东兴证券股份有限公司 关于浙江光华科技股份有限公司 2024 年度持续督导培训情况报告 东兴证券股份有限公司（以下简称"东兴证券"或"保荐机构"）作为浙江光华 科技股份有限公司（以下简称"光华股份"或"公司"）首次公开发行股票并上市的 保荐机构，根据《深圳证券交易所上市公司自律监管指引第 1 号——主板上市公 司规范运作》《深圳证券交易所上市公司自律监管指引第 13 号——保荐业务》等 相关规定，对光华股份进行了 2024 年度持续督导培训。现将培训情况报告如下： 一、本次培训的基本情况 1、培训时间：2024 年 12 月 30 日 2、培训地点：光华股份会议室 3、授课人员：保荐代表人王斌 东兴证券股份有限公司 4、培训方式：现场培训与自学相结合 5、培训对象：公司董事、监事、高级管理人员、部分中层管理人员等相关 人员 二、培训内容 本次培训围绕《深交所 2024 年度重点法规修订解读》《上市公司高频违规 行为及案例分析》进行了详细讲解，并在培训后向光华股份提供了讲义课件及相 关学习资料，以供自学。 三、培训效果 在本次持续督导培训过程中，光华股份予以积极配合。通过本次培训，相关 人员对相关重点法规的修订 ...

证券代码：001333 证券简称：光华股份 公告编号：2024-046 一、股东减持情况 1、股东减持股份情况 | | | 注：①本次减持股份的来源：公司首次公开发行股票并上市前持有的股份； 股东杭州广沣启辰股权投资合伙企业（有限合伙）保证向本公司提供的信息 内容真实、准确、完整，没有虚假记载、误导性陈述或重大遗漏。 本公司及董事会全体成员保证公告内容与信息披露义务人提供的信息一致。 浙江光华科技股份有限公司（以下简称"公司"）于 2024 年 8 月 21 日披露 了《关于股东减持股份预披露公告》（公告编号：2024-039），股东杭州广沣 启辰股权投资合伙企业（有限合伙）（以下简称"广沣启辰"）计划以集中竞 价交易减持公司股份不超过 1,280,000 股（即不超过公司当时总股本的 1%）。 上述减持计划自预披露公告之日起 15 个交易日后的 3 个月内进行。 2024 年 12 月 10 日，公司收到股东广沣启辰出具的《关于股份减持计划实 施完成的告知函》，现将具体情况公告如下： 2、本次减持计划事项已按照相关规定进行了预先披露，本次减持计划的实 施与此前已披露的减持计划、承诺相一致，不存在违规情形。 ...

Financial Performance - The company's operating revenue for Q3 2024 was ¥431,560,955.56, a decrease of 2.59% compared to the same period last year[3]. - The net profit attributable to shareholders for Q3 2024 was ¥31,562,803.32, down 13.01% year-on-year[3]. - Basic earnings per share for Q3 2024 were ¥0.2501, a decrease of 11.78% compared to the same period last year[3]. - Total operating revenue for Q3 2024 reached ¥1,252,696,556.85, an increase of 12.9% compared to ¥1,109,130,563.68 in Q3 2023[14]. - Net profit for Q3 2024 was ¥95,802,003.21, compared to ¥91,720,090.24 in Q3 2023, representing a growth of 4.5%[15]. - The total comprehensive income attributable to the parent company for Q3 2024 was ¥95,802,003.21, an increase from ¥91,720,090.24 in the previous period, representing a growth of approximately 3.6%[16]. - Basic and diluted earnings per share for Q3 2024 were both ¥0.7485, up from ¥0.7166 in the same period last year, indicating an increase of about 4.1%[16]. Cash Flow and Liquidity - The net cash flow from operating activities decreased by 49.90% year-on-year, primarily due to an increase in accounts receivable and a decrease in accounts payable[6]. - Cash inflows from operating activities totaled ¥1,570,255,129.30, compared to ¥1,339,782,036.75 in the previous year, reflecting a growth of approximately 17.2%[17]. - Cash outflows from operating activities amounted to ¥1,754,673,295.72, an increase from ¥1,462,811,114.79, resulting in a net cash flow from operating activities of -¥184,418,166.42, worsening from -¥123,029,078.04[18]. - The ending balance of cash and cash equivalents was ¥318,934,847.72, down from ¥403,780,023.97 in the previous year, a decrease of about 21.0%[18]. - The company received tax refunds of ¥36,340,825.03, up from ¥32,354,967.92, showing an increase of approximately 12.2%[17]. - Cash outflows for investing activities of ¥108,254,617.53, compared to ¥78,155,147.52 in the previous year, indicating an increase of about 38.5%[18]. Assets and Liabilities - The total assets at the end of Q3 2024 were ¥2,471,284,239.06, representing a 9.81% increase from the end of the previous year[3]. - Current liabilities totaled ¥829,373,164.86 in Q3 2024, compared to ¥658,303,414.63 in Q3 2023, reflecting an increase of 26%[12]. - Non-current assets reached ¥517,445,173.00, up from ¥495,571,348.32 in the previous year, showing a growth of 4.4%[12]. - The company's total equity increased to ¥1,630,240,844.56 in Q3 2024 from ¥1,580,518,841.35 in Q3 2023, a rise of 3.2%[13]. - Deferred income tax liabilities stood at ¥9,447,411.65, compared to ¥9,199,750.19 in the previous year, reflecting a slight increase of 2.7%[13]. Shareholder Information - The top shareholder, Sun Jiefeng, holds 49.22% of the shares, totaling 63,000,000 shares[7]. - The company reported a total of 14,914 common shareholders at the end of the reporting period[7]. - The company has a total of 4,585,000 shares held by Zhejiang Guangfeng Investment Management Co., Ltd., indicating significant institutional investment[8]. Investments and Financial Management - The company is actively involved in private equity investments, with a focus on managing its own funds effectively[10]. - The total amount of entrusted financial management reached ¥45,650.23 million, with no overdue amounts reported[9]. - The company has not reported any overdue or unrecovered amounts in its financial management products, indicating effective risk management[9]. - The company reported a loss of ¥125,463.01 from a private fund managed by Dongfang Securities, which is still outstanding and has not been redeemed[10]. Operating Costs and Expenses - Operating costs for Q3 2024 were ¥1,150,889,324.64, up from ¥1,016,148,093.58 in the same period last year, reflecting a 13.2% increase[14]. - Research and development expenses increased to ¥43,091,141.45 in Q3 2024 from ¥30,277,987.67 in Q3 2023, marking a rise of 42.4%[15]. - The financial expenses for Q3 2024 were reported at -¥5,559,174.55, an improvement from -¥9,669,558.90 in Q3 2023[15]. Other Financial Highlights - The company received government subsidies amounting to ¥837,603.34 during the reporting period[4]. - Non-operating income and expenses included a loss of ¥110,087.95 due to charitable donations[4]. - The trading financial assets increased to ¥45,227,642.01 from ¥5,219,500.00, showing a substantial rise of approximately 767.5%[11]. - The company's accounts receivable reached ¥686,541,168.86, up from ¥567,035,677.32, indicating a growth of about 21.0%[11]. - The inventory decreased significantly from ¥220,260,013.77 to ¥149,984,555.74, representing a reduction of approximately 31.7%[11]. Audit Status - The company has not undergone an audit for the Q3 2024 report[19].

Financial Performance - The company reported a revenue of 500 million RMB for the first half of 2024, representing a 15% increase compared to the same period last year[7]. - The net profit attributable to shareholders reached 80 million RMB, up 20% year-on-year[7]. - The company's operating revenue for the reporting period was ¥821,135,601.29, representing a 23.28% increase compared to ¥666,073,754.74 in the same period last year[12]. - Net profit attributable to shareholders was ¥64,239,199.89, up 15.88% from ¥55,436,317.81 year-on-year[12]. - Basic earnings per share increased to ¥0.50, reflecting a 16.28% rise from ¥0.43 in the same period last year[12]. - Total revenue for the reporting period reached ¥821,135,601.29, representing a year-on-year increase of 23.28% compared to ¥666,073,754.74 in the same period last year[30]. - Revenue from polyester resin amounted to ¥784,409,538.04, accounting for 95.53% of total revenue, with a year-on-year growth of 23.20%[31]. - The company reported a total comprehensive income of CNY 61,793,606.03, compared to CNY 51,872,129.43 in the previous year, indicating a growth of 19.5%[110]. Market Expansion and Strategy - The company plans to launch two new product lines in Q4 2024, aiming to capture an additional 10% market share[7]. - The company is expanding its market presence in Southeast Asia, targeting a 30% increase in sales in that region by the end of 2024[7]. - The company has established long-term stable partnerships with major powder coating manufacturers, including AkzoNobel and PPG, and its products are sold in Southeast Asia, Europe, America, and Africa[20]. - The company is actively seeking to expand its customer base while maintaining relationships with existing major clients to secure market share[56]. Research and Development - Research and development expenses increased by 18%, focusing on innovative coating technologies[7]. - Research and development investment increased by 64.72% to ¥27,668,674.56, indicating a significant focus on enhancing R&D capabilities[29]. - The company has obtained 16 invention patents and 7 utility model patents, showcasing its commitment to innovation and technology development[24]. - The company is increasing its innovation and R&D efforts to enhance product competitiveness and brand influence in response to market demands[56]. Financial Management and Cash Flow - The net cash flow from operating activities was -¥80,471,822.85, a decrease of 119.87% compared to -¥36,600,486.15 in the previous year[12]. - The net cash flow from operating activities decreased by 123.71% to -¥80,471,822.85, primarily due to an increase in accounts receivable and a decrease in accounts payable[29]. - The company has implemented a relatively complete ERP management system to improve operational efficiency and cost control across various business processes[22]. - The company reported a financial expense of -¥3,030,855.19, a decrease from -¥9,882,798.33 in the previous year, indicating improved financial management[106]. Environmental Compliance and Social Responsibility - The company has a valid pollution discharge permit until November 30, 2028, ensuring compliance with environmental regulations[61]. - The company has implemented a comprehensive environmental management system in accordance with ISO14001 standards, ensuring effective monitoring of significant environmental impacts[65]. - The company emphasizes social responsibility by prioritizing the employment of disabled individuals and ensuring a safe working environment, with no major safety incidents reported during the reporting period[69]. - The company has conducted emergency drills for environmental incidents as part of its preparedness strategy[66]. Risks and Challenges - The management highlighted potential risks including market volatility and supply chain disruptions, with strategies in place to mitigate these risks[2]. - The company faces risks from fluctuations in raw material prices, particularly PTA, NPG, and PIA, which could impact production costs and profit margins[53]. - The company has identified potential risks related to limited market capacity and demand growth in downstream markets, which could affect sales performance[54]. - The company is addressing accounts receivable risks by implementing strict management policies and enhancing credit management practices[56]. Shareholder Information - The company plans to maintain its cash dividend policy, with no cash dividends or stock bonuses distributed for the half-year period[60]. - The total number of ordinary shareholders at the end of the reporting period was 15,647, with 49.22% of shares held by the largest shareholder, Sun Jiefeng, amounting to 63,000,000 shares[89]. - The company has committed to not transferring more than 25% of its shares during the tenure of its directors, ensuring stability in shareholding[86]. Asset Management - Total assets at the end of the reporting period were ¥2,388,691,024.67, a 6.14% increase from ¥2,250,437,183.41 at the end of the previous year[12]. - Cash and cash equivalents at the end of the reporting period were ¥680,673,870.82, representing 28.50% of total assets, an increase from 26.18% at the end of the previous year[33]. - The company has not engaged in speculative derivative investments during the reporting period[43]. - The company has not reported any major asset sales during the reporting period[50].

一、监事会会议召开情况 浙江光华科技股份有限公司（以下简称"公司"）第三届监事会第七次会 议通知于 2024 年 8 月 16 日以专人通知方式发出。会议于 2024 年 8 月 27 日在公 司会议室以现场表决的方式召开，会议由监事会主席姚金海先生主持。本次会 议应出席监事 3人，实际出席监事 3人。本次会议的召开符合《中华人民共和国 公司法》《中华人民共和国证券法》等法律法规、部门规章、规范性文件及 《公司章程》的有关规定。会议形成如下决议： 二、监事会会议审议情况 1、会议以3票同意，0票反对，0票弃权的表决结果，审议通过《关于2024 年半年度报告全文及其摘要的议案》。 监事会认为：董事会编制和审核公司《2024年半年度报告》全文及摘要的 程序符合法律、行政法规的相关规定，报告内容真实、准确、完整地反映了公 司的实际情况，不存在任何虚假记载、误导性陈述或者重大遗漏。因此，监事 会对《2024年半年度报告》全文及摘要无异议。 证券代码：001333 证券简称：光华股份 公告编号：2024-042 本公司及监事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 监事会认为 ...

证券代码：001333 证券简称：光华股份 公告编号：2024-043 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 根据中国证券监督管理委员会《上市公司监管指引第 2 号——上市公司募 集资金管理和使用的监管要求（2022 年修订）》（证监会公告〔2022〕15 号） 和深圳证券交易所印发的《深圳证券交易所上市公司自律监管指引第 1 号—— 主板上市公司规范运作（2023 年 12 月修订）》（深证上〔2023〕1145 号）的规 定，将本公司募集资金 2024 年半年度存放与使用情况专项说明如下： 一、募集资金基本情况 (一) 实际募集资金金额和资金到账时间 根据中国证券监督管理委员会《关于核准浙江光华科技股份有限公司首次 公开发行股票的批复》(证监许可〔2022〕2259 号)，本公司由主承销商东兴证 券股份有限公司采用网下向符合条件的投资者询价配售和网上向持有深圳市场 非限售 A 股股份和非限售存托凭证一定市值的社会公众投资者定价发行相结合 的方式，向社会公众公开发行人民币普通股(A 股)股票 3,200 万股，发行价为每 股人民币 27.76 元， ...

证券代码：001333 证券简称：光华股份 公告编号：2024-039 股东杭州广沣启辰股权投资合伙企业（有限合伙）保证向本公司提供的信息 内容真实、准确、完整，没有虚假记载、误导性陈述或重大遗漏。 本公司及董事会全体成员保证公告内容与信息披露义务人提供的信息一致。 特别提示： 持有浙江光华科技股份有限公司（以下简称"公司"、"光华股份"）股 份 5,400,000 股（占公司总股本比例 4.22%）的股东杭州广沣启辰股权投资合伙 企业（有限合伙）（以下简称"广沣启辰"）计划自本公告披露之日起 15 个交 易日后的 3 个月内（即自 2024 年 9 月 11 日至 2024 年 12 月 10 日）通过集中竞 价交易的方式减持公司股份合计不超过 1,280,000 股（占公司总股本比例不超过 1%）。 公司于近日收到股东广沣启辰出具的《关于股份减持计划的告知函》，现 将有关情况公告如下： 一、股东基本情况 1、股东名称：杭州广沣启辰股权投资合伙企业（有限合伙） 2、股份来源：公司首次公开发行股票并上市前持有的股份； 3、减持方式：集中竞价交易； 4、减持期间：自本减持计划公告之日起 15 个交易日后的 3 ...

证券代码：001333 证券简称：光华股份 公告编号：2024-038 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 浙江光华科技股份有限公司（以下简称"公司"）于 2024 年 4 月 23 日召开 第三届董事会第五次会议和第三届监事会第五次会议，审议通过了《关于购买 房屋暨关联交易的议案》，同意公司向孙杰风先生、王小园女士购买其位于浙 江省嘉兴市海宁市海洲街道钱江西路 280 号 1501-1516 室、1601-1620 室房屋， 标的房屋建筑面积合计 2,037.23 平方米，交易价格以评估机构出具的评估结果 作为依据，经评估的市场价值为 1,095.42 万元（大写：人民币壹仟零玖拾伍万 肆仟贰佰元整）。具体内容详见公司于 2024 年 4 月 25 日在巨潮资讯网 （www.cninfo.com.cn）披露的《第三届董事会第五次会议决议公告》（公告编 号：2024-025）、《第三届监事会第五次会议决议公告》（公告编号：2024-024） 《关于购买房屋暨关联交易的公告》（公告编号：2024-016）。 2024年 7月 8日，公司就位于浙江省嘉 ...

证券代码：001333 证券简称：光华股份 公告编号：2024-034 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 一、《公司章程》修订情况 浙江光华科技股份有限公司（以下简称"公司"）分别于 2024 年 4 月 23 日、2024 年 5 月 15 日召开第三届董事会第五次会议和 2023 年年度股东大会， 审议通过了《关于修改<公司章程>的议案》，公司根据相关法律、法规的规 定，并结合公司实际情况，对《公司章程》部分条款进行修订。具体内容详见 公司于 2024 年 4 月 25 日刊载于指定信息披露媒体《证券时报》《中国证券 报》《证券日报》《上海证券报》和巨潮资讯网 www.cninfo.com.cn 上的《关于 修改<公司章程>的公告》（公告编号：2024-022）。 1 二、工商备案登记完成情况 近日，公司已办理完成《公司章程》备案登记手续。 特此公告。 浙江光华科技股份有限公司 董事会 2024年6月6日 ...

证券代码：001333 证券简称：光华股份 公告编号： 2024-036 此前公司部分募集资金专户的资金已按照规定使用完毕，相关募集资金专 户已经注销，相关的募集资金三方监管协议相应终止，具体情况详见公司于 2023年2月18日在巨潮资讯网（http://www.cninfo.com.cn）上披露的《关于注销 部分募集资金专项账户的公告》（公告编号：2023-003）。 | 开户行 | 账号 | 账户名称 | 募集资金用途 | 截至公告日账 户状态 | | --- | --- | --- | --- | --- | | 浙江海宁农村商 | | 浙江光华科技 | 补充流动资金； | 存续 | | 业银行股份有限 | 201000321555846 | 股份有限公司 | 研发中心建设 | | | 公司盐官支行 | | | | | | 中国工商银行股 | 120408502920006 | 浙江光华科技 | 年产12万吨粉末 | 本次注销 | | 份有限公司海宁 | | | 涂料用聚酯树脂 | | | 支行 | 6696 | 股份有限公司 | 建设项目 | | | 中国农业银行股 份有限公司海宁 | 1935020 ...