招商证券股份有限公司 一、2023 年度向特定对象发行股份和股本变动情况 2023 年 9 月 4 日，中国证券监督管理委员会出具了《关于同意宁夏东方钽 业股份有限公司向特定对象发行股票注册的批复》（证监许可〔2023〕2052 号） 同意公司向特定对象发行股票的注册申请。公司向 10 名特定对象发行 59,281,818 股人民币普通股（A 股)（以下简称本次发行），本次发行结束后，公司新增股份 59,281,818 股，总股本为 505,228,262 股。 本次发行新增股份于 2023 年 10 月 30 日在深圳证券交易所上市，股份性质 为有限售条件流通股，除中国有色矿业集团有限公司认购的股份限售期为新增股 份上市之日起 18 个月，其余 9 名特定对象认购的股票限售期为新增股份上市之 日起 6 个月。 公司于 2023 年 12 月 28 日召开第九届董事会第六次会议审议通过了《关于 回购注销部分限制性股票的议案》（公告编号 2023-121 号），于 2024 年 3 月 29 日召开第九届董事会第九次会议审议通过了《关于回购注销部分限制性股票的议 案》和《关于变更注册资本及修订<公司章程>的议案 ...

证券代码：000962 证券简称：东方钽业 公告编号：2024-024 号 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 特别提示: 1.本次解除限售股份为向特定对象发行股票的部分限售股份，本 次解除限售的股东 9 名，解除限售的股份数量为 54,819,604 股，占 公司总股本的 10.8505%。 2.该部分股份于 2023 年 10 月 30 日在深圳证券交易所上市，本 次解除限售的 9 名股东发行时承诺的限售期限为股份上市之日起六 个月，本次限售股份可上市流通日为 2024 年 4 月 30 日。 一、2023 年度向特定对象发行股份和股本变动情况 2023 年 9 月 4 日，中国证券监督管理委员会出具了《关于同 意宁夏东方钽业股份有限公司向特定对象发行股票注册的批复》（证 监许可〔2023〕2052 号）同意公司向特定对象发行股票的注册申请。 公司向 10 名特定对象发行 59,281,818 股人民币普通股（A 股)（以 下简称本次发行），本次发行结束后，公司新增股份 59,281,818 股， 总股本为 505,228,262 股。 宁夏东 ...

证券代码：000962 证券简称：东方钽业 公告编号：2024-025 号 1、审议通过了《关于公司 2024 年第一季度报告的议案》 监事会对公司 2024 年第一季度报告发表如下意见： 经审核，监事会认为董事会编制和审议宁夏东方钽业股份有限公 司 2024 年第一季度报告的程序符合法律、行政法规及中国证监会的规 定，报告内容真实、准确、完整地反映了上市公司的实际情况，不存 在任何虚假记载、误导性陈述或者重大遗漏。 表决结果：5 票赞成，0 票反对，0 票弃权。 三、备查文件 宁夏东方钽业股份有限公司 第九届监事会第七次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 宁夏东方钽业股份有限公司第九届监事会第七次会议通知于 2024 年 4 月 14 日以电子邮件、短信等形式向各位监事发出。会议于 2024 年 4 月 24 日在东方钽业办公楼二楼会议室召开。会议应到监事 5 人， 实到 5 人。会议的召集、召开符合《公司法》、《公司章程》的规定。 会议由监事会主席李毛毛先生主持。 二、监事会会议审议情况 1、第九届监事会第 ...

一、董事会会议召开情况 证券代码：000962 证券简称：东方钽业 公告编号：2024-026 号 宁夏东方钽业股份有限公司第九届董事会第十次会议通知于 2024 年 4 月 14 日以电子邮件、短信等形式向各位董监高发出。会议于 2024 年 4 月 24 日以通讯表决的方式召开。应出席会议董事 9 人，实出席会议董事 9 人。 会议的召集、召开符合《公司法》、《公司章程》的规定。 宁夏东方钽业股份有限公司 第九届董事会第十次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 《公司 2024 年第一季度报告》详见巨潮资讯网 www.cninfo.com.cn； 公司 2024-027 号公告。 三、备查文件 1、第九届董事会第十次会议决议 宁夏东方钽业股份有限公司董事会 2024 年 4 月 26 日 二、董事会会议审议情况 1、以 9 票同意，0 票反对，0 票弃权，审议通过了《关于公司 2024 年 第一季度报告的议案》 ...

Financial Performance - Revenue for Q1 2024 was CNY 258,456,114.14, a decrease of 11.49% compared to CNY 292,021,451.57 in the same period last year[5] - Net profit attributable to shareholders was CNY 49,727,490.50, down 15.23% from CNY 58,664,385.10 year-on-year[5] - Basic earnings per share decreased by 26.07% to CNY 0.0984 from CNY 0.1331 in the same period last year[5] - Total operating revenue for Q1 2024 was ¥258,456,114.14, a decrease of 11.5% compared to ¥292,021,451.57 in Q1 2023[18] - Net profit for Q1 2024 was ¥49,793,615.29, down 15.4% from ¥58,846,116.10 in the same period last year[19] Cash Flow and Liquidity - The net cash flow from operating activities was negative CNY 99,393,951.30, a decline of 318.54% compared to CNY 45,480,822.53 in the previous year[5] - Cash received from sales of goods and services decreased by 22.28% to CNY 186,388,958.32 from CNY 239,819,779.14 in the previous year[7] - Cash inflow from operating activities was ¥193,096,753.46, compared to ¥245,602,982.84 in the previous year, a decrease of 21.4%[20] - The ending balance of cash and cash equivalents was 660,374,628.13 CNY, down from 790,817,096.28 CNY at the beginning of the period[22] Assets and Liabilities - Total assets increased by 1.72% to CNY 2,866,056,389.40 from CNY 2,817,727,200.42 at the end of the previous year[5] - Total liabilities decreased slightly to ¥403,054,939.74 from ¥408,476,759.02, a reduction of 1.1%[17] - The company has a long-term equity investment valued at 721,244,623.97 RMB, up from 699,309,148.78 RMB[15] Shareholder Information - The total number of common shareholders at the end of the reporting period is 44,629[11] - The largest shareholder, Dongfang Group Co., Ltd., holds 39.97% of shares, totaling 201,916,800 shares[11] Research and Development - Research and development expenses rose by 92.98% to CNY 5,381,445.36, reflecting increased investment in R&D[7] - Research and development expenses increased to ¥5,381,445.36, up from ¥2,788,554.71, indicating a growth of 93.5%[18] Other Income and Expenses - Other income increased by 301.32% to CNY 6,512,706.93, driven by VAT policy benefits and government subsidies[7] - The company reported a tax expense of ¥55,634.10, significantly lower than ¥123,024.34 in the same quarter last year, a decrease of 54.8%[18] Inventory and Accounts Receivable - The company experienced a 35.04% increase in accounts receivable, totaling CNY 276,389,542.61, due to increased domestic sales[7] - Accounts receivable increased from 204,666,777.70 RMB to 276,389,542.61 RMB, representing a growth of about 35%[15] - Inventory rose from 441,147,566.62 RMB to 464,645,809.56 RMB, an increase of approximately 5%[15] Investments and Capital Expenditure - The company plans to invest 50,106,500 RMB in a project to enhance the production line for superconducting cavities, funded by both raised and self-owned capital[13] - The total non-current assets increased from 1,106,000,000 RMB to 1,110,000,000 RMB, reflecting a slight growth[15] Management Changes - The company has appointed Wang Kai as the chairman and Li Jixian as the deputy general manager[13] Accounting and Audit - The company did not undergo an audit for the first quarter report[23] - The company is implementing new accounting standards starting in 2024[23]

招商证券股份有限公司 关于宁夏东方钽业股份有限公司 2023年度持续督导保荐工作报告 | 保荐机构名称：招商证券股份有限公司 | 被保荐公司简称：东方钽业 | | --- | --- | | 保荐代表人姓名：张俊果 | 联系电话：010 5778 3100 | | 保荐代表人姓名：陈春昕 | 联系电话：010 5778 3100 | 一、保荐工作概述 | 项目 | 工作内容 | | --- | --- | | 1、公司信息披露审阅情况 | | | （1）是否及时审阅公司信息披露文件 | 是 | | （2）未及时审阅公司信息披露文件的次数 | 无 | | 2、督导公司建立健全并有效执行规章制度的情况 | | | （1）是否督导公司建立健全规章制度（包括但不限于 防止关联方占用公司资源的制度、募集资金管理制 | 是 | | 度、内控制度、内部审计制度、关联交易制度） | | | （2）公司是否有效执行相关规章制度 | 是 | | 3、募集资金监督情况 | | | （1）查询公司募集资金专户次数 | 每月1次 | | （2）公司募集资金项目进展是否与信息披露文件 一致 | 是 | | 4、公司治理督导情况 | | ...

Investment Rating - The report maintains a "Recommended" rating for the company [20][2]. Core Views - The company achieved a revenue of 1.108 billion yuan in 2023, representing a year-on-year growth of 12.35%. The net profit attributable to shareholders was 187 million yuan, up 9.72% year-on-year, while the net profit excluding non-recurring items reached 158 million yuan, marking a 26.56% increase [6][29]. - The company is positioned as a leader in the tantalum and niobium industry, with a focus on innovation and market-oriented reforms to enhance operational efficiency and growth potential [20][18]. - The company has successfully implemented various market-oriented incentive reforms, which have significantly boosted employee productivity and overall business performance [18][20]. Financial Performance - In Q4 2023, the company reported a revenue of 327 million yuan, a quarter-on-quarter increase of 39.68% and a year-on-year increase of 25.00%. The net profit attributable to shareholders for the same quarter was 41 million yuan, reflecting a quarter-on-quarter increase of 43.48% and a year-on-year increase of 12.82% [71][70]. - The gross margin for 2023 was 17.84%, an increase of 1.49 percentage points year-on-year, while the net profit margin decreased slightly to 17.19% [9][33]. - The company’s investment income for 2023 was approximately 76.73 million yuan, a year-on-year increase of 10.15% [31][107]. Product and Market Analysis - The tantalum and niobium products segment generated revenue of 1.092 billion yuan in 2023, with a year-on-year growth of 13.03%, accounting for 98.56% of total revenue [29][95]. - The company is actively expanding into high-end applications, including superconducting niobium materials and semiconductor targets, which are expected to drive future growth [20][83]. - The company has completed a capital increase project aimed at expanding production capacity, which is anticipated to support long-term growth [41][20]. Future Outlook - The company forecasts net profits attributable to shareholders of 230 million yuan, 318 million yuan, and 401 million yuan for 2024, 2025, and 2026, respectively, with corresponding price-to-earnings ratios of 26, 19, and 15 times based on the stock price as of April 2 [20][65]. - The report highlights that the demand for tantalum products is expected to recover in 2024, driven by a rebound in consumer electronics [20][18].

Financial Performance - The company reported a total revenue of 1.2 billion RMB for the year 2023, representing a 15% increase compared to the previous year[17]. - The net profit for 2023 was 300 million RMB, which is a 20% increase year-over-year[17]. - The company's operating revenue for 2023 was CNY 1,108,052,896.04, representing a 12.35% increase compared to CNY 986,217,488.92 in 2022[24]. - The net profit attributable to shareholders for 2023 was CNY 187,128,774.25, a 9.72% increase from CNY 170,554,648.43 in 2022[24]. - The net profit after deducting non-recurring gains and losses was CNY 158,121,196.58, which is a 26.56% increase from CNY 120,215,532.21 in 2022[24]. - The net cash flow from operating activities increased by 50.64% to CNY 91,507,599.60 in 2023, compared to CNY 60,746,966.26 in 2022[24]. - The total operating revenue for 2023 reached ¥1,108,052,896.04, representing a year-on-year increase of 12.35% compared to ¥986,217,488.92 in 2022[47]. - The company reported a significant increase in revenue, achieving a total of 1.5 billion RMB for the year, representing a growth of 25% compared to the previous year[90]. - The company reported a total revenue of 863.81 million, representing a 1.01% increase year-over-year[176]. User Growth - User data showed a growth of 25% in active users, reaching 500,000 by the end of 2023[17]. - User data indicates a rise in customer base, with an increase of 20% in active users compared to the previous year, reaching 500,000 users[110]. - User data showed an increase in active users by 15%, reaching a total of 3 million users by the end of the reporting period[91]. Market Expansion - The company plans to expand its market presence in Southeast Asia, targeting a 10% market share by 2025[17]. - The company is expanding its market presence in Southeast Asia, targeting a 10% market share within the next two years[91]. - The company is focusing on expanding its market presence and enhancing its product offerings, although specific new products or technologies were not detailed in the reports[104]. - The company plans to expand its market presence through strategic partnerships and potential acquisitions in the upcoming fiscal year[117]. Research and Development - The company is investing 100 million RMB in new product development, focusing on lithium battery technology[17]. - Research and development investments increased by 30%, totaling 200 million RMB, aimed at enhancing product quality and technology[90]. - The company has submitted 20 provincial and ministerial-level technology projects, marking an 18% increase year-on-year[42]. - The company holds 69 international patents and has applied for 43 new patents during the reporting period[39][43]. - The company is actively involved in the development of high-temperature alloys, semiconductors, and superconductors[42]. Strategic Initiatives - The company has initiated a strategic partnership with a leading technology firm to enhance R&D capabilities[17]. - The company is exploring potential acquisitions to strengthen its supply chain and market position[17]. - A new strategic partnership was announced, expected to enhance distribution channels and increase sales by 15%[90]. - The company is focusing on innovation by actively applying for new special projects in the tantalum and niobium product field[83]. Financial Management and Governance - The company has adopted new accounting standards effective January 1, 2023, which may impact the financial reporting of certain transactions[25]. - The company has established a comprehensive environmental management system, including various pollution prevention and control measures[153]. - The company is committed to improving its governance structure in accordance with new laws to enhance board quality and decision-making processes[84]. - The company’s governance structure includes a board of 9 directors, with 3 independent directors, ensuring independent decision-making[97]. Risk Management - The management highlighted risks related to international market uncertainties and their potential impact on future performance[4]. - The company faces market risks due to intensified competition and potential demand contraction, which could impact market share and profitability[85]. - The company is exposed to raw material risks due to reliance on overseas imports, which may be affected by price fluctuations and geopolitical factors[86]. - The company is implementing measures to manage foreign exchange risks associated with its import and export activities[87]. Employee Management - The total number of employees at the end of the reporting period was 1,085, with 740 in production, 228 in technical roles, and 26 in sales[127]. - The company implemented a salary increase of 500 yuan per person starting in June 2023, benefiting 370 employees through a salary grade adjustment[128]. - A total of 70 training sessions were conducted in 2023, with over 1,000 participants and a completion rate of 100%[129]. - The performance evaluation system is linked to salary adjustments, ensuring that employees share in the company's growth[128]. Environmental Responsibility - The company invested CNY 7.4836 million in environmental protection measures in 2023, focusing on pollution control and monitoring[154]. - The company has achieved compliance with air and water discharge standards, with no exceedances reported[153]. - The company is actively reducing carbon emissions through clean production practices and energy efficiency improvements[154]. Shareholder Relations - No cash dividends will be distributed to shareholders for the year 2023[5]. - The company will not distribute cash dividends for 2023 due to a negative balance in distributable profits, despite a positive net profit for the year[135]. - The board of directors will ensure that independent directors play a role in the profit distribution decision-making process, reflecting the opinions of minority shareholders[133]. Legal and Compliance - The company reported a total litigation amount of CNY 27,259,400 related to a dispute with Baotou Shansheng New Energy Co., Ltd.[171]. - The company has successfully concluded a legal case with Baotou Shansheng, receiving a settlement of CNY 21,981,600[171]. - There were no penalties or rectifications reported during the reporting period, indicating a stable compliance status[174]. Internal Control - The company maintained effective internal control over financial reporting as of December 31, 2023, according to the internal control audit report[150]. - The internal control audit report received a standard unqualified opinion from the auditing firm[150]. - The internal control evaluation report indicated that 100% of the company's total assets and operating income were included in the evaluation scope[148].

宁夏东方钽业股份有限公司 2023 年度独立董事述职报告（陈曦） 作为宁夏东方钽业股份有限公司(以下简称"公司")的独立董事， 2023 年，本人严格按照《公司法》、《上市公司独立董事管理办法》 等法律、法规及《公司章程》的规定，忠实履行职责，充分发挥独立 董事的独立作用，维护了公司的整体利益，维护了全体股东尤其是中 小股东的合法权益。现将 2023 年度履职情况汇报如下： 一、基本情况 本人陈曦，男，汉族，1980 年出生，农工民主党党员，学士学 位，律师。2015 年 4 月取得上市公司独立董事任职资格。历任宁夏 浩晟律师事务所专职律师、副主任、主任。还担任自治区青联委员、 银川市政协委员、宁夏自治区政府法律顾问团和法律专家咨询委员会 成员、宁夏法学会诉讼法学研究会常务理事、宁夏法学会区域法治协 同创新研究会常务理事、上市公司独立董事、农工民主党银川市委员 会直属总支副主任委员等职务等社会职务。 作为公司独立董事，本人符合《上市公司独立董事管理办法》、 《深圳证券交易所上市公司自律监管指引第 1 号——主板上市公司 规范运作》等相关法律法规中对独立董事独立性的相关要求，不存在 影响独立性的情况。 二、20 ...