中信建投证券股份有限公司 关于上海康鹏科技股份有限公司 一、本次现场检查的基本情况 中信建投针对公司的实际情况制订了现场检查工作计划。为顺利实施本次现 场工作，提高现场工作效率，切实履行持续督导工作，中信建投证券提前将现场检 查事宜通知公司，并要求公司提前准备现场检查工作所需的相关文件和资料。 2025年4月，中信建投保荐代表人根据事先制订的现场检查工作计划，采取与相 关负责人员沟通及询问、查看公司生产经营场所、查阅公司主要业务合同、往来款 明细账、部分原始凭证、募集资金台账及专户对账单、股东会、董事会文件、公告 文件等相关资料等形式，对包括公司治理和内部控制情况、股东会、董事会运作情 况、信息披露情况、独立性以及与控股股东、实际控制人及其他关联方资金往来情 况、募集资金使用情况、关联交易、对外担保、重大对外投资情况以及经营状况在 内的事项进行现场检查，并在前述工作的基础上完成本次现场检查报告。 二、对现场检查事项逐项发表的意见 （一）公司治理和内部控制情况、股东会、董事会运作情况 现场检查人员查阅了康鹏科技的公司章程、公司治理主要制度、股东会、董事 会和董事会专门委员会的全套会议资料、公司内部控制相关制度、 ...

中信建投证券股份有限公司 关于上海康鹏科技股份有限公司 2024 年持续督导年度报告书 | 保荐人名称：中信建投证券股份有限 | 上市公司名称：上海康鹏科技股份有限 | | --- | --- | | 公司 | 公司 | | 保荐代表人姓名：王慧能 | 联系方式：021-68801539 | | | 联系地址：上海市浦东新区浦东南路 528 | | | 号上海证券大厦北塔 2203 室 | | 保荐代表人姓名：周傲尘 | 联系方式：021-68801539 | | | 联系地址：上海市浦东新区浦东南路 528 | | | 号上海证券大厦北塔 2203 室 | 经中国证券监督管理委员会《关于同意上海康鹏科技股份有限公司首次公开 发行股票注册的批复》（证监许可[2023]1007 号）批准，上海康鹏科技股份有限 公司（以下简称"公司"或"康鹏科技"）于 2023 年 7 月 20 日在上海证券交易 所科创板挂牌上市。本次公司发行新股的发行价为 8.66 元/股，募集资金总额为 899,557,500.0 元，扣除发行费用 88,897,892.9（不含税金额）元后，实际募集资 金净额为 810,659,607.1 ...

2024 年年度股东大会的 上海市锦天城律师事务所 关于上海康鹏科技股份有限公司 2024 年年度股东大会的 法律意见书 地址：上海市浦东新区银城中路 501 号上海中心大厦 9/11/12 楼 电话：021-20511000 传真：021-20511999 邮编：200120 上海市锦天城律师事务所 法律意见书 上海市锦天城律师事务所 关于上海康鹏科技股份有限公司 上述公告载明了本次股东大会的召开时间、地点、出席对象、审议事项、登记方 法、网络投票的时间及操作流程等，说明了股东有权亲自或委托代理人出席股东 大会并行使表决权，以及有权出席股东的股权登记日、出席会议股东的登记方式、 联系地址、联系人等事项。同时公告列明了本次股东大会的审议事项，并对有关 议案的内容进行了披露。 法律意见书 致：上海康鹏科技股份有限公司 上海市锦天城律师事务所（以下简称"本所"）接受上海康鹏科技股份有限 公司（以下简称"公司"）委托，就公司召开 2024 年年度股东大会（以下简称"本 次股东大会"）的有关事宜，根据《中华人民共和国公司法》（以下简称"《公司 法》"）《上市公司股东大会规则》《上海证券交易所科创板股票上市规则》（以下 ...

上海康鹏科技股份有限公司 2024年年度股东大会决议公告 本公司董事会及全体董事保证公告内容不存在任何虚假记载、误导性陈述或 者重大遗漏，并对其内容的真实性、准确性和完整性依法承担法律责任。 重要内容提示： 本次会议是否有被否决议案：无 一、 会议召开和出席情况 证券代码：688602 证券简称：康鹏科技 公告编号：2025-036 （一） 股东大会召开的时间：2025 年 5 月 13 日 （二） 股东大会召开的地点：上海市普陀区祁连山南路 2891 弄 200 号 1 幢一楼 会议室 （三） 出席会议的普通股股东、特别表决权股东、恢复表决权的优先股股东及 其持有表决权数量的情况： | 1、出席会议的股东和代理人人数 | 78 | | --- | --- | | 普通股股东人数 | 78 | | 2、出席会议的股东所持有的表决权数量 | 279,027,823 | | 普通股股东所持有表决权数量 | 279,027,823 | | 3、出席会议的股东所持有表决权数量占公司表决权数量的比 | 53.7237 | | 例（%） | | | 普通股股东所持有表决权数量占公司表决权数量的比例（%） | 53.723 ...

Group 1: Legal and Regulatory Developments - A U.S. federal judge ruled that Apple violated a previous court order, requiring the company to open its App Store to allow external payment methods, which could change the iOS payment landscape [2] - Apple has appealed the ruling, but developers within the iOS ecosystem can start directing consumers to third-party payment channels for at least two months before the appeal outcome [2] Group 2: Technology and Product Updates - Google launched the upgraded Gemini 2.5 Pro AI model, enhancing capabilities in coding and interactive web application development, available through Gemini API and Google’s Vertex AI [3] - Apple AI is expected to debut in the iOS 18.6 system in China, supported by Alibaba and Baidu, with Baidu's Wenxin Yiyan model as the core engine [3] - OpenAI announced a shift back to a Public Benefit Corporation model, maintaining nonprofit control over its operations, amidst criticism and legal challenges [3] Group 3: Market Strategies and Competition - Apple is changing its iPhone marketing strategy to release lower-end models in the first half of the year and high-end models in the second half, aiming to address competition in markets like China [4] - Tesla reported that over 95% of the parts for its Model 3 and refreshed Model Y are sourced from China, highlighting its reliance on local suppliers [4] Group 4: Corporate Actions and Partnerships - WeRide and Uber announced an expansion of their strategic partnership to deploy Robotaxi services in 15 new international cities over the next five years [6] - Pony.ai and Uber also reached a strategic partnership to integrate Pony.ai's Robotaxi services into the Uber platform, starting in the Middle East [7] Group 5: Industry Trends and Innovations - The global DRAM market saw a 42.5% year-on-year growth in Q1 2025, with SK Hynix overtaking Samsung to become the market leader with a 36.7% share [9] - Guoxin Technology successfully tested its quantum-resistant chip, AHC001, which is designed for high-security applications in finance, communication, and IoT [9]

Group 1 - US stock market experienced a decline with the Dow Jones down 0.95%, Nasdaq down 0.87%, and S&P 500 down 0.77% [1] - Popular Chinese concept stocks saw significant gains, with Xiaoma Zhixing up over 47%, Wenyan Zhixing up over 31%, and Bitdeer up over 6% [1] - Tesla faced challenges in Europe with double-digit declines in six major markets, including a two-year low in the UK and nearly a halving in Germany [8] Group 2 - The US trade deficit expanded to a record high of $140.5 billion in March [2] - The Trump administration is preparing to issue an executive order aimed at accelerating the deployment of nuclear reactors [4] - Huang Renxun stated that the Chinese AI chip market is expected to reach a scale of $50 billion [5] Group 3 - The European Union is considering countermeasures against the US, planning to impose tariffs on $100 billion worth of US goods if negotiations fail [9] - COMEX gold futures saw a rise of over 3%, with prices surpassing $3,400 per ounce [10] Group 4 - The Chinese government plans to implement a package of financial policies to stabilize the market and expectations [11][12] - The Ministry of Commerce announced that China has agreed to engage in talks with the US [12] - The first quarter GDP growth in China was reported at 5.4% year-on-year, with confidence in achieving a 5% growth target by 2025 [20] Group 5 - The quantum computing industry in China is advancing with the launch of a fourth-generation quantum computing measurement and control system [16][21] - The DRAM market is expected to grow significantly, with a 42.5% year-on-year increase to $26.729 billion in Q1 2025, driven by AI server demand and recovery in PC and mobile sectors [21] - Huawei is set to unveil its HarmonyOS PC, marking a significant development in domestic computer technology [22][23]

Group 1 - Ningde Times announced a share buyback plan with a total fund of 40 billion to 80 billion yuan, having repurchased 6.641 million shares, accounting for 0.1508% of the total share capital, with a total expenditure of 1.551 billion yuan [1] - Guoxin Technology successfully tested its quantum-resistant password chip AHC001, which is based on a domestic 28nm process and features low power consumption and high security, aimed at high-security applications [2] - Jingcheng Co. plans to introduce investors through a capital increase and share expansion for its subsidiary Tianhai Hydrogen Energy, with details yet to be determined [3] Group 2 - Weir Shares' shareholder plans to exchange up to 10 million shares for an open-ended index fund, representing 0.82% of the total share capital, aimed at optimizing asset allocation [4] - Zhejiang University Network New committed 33 million yuan to invest in a venture capital fund focusing on artificial intelligence and robotics, with a total target size of 100 million yuan [5] - Huayi Group intends to acquire 60% of San Aifu for 4.091 billion yuan to expand its business in fluorine fine chemicals, with funding sourced from its own or self-raised funds [6] Group 3 - Huina Technology's controlling shareholder is planning a change of control, leading to a temporary suspension of stock trading [7] - Tongyu Heavy Industry's actual controller will change from Zhuhai State-owned Assets Supervision and Administration Commission to Shandong State-owned Assets, following a share transfer agreement [8] - Kangxi Communication terminated its major asset restructuring plan and shifted to a strategic investment plan to acquire 35% of Shenzhen Chip Zhongxin Technology [9] Group 4 - Huafeng Measurement Control's shareholder plans to transfer 2.9% of its shares due to funding needs, with the transfer price set at a minimum of 70% of the average trading price over the previous 20 trading days [10] - Xiangyuan Cultural Tourism reported a 50.47% year-on-year increase in revenue during the May Day holiday [13] - Sairisi's April new energy vehicle sales increased by 12.99% year-on-year [13]

Investment Rating - The investment rating for Shanghai Chemspec (688602 CH) is not explicitly stated in the provided documents [1]. Core Insights - In 2024, the net profit attributable to the parent company was -0.50 billion yuan, a year-on-year decrease of 143.95%, with operating income of 675 million yuan, down 31.11% year-on-year [4][5]. - The geopolitical impact has deepened, leading to increased external uncertainties in international trade and weak overall market performance [4]. - The company expects a more optimistic outlook for 2025, with new materials actively developing metallocene co-catalyst projects and polyimide monomer projects, supported by large orders in the CDMO segment [5][6]. Summary by Sections Financial Performance - In 2024, the company achieved operating income of 675 million yuan, a year-on-year decrease of 31.11%, and a net profit attributable to the parent company of -0.50 billion yuan, a year-on-year decrease of 143.95% [4][5]. - The fourth quarter of 2024 saw operating income of 151 million yuan, down 18.32% year-on-year, and a net profit of -0.32 billion yuan, a year-on-year decrease of 1881.03% [4][5]. - For 2025 Q1, the company reported a net profit of 31 million yuan, a year-on-year increase of 59.73%, with operating income of 243 million yuan, up 44.27% year-on-year [5]. Product Segmentation - In 2024, the operating income from new materials was 358 million yuan, a year-on-year decrease of 6.03%, with a gross profit margin of 2.70%, down 7.90 percentage points [6]. - The CDMO business generated 295 million yuan in operating income, a year-on-year decrease of 48.29%, with a gross profit margin of 23.17%, down 16.06 percentage points [6]. Future Developments - The ETO production line expansion by Kangrun is expected to be implemented in 2026, with a 50,000-ton project currently under construction [7].

Investment Rating - The investment rating for Shanghai Chemspec (688602 CH) is not explicitly stated in the provided documents [1][2]. Core Insights - In 2024, the net profit attributable to the parent company was -0.50 billion yuan, a year-on-year decrease of 143.95%, with operating income of 675 million yuan, down 31.11% year-on-year [4][5]. - The geopolitical impact has deepened, leading to increased external uncertainties in international trade and weak overall market performance [4][5]. - The company expects a more optimistic outlook for 2025, with new materials actively developing metallocene co-catalyst projects and polyimide monomer projects, supported by large orders in the CDMO segment [5][6]. Financial Performance Summary - In 2024, the new materials segment generated operating income of 358 million yuan, a year-on-year decrease of 6.03%, with a gross profit margin of 2.70%, down 7.90 percentage points [6]. - The CDMO business reported operating income of 295 million yuan, a year-on-year decrease of 48.29%, with a gross profit margin of 23.17%, down 16.06 percentage points [6]. - In Q1 2025, the company achieved operating income of 243 million yuan, a year-on-year increase of 44.27%, and a net profit of 31 million yuan, up 59.73% year-on-year [5]. Production and Expansion Plans - The ETO production line expansion is expected to be implemented in 2026, with a 50,000-ton project currently under construction, aiming for production of less than 30,000 tons [7].

证券代码：688602 证券简称：康鹏科技 上海康鹏科技股份有限公司 2024 年年度股东大会会议资料 2025 年 5 月 会议资料目录 | 上海康鹏科技股份有限公司 | 2024 年年度股东大会会议须知 | | 2 | | --- | --- | --- | --- | | 上海康鹏科技股份有限公司 | 2024 年年度股东大会会议议程 | | 4 | | 上海康鹏科技股份有限公司 | 2024 年年度股东大会会议议案 | | 6 | | 议案一：关于 2024 | 年度董事会工作报告的议案 | | 6 | | 议案二：关于 2024 | 年度监事会工作报告的议案 | | 7 | | 议案三：关于 2024 | 年度独立董事述职报告的议案 | | 8 | | 议案四：关于 2024 年度财务决算及 | 2025 年度财务预算的议案 | | 9 | | 议案五：关于 2024 | 年年度报告及其摘要的议案 | | 13 | | 议案六：关于续聘 2025 | 年度会计师事务所的议案 | | 14 | | 议案七：关于 2024 | 年度利润分配方案的议案 | | 15 | | 议案八：关于修订《公司章程》、 ...