Core Viewpoint - Huayin Securities has successfully completed the election of its fourth board of directors and appointed new senior management and securities representatives, ensuring compliance with relevant regulations and internal governance standards [1][2]. Group 1: Board Composition - The fourth board of directors consists of 5 members, with the term starting from the date of approval at the first extraordinary shareholders' meeting in 2025 [1]. - The board includes a mix of employee directors and independent directors, with the number of executive directors not exceeding half of the total board members, in accordance with regulatory requirements [1]. Group 2: Senior Management and Securities Representative Appointments - New senior management and securities representatives were appointed, effective from the date of the board's resolution, with annual performance evaluations planned for these executives [2]. - The newly appointed board secretary, Ms. Xie Yingming, and securities representative, Ms. Wang Ning, hold qualifications recognized by the Shenzhen Stock Exchange [2]. Group 3: Departures from the Board - Several directors, including Mr. Xiao Zufa, Mr. Zhu Hong, Mr. Yu Shengfa, and Mr. Hao Zuocheng, have completed their terms and will not hold any positions within the company or its subsidiaries post-departure [2]. Group 4: Background of Board Members - Mr. Lin Li, the chairman, has extensive experience in the financial sector, having held various significant positions in banking and investment firms [3]. - Mr. Zhang Zesheng has a background in finance and has served in multiple managerial roles within the company [4]. - Independent directors, such as Mr. Tian Lihui and Mr. Li Weidong, have academic and professional credentials in finance and law, ensuring a diverse skill set on the board [5][6]. Group 5: Contact Information - The contact details for the board secretary and securities representative are provided, including phone, fax, and email addresses for investor relations [2].

【 导读 】华林证券完成董事会换届并聘任新一届高管 团队 见习记者 舍梨 6月24日晚间，华林证券发布公告称，公司选举产生了董事长、董事会专门委员会成员，并聘任了新一届高级管理人员及证券事务代表。 其中，林立通过公司控股股东深圳市立业集团有限公司间接持有上市公司17.40亿股，占比为64.40%，为公司实际控制人；张则胜通过公 司持股1%以上的股东深圳市怡景食品饮料有限公司间接持有公司4.85亿股，占比为17.96%。 同时，董事会各专门委员会成员也已确定，具体来看，一是战略规划与ESG委员会，委员包括林立、张则胜、田利辉、万丽，林立任主任 委员；二是审计与关联交易委员会，委员包括田利辉、林立、李伟东，田利辉任主任委员；三是风险控制委员会，委员包括李伟东、林 立、张则胜、田利辉，李伟东任主任委员；四是薪酬与提名委员会，委员包括李伟东、林立、田利辉，李伟东任主任委员。 在高级管理人员及证券事务代表聘任方面，续聘秦湘为公司首席执行官，续聘梁仁栋为公司执委会委员、合规总监、首席风险官，续聘谢 颖明为公司执委会委员、董事会秘书，续聘蒋健、姚松涛、曾君、卢小方、王惠春为公司执委会委员；续聘王宁为公司证券事务代表。 此外 ...

华林证券股份有限公司 内部审计管理规定 （2025 年 6 月） 第一章 总 则 第一条 为完善内部审计监督体系，提高内部审计工作的规范性和有效性，充分 发挥审计监督职能，华林证券股份有限公司（以下或简称"公司"或"本公司"）根 据《中华人民共和国证券法》《证券公司内部控制指引》《深圳证券交易所上市公司 自律监管指引第 1 号——主板上市公司规范运作》《证券公司内部审计指引》等有关 法律法规及《华林证券股份有限公司章程》（以下简称"公司章程"）的规定，制定 本规定。 第二条 本规定由公司董事会审议后签发，公司所有内部审计相关工作在本规定 范围内开展。 第三条 本规定所称内部审计，是指运用系统、规范的方法，对公司业务经营、 风险管理、内控合规实施独立、客观的监督、评价和建议，促进公司完善治理、稳健 运行和价值提升，实现公司目标。 第四条 坚持公司党委对公司审计工作的领导，强化公司党委对内部审计工作的 战略谋划、顶层设计、统筹协调和督促落实。 第五条 公司推行独立、客观、公正、廉洁的内部审计文化，建设忠诚、干净、 担当的内部审计队伍，践行合规、诚信、专业、稳健的证券行业文化。 1 第二章 审计工作组织架构及人员 ...

证券代码：002945 证券简称：华林证券 公告编号：2025-035 华林证券股份有限公司 关于董事会完成换届并聘任高级管理人员 及证券事务代表的公告 （一）董事会成员 1、非独立董事：林立先生（董事长）、张则胜先生、万丽女士 （职工董事） 3、独立董事：田利辉先生、李伟东先生 公司第四届董事会由 5 名董事组成，任期自公司 2025 年第一次 临时股东大会审议通过之日起生效。公司第四届董事会中兼任公司高 级管理人员的董事人数总计未超过公司董事总数的二分之一，独立董 事的人数比例符合相关法规的要求。 （二）董事会专门委员会成员 本公司及董事会全体成员保证信息披露的内容真实、准确和完整， 没有虚假记载、误导性陈述或重大遗漏。 华林证券股份有限公司（以下简称"华林证券"或"公司"）第 三届董事会任期已届满，根据相关法律法规以及《公司章程》的有关 规定，公司于 2025 年 6 月 24 日召开职工代表大会，选举产生了第四 届董事会职工董事；并召开 2025 年第一次临时股东大会，选举产生 了第四届董事会董事，顺利完成了董事会换届选举工作。 公司于同日召开第四届董事会第一次会议，选举产生了董事长、 董事会专门委员 ...

关于华林证券股份有限公司 北京金诚同达（深圳）律师事务所 关于 华林证券股份有限公司 2025 年第一次临时股东大会的 法律意见书 深圳市福田区鹏程一路广电金融中心 42 层 518000 电话：0755-2223 5518 传真：0755-2223 5528 金诚同达律师事务所 法律意见书 北京金诚同达（深圳）律师事务所 2025 年第一次临时股东大会的 法律意见书 金深法意字[2025]第 263 号 致：华林证券股份有限公司 北京金诚同达（深圳）律师事务所（以下简称"本所"）接受华林证券股份 有限公司（以下简称"公司"）的聘请，指派本所律师出席公司 2025 年第一次 临时股东大会（以下简称"本次股东大会"）并对会议的相关事项出具法律意见 书。 本所律师根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中 华人民共和国证券法》《上市公司股东会规则》（以下简称"《股东会规则》"）、 《律师事务所从事证券法律业务管理办法》《律师事务所证券法律业务执业规则 （试行）》等有关法律、法规和规范性文件的要求以及《华林证券股份有限公司 章程》（以下简称"《公司章程》"）的规定，对本次股东大会的召集、召开程 序 ...

证券代码：002945 证券简称：华林证券 公告编号：2025-033 华林证券股份有限公司 2025 年第一次临时股东大会决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完整， 没有虚假记载、误导性陈述或重大遗漏。 特别提示： 1、本次会议未出现否决提案的情形。 2、本次会议未涉及变更前次股东大会决议的情形。 一、会议召开情况 （一）会议召开的日期、时间： 1、现场会议召开时间：2025 年 6 月 24 日（星期二）14:30 通过现场和网络投票的股东 307 人，代表股份 2,438,639,097 股， 占上市公司总股份的 90.3200％。其中：通过现场投票的股东 5 人， 代表股份 2,430,000,101 股，占上市公司总股份的 90.0000％；通过网 络投票的股东 302 人，代表股份 8,638,996 股，占公司股份总数 0.3200％。 （二）董事、监事、高级管理人员及见证律师等出席情况： 2、网络投票时间：网络投票系统包括深圳证券交易所交易系统 和互联网投票系统（http://wltp.cninfo.com.cn）。通过深圳证券交易所 交易系统进行网络投票的时间为 2 ...

华林证券股份有限公司 证券代码：002945 证券简称：华林证券 公告编号：2025-034 表决情况：同意 5 票，反对 0 票，弃权 0 票。本议案获得通过。 本议案已经公司董事会薪酬与提名委员会审议通过。 2、《关于选举公司第四届董事会专门委员会委员的议案》 公司第四届董事会下设战略规划与 ESG 委员会、审计与关联交 易委员会、风险控制委员会、薪酬与提名委员会。经全体董事同意， 选举产生各专门委员会委员、主任委员，以下各委员会委员任期自本 次会议审议通过之日起生效。具体如下： （1）战略规划与 ESG 委员会，委员：林立、张则胜、田利辉、 万丽；林立任主任委员； 第四届董事会第一次会议决议公告 本公司及公司全体董事会成员保证信息披露的内容真实、准确、 完整，没有虚假记载、误导性陈述或重大遗漏。 华林证券股份有限公司（以下简称"公司"）第四届董事会第一 次会议于 2025 年 6 月 23 日发出书面会议通知（经全体董事一致同意, 豁免本次会议通知期限），并于 2025 年 6 月 24 日在公司会议室以现 场方式召开。本次会议应出席董事 5 人，实际出席董事 5 人。全体董 事共同推举董事林立先生主持 ...

Group 1 - The core viewpoint is that the securities sector is experiencing a strong performance, with the National Securities Leader Index rising by 2.31% and several key stocks, including China Galaxy and Dongfang Caifu, showing significant gains [1][2] - The Securities ETF Leader has seen continuous net inflows over the past six days, with a maximum single-day net inflow of 146 million yuan, totaling 474 million yuan, averaging 78.92 million yuan per day [1] - Multiple securities firms are actively issuing technology innovation bonds, with a total approved issuance limit of up to 93.8 billion yuan from five firms, including CITIC Securities and Guotai Junan Securities [1] Group 2 - Open Source Securities highlights that the valuation of the brokerage sector and institutional holdings are at low levels, with macro-level measures supporting the stock market, leading to a positive outlook for the sector [2] - The three main lines of opportunity identified are retail brokerages with performance elasticity, financial technology targets, and the Hong Kong Stock Exchange benefiting from the expansion and increased activity of IPOs [2] - As of May 30, 2025, the top ten weighted stocks in the National Securities Leader Index account for 80.15% of the index, with key players including Dongfang Caifu and CITIC Securities [2]

Group 1 - The core viewpoint of the article is that Hailun Securities has conducted a review of Hailun Bond's differentiated dividend distribution for the year 2024, confirming its compliance with relevant laws and regulations [1][3]. - The reason for the differentiated dividend distribution is due to the company's share repurchase plan, which involved repurchasing shares at a total amount between RMB 50 million and RMB 100 million, with a maximum repurchase price of RMB 22.00 per share, later adjusted to RMB 21.52 per share [1][2]. - As of December 12, 2023, the company repurchased a total of 3,309,400 shares through centralized bidding [1]. Group 2 - The company held a shareholders' meeting on May 8, 2025, where it approved a profit distribution plan that involves distributing a cash dividend of RMB 1.50 per 10 shares to all shareholders, excluding shares held in the repurchase account [2][3]. - The calculation for the differentiated dividend distribution is based on the total number of shares eligible for distribution, which excludes the repurchased shares, resulting in a total of 201,925,837 shares participating in the distribution [3][4]. - The impact of the differentiated dividend distribution on the ex-dividend reference price is minimal, calculated to be approximately 0.02% [4]. Group 3 - The review by the sponsor institution concluded that the differentiated dividend distribution does not harm the interests of the company or its shareholders, adhering to all relevant legal and regulatory requirements [4].

Core Viewpoint - The securities industry is undergoing a systematic restructuring of its corporate governance, with several brokerages announcing the cancellation of their supervisory boards to enhance governance efficiency and structure [1][3]. Group 1: Changes in Corporate Governance - Brokerages such as Guotai Junan and Zhongyuan Securities are eliminating their supervisory boards and establishing audit committees composed of directors to take over the responsibilities previously held by the supervisory boards [1][3]. - The revised Company Law of the People's Republic of China allows joint-stock companies to set up audit committees within the board of directors, exercising the powers of the supervisory board without needing to establish one [2][3]. Group 2: Implementation and Transition - Multiple brokerages have announced plans to cancel their supervisory boards, with Zhongyuan Securities and Hualin Securities already taking steps to do so, indicating a trend among firms to streamline management processes [3]. - The China Securities Regulatory Commission has provided transitional arrangements to ensure that financial institutions implement these changes smoothly by January 1, 2026 [2]. Group 3: Optimization of Governance Structure - The decision to cancel supervisory boards is aimed at optimizing corporate governance structures, reducing overlapping supervisory functions, and enhancing decision-making flexibility [4]. - The audit committees are expected to have a higher level of professionalism compared to traditional supervisory boards, as their members are required to have financial and auditing backgrounds [4]. Group 4: Strengthening Governance Post-Cancellation - Following the cancellation of supervisory boards, brokerages need to enhance their governance in several areas, including establishing a multi-dimensional supervisory mechanism and improving internal audit processes [4]. - It is crucial for brokerages to strengthen the role of independent directors, improve communication with investors, and ensure transparency in information disclosure [4].