章及规范性文件和《深圳佰维存储科技股份有限公司章程》（以下简 称"《公司章程》"）的有关规定，对本次限制性股票激励计划授予的激励对象 名单进行审核，发表核查意见如下： 1、本次股权激励计划授予激励对象均不存在《管理办法》第八条规定的不 得成为激励对象的情形： （1）最近 12 个月内被证券交易所认定为不适当人选； （2）最近 12 个月内被中国证监会及其派出机构认定为不适当人选； （3）最近 12 个月内因重大违法违规行为被中国证监会及其派出机构行政 处罚或者采取市场禁入措施； （4）具有《公司法》规定的不得担任公司董事、高级管理人员情形的； （5） ...

上海兰迪律师事务所 关于深圳佰维存储科技股份有限公司 2023 年限制性股票激励计划授予限制性股票的 法 律 意 见 书 中国上海市虹口区东大名路 1089 号北外滩来福士广场东塔 16 楼 邮编: 200082 16th Floor, East Tower, Raffles City, No.1089, Dongdaming Road, Shanghai ,China(P.C 200082) Tel: 86-21-6652-9952 fax: 86-21-6652-2252 www.landinglawyer.com 2023 年限制性股票激励计划授予限制性股票的 法律意见书 致:深圳佰维存储科技股份有限公司 上海兰迪律师事务所接受深圳佰维存储科技股份有限公司(以下简称"佰维 存储"或"公司",证券代码为 688525）的委托，为公司实施 2023 年限制性股 票激励计划所涉及的相关事宜出具法律意见书。 本所律师根据《中华人民共和国公司法》《中华人民共和国证券法》《上市公 司股权激励管理办法》《上海证券交易所科创板股票上市规则（2020年 12 月修 订 >> 及《科创板上市公司自律监管指南第 4 号一股权 ...

本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 证券代码：688525 证券简称：佰维存储 公告编号：2023-063 深圳佰维存储科技股份有限公司 关于向激励对象授予限制性股票的公告 《深圳佰维存储科技股份有限公司 2023 年限制性股票激励计划（草案修订 稿）》（简称"本激励计划"或"《激励计划（草案）》"）规定的限制性股票授 予条件已经成就。深圳佰维存储科技股份有限公司（简称"公司"）于 2023 年 8 月 8 日召开第三届董事会第十一次会议、第三届监事会第十次会议，审议通过 了《关于向激励对象授予限制性股票的议案》，确定以 2023 年 8 月 8 日为授予 日，向符合授予条件的 230 名激励对象授予 1,119.00 万股限制性股票。现将有 关事项说明如下： 一、限制性股票授予情况 （一）本次限制性股票授予的审批程序和信息披露情况 1、2023 年 3 月 8 日，公司召开第三届董事会第六次会议，会议审议通过了 《关于公司<2023 年限制性股票激励计划（草案）>及其摘要的议案》《关于公 司<20 ...

深圳佰维存储科技股份有限公司独立董事 关于第三届董事会第十一次会议相关事项的 经审查,我们认为: 公司《2023年限制性股票激励计划(草案修订稿)》的授予条件已经成就, 授予日为2023年8月8日,该授予日符合《上市公司股权激励管理办法》等法律、 法规以及公司《2023年限制性股票激励计划(草案修订稿)》中关于授予日的相 关规定,同时本次授予也符合本激励计划中关于激励对象获授限制性股票的条件 的规定,本激励计划的激励对象主体资格有效。 公司实施本激励计划有利于进一步健全公司长效激励机制,吸引和留住优秀 人才,充分调动公司员工的积极性,有效地将股东利益、公司利益和员工个人利 益结合在一起,使各方共同关注公司的长远发展,不会损害公司及全体股东的利 益。 综上,我们同意公司本激励计划的授予日为2023年8月8日,并同意向符合条 件的230名激励对象授予1,119.00万股限制性股票。 深圳1 (本页无正文,为《深圳佰维存储科技股份有限公司独立董事关于公司第三届董 事会第十一次会议相关事项的独立意见》之签署页） 常军锋(签字): 独立意见 根据《中华人民共和国公司法》《中华人民共和国证券法》、《上市公司独立 董事规则 ...

深圳佰维存储科技股份有限公司 2023 年限制性股票激励计划授予激励对象名单 4、孙日欣先生为实际控制人孙成思先生之父。 5、徐健峰先生为实际控制人孙成思先生的一致行动人。 深圳佰维存储科技股份有限公司董事会 2023 年 8 月 10 日 1、上述任何一名激励对象通过全部在有效期内的股权激励计划获授的本公 司股票累计数均未超过公司总股本的 1%。公司全部有效期内的激励计划所涉及 的标的股票总数累计不超过公司股本总额的 20%。 2、本激励计划拟授予激励对象不包括：独立董事、监事。 3、上表中部分合计数与各明细数直接相加之和在尾数上如有差异，是由于 四舍五入所造成。 | 序 | | | | 授予限制 | 获授数量占授 | 获授数量占本激 | | --- | --- | --- | --- | --- | --- | --- | | 号 | 姓名 | 国籍 | 职务 | 性股票数 | 予限制性股票 | 励计划公告日股 | | | | | | 量(万股) | 总数的比例 | 本总额的比例 | | | | | 一、董事、高级管理人员、核心技术人员及其关联人 | | | | | 1 | 孙成思 | 中国 | 董事长 ...

第三届监事会第十次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 证券代码：688525 证券简称：佰维存储 公告编号：2023-065 深圳佰维存储科技股份有限公司 一、 监事会会议召开情况 深圳佰维存储科技股份有限公司（以下简称"公司"）第三届监事会第十次会 议通知于 2023 年 7 月 31 日以电子邮件方式送达全体监事，会议于 2023 年 8 月 8 日在公司 1 号会议室以现场结合通讯方式召开，本次会议由公司监事会主席王 攀先生主持，会议应参加表决监事 3 人，实际参加表决监事 3 人，本次会议的召 集、召开符合《中华人民共和国公司法》（以下简称"《公司法》"）等法律、法规 和《深圳佰维存储科技股份有限公司章程》（以下简称"《公司章程》"）的有关规 定，会议作出的决议合法、有效。 二、 监事会会议审议情况 经全体与会监事经认真审议和表决，形成以下决议： （一） 审议通过《关于向激励对象授予限制性股票的议案》 监事会认为： 1、公司监事会对本次限制性股票激励计划授予的激励对象是否符合授予条 件进行核查 ...

证券简称：佰维存储 证券代码：688525 上海荣正企业咨询服务（集团）股份有限公司 关于 深圳佰维存储科技股份有限公司 2023 年限制性股票激励计划 授予事项 之 2023 年限制性股票激励计划（草案修订稿）》。 3 / 11 3.限制性股票、标的股票、第二类限制性股票：符合本激励计划授予条件的激 励对象，在满足相应归属条件后分次获得并登记的本公司股票。 4.激励对象：按照本激励计划规定，获得限制性股票公司（含分、子公司）任 职的董事、高级管理人员、中层管理人员、核心技术（业务）骨干人员及董 事会认为需要激励的其他人员。 5.授予日：指公司向激励对象授予限制性股票的日期，授予日必须为交易日。 6.授予价格：指公司授予激励对象每一股限制性股票的价格。 7.有效期：自限制性股票授予之日起到激励对象获授的限制性股票全部归属或 作废失效的期间。 8.归属：限制性股票激励对象满足获益条件后，上市公司将股票登记至激励对 象账户的行为。 9.归属条件：指限制性股票激励计划所设立的,激励对象为获得激励股票所需满 足的获益条件。 10.归属日：限制性股票激励对象满足获益条件后，获授股票完成登记的日期， 必须为交易日。 11 ...

Financial Performance - The company's operating revenue for Q1 2023 was CNY 42,549.11 million, representing a decrease of 39.41% compared to the same period last year[3]. - The net profit attributable to shareholders of the listed company was a loss of CNY 12,601.52 million, a decline of 908.07% year-on-year[3]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was a loss of CNY 12,912.08 million, down 1,136.07% from the previous year[3]. - The basic earnings per share for the period was CNY -0.33, reflecting a decrease of 925.00% compared to the same period last year[3]. - The company reported a net loss for Q1 2023, indicating challenges in maintaining profitability amid declining revenues[47]. - Operating profit turned negative at ¥138,699,902.15, down from a profit of ¥12,995,868.83 in the previous year[49]. - Total comprehensive income for the period was ¥-126,530,823.90, contrasting with a total of ¥19,016,151.53 in the prior year[50]. - Basic and diluted earnings per share were both ¥-0.33, compared to ¥0.04 in the same quarter last year[50]. - The company reported a net loss of ¥126,015,215.24 for the quarter, compared to a net profit of ¥15,594,606.41 in the same period last year, representing a significant decline[49]. Assets and Liabilities - The company's total assets at the end of the reporting period were CNY 516,279.52 million, an increase of 17.04% from the end of the previous year[16]. - Current assets totaled CNY 4,239,436,195.49, an increase of 20.3% from CNY 3,523,325,078.56 in the previous year[25]. - The company's total liabilities as of March 31, 2023, were RMB 2,867,768,488.87, an increase of 44.1% from RMB 1,989,642,318.47 at the end of 2022[44]. - The total equity attributable to shareholders as of March 31, 2023, was RMB 2,295,026,704.88, down from RMB 2,421,557,528.78 at the end of 2022, a decrease of 5.2%[45]. - Total assets reached CNY 5,162,795,193.75, up from CNY 4,411,199,847.25, reflecting a growth of 17.0%[25]. - Short-term borrowings increased to CNY 1,709,108,059.93 from CNY 1,148,338,293.60, an increase of 48.9%[25]. Cash Flow - The company reported a net cash flow from operating activities of CNY -64,644.67 million, indicating a significant cash outflow during the quarter[3]. - Net cash flow from operating activities was negative at CNY -646,446,720.36, worsening from CNY -158,093,256.02 in the same period last year[33]. - Cash inflow from financing activities was CNY 1,140,532,219.71, significantly higher than CNY 217,716,681.52 in the previous year[34]. - The company reported a net cash outflow from investing activities of CNY -60,339,931.85, compared to CNY -47,207,617.04 last year[33]. - The company received tax refunds amounting to CNY 49,359,220.19, an increase from CNY 17,770,444.96 in the previous year[33]. Research and Development - Research and development expenses totaled CNY 3,076.21 million, accounting for 7.23% of operating revenue, which is an increase of 2.75 percentage points year-on-year[16]. - Research and development expenses for Q1 2023 amounted to RMB 30,762,097.63, slightly down from RMB 31,493,604.35 in Q1 2022[47]. Market Conditions and Strategy - The company experienced a significant decline in demand for semiconductor storage products due to a weak global consumer electronics market, leading to a sharp drop in storage product prices[17]. - The company plans to focus on market expansion and new product development to address the current challenges in the semiconductor storage market[17]. - The company plans to focus on market expansion and new product development to drive future growth[41]. - The company is exploring strategic partnerships and potential acquisitions to enhance its market position and technological capabilities[41]. Other Financial Metrics - The weighted average return on net assets was -5.34%, a decrease of 6.19 percentage points compared to the previous year[16]. - The company experienced an asset impairment loss of ¥37,197,233.15, significantly higher than the previous year's loss of ¥2,497,877.37[49]. - Other income increased to ¥2,787,389.22 from ¥2,115,299.51 year-over-year[49]. - Investment income rose to ¥891,453.17, up from ¥195,000.00 in the prior year[49]. - The company reported a foreign exchange loss of ¥-515,608.66, compared to a gain of ¥3,421,545.12 in the same quarter last year[50]. - The total profit before tax was ¥-138,718,113.10, compared to a profit of ¥13,008,808.96 in the previous year[49]. Accounting Standards - The company did not apply new accounting standards for the first quarter of 2023[55].

证券代码：688525 证券简称：佰维存储 公告编号：2023-038 深圳佰维存储科技股份有限公司 关于召开 2022 年度业绩暨现金分红说明会的公告 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要提示： （https://roadshow.cnstock.com/） 2、召开地点: 上海证券报·中国证券网路演中心 （https://roadshow.cnstock.com/） 3、召开方式：视频录播和网络文字互动 三、参会人员： 会议召开时间：2023 年 4 月 28 日（星期五）9:00-10:00 会议召开地点：上海证券报·中国证券网路演中心 会议召开方式：视频录播和网络文字互动 投资者可于 2023 年 4 月 27 日（星期四）15:00 前将需要了解的情况和 有关问题通过电子邮件的形式发送至公司投资者关系邮箱 ir@biwin.com.cn，说 明会上公司将在信息披露允许的范围内对投资者普遍关注的问题进行回答。 一、说明会类型 深圳佰维存储科技股份有限公司（以下简称"公司"）已于 2023 年 4 月 ...

Financial Performance - The company reported a diluted earnings per share of 0.18 yuan, a decrease of 43.75% compared to the previous year[38]. - The basic earnings per share after deducting non-recurring gains and losses was 0.17 yuan, down 46.88% year-on-year[38]. - The weighted average return on net assets was 3.83%, a decrease of 4.75 percentage points from the previous year[38]. - In 2022, the company achieved operating revenue of 298,569.27 million RMB, a year-on-year increase of 14.44%[49]. - The net profit attributable to shareholders decreased by 38.91% to 7,121.87 million RMB, while the net profit after deducting non-recurring gains and losses fell by 44.37% to 6,578.26 million RMB[49]. - The company plans not to distribute profits or dividends for the 2022 fiscal year, aiming for sustainable development[4]. - The company's operating revenue for the reporting period was 298,569.27 million RMB, representing a year-on-year increase of 14.44% compared to 260,904.57 million RMB[89]. - Net profit attributable to shareholders decreased by approximately 4,535.39 million RMB, down 38.91% year-on-year, primarily due to declining product prices and increased R&D investments[132]. - The net cash flow from operating activities was -69,259.12 million RMB, compared to -48,820.46 million RMB in the previous year[89]. - The company experienced a net cash flow from operating activities of -CNY 69,259.12 million in 2022, compared to -CNY 48,820.46 million in 2021[160]. Research and Development - The R&D investment accounted for 4.23% of operating revenue, an increase of 0.13 percentage points compared to the previous year[38]. - The company has established a professional medium analysis team to enhance product development efficiency and delivery quality[23]. - The company has a complete R&D team and development system in core areas such as chip design and advanced packaging technology[40]. - The company emphasizes continuous investment in R&D to align with market trends and mitigate the risk of technological obsolescence[46]. - The company is actively engaged in core technology R&D to enhance its competitive edge in the semiconductor storage sector[74]. - R&D expenses rose by 18.27% to 12,639.67 million RMB, indicating a commitment to enhancing core technology and product competitiveness[120]. - The company plans to enhance R&D capabilities and invest in chip IC design, advanced packaging, and testing equipment to improve technological competitiveness[167]. - The company will implement a "research and development integration" strategy to enhance product competitiveness and meet customized demands[166]. - Talent development is prioritized, with plans for quality campus and social recruitment to build a strong talent pipeline for sustainable growth[192]. Market and Industry Trends - The global economic downturn, influenced by the Russia-Ukraine conflict and rising inflation, has negatively impacted demand for consumer electronics, affecting the semiconductor storage industry[49]. - The semiconductor storage industry is expected to reach a bottom in its downward trend in 2023[140]. - The global semiconductor storage market size declined by 15% year-on-year in 2022 due to weak downstream demand and high inventory levels[178]. - The automotive storage market is expected to exceed USD 20 billion by 2030, driven by the growth of advanced driving assistance systems (ADAS) and in-vehicle information systems (IVI)[164]. - In 2023, the semiconductor storage industry is expected to see a recovery in demand, with a potential rebound due to supply-side capacity reductions[181]. - The average storage capacity of devices is increasing, with mid-range smartphones moving towards 128GB/256GB and high-end smartphones reaching 512GB to 1TB[143]. - The global cloud service market is growing, driving demand for servers, with a projected annual compound growth rate of over 20% for global data from 2020 to 2025[144]. - In 2022, PC shipments decreased by 13% and smartphone shipments fell by 9%, consuming approximately 56% of NAND Flash capacity and 51% of DRAM capacity[142]. Operational Challenges - The company reported a net cash flow from operating activities of -15,809.33 million RMB in Q1 2022, indicating cash flow challenges[55]. - The company experienced a decline in cash flow, with Q4 2022 showing a net cash flow from operating activities of -41,808.58 million RMB[55]. - The company's inventory significantly increased due to weak market demand, particularly in Q4 2022, impacting the upstream supply chain[114]. - The gross margin for various products declined due to adverse macroeconomic factors, despite a slight increase in operating revenue[112]. - Direct materials accounted for 94.42% of total costs, with a total cost of 251,175.31 million RMB, reflecting a 24.23% increase compared to the previous year[115]. - Embedded storage products saw a significant cost increase of 32.86% year-on-year, driven by increased business volume and changes in sales structure[115]. - The top five customers contributed 117,954.99 million RMB, accounting for 39.51% of the total annual sales[96]. - The top five suppliers accounted for 67.82% of total annual purchases, with no related party transactions reported[118]. - The company faces risks related to the concentration of key raw materials, particularly NAND Flash and DRAM wafers, which are primarily produced by Samsung and Micron[50]. Strategic Initiatives - The company is actively developing QLC-based storage solutions to expand its market presence[21]. - The company launched DDR5 memory modules and LPDDR5 embedded storage, currently in the market promotion phase[18]. - The company aims to strengthen its presence in domestic markets and improve service quality while expanding its global marketing network[184]. - The company is focusing on developing new businesses in server storage and automotive storage to drive growth[169]. - The company will strengthen its market and R&D teams in the server and automotive sectors, steadily launching competitive products and actively promoting them[192]. - The company emphasizes a cost-conscious management approach to optimize resource allocation and reduce waste[187]. - The company is committed to cultivating a strong corporate culture that supports its workforce and provides competitive long-term returns[187]. - The company aims to implement lean management across R&D, production, procurement, and sales to enhance overall efficiency and reduce costs[192]. - The company will optimize its performance management system and establish a long-term equity incentive plan to enhance employee engagement and achieve strategic goals[192].