沈阳市沈河区青年大街 125 号企业广场 B 座 15A 电话：024-22813466 传真：024-81601909 邮编：110016 北京德恒（沈阳）律师事务所 关于沈阳惠天热电股份有限公司 2024 年第一次临时股东大会的 法律意见 北京德恒（沈阳）律师事务所 关于沈阳惠天热电股份有限公司 2024 年第一次临时股东大会的法律意见 北京德恒（沈阳）律师事务所 关于沈阳惠天热电股份有限公司 2024 年第一次临时股东大会的 法律意见 德恒 10G20230053 号 致：沈阳惠天热电股份有限公司 沈阳惠天热电股份有限公司（以下简称"公司"）2024 年第一次临时股东 大会（以下简称"本次会议"）于 2024 年 5 月 9 日（星期四）召开。北京德恒 （沈阳）律师事务所接受沈阳惠天热电股份有限公司（以下简称"公司"）委托， 指派黄晓行律师、张富律师（以下简称"德恒律师"）出席本次会议。根据《中 华人民共和国公司法》（以下简称"《公司法》"）、《中华人民共和国证券法》 （以下简称"《证券法》"）、《上市公司股东大会规则》（以下简称"《股东 大会规则》"）、《沈阳惠天热电股份有限公司章程》（以下简称"《公 ...

2024 年第一次临时股东大会决议公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、误导 性陈述或者重大遗漏。 特别提示： 证券代码：000692 证券简称：*ST 惠天 公告编号：2024-27 沈阳惠天热电股份有限公司 1.本次股东大会无否决议案的情况。 2.本次股东大会无变更前次股东大会决议的情况。 一、会议召开和出席情况 （一）会议届次：2024年第一次临时股东大会 （二）会议召集人：公司董事会 （三）会议主持人：董事武超（董事长陈卫国因公出无法主持本次会议，半数以上 董事共同推举董事主持） （四）会议召开的合法、合规性：本次股东大会会议召开经公司第十届董事会2024 年第一次临时会议通过，会议召开程序符合法律、法规及本公司章程的有关规定。 （五）会议召开的日期、时间： 1.现场会议时间：2024年5月9日（星期四）15：00 2.网络投票时间： （1）通过深圳证券交易所交易系统进行网络投票的时间为 2024年5月9日 9:15—9:25，9:30—11:30 和13:00—15:00。 （2）通过深圳证券交易所互联网投票系统投票的时间为2024年5月9日9:15 至 15:0 ...

深 圳 证 券 交 易 所 关于对沈阳惠天热电股份有限公司 2023 年 年报的问询函 公司部年报问询函〔2024〕第 88 号 沈阳惠天热电股份有限公司董事会： 我部在对你公司 2023 年年度报告（以下简称"年报"） 进行审查的过程中，关注到如下事项： 1.关于持续经营能力。年报显示，你公司主营业务是为 城市居民及非居民用户提供供热及工程服务，报告期内你公 司供暖供气毛利率-28.50%。你公司报告期实现营业收入 19.65 亿元，同比下降 1.57%，实现归属于上市公司股东的 净利润（以下简称"归母净利润"）9.77 亿元，同比上升 150.39%，实现归属于上市公司股东的扣除非经常性损益的 净利润（以下简称"扣非后净利润"）-8.31 亿元，同比上升 44.35%。你公司扣非后净利润连续 8 年为负，主营业务毛 利率连续 8 年为负。请你公司： （1）结合报告期内你公司业务的开展情况、行业竞争 状况以及报告期内毛利率等因素的变化情况，分析说明你公 司扣非后净利润连续 8 年为负、主营业务毛利率连续 8 年 储，共确认资产处置收益 4.6 亿元。请你公司： （1）你公司在 2024 年 1 月 31 日 ...

Financial Performance - The company reported a significant increase in revenue for the fiscal year 2023, with total revenue reaching RMB 1.2 billion, representing a year-on-year growth of 15%[15]. - The company's operating revenue for 2023 was ¥1,964,874,054.92, a decrease of 1.57% compared to ¥1,996,291,487.63 in 2022[20]. - The net profit attributable to shareholders for 2023 was ¥976,899,513.92, representing a significant increase of 150.39% from a loss of ¥1,938,576,064.53 in 2022[20]. - The net cash flow from operating activities reached ¥1,259,369,206.85, a remarkable increase of 635.35% compared to a negative cash flow of ¥235,243,270.58 in 2022[20]. - The basic earnings per share for 2023 was ¥1.8334, compared to a loss of ¥3.6382 per share in 2022, marking a 150.39% improvement[20]. - The total assets at the end of 2023 were ¥5,402,953,931.94, a decrease of 4.57% from ¥5,486,080,087.19 at the end of 2022[20]. - The company reported a significant increase in government subsidies, totaling ¥1,374,856,519.03 in 2023, compared to ¥38,013,347.86 in 2022[27]. - The company achieved total operating revenue of CNY 196,487.41 million and a profit total of CNY 97,778.11 million for the year 2023[38]. - The company’s net profit attributable to shareholders was CNY 97,689.95 million, while the net profit after deducting non-recurring gains and losses was CNY -83,148.14 million[38]. Market Expansion and Development - User data indicates an increase in customer base, with active users growing by 20% year-on-year, reaching 500,000 users[15]. - The company is focusing on market expansion, targeting new regions with a planned investment of RMB 200 million in infrastructure development[15]. - New product development is underway, with two new heating solutions expected to launch in Q3 2024, aimed at enhancing energy efficiency[15]. - The company expanded its heating service area by 3 million square meters annually, reaching a total service area of over 92 million square meters by the end of 2023, serving over 1 million heating users[35]. - The company developed new heating loads of 564,000 square meters in 2023, despite a sluggish real estate market[40]. Environmental Responsibility - The company has committed to enhancing its environmental responsibility initiatives, with plans to reduce carbon emissions by 25% by 2025[15]. - The company aims to achieve a 100% clean heating rate by 2025, up from the current 38%[31]. - The company has implemented measures to eliminate small coal-fired boilers, achieving a complete "cleaning" of industrial coal-fired boilers of 40 tons and below in urban areas by 2022[31]. - The company is classified as a key pollutant discharge unit by environmental protection authorities, adhering to relevant environmental standards[130]. - The company reported a total emission of 3.49 tons of particulate matter, with a discharge concentration of 11.28 mg/m³, which is below the standard limit of 30 mg/m³[131]. - The company’s nitrogen oxide emissions were recorded at 42.64 tons, with a concentration of 138.98 mg/m³, exceeding the standard limit of 200 mg/m³[131]. - The company has actively upgraded pollution control facilities and improved dust management systems to reduce pollutant emissions[135]. Governance and Compliance - The company’s governance structure has been reviewed, ensuring compliance with regulatory standards and improving operational transparency[15]. - The governance structure complies with the requirements set by the China Securities Regulatory Commission, ensuring proper operation and information disclosure[79]. - The board of directors and supervisory board have adhered to legal regulations, ensuring effective decision-making and oversight[80]. - The company maintains independence from its controlling shareholder in terms of operations, assets, and finances, ensuring fair transactions[82]. - The company has established an independent human resources department, ensuring autonomy in labor and personnel management[83]. Legal and Regulatory Issues - The company reported a civil lawsuit for a loan of 192 million yuan and overdue payment losses, leading to regulatory warnings for the former chairman and general manager[101]. - The company is involved in a lawsuit with a claimed amount of 191.85 million yuan, with a provision for liabilities of 9.14 million yuan already recognized[156]. - The company has incurred administrative penalties and disciplinary actions due to delayed disclosures related to litigation, including a warning letter from the Liaoning Securities Regulatory Bureau[160]. - The company has a significant related party transaction with China Resources Power (Panjin) for coal purchases amounting to 18,903.24 million yuan, which is below the approved limit of 32,000 million yuan[162]. Financial Management and Investor Relations - The company has been actively communicating with investors regarding its operational performance and restructuring progress[71]. - The company is facing a negative net asset situation, which has raised concerns among investors[73]. - The company has not provided specific data regarding its operational performance and responses to delisting risk warnings during multiple investor communications[73]. - The company has engaged in several investor communications without providing substantial data or insights[73]. - The company has received inquiries about coal procurement, but no details were shared[74]. Employee Management and Training - The company has established a comprehensive training plan aimed at enhancing employee skills and promoting a learning culture within the organization[116]. - The company has implemented a performance-based compensation policy to ensure fairness and transparency in salary management[115]. - The total number of employees at the end of the reporting period is 1,198, with 450 in the parent company and 748 in major subsidiaries[114]. - The professional composition includes 867 production personnel, 81 sales personnel, 104 technical personnel, 18 financial personnel, and 128 administrative personnel[114]. Strategic Initiatives and Future Outlook - The company has outlined its future outlook, expecting a continued growth trajectory with projected revenue growth of 10% for the next fiscal year[15]. - The company is focusing on technological innovation and management improvement to enhance heating system efficiency and reliability[36]. - The company is committed to maintaining a good supplier-customer relationship with Shenyang Huarun Thermal Power Co. to ensure stable energy supply[70]. - The company is exploring potential mergers and acquisitions to strengthen its market position, with a budget of RMB 300 million allocated for this purpose[15].

Financial Performance - The company's operating revenue for Q1 2024 was ¥1,194,215,327.28, representing a 10.16% increase compared to ¥1,084,049,035.77 in the same period last year[5] - The net profit attributable to shareholders was a loss of ¥160,241,400.15, an improvement of 37.70% from a loss of ¥257,217,821.78 in the previous year[5] - The net profit for the first quarter of 2024 was -167,422,127.63 CNY, compared to -272,674,312.86 CNY in the same period last year, showing an improvement of approximately 38.6%[18] - Operating profit for the first quarter was -167,113,811.01 CNY, an improvement from -272,684,644.74 CNY year-over-year[18] - The total comprehensive income for the first quarter was -167,422,127.63 CNY, compared to -272,674,312.86 CNY in the previous year, reflecting a 38.6% improvement[18] Cash Flow and Liquidity - The net cash flow from operating activities was negative at ¥731,995,576.25, a decline of 164.18% compared to a negative cash flow of ¥277,077,003.49 in the same period last year[5] - Cash flow from operating activities was -731,995,576.25 CNY, worsening from -277,077,003.49 CNY in the previous year[19] - The company reported a significant decrease in cash received from sales, totaling 36,594,957.82 CNY, compared to 155,536,095.88 CNY in the previous year, a decline of approximately 76.5%[19] - Cash and cash equivalents decreased significantly to CNY 179,651,157.38 from CNY 514,665,457.20, indicating liquidity challenges[14] - Cash and cash equivalents at the end of the period were 150,311,946.23 CNY, down from 598,252,211.00 CNY at the end of the previous year[20] Assets and Liabilities - The total assets decreased by 9.27% to ¥4,902,189,218.85 from ¥5,402,953,931.94 at the end of the previous year[5] - Total assets decreased to CNY 4,902,189,218.85 from CNY 5,402,953,931.94, reflecting a contraction in the asset base[15] - Total liabilities decreased to CNY 4,858,728,311.10 from CNY 5,194,435,062.98, showing a reduction in overall debt[15] - The equity attributable to shareholders dropped by 91.07% to ¥15,475,821.78 from ¥173,353,055.51 at the end of the previous year[5] Shareholder Information - The company reported a total of 24,878 common shareholders at the end of the reporting period[11] - The largest shareholder, Shenyang Run Electric Heating Co., Ltd., holds 29.99% of the shares, amounting to 159,796,608 shares, with 145,046,490 shares pledged[11] Government Support and Cost Management - The company received government subsidies amounting to ¥2,717,762.58 during the reporting period[7] - The company plans to focus on cost management and improving cash flow in the upcoming quarters[16] - Total operating costs decreased slightly to CNY 1,347,360,948.31 from CNY 1,359,984,694.34, reflecting a cost reduction strategy[16] Credit and Receivables - Accounts receivable increased to CNY 531,335,612.67 from CNY 341,118,093.70, suggesting potential issues with collections[14] - The company incurred a credit impairment loss of -16,247,667.54 CNY during the quarter[18] Earnings Per Share - The basic and diluted earnings per share were both -¥0.3007, an improvement of 37.70% from -¥0.4827 in the same period last year[5] - The basic and diluted earnings per share were both -0.3007 CNY, an improvement from -0.4827 CNY in the same period last year[18] Financing Activities - Total cash inflow from financing activities was 802,614,122.21 CNY, compared to 360,000,000.00 CNY in the same period last year, indicating a 122.2% increase[20] - The net cash flow from financing activities was 502,427,090.41 CNY, up from 140,455,404.93 CNY year-over-year[20] - Short-term borrowings rose sharply to CNY 2,294,190,000.00 from CNY 1,633,645,657.52, indicating increased leverage[14]

股票交易异常波动公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、误导 性陈述或者重大遗漏。 一、股票交易异常波动的情况 沈阳惠天热电股份有限公司（以下简称"公司"或"惠天热电"）（证券简称：*ST 惠天，证券代码：000692）股票交易价格连续 3 个交易日（2024 年 4 月 22 日、23 日和 24 日）收盘价格涨跌幅累计偏离值达到 14.66%，根据深圳证券交易所的有关规定，属 于股票交易异常波动情况。 二、公司关注、核实的相关情况 针对公司股价异常波动，公司就相关事项进行了必要核实，现将有关核实情况说明 如下： 1.公司于 2024 年 4 月 20 日，在《中国证券报》《证券时报》《上海证券报》和巨 潮资讯网（www.cninfo.com.cn）上刊登了《关于公司董事辞职及补选董事的公告 （2024-12）》《关于变更公司经营范围及修订《公司章程》相应条款的公告（2024-13）》 等，该等事项尚待公司 2024 年 5 月 9 日股东大会表决。 2.公司于 2024 年 3 月 27 日和 4 月 12 日，分别在《中国证券报》《证券时报》《上 海证券报》和巨潮资讯网 ...

证券代码：000692 证券简称：*ST 惠天 公告编号：2024-16 沈阳惠天热电股份有限公司 关于公司股票可能被终止上市的第六次风险提示性公告 本公司及董事会全体成员保证公告内容的真实、准确、完整，没有虚假记载、误 导性陈述或者重大遗漏。 特别提示： 1.公司 2022 年末经审计的净资产为负值，触及《深圳证券交易所股票上市规则》 （以下简称"《股票上市规则》"）第 9.3.1 条第一款第（二）项的规定，公司股票于 2023 年 4 月 26 日被实施退市风险警示。若公司 2023 年度出现《股票上市规则》第 9.3.11 条规定的情形，公司股票将面临终止上市的风险。敬请广大投资者理性投资，注意风险。 2.《股票上市规则》第 9.3.5 条规定："上市公司因出现本规则第 9.3.1 条第一款 第（一）项至第（三）项情形，其股票交易被实施退市风险警示的，应当在其股票交易 被实施退市风险警示当年会计年度结束后一个月内，披露股票可能被终止上市的风险提 示公告，并在披露该年年度报告前至少再披露两次风险提示公告。" 3.《深圳证券交易所上市公司自律监管指南第 2 号——公告格式》之《退市类第 1 号 上市公司股票 ...

| 原章程内容 | 修订后章程内容 | | --- | --- | | 第四十四条 有下列情形之一的，公司在事实 | | | 发生之日起两个月以内召开临时股东大会。 | 第四十四条 有下列情形之一的，公司在事实 | | （一）董事人数不足五人或者少于本章程所定 | 发生之日起两个月以内召开临时股东大会。 | | 人数的三分之二时； | （一）董事人数不足六人时； | | （二）公司未弥补的亏损达实收股本总额三分 | （二）公司未弥补的亏损达实收股本总额三分 | | 之一时； | 之一时； | | （三）单独或者合并持有公司百分之十（不含 | （三）单独或者合并持有公司百分之十（不含 | | 投票代理权）以上股份的股东请求时； | 投票代理权）以上股份的股东请求时； | | （四）董事会认为必要时； | （四）董事会认为必要时； | | （五）监事会提议召开时； | （五）监事会提议召开时； | | （六）法律、行政法规、部门规章或本章程 | （六）法律、行政法规、部门规章或本章程规 | | 规定的其他情形。 | 定的其他情形。 | | 第一百一十七条 董事长行使下列职权： | | | （一）主持股东大会和召集 ...

鉴于上述情况，根据《公司法》《深圳证券交易所股票上市规则》《深圳证券交易所上 市公司自律监管指引第 1 号—主板上市公司规范运作》和《公司章程》等有关规定，公司董 事会于 2024 年 4 月 19 日召开了第十届董事 2024 年第一次临时会议，审议通过了《关于补 选公司第十届董事会非独立董事的议案》，经征得本人同意及公司董事会提名委员会审核通 过，公司董事会决定提名郝杰先生、石成忠先生为公司第十届董事会非独立董事候选人，任 期自公司股东大会通过本议案之日起至第十届董事会届满之日止，任期届满可连选连任。 该议案正式生效后，公司董事会董事中兼任公司高级管理人员职务的董事人数未超过公 司董事总数的二分之一，符合《公司章程》相关规定。 证券代码：000692 证券简称：*ST 惠天 公告编号：2024-12 沈阳惠天热电股份有限公司 关于公司董事辞职及补选董事的公告 本公司及董事会全体成员保证公告内容的真实、准确、完整，没有虚假记载、误 导性陈述或者重大遗漏。 公司于2023年9月11日进行了换届选举，新一届（第十届）董事会由9名成员组成。 2023年12月22日，公司董事会收到董事兼总经理徐朋业先生的辞职申请书 ...

本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、误 导性陈述或者重大遗漏。 沈阳惠天热电股份有限公司（以下简称"公司"）于 2024 年 4 月 19 日召开了公司 第十届董事会 2024 年第一次临时会议，审议通过了《关于变更公司经营范围及修订<公 司章程>相应条款的议案》，该议案尚需提交公司股东大会审议。现将具体情况公告如下： 一、公司变更经营范围的情况 证券代码：000692 证券简称：*ST 惠天 公告编号：2024-13 沈阳惠天热电股份有限公司 关于变更公司经营范围及修订《公司章程》相应条款的公告 因公司业务发展需要，公司在目前热力生产和供应业务基础上，拟新增发电供电业 务。拟增加以下业务范围：发电业务、输电业务、供（配）电业务；输电、供电、受电 电力设施的安装、维修和试验；供电、售电业务；电气安装服务；地热开发；新能源电 站、压缩空气储能项目、智能微网项目的开发、建设、经营等。 二、公司修订《公司章程》相应条款情况 根据前述变更经营范围相关内容（最终以市场监督管理部门核准、登记结果为准）， 公司拟修订《公司章程》相应条款如下： 除上述修订内容以外，公司针对《公司章程》进行了其 ...