北京市中伦律师事务所 关于金三江（肇庆）硅材料股份有限公司 向不特定对象发行可转换公司债券的 补充法律意见书（一） 二〇二六年二月 | 释 义 4 | | | --- | --- | | 第一部分 《审核问询函》回复 5 | | | 《审核问询函》问题 2 | 5 | | （一）核查程序和方式 | 6 | | （二）核查内容及结果 | 7 | | （三）核查结论 | 12 | | 第二部分 发行人补充核查期间的更新事项 13 | | | 一、本次发行的批准和授权 | 13 | | 二、发行人本次发行的主体资格 | 13 | | 三、本次发行的实质条件 | 13 | | 四、发行人的设立 | 16 | | 五、发行人的独立性 | 16 | | 六、发行人的发起人、股东及实际控制人 | 16 | | 七、发行人的股本及演变 | 19 | | 八、发行人的业务 | 19 | | 九、关联交易及同业竞争 | 19 | | 十、发行人的主要财产 | 22 | | 十一、发行人的重大债权债务 | 23 | | 十二、发行人的重大资产变化及收购兼并 | 24 | | 十三、发行人章程的制定与修改 | 25 | | 十四、发 ...

金三江（肇庆）硅材料股份有限公司 募集说明书（申报稿） 证券简称：金三江 证券代码：301059 金三江（肇庆）硅材料股份有限公司 Jinsanjiang （Zhaoqing）Silicon Material Company Limited 向不特定对象发行可转换公司债券 募集说明书 保荐人（主承销商） 广东省深圳市福田区中心三路 8 号卓越时代广场（二期）北座 （肇庆高新区迎宾大道 23 号） （申报稿） 二〇二六年二月 金三江（肇庆）硅材料股份有限公司 募集说明书（申报稿） 声 明 中国证监会、交易所对本次发行所作的任何决定或意见，均不表明其对申请文件及 所披露信息的真实性、准确性、完整性作出保证，也不表明其对发行人的盈利能力、投 资价值或者对投资者的收益作出实质性判断或保证。任何与之相反的声明均属虚假不实 陈述。 根据《证券法》的规定，证券依法发行后，发行人经营与收益的变化，由发行人自 行负责。投资者自主判断发行人的投资价值，自主作出投资决策，自行承担证券依法发 行后因发行人经营与收益变化或者证券价格变动引致的投资风险。 1-1-1 金三江（肇庆）硅材料股份有限公司 募集说明书（申报稿） 重大事项提示 ...

中信证券股份有限公司 关于 金三江（肇庆）硅材料股份有限公司 向不特定对象发行可转换公司债券 之 发行保荐书 保荐人（主承销商） 广东省深圳市福田区中心三路8号卓越时代广场（二期）北座 二〇二六年二月 金三江（肇庆）硅材料股份有限公司 发行保荐书 声 明 中信证券股份有限公司（以下简称"中信证券"、"本公司"或"保荐人"）及其 保荐代表人根据《中华人民共和国公司法》（以下简称《公司法》）、《中华人民共和国证 券法》（以下简称《证券法》）、《上市公司证券发行注册管理办法》（以下简称"注册管 理办法"）等有关法律、法规和中国证券监督管理委员会、深圳证券交易所的有关规定， 诚实守信，勤勉尽责，严格按照依法制订的业务规则、行业执业规范和道德准则出具发 行保荐书，并保证所出具文件的真实性、准确性和完整性。若因保荐人为发行人本次发 行制作、出具的文件有虚假记载、误导性陈述或者重大遗漏，给投资者造成直接经济损 失的，保荐人将依法赔偿投资者损失。 | 目 | 录 | 2 | | --- | --- | --- | | 释 | 义 | 3 | | 第一节 | 本次证券发行基本情况 | 4 | | 第二节 | | | | | 保 ...

证券代码：301059 证券简称：金三江 公告编号：2026-002 金三江（肇庆）硅材料股份有限公司 金三江（肇庆）硅材料股份有限公司（以下简称"公司"）于 2025 年 11 月 14 日收到深圳证券交易所（以下简称"深交所"）出具的《关于金三江（肇 庆）硅材料股份有限公司向不特定对象发行可转换公司债券申请文件的审核问询 函》（审核函〔2025〕020071 号）（以下简称"审核问询函"），深交所发行 上市审核中心对公司提交的向不特定对象发行可转换公司债券的申请文件进行 了审核，并形成审核问询问题。 关于向不特定对象发行可转换公司债券的审核问询函回复 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 公司收到审核问询函后，会同相关中介机构结合公司情况就审核问询函中提 出的相关问题进行了认真研究和回复，并对募集说明书等相关申请文件内容进行 了更新，具体内容详见公司于 2025 年 12 月 5 日在中国证监会指定的信息披露网 站巨潮资讯网（www.cninfo.com.cn）上披露的相关公告。 根据深交所进一步的审核意见，公司会同相关中介机构对部分回复内容进一 ...

Group 1 - The core viewpoint of the news is that Jin Sanjiang's stock performance and financial metrics indicate a mixed outlook, with a decline in stock price and varying levels of financing activity [1][2]. Group 2 - On January 29, Jin Sanjiang's stock price fell by 1.60%, with a trading volume of 80.43 million yuan [1]. - The financing data shows that on the same day, Jin Sanjiang had a financing buy-in amount of 7.38 million yuan and a net financing buy of 2.17 million yuan, with a total financing balance of 51.97 million yuan [1]. - The current financing balance of 51.88 million yuan accounts for 1.66% of the circulating market value, which is below the 40th percentile level over the past year, indicating a low financing level [1]. - In terms of securities lending, Jin Sanjiang had a securities lending balance of 88,000 yuan, which is above the 90th percentile level over the past year, indicating a high level of short selling [1]. Group 3 - As of September 30, the number of shareholders for Jin Sanjiang was 9,327, a decrease of 8.61% from the previous period, while the average circulating shares per person increased by 9.32% to 22,144 shares [2]. - For the period from January to September 2025, Jin Sanjiang reported a revenue of 322 million yuan, representing a year-on-year growth of 18.76%, and a net profit attributable to shareholders of 53.25 million yuan, up 41.35% year-on-year [2]. - Since its A-share listing, Jin Sanjiang has distributed a total of 129 million yuan in dividends, with 98.45 million yuan distributed over the past three years [2]. - Among the top ten circulating shareholders as of September 30, 2025, the Noan Multi-Strategy Mixed A fund is the fifth largest shareholder, having newly entered the list with 1.3757 million shares [2].

Core Viewpoint - The company, Jin Sanjiang, is expected to achieve significant growth in its 2025 financial performance, with projected revenues and net profits showing substantial increases compared to the previous year [1][2]. Group 1: Financial Performance - The projected revenue for 2025 is estimated to be between 430 million yuan and 470 million yuan, representing a year-on-year growth of 11.53% to 21.90% from 385.5 million yuan [1]. - The net profit attributable to shareholders is expected to be between 70 million yuan and 80 million yuan, indicating a year-on-year increase of 31.14% to 49.87% [1]. - The basic earnings per share are projected to be between 0.30 yuan and 0.35 yuan, up from 0.23 yuan in the previous year, reflecting a steady improvement in shareholder returns [1]. Group 2: Business Strategy and Growth Drivers - The company's steady growth is attributed to the precise implementation of its annual business plan and the efficient advancement of various initiatives [1]. - Jin Sanjiang is deepening its market layout and actively expanding both domestic and international markets while solidifying strategic partnerships with core customers to strengthen its market share [1]. - The company is increasing its investment in research and development, focusing on new product development and technological upgrades to enhance its core competitiveness [1]. - A diversified business layout has become a significant growth engine, with the company expanding into food, pharmaceuticals, high-end industrial sectors, and green low-carbon high-performance tires [2]. - The gradual release of capacity from fundraising projects is helping the company optimize its product structure, improve product quality, and enhance supply efficiency, thereby meeting diverse market demands [2].

Core Viewpoint - The company, Jin Sanjiang (301059.SZ), expects a significant increase in revenue and net profit for the year 2025, driven by strategic market expansion and product development efforts [1] Financial Projections - The projected operating revenue for 2025 is between 430 million and 470 million yuan, representing a year-on-year growth of 11.53% to 21.90% [1] - The net profit attributable to shareholders is expected to be between 70 million and 80 million yuan, indicating a year-on-year increase of 31.14% to 49.87% [1] - The net profit after deducting non-recurring gains and losses is projected to be between 69 million and 79 million yuan, reflecting a growth of 29.85% to 48.66% compared to the previous year [1] Strategic Initiatives - The company is focusing on expanding its domestic and international customer base while deepening strategic partnerships with core clients [1] - There is a continuous increase in R&D investment aimed at developing new products [1] - The company is concentrating on its oral care business while actively exploring markets in food and pharmaceuticals, high-end industrial sectors (such as PE battery separators and silicone rubber), and green low-carbon high-performance tires [1] Operational Enhancements - As the capacity from fundraising projects gradually comes online, the company is optimizing its product structure and improving product quality to meet diverse market demands [1] - This operational strategy has contributed to steady growth in the company's performance during the reporting period [1]

Core Viewpoint - Jin Sanjiang (301059.SZ) expects a revenue of 430 million to 470 million yuan in 2025, representing a year-on-year growth of 11.53% to 21.90, and a net profit attributable to shareholders of 70 million to 80 million yuan, indicating a growth of 31.14% to 49.87% compared to the previous year [1] Group 1 - The company is focusing on expanding its domestic and international market presence while deepening strategic partnerships with core clients [1] - There is a continuous increase in R&D investment aimed at developing new products [1] - The company is centered around its oral business while actively exploring markets in food and pharmaceuticals, high-end industrial sectors (such as PE battery separators and silicone rubber), and green low-carbon high-performance tires [1] Group 2 - As the production capacity of fundraising projects gradually releases, the company is optimizing its product structure and improving product quality [1] - The company aims to meet the diverse market demands, which has contributed to steady growth in its performance during the reporting period [1]

经济观察网2026年1月28日，金三江（301059）发布2025年度业绩预告，预计2025年净利润7000万元至 8000万元，同比增长31.14%至49.87%；扣除非经常性损益后的净利润6900万元至7900万元，同比增长 29.85%至48.66%。 ...

证券代码：301059 证券简称：金三江 公告编号：2026-001 金三江（肇庆）硅材料股份有限公司 2025 年度业绩预告 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚 假记载、误导性陈述或重大遗漏。 一、本期业绩预计情况 1、业绩预告期间：2025年1月1日至2025年12月31日。 注：上表中"元、万元"均指人民币 二、与会计师事务所沟通情况 本次业绩预告相关的财务数据是公司财务部门初步测算的结果，未经会计师 事务所预审计，但公司已就业绩预告有关的事项与提供年报审计服务的会计师事 务所进行了预沟通，双方就本报告期的业绩预告不存在重大分歧。 三、业绩变动原因说明 报告期内，公司紧紧围绕2025年度经营计划，积极开拓海内外市场客户，深 化与核心客户的战略合作关系，持续加大研发投入力度，不断开发新产品；以口 腔业务为核心，积极拓展食品和药品、高端工业（PE蓄电池隔板，硅橡胶等）、 绿色低碳高性能轮胎等领域的市场。同时，随着募投项目的产能逐渐释放，公司 不断优化产品结构，提升产品质量，以满足市场的多元化需求，实现了本期业绩 的稳步增长。 四、风险提示 本次业绩预告是公司财务部门初步测算的结 ...