金三江（肇庆）硅材料股份有限公司 2024 年限制性股票激励计划实施考核管理办法 证券简称：金三江 证券代码：301059 金三江（肇庆）硅材料股份有限公司 2024 年限制性股票激励计划 实施考核管理办法 人才是上市公司最核心的"无形资产"。一直以来，金三江（肇庆）硅材料 股份有限公司（以下简称"公司"或"金三江"）致力于通过增加正向激励、实 施薪酬调节等方式建立和完善公司中长期激励与约束机制，以有效吸引和留住公 司优秀人才，提升核心团队凝聚力和企业核心竞争力。在此基础之上，公司通过 践行薪酬证券化改革，以激励、保留公司的核心优秀人才，进一步激发其积极性 和创造性，形成人力资源优势，确保公司长期战略目标实现。作为公司薪酬证券 化改革的第一步，公司制定了《金三江（肇庆）硅材料股份有限公司 2024 年限 制性股票激励计划（草案）》，将有效绑定公司利益与员工利益，实现公司目标 与员工目标的一致性，从而为公司、股东及员工创造更大价值及更高效回报。 为保证公司 2024 年限制性股票激励计划（以下简称"本激励计划"）的顺 利推进及有序实施，现根据《中华人民共和国公司法》《中华人民共和国证券法》 《上市公司股权激励管 ...

2023 年度独立董事述职报告 各位股东及股东代表： 报告期内，本人作为金三江（肇庆）硅材料股份有限公司（以下简称"公司"） 的第二届董事会独立董事，严格按照《中华人民共和国证券法》（以下简称"《证 券法》"）《中华人民共和国公司法》（以下简称"《公司法》"）《上市公司治理准则》 《深圳证券交易所创业板股票上市规则》《深圳证券交易所上市公司自律监管指 引第 2 号——创业板上市公司规范运作》《上市公司独立董事管理办法》等相关 法律法规，以及《公司章程》《独立董事工作制度》等相关规定和要求，认真履 行法律法规赋予的职权，勤勉、忠实地履行职责。 2023 年度，本人积极出席股东大会、董事会和专门委员会的相关会议，并认 真审议会议相关议案，对公司相关重大事项发表了独立意见，行使法律法规和《公 司章程》所赋予的职权，充分发挥独立董事及专门委员会作用，维护公司和中小 股东的利益。现将 2023 年度的工作情况汇报如下： 一、独立董事的基本情况 （一）独立董事个人基本情况 作为公司的独立董事，本人具有履职所必须的专业技能，并在从事的专业领 域积累了丰富的经验。 （二）独立性情况说明 1、作为公司的独立董事，本人及直系亲属 ...

证券代码：301059 证券简称：金三江 公告编号：2024-020 金三江（肇庆）硅材料股份有限公司 关于公司使用闲置自有资金进行现金管理的公告 本公司及全体董事保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或重大遗漏。 重要内容提示： 委托理财受托方：商业银行等金融机构。 现金管理额度：总额不超过人民币 5 千万元，在该额度内资金可以滚动 循环使用。 现金管理产品类型：购买中低风险并保障本金安全、流动性好的产品， 单项产品期限最长不超过 12 个月。 现金管理期限：自金三江（肇庆）硅材料股份有限公司（以下简称"公 司"）2023 年年度股东大会审议通过之日起 12 个月内。 的品种包括结构性存款、理财产品、结构化存款、收益凭证、货币基金、国债、 国债逆回购等中低风险并保障本金安全、流动性好的产品，公司及纳入公司合并 报表范围的子公司与提供现金管理产品的金融机构不得存在关联关系。公司及纳 入公司合并报表范围的子公司现金管理不得投资无担保债券、股票及其衍生产品、 证券投资基金、以证券投资为目的的委托理财产品及其他与证券相关的投资。 （四）实施方式 在额度范围内，公司董事会同意授权董事长在额度有 ...

一、2023 年年审会计师事务所基本情况 （一）会计师事务所基本情况 华兴会计师事务所(特殊普通合伙)前身系福建华兴会计师事务所，创立于 1981 年，隶属福建省财政厅。1998 年 12 月，与原主管单位福建省财政厅脱钩， 改制为福建华兴有限责任会计师事务所。2009 年 1 月，更名为福建华兴会计师事 务所有限公司。2013 年 12 月，转制为福建华兴会计师事务所(特殊普通合伙)。 2019 年 7 月，更名为华兴会计师事务所(特殊普通合伙)，首席合伙人为林宝明先 生。 截至 2023 年 12 月 31 日，华兴会计师事务所(特殊普通合伙)拥有合伙人 66 名、注册会计师 337 名，其中签署过证券服务业务审计报告的注册会计师 173 人。 （二）聘任会计师事务所履行的程序 公司第二届董事会第二次会议、第二届监事会第二次会议及 2022 年年度股 东大会审议通过了《关于续聘公司 2023 年度审计机构的议案》，同意聘任华兴 会计师事务所为公司 2023 年财务报表和内部控制审计机构。公司董事会审计委 员会通过对华兴会计师事务所的执业资质、投资者保护能力、从业人员信息、业 金三江（肇庆）硅材料股份有限公 ...

证券代码：301069 证券简称：金三江 公告编号：2024-010 金三江(肇庆)硅材料股份有限公司 表决结果：6 票同意，0 票反对，0 票弃权。 （二）审议通过《关于公司 2023 年度董事会工作报告的议案》 第二届董事会第十一次会议决议公告 本公司及董事会全体成员、高级管理人员保证信息披露的内容真实、准确、 完整，没有虚假记载、误导性陈述或重大遗漏。 一、董事会会议召开情况 金三江(肇庆)硅材料股份有限公司（以下简称"公司"）第二届董事会第十一 次会议于 2024 年 4 月 22 日（星期一）以现场结合通讯的方式召开。会议通知已 于 2024 年 4 月 11 日通过邮件的方式送达各位董事。本次会议应出席董事 6 人， 实际出席董事 6 人。 会议由董事长赵国法主持，监事、高管列席。会议召开符合有关法律、法规、 规章和《公司章程》的规定。经各位董事认真审议，会议形成了如下决议： 二、董事会会议审议情况 （一）审议通过《关于公司 2023 年度总经理工作报告的议案》 根据《公司法》、《证券法》等法律法规以及《公司章程》等相关规定，公 司总经理任振雪女士向各位董事做 2023 年度总经理工作报告。董事认 ...

Financial Performance - Revenue for Q1 2024 was CNY 80,736,025.81, a decrease of 2.06% compared to CNY 82,429,982.60 in the same period last year[5] - Net profit attributable to shareholders was CNY 14,141,918.24, down 4.07% from CNY 14,741,458.04 year-on-year[5] - Total operating revenue for Q1 2024 was CNY 80,736,025.81, a decrease of 2.1% from CNY 82,429,982.60 in the previous year[23] - Net profit for Q1 2024 was CNY 14,141,918.24, a decrease of 4.1% compared to CNY 14,741,458.04 in the same period last year[24] - Total operating costs for Q1 2024 were CNY 65,263,760.10, down 1.9% from CNY 66,530,132.10 in the previous year[23] Cash Flow - Net cash flow from operating activities decreased by 35.47% to CNY 13,752,100.28, compared to CNY 21,310,526.85 in Q1 2023[12] - Total cash inflow from operating activities is CNY 94,316,852.97, up 8.5% from CNY 87,006,691.48 in the previous period[28] - Cash outflow from operating activities increased to CNY 80,564,752.69, representing a rise of 22.6% compared to CNY 65,696,164.63 in the previous period[28] - Cash flow from investment activities shows a net outflow of CNY 6,055,735.00, an improvement from a net outflow of CNY 28,924,905.98 in the previous period[28] - Cash flow from financing activities resulted in a net outflow of CNY 15,540,719.66, compared to a net outflow of CNY 19,637,649.82 in the previous period, indicating a reduction in cash outflow[28] - The ending balance of cash and cash equivalents is CNY 73,235,383.15, an increase from CNY 53,819,399.63 in the previous period[28] Assets and Liabilities - Total assets at the end of Q1 2024 were CNY 689,015,586.62, a decrease of 1.30% from CNY 698,063,027.79 at the end of the previous year[5] - Total liabilities decreased to CNY 118,752,928.61 from CNY 126,942,717.53, a reduction of 6.4%[21] - The company's total assets decreased to CNY 689,015,586.62 from CNY 698,063,027.79, reflecting a decline of 1.2%[21] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 10,463[14] - The largest shareholder, Guangzhou Feixue Group Co., Ltd., holds 43.67% of the shares, with 9,500,000 shares pledged[14] - The total number of restricted shares remains at 165,088,617, with no new restrictions added during the period[17] - The company has a significant number of shares held by major shareholders, including 100,934,135 shares held by Feixue Group, which are subject to lock-up until September 13, 2024[17] - The total number of shares held by the top 10 unrestricted shareholders includes 8,250,841 shares held by Guangdong Yueke Gejin Advanced Manufacturing Investment Partnership[16] Research and Development - Research and development expenses increased by 36.11% to CNY 4,835,839.82, up from CNY 3,552,856.85 in the previous year[10] - Research and development expenses increased to CNY 4,835,839.82, up 36% from CNY 3,552,856.85 in the previous year[24] Tax and Expenses - The company reported a tax expense of CNY 2,217,423.32, slightly down from CNY 2,259,721.63 in the previous year[24] - Tax payments increased to CNY 8,892,196.97 from CNY 5,949,712.33, reflecting a rise of 49.1%[28] - The company paid CNY 12,645,682.54 in employee compensation, slightly down from CNY 13,167,941.77 in the previous period[28] Other Information - The company has not reported any new strategies or significant market expansions during the quarter[18] - The company’s financial report indicates no changes in the status of preferred shareholders or any new preferred shareholders[16] - There were no significant changes in the financing and securities lending activities of the top shareholders during the reporting period[18]

关于金三江（肇庆）硅材料股份有限公司 非经营性资金占用及其他关联资金往来 的专项说明 关于金三江（肇庆）硅材料股份有限公司 非经营性资金占用及其他关联资金往来 的专项说明 华兴专字[2024]24000350029 号 华兴会计师事务所（特殊普通合伙） 编制和对外披露汇总表，并确保其真实性、合法性及完整性是金三江公 司管理层的责任。我们对汇总表所载资料与我们审计金三江公司2023年度财 务报表时所复核的会计资料和经审计的财务报表的相关内容进行了核对，在 所有重大方面没有发现不一致。除了对金三江公司实施于2023年度财务报表 审计中所执行的对关联方往来的相关审计程序外，我们并未对汇总表所载资 料执行额外的审计程序。为了更好地理解2023年度金三江公司非经营性资金 1 占用及其他关联资金往来情况，汇总表应当与已审计的财务报表一并阅读。 本专项说明仅供金三江公司披露年度报告时使用，不得用作任何其他用 途。 | 华兴会计师事务所 | 中国注册会计师： | | --- | --- | | （特殊普通合伙） | | | | 中国注册会计师： | 中国福州市 二○二四年四月二十二日 华兴专字[2024]2400035002 ...

金三江（肇庆）硅材料股份有限公司 审 计 报 告 华兴审字[2024]24000350017 号 审 计 报 告 华兴审字[2024]24000350017号 金三江（肇庆）硅材料股份有限公司全体股东： 一、审计意见 我们审计了金三江（肇庆）硅材料股份有限公司（以下简称金三江公司） 财务报表，包括2023年12月31日的合并及母公司资产负债表，2023年度的合 并及母公司利润表、合并及母公司现金流量表、合并及母公司所有者权益变 动表以及相关财务报表附注。 我们认为，后附的财务报表在所有重大方面按照企业会计准则的规定编 制，公允反映了金三江公司2023年12月31日的合并及母公司财务状况以及 2023年度的合并及母公司经营成果和现金流量。 相关重要会计政策及会计估计见财务报表附注三（三十四）收入，相关 数据如财务报表附注五（三十四）所述，金三江公司2023年度营业收入 为29,440.26万元，是利润表的重要组成部分，同时，收入是金三江公司的 关键业绩指标之一。因此，我们将收入确认作为关键审计事项。 2、审计应对 我们实施的审计程序主要包括： 二、形成审计意见的基础 我们按照中国注册会计师审计准则的规定执行了审 ...

Financial Performance - The company's operating revenue for 2023 was approximately ¥294.40 million, representing a 5.33% increase compared to ¥279.49 million in 2022[23]. - The net profit attributable to shareholders decreased by 47.00% to ¥34.99 million from ¥66.03 million in the previous year[23]. - The net profit after deducting non-recurring gains and losses was ¥33.82 million, down 44.49% from ¥60.93 million in 2022[23]. - The basic earnings per share fell by 48.28% to ¥0.15 from ¥0.29 in 2022[23]. - The total assets at the end of 2023 were approximately ¥698.06 million, a slight increase of 0.90% from ¥691.82 million at the end of 2022[23]. - The net assets attributable to shareholders decreased by 0.03% to ¥571.12 million from ¥571.30 million in 2022[23]. - The cash flow from operating activities was ¥72.62 million, down 18.45% from ¥89.06 million in the previous year[23]. - The weighted average return on equity decreased to 6.22% from 12.10% in 2022, reflecting a decline of 5.88%[23]. - The company achieved a total operating revenue of 294.40 million yuan in 2023, representing a year-on-year growth of 5.33%[68]. - The company’s net profit attributable to shareholders was 34.99 million yuan, reflecting its profitability amidst market challenges[68]. - The company reported a total revenue of 647.08 million for the year 2023[149]. Revenue Breakdown - Revenue from the toothpaste industry accounted for 97.37% of total operating revenue, amounting to 286.67 million yuan, with a year-on-year increase of 3.30%[70]. - The silica product revenue reached ¥293,909,834.15, reflecting a year-on-year growth of 5.40%[74]. - Domestic sales of silica amounted to ¥230,596,990.81, with a slight increase of 0.99% compared to the previous year[74]. - The overseas silica sales revenue was ¥63,805,647.36, showing a significant growth of 24.74% year-on-year[74]. - The total sales volume of silica was 31,314.42 tons, representing a year-on-year increase of 10.96%[76]. Research and Development - Research and development expenses increased by 47.04% to ¥17,103,521.37, primarily due to increased R&D investments[81]. - The company has established a research and development laboratory of over 4,700 square meters, equipped with advanced experimental facilities to enhance R&D efficiency[61]. - The company employs a demand-driven R&D model, focusing on customer needs and market trends to develop innovative products[50]. - The R&D team has made significant progress in key technologies, enhancing product stability and performance[58]. - The company is developing high-dispersion silica microspheres aimed at enhancing consumer experience in the toothpaste market[81]. - R&D investment amounted to ¥17,103,521.37 in 2023, representing 5.81% of operating revenue, an increase from 4.16% in 2022[82]. Market Expansion and Strategy - The company aims to meet customer needs and exceed expectations as part of its strategic layout for 2023, focusing on market expansion and healthy business growth[41]. - The company is expanding its market presence through strategic partnerships and collaborations with renowned universities[57]. - The company plans to optimize organizational capabilities to ensure strategic implementation and enhance team creativity and vitality[112]. - The company is focused on enhancing its governance structure through the appointment of qualified individuals to key positions[136]. - The company plans to expand its market presence in Southeast Asia, targeting a 30% increase in market share by 2025[146]. Corporate Governance - The company held eight board meetings during the reporting period, ensuring compliance with relevant laws and regulations[125]. - The board consists of six members, including two independent directors, meeting the requirements of the Articles of Association and Company Law[125]. - The company has established specialized committees under the board, including an audit committee and a strategic committee, to provide professional advice[125]. - The company ensures timely and accurate information disclosure, adhering to the principles of fairness and transparency[126]. - The company has maintained a stable leadership team despite recent changes, ensuring continuity in its strategic direction[135]. Employee Management and Welfare - The company has established a comprehensive training system for employees, including new employee onboarding and annual training plans[161]. - The company emphasizes employee welfare, providing competitive salaries and a comprehensive benefits package, including various types of leave[187]. - The company has a total of 28 employees with postgraduate degrees and 58 with bachelor's degrees, indicating a focus on educational qualifications[158]. - The company has established a key talent management system to support the growth and development of critical personnel[162]. - The company’s profit distribution policy is strictly adhered to, ensuring clarity and fairness in the distribution process[163]. Environmental and Social Responsibility - The company has implemented measures to reduce carbon emissions, including the installation of photovoltaic panels to provide clean energy[183]. - The company has achieved a reduction in waste by eliminating single-use packaging for bulk sodium silicate, enhancing efficiency in production and transportation[183]. - The company actively engages in environmental monitoring, ensuring wastewater discharge meets regulatory standards through real-time monitoring systems[180]. - The company is committed to social responsibility, focusing on creating value for customers and contributing to society[186]. - The company has established a chemical management mechanism compliant with EU REACH regulations and has received EU REACH certification[194]. Future Outlook - The company has outlined a strategic goal to achieve a gross margin of 35% by the end of 2024[146]. - A merger with a local competitor is anticipated to be finalized in Q2 2024, expected to enhance production capacity by 40%[146]. - The company has set a performance guidance for 2024, projecting a revenue growth of 20%[146]. - New product launches are expected to contribute an additional 200 million RMB in revenue in 2024[146].

本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 金三江（肇庆）硅材料股份有限公司(以下简称"公司")于2024年4月22日召 开第二届董事会第十一次会议、第二届监事会第九次会议，审议通过了《关于续 聘公司2024年度审计机构的议案》，同意续聘华兴会计师事务所（特殊普通合伙） (以下简称"华兴")为公司2024年度审计机构，现将具体情况公告如下： 一、拟聘任会计师事务所事项的情况说明 华兴具有从事证券业务相关审计资格，具备为上市公司提供审计服务的经验与 能力，作为公司2023年度的审计机构，其按计划完成了对公司的各项审计任务，出 具的报告公正客观地反映了公司报告期内的财务状况和生产经营情况。 为保持审计工作的连续性，拟续聘华兴为公司2024年度审计机构，聘期为一年， 该事项尚需提请公司股东大会审议。现将具体情况公告如下： 二、拟聘任会计师事务所的基本信息 (一)机构信息 证券代码：301059 证券简称：金三江 公告编码：2024-013 金三江（肇庆）硅材料股份有限公司 关于续聘公司2024年度审计机构的公告 1、基本信息 华兴会计师事务所(特殊普通合伙)前身 ...