Financial Performance - The company's operating revenue for Q3 2024 was CNY 30,234.08 million, a decrease of 18.22% compared to the same period last year, and a year-to-date revenue of CNY 84,464.55 million, down 21.31% year-on-year[1]. - Net profit attributable to shareholders for Q3 2024 was CNY 3,066.54 million, a decline of 63.20% year-on-year, with a year-to-date net profit of CNY 7,887.49 million, also down 63.13%[1]. - The net profit attributable to shareholders after deducting non-recurring gains and losses for Q3 2024 was CNY 2,772.26 million, a decrease of 52.33% year-on-year, and year-to-date was CNY 6,935.53 million, down 62.28%[1]. - Total revenue for the first three quarters of 2024 was CNY 844,645,501.99, a decrease of 21.3% compared to CNY 1,073,376,383.11 in the same period of 2023[14]. - Net profit for the first three quarters of 2024 was CNY 78,874,871.54, a decline of 63.1% compared to CNY 213,946,477.36 in the same period of 2023[16]. Cash Flow and Assets - The net cash flow from operating activities for the year-to-date period was CNY 28,305.98 million, a decrease of 32.56% compared to the previous year[2]. - The company's cash and cash equivalents amounted to RMB 1.30 billion, significantly up from RMB 442.87 million at the end of 2023, indicating a growth of approximately 193.5%[10]. - The total current assets reached RMB 1.91 billion, up from RMB 1.01 billion, marking an increase of approximately 89.1%[11]. - The company reported a significant increase in cash flow, with cash and cash equivalents rising by RMB 857.38 million compared to the previous period[10]. - The net cash flow from operating activities for the first three quarters of 2024 was ¥283,059,836.39, down 32.5% from ¥419,702,122.60 in 2023[19]. - Cash inflows from financing activities amounted to ¥1,459,801,648.07, significantly higher than ¥194,929,470.00 in the same period last year[20]. Research and Development - Research and development expenses totaled CNY 2,629.85 million for Q3 2024, accounting for 8.70% of operating revenue, an increase of 1.10 percentage points year-on-year[2]. - Research and development expenses for the first three quarters of 2024 were CNY 72,776,198.13, down from CNY 89,829,231.59 in 2023, indicating a decrease of 18.9%[14]. Shareholder Equity and Liabilities - The company's total assets at the end of the reporting period were CNY 453,561.85 million, an increase of 23.47% compared to the end of the previous year[2]. - The company's equity attributable to shareholders at the end of the reporting period was CNY 407,844.63 million, an increase of 46.24% compared to the end of the previous year, primarily due to successful fundraising of approximately CNY 1.4 billion[6]. - The company's total liabilities decreased to CNY 457,172,201.04 from CNY 884,623,931.48, representing a reduction of 48.3%[13]. - The equity attributable to shareholders increased to CNY 4,078,446,263.85, up from CNY 2,788,817,838.88, marking a growth of 46.2%[13]. Operational Insights - The company is focusing on expanding its market presence and developing new technologies, although specific figures were not disclosed in the report[9]. - The report indicates that there are no significant changes in the shareholding structure among the top shareholders, maintaining stability in ownership[9]. - The company has not reported any significant new strategies or mergers and acquisitions during this quarter[10]. - The company's short-term borrowings amounted to CNY 120,229,023.46, with a significant reduction in current liabilities overall[12]. Other Financial Metrics - Basic earnings per share for Q3 2024 was CNY 0.04, down 71.43% year-on-year, while diluted earnings per share was CNY 0.05, a decrease of 64.29%[2]. - The weighted average return on net assets for the year-to-date period was 0.76%, a decrease of 2.32 percentage points compared to the previous year[2]. - The company recorded cash outflows from investing activities of ¥217,809,331.76, compared to ¥229,568,340.51 in the previous year, resulting in a net cash flow from investing activities of -¥197,242,505.92[19]. - The company received tax refunds totaling ¥32,945,931.20, down from ¥50,589,799.53 in the same period last year[19]. - The company did not apply new accounting standards for the first time in 2024[21].

r cle n . 3 ING&WODE 北京市朝阳区东三环中路1号 环球金融中心办公楼东楼18层 邮编: 100020 8th Floor, East Tower, World Financial 1 Dongsanhuan Zhonglu Chaovang District Beijing, 100020 北京市金杜律师事务所 关于上海合晶硅材料股份有限公司 2024年第一次临时股东大会之 法律意见书 致:上海合晶硅材料股份有限公司 北京市金杜律师事务所(以下简称本所)接受上海合晶硅材料股份有限公司（以 下简称公司）委托,根据《中华人民共和国证券法》（以下简称《证券法》）、《中 华人民共和国公司法》(以下简称《公司法》)、中国证券监督管理委员会《上市公 司股东大会规则（2022年修订）》（以下简称《股东大会规则》）等中华人民共和国 境内(以下简称中国境内,为本法律意见书之目的,不包括中国香港特别行政区、中 国澳门特别行政区和中国台湾地区）现行有效的法律、行政法规、规章和规范性文件 和现行有效的《上海合晶硅材料股份有限公司章程》（以下简称《公司章程》）有关 规定,指派律师出席了公司于 2024年 10月 2 ...

证券代码：688584 证券简称：上海合晶 公告编号：2024-040 上海合晶硅材料股份有限公司 2024 年第一次临时股东大会决议公告 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 本次会议是否有被否决议案：无 一、 会议召开和出席情况 本次股东大会由公司董事会召集，董事长刘苏生先生主持，会议采用现场投 票和网络投票相结合的表决方式。本次股东大会的召集和召开程序、出席会议人 员的资格和召集人资格、会议的表决程序和表决结果均符合《中华人民共和国公 司法》及《上海合晶硅材料股份有限公司章程》的规定。 （五） 公司董事、监事和董事会秘书的出席情况 | 1、出席会议的股东和代理人人数 | 203 | | --- | --- | | 普通股股东人数 | 203 | | 2、出席会议的股东所持有的表决权数量 | 536,565,413 | | 普通股股东所持有表决权数量 | 536,565,413 | | 3、出席会议的股东所持有表决权数量占公司表决权数量的比 | 80.6309 | | 例（%） | | | 普通 ...

2024年第一次临时股东大会会议资料 证券代码：688584 证券简称：上海合晶 三、会议按照会议通知上所列顺序审议、表决议案。 四、股东（或股东代理人）参加股东大会依法享有发言权、质询权、表决 权等权利。股东（或股东代理人）参加股东大会应认真履行其法定义务，不得 侵犯公司和其他股东（或股东代理人）的合法权益，不得扰乱股东大会的正常 秩序。 上海合晶硅材料股份有限公司 2024年第一次临时股东大会会议资料 2024年10月 1/9 | 2024年第一次临时股东大会会议须知 3 | | --- | | 2024年第一次临时股东大会会议议程 5 | | 2024年第一次临时股东大会会议议案 6 | | 议案一： 关于补选董事的议案 6 | | 议案二： 关于补选监事的议案 8 | 2024年第一次临时股东大会会议资料 2024年第一次临时股东大会会议须知 为了维护全体股东的合法权益，确保股东大会的正常秩序和议事效率，保 证大会的顺利进行，上海合晶硅材料股份有限公司（以下简称"公司"或"上海合 晶"）根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民 共和国证券法》（以下简称"《证券法》"）、《上市 ...

证券代码：688584 证券简称：上海合晶 公告编号：2024-039 上海合晶硅材料股份有限公司 关于召开 2024 年第一次临时股东大会的通知 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 一、 召开会议的基本情况 （一） 股东大会类型和届次 2024 年第一次临时股东大会 （二） 股东大会召集人：上海合晶硅材料股份有限公司董事会 （三） 投票方式：本次股东大会所采用的表决方式是现场投票和网络投票相结 合的方式 （四） 现场会议召开的日期、时间和地点 召开日期时间：2024 年 10 月 21 日 14 点 00 分 召开地点：上海市松江区石湖荡镇闵塔公路 777 号 3 号楼 1 层 （五） 网络投票的系统、起止日期和投票时间。 本次股东大会审议议案及投票股东类型 网络投票系统：上海证券交易所股东大会网络投票系统 网络投票起止时间：自 2024 年 10 月 21 日 至 2024 年 10 月 21 日 采用上海证券交易所网络投票系统，通过交易系统投票平台的投票时间为股 东大会召开当日的交易时间段， ...

中信证券股份有限公司 关于上海合晶硅材料股份有限公司 2024 半年度持续督导跟踪报告 中信证券股份有限公司（以下简称"中信证券"或"保荐人"）作为上海合 晶硅材料股份有限公司（以下简称"上海合晶"或"公司"或"上市公司"）首 次公开发行股票并在科创板上市的保荐人。根据《证券发行上市保荐业务管理办 法》、《上海证券交易所科创板股票上市规则》等相关规定，中信证券履行持续 督导职责，并出具本持续督导半年度跟踪报告。 一、持续督导工作概述 1、保荐人制定了持续督导工作制度，制定了相应的工作计划，明确了现场 检查的工作要求。 2、保荐人已与公司签订保荐协议，该协议已明确了双方在持续督导期间的 权利义务，并报上海证券交易所备案。 3、本持续督导期间，保荐人通过与公司的日常沟通、现场回访等方式开展 持续督导工作，并于 2024 年 8 月 6 日至 8 月 8 日对公司进行了现场检查。 4、本持续督导期间，保荐人根据相关法规和规范性文件的要求履行持续督 导职责，具体内容包括： （1）查阅公司章程、三会议事规则等公司治理制度、三会会议材料； （5）对公司高级管理人员进行访谈； （6）对公司及其控股股东、董事、监事、高级管理 ...

证券代码：688584 证券简称：上海合晶 上海合晶硅材料股份有限公司 投资者关系活动记录表 编号：2024-005 | --- | --- | --- | |--------------|---------------------------------|--------------------------------------------------| | | | | | | □ | 特定对象调研 □分析师会议 | | 投资者关系活 | □ 媒体采访 □业绩说明会 | | | 动类别 | □ 新闻发布会 □路演活动 | | | | □ 现场参观 其他： | 2024 年半年度线上业绩交流会 | | 会议主题 | 公司组织 2024 | 年半年度业绩交流会 | | 参与单位名称 | | 和聚投资、承珞资本、粤信资产、比亚迪财险、正圆投 | | | | | | 时间 | 2024 年 8 月 30 | 资、紫阁投资、同巨投资、贵源投资、中信证劵 日 | | 地点 | 上海 | | | | | | | 上市公司接待 | 总经理 陈建纲 董事会秘书 庄子祊 | | | 人员姓名 | 财务总监 管继孟 | | | ...

Financial Performance - The company reported a revenue of RMB 1.2 billion for the first half of 2024, representing a year-on-year increase of 15%[6]. - The company reported a revenue of CNY 54,230.47 million for the first half of 2024, a decrease of 22.93% compared to the same period last year[12]. - The company achieved operating revenue of 542.30 million RMB, a decrease of 22.93% compared to the same period in 2023, but a quarter-on-quarter increase of 17.73% in Q2[35]. - The company reported a total revenue from sales of goods and services of 500,273,913.28 RMB, down from 704,534,255.29 RMB in the first half of 2023, representing a decrease of approximately 29.0%[134]. - The company reported a net profit attributable to shareholders of CNY 4,163.28 million after deducting non-recurring gains and losses[39]. - Net profit attributable to shareholders was CNY 4,820.95 million, down 63.09% year-on-year, but showed a 63.92% increase in the second quarter compared to the first quarter[14]. - The net profit for the first half of 2024 was RMB 48,209,482.05, down 63% from RMB 130,619,430.26 in the first half of 2023[129]. - The company’s total comprehensive income for the first half of 2024 amounted to CNY 130,619,430.26[142]. Research and Development - Research and development expenses increased by 18%, focusing on advanced silicon materials and power devices[6]. - Research and development expenses accounted for 8.57% of total revenue, slightly down from 8.77% in the previous year[13]. - The company achieved a total R&D investment of 46.48 million yuan, a decrease of 24.71% compared to the same period last year[24]. - The company applied for 9 invention patents and obtained 1 invention patent authorization during the reporting period, bringing the total to 27 invention patents[23]. - The company has developed multiple core technologies in semiconductor materials, including magnetic field pulling technology and ultra-precision polishing technology, with several patents granted[19]. Market Expansion and Product Development - User data indicates a 20% increase in active customers, reaching 500,000 by the end of June 2024[6]. - The company plans to launch two new products in Q3 2024, targeting a market share increase of 10% in the semiconductor sector[6]. - The company plans to continue focusing on market expansion and new product development to improve future performance[14]. - The company aims to become a world-class silicon material supplier, focusing on providing product solutions and maximizing value for customers[18]. Sustainability and Environmental Impact - The management highlighted a commitment to sustainability, aiming for a 50% reduction in carbon emissions by 2025[6]. - Environmental protection investments amounted to 9.2734 million yuan during the reporting period[50]. - The company implemented carbon reduction measures, achieving a reduction of 210.6 tons of CO2 equivalent emissions through initiatives like water and heat recovery systems[67]. - The rooftop solar project at Shanghai Jingmeng generated 36.9 million kWh of electricity, contributing to the reduction of greenhouse gas emissions[68]. Financial Position and Cash Flow - The company's cash flow from operating activities was CNY 16,950.32 million, a decline of 20.89% compared to the previous year[12]. - Cash and cash equivalents increased by 281.80% to 169,086.23 million RMB, reflecting improved liquidity[41]. - The total cash and cash equivalents at the end of the period amounted to 1,643,730,261.01 RMB, compared to 387,411,045.21 at the end of the previous year, reflecting a substantial increase[136]. - The company reported a significant increase in interest income to RMB 11,819,638.92 from RMB 3,463,278.46, marking an increase of over 240%[128]. Shareholder and Governance Matters - The company has committed to a share lock-up period of 36 months from the date of its initial public offering, during which it will not transfer or manage its shares[70]. - The company will ensure compliance with relevant regulations regarding share transfers and will bear legal responsibility for any violations of these commitments[72]. - The company has established a long-term effective commitment policy to safeguard investor interests[85]. - The company will ensure that any profits derived from violations of commitments will be compensated to affected investors[85]. Risks and Compliance - No significant risks were identified that could impact the company's operations during the reporting period[6]. - The company faces geopolitical risks affecting the semiconductor industry, which may impact access to talent, technology, and equipment[38]. - The management highlighted the importance of compliance with relevant laws and regulations to protect shareholder interests[89]. Production and Capacity - The company is expanding its production capacity by 30% with a new facility set to open in early 2025[6]. - The company is focused on enhancing its capacity utilization and has implemented strategies to strengthen its 8-inch production and expand its 12-inch production capabilities[18]. - The company plans to enhance its 12-inch epitaxial wafer production capacity by approximately 180,000 pieces annually and 8-inch epitaxial wafer capacity by approximately 60,000 pieces annually upon completion of the new project[37].

证券代码：688584 证券简称：上海合晶 公告编号：2024-035 上海合晶硅材料股份有限公司 关于注销部分股票期权的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 上海合晶硅材料股份有限公司（以下简称"公司"）于2024年8月29日分别 召开了第二届董事会第十四次会议和第二届监事会第十三次会议，审议通过了 《关于注销部分股票期权的议案》，根据《上市公司股权激励管理办法》等相关 法律法规及《上海合晶硅材料股份有限公司股票期权激励计划（草案修订稿）》 （以下简称"《2020年激励计划》"）、《上海合晶硅材料股份有限公司2022年 股票期权激励计划（草案）》（以下简称"《2022年激励计划》"），董事会同 意注销部分激励对象已获授但尚未行权的股票期权，现将有关情况公告如下： 一、股票期权激励计划已履行的决策程序及相关信息披露 （一）《2020 年激励计划》已履行的决策程序及相关信息披露 2020年4月15日，公司召开第一届董事会第六次会议，审议通过了《上海合 晶硅材料股份有限公司股票期权激励计划（草案）》《上海合晶硅 ...

证券代码：688584 证券简称：上海合晶 公告编号：2024-036 上海合晶硅材料股份有限公司 关于变更注册资本、修订《公司章程》并办理工商 变更登记的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 上海合晶硅材料股份有限公司（以下简称"公司"）于2024年8月29日召开 第二届董事会第十四次会议，审议通过《关于变更注册资本、修订<公司章程>并 办理工商变更登记的议案》，现将具体情况公告如下： 一、变更公司注册资本的相关情况 2024年3月13日，公司召开第二届董事会第十一次会议和第二届监事会第十 一次会议，审议通过了《关于2020年股票期权激励计划第一个行权期行权条件成 就的议案》《关于2022年股票期权激励计划第一个行权期行权条件成就的议案》。 公司董事会同意按照相关规定办理2020年股票期权激励计划和2022年股票期权 激励计划第一个行权期行权相关事宜。 根据立信会计师事务所（特殊普通合伙）对公司本次行权事宜出具的《验资 报告》（信会师报字[2024]第ZA13692号），审验了公司截至2024年5月20日 ...