上海能辉科技股份有限公司 独立董事 2024 年度述职报告 独立董事 刘敦楠 尊敬的各位股东及股东代表： 2024年度任职期间，本人未在公司担任除独立董事以外的任何职务，也未在 公司主要股东公司担任任何职务，与公司以及主要股东之间不存在利害关系或者 其他可能妨碍其进行独立客观判断的关系，亦不存在其他影响独立董事独立性的 情况，符合《上市公司独立董事管理办法》第六条规定的独立董事独立性要求。 二、独立董事年度履职情况 （一）出席会议情况 2024年度本人任职期间，公司共召开了1次董事会，1次股东大会，本人均按 时出席了所有董事会和列席了所有股东大会，无缺席的情形，本人对董事会会议 的全部议案和相关会议文件进行了认真审议，审慎行使表决权，维护公司和全体 股东特别是中小股东的合法权益。 本人认为，2024年度本人任职期间，公司董事会、股东大会会议召集、召开 符合法定程序，重大经营决策事项和其它重大事项均履行了相关程序，合法有效， 决议符合公司整体利益，未损害公司股东特别是中小股东的合法权益。 本人作为上海能辉科技股份有限公司（以下简称"公司"）的独立董事，严格 按照《公司法》《证券法》《上市公司独立董事管理办法》《 ...

上海能辉科技股份有限公司 独立董事 2024 年度述职报告 独立董事 张美霞 尊敬的各位股东及股东代表： 本人作为上海能辉科技股份有限公司（以下简称"公司"）的独立董事，2024 年度内，本人严格按照《公司法》《证券法》《上市公司独立董事管理办法》《上 市公司治理准则》和《深圳证券交易所上市公司自律监管指引第2号——创业板 上市公司规范运作》等法律法规、规范性文件以及《公司章程》《独立董事工作 制度》等规定和要求，忠实、勤勉、尽责地履职，及时了解公司的生产经营情况， 全面关注公司的发展状况，积极出席公司相关会议，认真审阅董事会各项议案和 相关会议文件，并对董事会相关审议事项发表独立意见，有效保证了董事会决策 的科学性和公司运作的规范性，充分发挥独立董事职责，切实维护了公司和全体 股东的合法权益。 现将2024年度本人履行独立董事职责情况报告如下： 一、独立董事的基本情况 （一）个人履历 张美霞，女，中国国籍，无境外永久居留权，上海财经大学会计学专业博士， 注册会计师。1991年7月至1997年7月就职于山东东营财校，担任教师；2000年3 月至今于上海外国语大学国际金融贸易学院先后任教师、副教授、硕士研究生导 ...

上海能辉科技股份有限公司 独立董事 2024 年度述职报告 独立董事 王芳 尊敬的各位股东及股东代表： 本人作为上海能辉科技股份有限公司（以下简称"公司"）的独立董事，2024 年度内，本人严格按照《公司法》《证券法》《上市公司独立董事管理办法》《上 市公司治理准则》和《深圳证券交易所上市公司自律监管指引第2号——创业板 上市公司规范运作》等法律法规、规范性文件以及《公司章程》《独立董事工作 制度》等规定和要求，忠实、勤勉、尽责地履职，及时了解公司的生产经营情况， 全面关注公司的发展状况，积极出席公司相关会议，认真审阅董事会各项议案和 相关会议文件，并对董事会相关审议事项发表独立意见，有效保证了董事会决策 的科学性和公司运作的规范性，充分发挥独立董事职责，切实维护了公司和全体 股东的合法权益。 一、独立董事的基本情况 （一）个人履历 王芳，女，中国国籍，无境外永久居留权，北京大学经济学硕士，日本拓殖 大学国际开发博士研究生。历任电子工业部第49研究院助理工程师、黑龙江广播 电视大学工程师、黑龙江省教育委员会副研究员、兵器工业部标准化所副研究员、 同策房产咨询股份有限公司独立董事等。现任北京国家会计学院教研中心 ...

上海能辉科技股份有限公司 董事会关于独立董事独立性情况的专项意见 经核查独立董事王芳女士、张美霞女士、钟勇先生的任职经历以及签署的相 关自查文件等内容，公司董事会认为上述人员未在公司担任除独立董事以外的任 何职务，也未在公司主要股东公司担任任何职务，与公司以及主要股东之间不存 在利害关系或者其他可能妨碍其进行独立客观判断的关系，亦不存在其他影响独 立董事独立性的情况，因此，公司独立董事符合《独立董事管理办法》《创业板 上市公司规范运作》等相关法律法规及《公司章程》中对独立董事独立性的相关 要求。 上海能辉科技股份有限公司董事会 2025 年 4 月 22 日 根据证监会《上市公司独立董事管理办法》（以下简称"《独立董事管理办 法》"）、《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规 范运作》（以下简称"《创业板上市公司规范运作》"）、《深圳证券交易所创业板股 票上市规则》及《上海能辉科技股份有限公司章程》（以下简称"《公司章程》"）、 《上海能辉科技股份有限公司独立董事工作制度》等相关要求，并结合公司在任 独立董事提交的《独立董事独立性自查情况表》，上海能辉科技股份有限公司（以 下简称"公 ...

| 报告期指标 | 2024年年报 | 2023年年报 | 本年比上年增减(%) | 2022年年报 | | --- | --- | --- | --- | --- | | 基本每股收益（元） | 0.3500 | 0.3900 | -10.26 | 0.1700 | | 每股净资产（元） | 5.46 | 5.42 | 0.74 | 5.11 | | 每股公积金(元) | 1.99 | 2.04 | -2.45 | 2.14 | | 每股未分配利润(元) | 2.23 | 2.19 | 1.83 | 1.81 | | 每股经营现金流(元) | - | - | - | - | | 营业收入(亿元) | 10.97 | 5.91 | 85.62 | 3.82 | | 净利润(亿元) | 0.53 | 0.58 | -8.62 | 0.26 | | 净资产收益率(%) | 6.22 | 7.20 | -13.61 | 3.41 | 一、主要会计数据和财务指标 数据四舍五入，查看更多财务数据>> 二、前10名无限售条件股东持股情况 前十大流通股东累计持有： 6319.64万股，累计占流通股比： 55.86%，较上期 ...

Revenue and Profit - The company's revenue for Q1 2025 was ¥310,449,084.33, representing a 26.60% increase compared to ¥245,217,320.26 in the same period last year[5]. - Net profit attributable to shareholders decreased by 42.35% to ¥5,739,787.71 from ¥9,956,886.42 year-on-year[5]. - The company's diluted earnings per share decreased by 38.56% to ¥0.0384 from ¥0.0625 in the same period last year[5]. - Operating profit for the current period is 7,731,906.66, down 30.9% from 11,060,892.93 in the previous period[22]. - Total profit for the current period is 7,695,074.19, a decline of 30.5% from 11,061,084.11 in the previous period[22]. - The basic and diluted earnings per share for the current period are both 0.0384, compared to 0.0625 in the previous period, reflecting a decrease of 38.4%[22]. Cash Flow and Financial Position - The net cash flow from operating activities improved significantly, with a net outflow of ¥12,825,142.88, a 94.09% reduction from a net outflow of ¥216,840,117.38 in the previous year[11]. - Cash flow from operating activities shows a net outflow of -12,825,142.88, compared to -216,840,117.38 in the previous period, indicating an improvement[25][26]. - Cash flow from investing activities results in a net outflow of -11,448,365.59, compared to a net inflow of 68,643,071.38 in the previous period[25][26]. - Cash flow from financing activities shows a net inflow of 16,286,713.87, down from 38,969,187.50 in the previous period[26]. - The total cash and cash equivalents at the end of the period is 290,641,469.68, slightly down from 287,815,785.84 in the previous period[26]. - The company's cash and cash equivalents increased to ¥342,044,355.08 from ¥340,019,093.52, showing a slight growth of 0.6%[18]. Assets and Liabilities - Total assets increased by 6.63% to ¥2,096,321,546.75 from ¥1,966,055,344.65 at the end of the previous year[5]. - Total liabilities rose to ¥1,237,232,457.06 from ¥1,118,319,213.63, an increase of 10.7%[19]. - The equity attributable to the parent company increased to ¥859,089,089.69 from ¥847,736,131.02, a growth of 1.5%[20]. Inventory and Expenses - The company's inventory rose by 41.25% to ¥384,846,255.39, attributed to increased stockpiling during the period[9]. - Management expenses surged by 132.12% to ¥20,054,836.39, primarily due to increased share-based payment expenses[10]. - Research and development expenses for the current period were ¥6,895,104.58, compared to ¥5,914,869.43 in the previous period, marking an increase of 16.5%[21]. Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 13,314, with the top ten shareholders holding significant stakes[12]. - The largest shareholder, Shanghai Nenghui Investment Holding Co., Ltd., holds 32 million shares, representing a significant portion of the company's equity[13]. - The company has a total of 26,568,000 shares under lock-up for the major shareholder, Luo Chuan Kui, due to executive lock-up regulations[15]. - The company has 5.78% of shares held by individual shareholder Wen Peng Fei, amounting to 8,809,600 shares[13]. - The total number of shares held by the top 10 unrestricted shareholders amounts to 66,000,000 shares[13]. - The company reported a total of 703,900 shares held by Xiamen Ningshui Private Fund Management Co., Ltd. under a margin trading account[13]. Future Strategy - The company plans to expand its market presence and enhance product development as part of its future strategy[16]. - The company is actively managing its shareholder structure to ensure compliance with regulations and optimize capital allocation[16]. - The company has implemented a stock incentive plan that includes a phased release of restricted shares, with specific dates for unlocking[15]. - The board approved the first grant of restricted stock under the 2024 incentive plan, with 2.605 million shares granted to 34 eligible participants, and an additional 920,000 shares to 4 other participants[16].

Financial Performance - The company's operating revenue for 2024 reached ¥1,097,296,501.11, representing an increase of 85.74% compared to ¥590,783,844.77 in 2023[20] - The net profit attributable to shareholders for 2024 was ¥52,541,237.48, a decrease of 9.71% from ¥58,193,857.95 in 2023[20] - The net cash flow from operating activities for 2024 was -¥160,562,481.94, showing a slight decrease of 0.13% compared to -¥160,347,055.55 in 2023[20] - The total assets at the end of 2024 amounted to ¥1,966,055,344.65, reflecting a growth of 12.86% from ¥1,741,995,191.91 at the end of 2023[20] - The basic earnings per share for 2024 were ¥0.35, a decrease of 10.26% compared to ¥0.39 in 2023[20] - The company's total revenue for the reporting period reached ¥1,097,296,501.11, representing an 85.74% increase compared to ¥590,783,844.77 in the previous year[85] - The company's revenue from the renewable energy sector reached ¥1,097,296,501.11, with a gross margin of 16.53%[90] - The photovoltaic power station system generated revenue of ¥1,027,680,803, with a gross margin of 14.99%[91] - The company reported a year-on-year revenue increase of 85.74% in the renewable energy sector[90] Dividend Policy - The company plans to distribute a cash dividend of 3 RMB per 10 shares to all shareholders, based on a total share capital of 152,295,829 shares as of March 31, 2025[4] - The company commits to distributing no less than 10% of the available profit in cash dividends each year[199] - The profit distribution policy must maintain continuity and stability, with adjustments only made under significant changes in external or internal operating conditions[197] - Major capital expenditures are defined as transactions involving assets exceeding 50% of the latest audited total assets or significant investments exceeding ¥30 million in revenue or profit[200] Risks and Challenges - The company faces major risks including intensified competition in the photovoltaic industry, declining gross margins, and risks related to accounts receivable recovery[3] - The company has outlined potential risks in its future development outlook, including raw material price fluctuations and negative operating cash flow risks[3] - The company acknowledges potential risks from policy changes, market competition, and international trade barriers that may impact the photovoltaic industry[142] - The company faces risks from increasing competition in the photovoltaic industry, necessitating enhanced technological innovation and business expansion to maintain market position and profitability[143] - The gross profit margin of the company's main business is under pressure due to increased competition and potential changes in industry supply-demand dynamics, which could adversely affect costs and pricing[144] Operational Strategy - The company aims to expand its overseas photovoltaic storage market and commercial vehicle charging and swapping business to enhance profitability[30] - The company plans to maintain growth in photovoltaic power station system integration contracts and scale, leveraging its technical advantages and quality client resources[30] - The company is actively involved in the system integration of both centralized and distributed photovoltaic power stations, which are significant revenue contributors[46][47] - The company is focusing on investment and operation of distributed photovoltaic power stations, emphasizing high efficiency and local solar resource utilization[50] - The company is exploring new business cooperation opportunities by conducting market research and understanding regional industrial planning[58] Research and Development - The company emphasizes innovation in R&D, with dedicated research departments focusing on various renewable energy technologies[64] - Research and development expenses increased by 55.31% to ¥31,967,368.66, reflecting a significant investment in innovation[102] - The number of R&D personnel rose by 38.78% to 68, with a notable increase in those holding bachelor's degrees[103] - The company is enhancing its research and development efforts to support the growth of its emerging business segments and reduce associated development risks[150] Corporate Governance - The company’s financial report is guaranteed to be true, accurate, and complete by its board of directors and senior management[3] - The board of directors consists of 9 members, including 3 independent directors, ensuring compliance with legal and regulatory requirements[156] - The company actively manages investor relations, providing multiple communication channels to ensure investors' right to information and protect the rights of minority shareholders[157] - The company has implemented a governance structure that complies with relevant laws and regulations, with no significant discrepancies identified[159] Market Expansion - The company aims to enhance its core competitiveness by continuously investing in research and development in the fields of photovoltaic energy, new energy storage, and intelligent microgrid systems[78] - The company is focusing on expanding its market presence in regions with high electricity demand, such as Guangdong, where the investment efficiency of photovoltaic projects is notably advantageous[74] - The company is committed to improving cash flow management and contract execution to address ongoing negative cash flow issues[148] - The company is exploring potential mergers and acquisitions to bolster its market position and expand its technological capabilities[94] Employee Management - The total number of employees at the end of the reporting period was 299, including 231 from the parent company and 68 from major subsidiaries[192] - The company has established a fair and transparent salary incentive mechanism, which includes basic salary, position salary, and performance bonuses[193] - The company has implemented a series of employee training programs to enhance business skills and job competencies, including onboarding training and professional technical training[194] - The company has a performance management system in place to evaluate employee performance, overseen by the human resources department[193] Financial Management - The company has established a complete business process and has the ability to operate independently in the market, with no reliance on shareholders or related parties for operations[160] - The company has set up an independent financial department with a complete and standardized financial accounting and management system, allowing for independent financial decision-making[161] - The company reported a negative net cash flow from operating activities of -160.56 million yuan, continuing a trend of negative cash flow for three consecutive years, which could impact its ability to meet operational payments and debt obligations[148] - The company has established a profit distribution policy that prioritizes cash dividends, aiming for a minimum cash dividend ratio of 80% for mature stages without significant capital expenditures[198]

提示性公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示： | 证券代码：301046 | 证券简称：能辉科技 | 公告编号：2025-015 | | --- | --- | --- | | 债券代码：123185 | 债券简称：能辉转债 | | 上海能辉科技股份有限公司 关于能辉转债预计触发转股价格向下修正条件的 | 1、证券代码：301046 | 证券简称：能辉科技 | | --- | --- | | 2、债券代码：123185 | 债券简称：能辉转债 | 3、转股价格：22.45元/股 4、转股期限：2023年10月9日至2029年3月30日 5、自2025年4月7日至2025年4月18日，公司股票已有10个交易日的收盘价低 于当期转股价格22.45元/股的85%，根据《上海能辉科技股份有限公司创业板向 不特定对象发行可转换公司债券募集说明书》（以下简称"《募集说明书》"）的 相关规定，如后续公司股票收盘价格继续低于当期转股价的85%，预计将可能触 发"能辉转债"转股价格向下修正条件。 一、可转换公司债券基本情况 （一）可转换公司债券发行情况 ...

上海能辉科技股份有限公司 | 证券代码：301046 | 证券简称：能辉科技 | 公告编号：2025-014 | | --- | --- | --- | | 债券代码：123185 | 债券简称：能辉转债 | | 关于 2025 年第一季度可转换公司债券转股情况的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示： | | | 根据《深圳证券交易所股票上市规则》《深圳证券交易所上市公司自律监管 指引第15号——可转换公司债券》的有关规定，上海能辉科技股份有限公司（以 下简称"公司"）现将2025年第一季度可转换公司债券转股及公司股份变动情况公 告如下： 一、可转换公司债券基本情况 （一）可转换公司债券发行情况 经中国证券监督管理委员会"证监许可〔2023〕221号"文同意注册，上海能 辉科技股份有限公司（以下简称"公司"）于2023年3月31日向不特定对象发行了 3,479,070张可转换公司债券（以下简称"可转债"），每张面值100元，发行总额 34,790.70万元。发行方式采用向原股东优先配售，原股东优先配售后余额部分（含 原股东放弃优先配售 ...

| 证券代码：301046 | 证券简称：能辉科技 | 公告编号：2025-013 | | --- | --- | --- | | 债券代码：123185 | 债券简称：能辉转债 | | 上海能辉科技股份有限公司 关于"能辉转债"2025 年付息的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 特别提示： 1、"能辉转债"（债券代码：123185）将于2025年3月31日按面值支付第二年 利息，每10张"能辉转债"（面值1,000元）利息为4元（含税）。 2、债权登记日：2025年3月28日（星期五） 3、付息日：2025年3月31日（星期一） 4、除息日：2025年3月31日（星期一） 5、本次付息期间及票面利率：计息期间为2024年3月31日至2025年3月30日， 票面利率为0.40%。 6、"能辉转债"本次付息的债权登记日为2025年3月28日，截止2025年3月28 日下午深圳证券交易所收市后，在中国证券登记结算有限责任公司深圳分公司 （以下简称"中国结算深圳分公司"）登记在册的全体"能辉转债"持有人享有本次 派发的利息，在2025年3月28日 ...