中国证券监督管理委员会广东监管局 行政监管措施决定书 广东证监局 2024 年 12 月 5 日 经查，你们构成《上市公司收购管理办法》（证监会令第 166 号，下同）第八十三条第二款第九项所规定的一致行动人 关系。2024 年 10 月 18 日至 11 月 6 日期间，你们通过集中 竞价交易方式买入广州高澜节能技术股份有限公司（以下简称 高澜股份）1,354.70 万股，持有高澜股份股票达到其总股本 的 4.438%后，又于 11 月 7 日买入高澜股份股票 374.7 万股， 持有高澜股份股票达到其总股本的 5.6655%。你们买入高澜 股份股票达到其总股本的 5%时，未及时向中国证监会、证券 交易所提交书面报告，未通知高澜股份，未暂停买入高澜股份 1 股票，上述行为违反了《上市公司收购管理办法》第十三条第 一款的规定。 根据《上市公司收购管理办法》第七十五条的规定，我局 决定对你们采取出具警示函的行政监管措施。你应认真吸取教 训，加强证券法律法规学习，切实规范相关股权变动行为，依 法依规履行相关信息披露义务，杜绝此类违规行为再次发生。 如果对本监督管理措施不服，可以在收到本决定书之日起 60 日内向中 ...

Core Viewpoint - Guangdong Securities Regulatory Commission issued a warning letter to three shareholders of Guangzhou Gaolan Energy Technology Co., Ltd. for failing to report their stock purchases in a timely manner [1][2]. Group 1: Regulatory Actions - Huang Zefeng, Cheng Yina, and Huang Yanzha were found to have a concerted action relationship as defined by the Regulations on the Management of Listed Company Acquisitions [2]. - From October 18 to November 6, 2024, the three shareholders purchased a total of 13.547 million shares of Gaolan, increasing their holdings to 4.438% of the total share capital, and subsequently bought an additional 3.747 million shares on November 7, raising their total to 5.6655% [2]. - The shareholders did not submit a written report to the China Securities Regulatory Commission or notify Gaolan when their holdings exceeded 5%, violating the regulations [2]. Group 2: Company Overview - Guangzhou Gaolan Energy Technology Co., Ltd. was established in 2001 and listed on the Shenzhen Stock Exchange's Growth Enterprise Market in February 2016, focusing on thermal management technology innovation and industrial application [3]. - The company specializes in power electronics thermal management, energy storage thermal management, information and communication thermal management, special industry thermal management, and comprehensive energy efficiency management [3]. Group 3: Financial Performance - In the first three quarters of 2024, Gaolan reported revenue of 362 million yuan, a year-on-year decline of 10.35% [3]. - The company experienced a net loss attributable to shareholders of 17.6491 million yuan, with the loss expanding by 256.00% year-on-year [3]. Group 4: Market Performance - As of the time of reporting, Gaolan's stock price increased by 2.48% to 16.56 yuan [4].

深 圳 证 券 交 易 所 关于对黄泽丰、程银娥、黄燕霞的监管函 创业板监管函〔2024〕第 178 号 黄泽丰、程银娥、黄燕霞： 1 上市公司股票并及时履行信息披露义务。 特此函告。 深圳证券交易所 创业板公司管理部 2024 年 12 月 6 日 2 广州高澜节能技术股份有限公司（以下简称"高澜股份"） 于 2024 年 11 月 11 日晚间披露的《关于股东持股比例达到 5%的权益变动提示性公告》及《简式权益变动报告书》显示， 黄泽丰及其一致行动人程银娥、黄燕霞于 11 月 7 日通过二 级市场买入高澜股份股票 374.7 万股，持股比例由 4.4380% 上升至 5.6655%。黄泽丰、程银娥及黄燕霞在持股比例达到 5%时，未按照《上市公司收购管理办法》第十三条的规定及 时报告并公告，也未停止买入高澜股份股票。 黄泽丰、程银娥及黄燕霞的上述行为违反了本所《创业 板股票上市规则（2024 年修订）》第 1.4 条、第 2.3.10 条的 规定。请你们充分重视上述问题，吸取教训，杜绝上述问题 的再次发生。 我部提醒你们：上市公司股东应当按照法律法规、本所 《创业板股票上市规则》等相关规定，诚实守信，合规交 ...

证券代码：300499 证券简称：高澜股份 公告编号：2024-064 广州高澜节能技术股份有限公司 关于股东收到广东证监局警示函的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 广州高澜节能技术股份有限公司（以下简称"公司"）股东黄泽丰先生、程 银娥女士、黄燕霞女士于近日收到中国证券监督管理委员会广东监管局（以下简 称"广东证监局"）出具的行政监管措施决定书《关于对黄泽丰、程银娥、黄燕 霞采取出具警示函措施的决定》（[2024]205号）（以下简称"警示函"），现 将相关情况公告如下： 一、《警示函》具体内容 "黄泽丰、程银娥、黄燕霞： 经查，你们构成《上市公司收购管理办法》（证监会令第166号，下同）第 八十三条第二款第九项所规定的一致行动人关系。2024年10月18日至11月6日期 间，你们通过集中竞价交易方式买入广州高澜节能技术股份有限公司（以下简称 "高澜股份"）1,354.70万股，持有高澜股份股票达到其总股本的4.438%后，又 于11月7日买入高澜股份股票374.7万股，持有高澜股份股票达到其总股本的 5.6655%。你们买入高澜股份股票 ...

证券代码：300499 证券简称：高澜股份 公告编号：2024-063 广州高澜节能技术股份有限公司 关于股东持股比例达到 5%的权益变动提示性公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 重要内容提示： 1.本次权益变动系股东增持，不触及要约收购。 2.本次权益变动后，黄泽丰先生、程银娥女士及黄燕霞女士（以下合称"信息 披露义务人"）合计持有公司股份 17,293,950 股，占公司总股本的比例增加至 5.6655%。 3.公司目前无控股股东及实际控制人，本次权益变动不会导致公司控制权及公 司第一大股东发生变更，不会对公司经营活动产生影响。 2024 年 11 月 10 日，广州高澜节能技术股份有限公司（以下简称"公司"）收 到股东黄泽丰先生、程银娥女士及黄燕霞女士出具的《广州高澜节能技术股份有限 公司简式权益变动报告书》（以下简称"《简式权益变动报告书》"），其中提 及：股东黄泽丰先生、程银娥女士及黄燕霞女士在 2024 年 10 月 18 日至 2024 年 11 月 7 日期间，通过二级市场集中竞价方式累计增持本公司股份 17,293,950 ...

广州高澜节能技术股份有限公司 简式权益变动报告书 上市公司名称：广州高澜节能技术股份有限公司 股票上市地点：深圳证券交易所 股票简称：高澜股份 股票代码：300499 信息披露义务人 1：黄泽丰 住所或通讯地址：上海市浦东新区浦建路 股份变动性质：股份增加 信息披露义务人 2：程银娥 住所或通讯地址：上海市松江区佘山镇 股份变动性质：股份增加 信息披露义务人 3：黄燕霞 住所或通讯地址：上海市浦东新区芳草路 股份变动性质：股份增加 签署日期：2024 年 11 月 10 日 广州高澜节能技术股份有限公司简式权益变动报告书 信息披露义务人声明 一、信息披露义务人依据《中华人民共和国证券法》《上市公司收购管理办 法》《公开发行证券公司信息披露内容与格式准则第 15 号——权益变动报告书》 及相关法律法规及规范性文件编写本报告书。 二、信息披露义务人签署本报告书已获得必要的授权和批准。 三、依据《中华人民共和国证券法》《上市公司收购管理办法》的规定，本 报告书已全面披露信息披露义务人在广州高澜节能技术股份有限公司中拥有权 益的股份变动情况。 截至本报告书签署之日，除本报告书披露的信息外，信息披露义务人没有通 过任何 ...

证券代码：300499 证券简称：高澜股份 公告编号：2024-062 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 一、股票交易异常波动的情况介绍 广州高澜节能技术股份有限公司（以下简称"公司"或"本公司"）股票（证 券简称：高澜股份，证券代码：300499）交易价格连续三个交易日内（2024 年 11 月 5 日、2024 年 11 月 6 日、2024 年 11 月 7 日）日收盘价格涨幅偏离值累计超过 30%，根据《深圳证券交易所交易规则》的有关规定，属于股票交易异常波动的情 况。 二、公司关注并核实相关情况的说明 公司目前无控股股东、无实际控制人，针对公司股票交易异常波动情况，公司 就相关问题进行了核实，现就相关情况说明如下： 1.公司前期披露的信息不存在需要更正、补充之处； 2.公司未发现近期公共传媒报道了可能或已经对本公司股票交易价格产生较大影 响的未公开重大信息； 3.公司目前经营情况及内外部经营环境未发生重大变化； 4.经核查，公司第一大股东及公司董事、监事和高级管理人员不存在关于本公司 的应披露而未披露的重大事项，或处于筹划阶段的重大事项 ...

Group 1: Business Performance - As of the end of Q3 2024, the company's order backlog is approximately 730 million [2] - The gross profit margin for the first three quarters of 2024 is 27.96%, an increase of 1.99% compared to the same period last year [2] - The company's inventory increased by approximately 120 million, a growth of 40.90% compared to the beginning of the year [3] Group 2: Market and Product Insights - The penetration rate of immersion cooling solutions in the liquid cooling server market is currently low, but there is significant potential for future growth [1][2] - The company is focusing on expanding its market share and profitability in existing businesses [5] - The company has obtained various certifications (CE, ETL, ASME U, ROHS) for its thermal management products, which are now used in multiple countries and regions [5] Group 3: Financial and Strategic Developments - The company has approximately 180 million in freely available funds, with a debt-to-asset ratio of 23.73%, lower than comparable companies in the industry [3] - The failure of the recent capital increase was primarily due to insufficient funds from the subscribing party, which was affected by market fluctuations [4] - The company remains committed to traditional business sectors while actively exploring new market opportunities [4][5]

证券代码：300499 证券简称：高澜股份 公告编号：2024-061 本次会议将以网络互动方式召开。本次业绩说明会召开后，投资者可以通过 价值在线（www.ir-online.cn）或易董app查看本次业绩说明会的召开情况及主要 内容。 欢迎广大投资者积极参与本次网上业绩说明会。 特此公告。 广州高澜节能技术股份有限公司董事会 关于举行2024年第三季度网上业绩说明会的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 广州高澜节能技术股份有限公司（以下简称"公司"）2024年第三季度报告 全文及其摘要已于2024年10月25日披露。为便于广大投资者进一步了解公司2024 年第三季度报告及经营情况，公司定于2024年10月30日（星期三）下午15：00-16： 00在价值在线举行2024年第三季度网上业绩说明会，本次业绩说明会将采用网络 远程的方式举行，投资者可登录价值在线（www.ir-online.cn）参与本次业绩说明 会。 出席本次说明会的人员有：公司董事长李琦先生，总经理、财务总监关胜利 先生，董事会秘书王杨阳女士，独立董事宋小宁先生。 为充分尊 ...

Financial Performance - The company's operating revenue for Q3 2024 was ¥79,048,587.30, a decrease of 44.83% compared to the same period last year[2]. - The net profit attributable to shareholders for Q3 2024 was -¥15,935,983.01, representing a decline of 485.00% year-over-year[2]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was -¥17,992,612.18, down 317.24% from the previous year[2]. - The basic earnings per share for Q3 2024 was -¥0.05, a decrease of 400.00% year-over-year[2]. - Net profit for Q3 2024 was a loss of CNY 17,272,213.69, compared to a loss of CNY 4,423,522.10 in Q3 2023, representing a significant increase in losses[21]. - The company reported a basic and diluted earnings per share of -0.06, worsening from -0.02 in the previous year[22]. Assets and Liabilities - The total assets as of September 30, 2024, were ¥1,839,623,828.77, an increase of 1.13% from the end of the previous year[3]. - The equity attributable to shareholders decreased to ¥1,384,238,206.82, down 1.26% from the end of the previous year[3]. - The total current liabilities increased to CNY 415,876,245.42 from CNY 392,574,501.20, marking a rise of about 5.9%[17]. - The total liabilities increased to CNY 436,540,852.48, up from CNY 413,482,494.55, indicating a rise of 5.6%[20]. - The total equity attributable to shareholders of the parent company decreased to CNY 1,384,238,206.82 from CNY 1,401,887,329.55, a decline of 1.3%[20]. Cash Flow - Cash flow from operating activities for the year-to-date was -¥85,367,656.22, a decline of 194.10% compared to the same period last year[2]. - The net cash flow from operating activities was -85,367,656.22 CNY, compared to -29,027,192.22 CNY in the previous year, indicating a decline in operational performance[23]. - Cash flow from operating activities was CNY 377,955,863.86, down from CNY 468,132,428.91 in the same period last year, indicating a decline of 19.2%[22]. - The company reported a total cash outflow from operating activities of 489,993,585.41 CNY, slightly lower than 507,650,279.80 CNY last year[23]. - The ending balance of cash and cash equivalents was 95,702,969.64 CNY, down from 213,771,311.40 CNY in the previous year[24]. Investments and Expenses - The company's inventory increased by 40.90% to ¥425,791,946.38 due to order preparation[6]. - The construction in progress surged by 2165.18% to ¥28,735,858.91, reflecting increased investment in the Yueyang No. 5 factory[6]. - R&D expenses increased by 43.23% to ¥31,542,521.28, reflecting higher direct investment in research and development[7]. - Research and development expenses increased to CNY 31,542,521.28, up 43.4% from CNY 22,022,825.99 year-on-year, reflecting a focus on innovation[20]. - The company recorded a 993.43% increase in non-operating expenses to ¥1,043,901.52, mainly due to increased donations[7]. Government Support and Subsidies - The company received government subsidies amounting to ¥1,582,840.93 during the quarter, contributing to its non-recurring gains[4]. - Other income rose by 84.53% to ¥9,311,104.02, mainly due to government subsidies and input tax credits[7]. - Cash received from tax refunds increased by 157.83% to ¥3,172,739.77, driven by higher export tax rebates[8]. - Cash paid for various taxes decreased by 45.22% to ¥29,382,729.60, due to reduced corporate income tax payments[8]. Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 32,696, with the top ten shareholders holding a combined 16.56% of shares[9]. - The largest shareholder, Li Qi, holds 14.21% of the shares, totaling 43,386,102 shares[9]. Strategic Developments - The company plans to continue its market expansion and product development strategies, focusing on energy-saving technologies[14]. - The company has successfully completed the issuance of shares to specific investors, with approval from the China Securities Regulatory Commission on October 24, 2023[14]. - The company has incorporated Jiangsu Lantian into its consolidated financial statements, impacting cash flow and financial metrics[8]. - The company has renewed its audit firm for the 2024 fiscal year, continuing its partnership with Lixin Certified Public Accountants[13].