中国国际金融股份有限公司 关于深圳华大基因股份有限公司 股东向特定机构投资者询价转让股份的核查报告 中国国际金融股份有限公司（以下简称"中金公司""组织券商"）受深圳华大 基因股份有限公司（以下简称"华大基因""公司""上市公司"）股东深圳华大基 因科技有限公司（以下简称"华大控股""出让方"）委托，组织实施本次华大基因 股东向特定机构投资者询价转让（以下简称"本次询价转让"）。 经核查，中金公司就本次询价转让的出让方、受让方是否符合《深圳证券交易所 上市公司自律监管指引第 16 号——创业板上市公司股东询价和配售方式转让股份 （2025 年修订）》（以下简称"《指引第 16 号》"）要求，本次询价转让的询价、 转让过程与结果是否公平、公正，是否符合《指引第 16 号》的规定作出如下报告说明。 一、本次询价转让概述 （一）本次询价转让出让方 截至2025年9月12日，出让方所持公司股份的数量、比例情况如下： | 出让方名称 | 截至2025年9月12日收盘持股数量（股） | 持股比例 | | --- | --- | --- | | 深圳华大基因科技有限公司 | 141,285,593 | 33.77% | 注 ...

Group 1 - The State Administration of Foreign Exchange allows foreign investors to reinvest foreign exchange profits generated in China, facilitating capital inflow and investment [2] - Nvidia is under further investigation by the State Administration for Market Regulation for violating antitrust laws related to its acquisition of Mellanox Technologies [3] - The Ministry of Commerce opposes the U.S. request for G7 and NATO members to impose tariffs on China based on its imports of Russian oil, labeling it as unilateral bullying and economic coercion [5] Group 2 - The Financial Regulatory Bureau, People's Bank of China, and China Securities Regulatory Commission launched a financial education campaign aimed at enhancing public understanding of financial rights and services [6] - The State Council emphasizes the need for online travel platforms to strengthen personal information protection and ensure compliance with regulations to safeguard consumer rights [8] - The Beijing Market Supervision Administration is investigating the ongoing controversy surrounding the pre-made dishes of the restaurant chain Xibei [9] Group 3 - CATL's sodium-ion battery has become the first in the world to pass the new national standard certification [11] - Longxin Technology has completed the development of its first GPGPU chip, expected to be delivered within the third quarter [13] - Kanglong Chemical's subsidiary has successfully passed an FDA inspection [14] - Shandong Push's application for H-share issuance has been accepted by the China Securities Regulatory Commission [20]

Group 1 - The core point of the article is that BGI Genomics announced the preliminary transfer price of its shares at 44.10 yuan per share based on the inquiry subscription situation as of September 15, 2025 [2]

Company Announcements - Junsheng Electronics' subsidiary has recently secured a global automotive intelligence project with a total order value of approximately 15 billion yuan, expected to start mass production in 2027 [1] - Shangluo Electronics plans to acquire 88.79% of Ligon Technology for 700 million yuan, focusing on authorized distribution of storage chips and various IC products [2][3] - Xinda Zheng intends to purchase at least 51% of Jiaxin Liheng Facility Management (Shanghai) Co., Ltd., with the stock currently suspended [1] - Dingtong Technology plans to invest up to 15 million USD to establish a wholly-owned subsidiary in Vietnam for R&D and production of optical module liquid cooling products [1][3] - Kexing Pharmaceutical's shareholders are inquiring about transferring shares at an initial price of 30.88 yuan per share, which is a 28% discount compared to the closing price [4] - Zhongtai Automobile has been ordered to pay 29.5 million yuan plus overdue interest due to a court ruling, which may significantly impact its current or future performance [5] - Shoukai Co., Ltd. has seen a significant increase in shareholder numbers and some institutional shareholders have reduced their holdings [5] Investment and Contracts - Laofengxiang plans to jointly invest in establishing Laofengxiang Precision Materials Company to build a modern refining and testing laboratory [8] - Longci Technology intends to invest 210 million yuan in the second phase of its Vietnam project to localize the supply of permanent magnet ferrite raw materials [9] - Sileck has signed a 230 million yuan investment cooperation agreement for a new energy precision structural components project [10] Shareholding Changes - Jingchen Co. plans to acquire 316 million yuan for 100% of Chip Micro Semiconductor [6] - Beijing Junzheng has seen a reduction of 4.8254 million shares by its shareholder Beijing Yitang Shengxin [5] - Green Harmony's actual controllers have completed a reduction of 2.99% of their shares [7] - Hangke Technology's actual controller plans to transfer 3% of the total share capital [7] Stock Price Movements - Nanfeng Co. has reported that its 3D printing service project has not yet materialized, which may affect its current year's revenue and profit [3] Other Developments - Borui Pharmaceutical's BGM0504 tablets have been approved for clinical trials in overweight/obese adults, with no similar oral formulations approved globally [4] - Southwest Securities' subsidiary will lose its listing status on September 29 due to failure to meet resumption guidelines [20]

Group 1 - A total of 67 stocks experienced block trading on September 15, with a total transaction value of 2.22 billion yuan [1] - The top three stocks by transaction value were Hangzhou Steel (2.5 billion yuan), Guangqi Technology (2.23 billion yuan), and Demingli (2.04 billion yuan) [1] - Among the stocks, 10 were traded at par, 4 at a premium, and 53 at a discount; Zhejiang Meida, SF Holding, and HNA Technology had the highest premium rates of 9.04%, 7.06%, and 1.35% respectively [1] Group 2 - The top stocks by institutional buying were Hangzhou Steel (250 million yuan), Jiangsu Leili (198 million yuan), and Haiguang Information (106 million yuan) [2] - Other notable institutional purchases included Caida Securities (63.6 million yuan), BGI (25 million yuan), and Ningde Times (20.9 million yuan) [2] Group 3 - The top stocks by institutional selling included Xinyi Technology (21 million yuan), Ningde Times (20.9 million yuan), and BYD (20.8 million yuan) [3]

Core Points - The core viewpoint of the article is that BGI Genomics (300676) announced the preliminary transfer price of shares at 44.10 yuan per share based on the inquiry subscription situation on September 15 [1] Group 1 - BGI Genomics is conducting a non-public transfer of shares, which will not be executed through centralized bidding or block trading methods [1] - The shares acquired through the inquiry transfer cannot be transferred by the acquirer within six months after the acquisition [1]

Core Viewpoint - The company BGI Genomics announced a preliminary transfer price of 44.1 yuan per share for its non-public share transfer, which is based on the inquiry subscription situation as of September 15, 2025 [1] Summary by Relevant Categories Share Transfer Details - The share transfer is a non-public transfer and will not be conducted through centralized bidding or block trading methods [1] - The shares acquired through this inquiry transfer cannot be transferred by the acquirer within six months after the acquisition [1] Investor Profile - The acquirer of the shares will be institutional investors who possess the necessary pricing capability and risk tolerance [1]

证券代码：300676 证券简称：华大基因 公告编号：2025-051 深圳华大基因股份有限公司 股东询价转让定价情况提示性公告 股东深圳华大基因科技有限公司保证向深圳华大基因股份有限公司提供的信息内容不存在 任何虚假记载、误导性陈述或者重大遗漏，并对其真实性、准确性和完整性依法承担法律责任。 本公司及董事会全体成员保证公告内容与信息披露义务人提供的信息一致。 重要内容提示： 根据2025年9月15日询价申购情况，深圳华大基因股份有限公司（以下简称公司） 股东深圳华大基因科技有限公司询价转让（以下简称本次询价转让）初步确定的转 让价格为44.10元/股； 本次询价转让为非公开转让，不通过集中竞价交易方式或大宗交易方式进行，不属 于通过二级市场减持。受让方通过询价转让受让的股份，在受让后6个月内不得转 让； 本次询价转让的受让方为具备相应定价能力和风险承受能力的机构投资者。 深圳华大基因股份有限公司董事会 2025 年 9 月 15 日 （一）本次询价转让尚存在拟转让股份被司法冻结、扣划等风险。询价转让的最终 结果以中国证券登记结算有限责任公司深圳分公司最终办理结果为准。 （二）本次询价转让不会导致公司控制权发 ...

Group 1 - On September 15, BGI Genomics executed a block trade of 522,100 shares, with a transaction value of 25 million yuan, accounting for 2.98% of the total trading volume for that day [1][2] - The transaction price was 47.88 yuan, representing a 10% discount compared to the market closing price of 53.2 yuan [1][2]

本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记 载、误导性陈述或重大遗漏。 深圳华大基因股份有限公司（以下简称公司或上市公司）近日收到公司持股5% 以上股东深圳生华投资企业（有限合伙）（以下简称生华投资）的通知，获悉生华 投资将其持有的部分公司股份办理了解除质押及再质押，相应的解除质押及再质押 登记手续已通过中国证券登记结算有限责任公司深圳分公司办理完毕。现将具体内 容公告如下： 一、股东股份解除质押及再质押的基本情况 | 股东名称 | 是否为控股 股东或第一 | 本次解除质 | 占其所持股 | 占公司 | 质押起始 | 质押解除日 | | | --- | --- | --- | --- | --- | --- | --- | --- | | | | 押股份数量 | | 总股本 | | | 质权人 | | | 大股东及其 | | 份比例 | | 日期 | 期 | | | | 一致行动人 | （股） | | 比例 | | | | | 深圳生华投资 | | | | | | | 中国银行股份 | | 企业（有限合 | 否 | 4,850,000 | 15.23% | 1.16% | 2024/ ...