金三江（肇庆）硅材料股份有限公司 董事会秘书工作细则 第一章 总则 第一条 为明确金三江（肇庆）硅材料股份有限公司（以下简称"公司"） 董事会秘书的职责权限，规范董事会秘书的行为，根据《中华人民共和国公司法》 （以下简称"《公司法》"）、《中华人民共和国证券法》（以下简称"《证券 法》"）、《金三江（肇庆）硅材料股份有限公司章程》（以下简称"《公司章 程》"）及其他有关法律、法规，制定本细则。 第二条 董事会秘书为公司的高级管理人员，对公司和董事会负责。法律、 行政法规、部门规章、相关上市规则及《公司章程》等对公司高级管理人员的有 关规定，适用于董事会秘书。 董事会秘书是公司与所上市的证券交易所（以下简称交易所）之间的指定联 络人。 第二章 任职资格 第三条 董事会秘书应当具备履行职责所必需的财务、管理、法律专业知识， 具有良好的职业道德和个人品德，并取得交易所颁发的董事会秘书资格证书。 第四条 有下列情形之一的人士不得被提名担任公司董事会秘书： （一）《公司法》第一百四十六条规定的情形之一； （二）被中国证监会采取不得担任上市公司董事、监事、高级管理人员的市 场禁入措施，期限尚未届满； （三）被交易所公开认 ...

证券代码：301059 证券简称：金三江 公告编号：2023-045 金三江（肇庆）硅材料股份有限公司 2023 年 11 月 29 日 附件： 吴建栋先生简历 吴建栋先生，1980 年生，中国国籍，无永久境外居留权，硕士研究生学历。 2008年4月至2016年6月任金蝶软件集团有限公司集团财务总经理/审计总监； 2016 年 6 月至 2017 年 11 月任深圳市麦达数字股份有限公司副总裁/CFO；2017 年 12 月至 2023 年 10 月任有米科技股份有限公司合伙人/副总经理/事业部总经 理/CFO/董秘等； 截止被公告披露日，吴建栋先生未持有公司股份，与其他持股 5%以上的股 东、公司其他董事、监事和高级管理人员不存在关联关系。吴建栋先生不存在收 到中国证监会及其他有关部门的处罚和证券交易所纪律处分的情形；不存在因涉 嫌犯罪被司法机关立案侦查或者涉嫌违法违规被中国证监会立案稽查，尚未有明 确结论的情形；不存在曾被中国证监会在证券期货市场违法失信信息公开查询平 台公示或者被人民法院纳入失信被执行人名单的情形。 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或重 ...

金三江（肇庆）硅材料股份有限公司 信息披露管理办法 第一章 总 则 第一条 为了加强对金三江（肇庆）硅材料股份有限公司（以下简称"公司"） 信息披露工作的管理，保护公司、股东、债权人及其它利益相关人员的合法权益， 规范公司的信息披露行为，根据《中华人民共和国公司法》、《中华人民共和国 证券法》、《上市公司信息披露管理办法》、《深圳证券交易所创业板股票上市 规则》（以下简称"《上市规则》"）等法律、行政法规和《金三江（肇庆）硅 材料股份有限公司章程》（以下简称"《公司章程》"）的有关规定，特制定本 制度。 第二条 本制度所指信息主要包括： （一）公司依法公开对外发布的定期报告，包括中期报告和年度报告； （二）公司依法公开对外发布的临时报告，包括股东大会决议公告、董事会 决议公告、监事会决议公告、收购和出售资产公告、关联交易公告、补充公告、 整改公告和其他重大事项公告等，以及深圳证券交易所认为需要披露的其他事项； （三）公司发行证券刊登的招股说明书、配股说明书、股票上市公告书、募 集说明书、收购报告书和发行可转债公告书等； （四）公司向中国证券监督管理委员会（以下简称"中国证监会"）及其派 出机构、深圳证券交易所 ...

Financial Performance - Revenue for Q3 2023 was CNY 64,828,427.55, a decrease of 7.38% compared to the same period last year[5] - Net profit attributable to shareholders was CNY 4,700,697.71, down 68.76% year-on-year[5] - Basic earnings per share decreased by 71.43% to CNY 0.02[5] - The company reported a total profit of CNY 25,147,412.67 for the first nine months, a decrease of 51.49% year-on-year[12] - The net profit for Q3 2023 was CNY 22,198,258.77, a decrease of 50.8% compared to CNY 45,131,277.92 in Q3 2022[26] - The total comprehensive income for Q3 2023 was CNY 22,205,562.68, compared to CNY 45,148,464.01 in the previous year[26] Assets and Liabilities - Total assets as of September 30, 2023, were CNY 671,073,869.29, a decrease of 3.00% from the end of the previous year[5] - Total liabilities decreased to CNY 112,698,392.77 from CNY 120,523,603.16, representing a reduction of about 6.8%[23] - Current assets totaled CNY 211,521,561.22, slightly down from CNY 213,402,591.18, a decrease of about 0.88%[22] - The equity attributable to shareholders decreased to CNY 558,375,476.52 from CNY 571,298,460.29, a decline of about 2.25%[23] Cash Flow - Cash flow from operating activities for the year-to-date was CNY 64,304,916.95, down 6.92%[5] - The net cash flow from operating activities was CNY 64,304,916.95, down from CNY 69,086,266.78 in the same period last year[28] - Cash and cash equivalents at the end of the period were CNY 73,006,285.02, a decrease from CNY 90,005,855.80 year-over-year[29] - The cash outflow from investing activities was CNY 45,032,238.25, significantly reduced from CNY 135,991,662.79 in Q3 2022[28] - The cash flow from financing activities showed a net outflow of CNY 27,841,330.93, compared to a net outflow of CNY 15,737,594.91 in the same period last year[29] - The company received CNY 16,970,498.90 from borrowings, slightly up from CNY 16,603,936.87 in Q3 2022[29] Research and Development - Research and development expenses increased by 64.43% to CNY 13,482,152.97, reflecting higher investment in R&D[12] - Research and development expenses rose to CNY 13,482,152.97, up from CNY 8,199,217.97, indicating a year-over-year increase of about 64.5%[25] Shareholder Information - Guangzhou Feixue Group Limited holds 43.67% of the shares, totaling 100,934,135 shares, with 9,500,000 shares pledged[15] - Guangzhou Saina Equity Investment Partnership holds 12.68% of the shares, totaling 29,311,287 shares[15] - The total number of common stock shareholders at the end of the reporting period is 10,694[15] - The total number of restricted shares at the beginning of the period was 87,116,277, with 431,490 shares released during the period, resulting in 165,089,437 restricted shares at the end of the period[19] - The company plans to release 100,934,135 shares from Guangzhou Feixue Group on September 13, 2024, as part of the initial public offering[19] - The company has a total of 16,276,344 shares held by individual shareholders Ren Zhenxue and Zhao Guofa, each holding 7.04%[15] - The company has 8,250,841 shares held by Guangdong Yueke Gejin Advanced Manufacturing Investment Partnership, accounting for 3.57%[16] - The company reported a total of 2,288,049 shares held by Guangzhou Saizhi Equity Investment Partnership, representing 0.99%[16] - The company has a total of 469,830 shares held by Hunan Hongyun Property Management Group, accounting for 0.29%[16] - The company has a total of 540,700 shares held by Xu Junhua, with 9700 shares held through margin trading[19] Operating Performance - Total operating revenue for Q3 2023 was CNY 195,401,647.35, a slight increase from CNY 194,135,575.07 in the same period last year, representing a growth of approximately 0.65%[25] - Total operating costs increased to CNY 172,946,328.55 from CNY 147,280,274.34, marking a rise of about 17.5% year-over-year[25] - Operating profit decreased to CNY 25,296,203.20 from CNY 47,520,673.23, reflecting a decline of approximately 46.8% compared to the previous year[25] Credit and Tax - The company reported a credit impairment loss of CNY 1,614,454.45, compared to a reversal of CNY 325,465.41 in the previous year, indicating a significant change in credit quality[25] - The tax expenses for Q3 2023 were CNY 2,949,153.90, down from CNY 6,709,424.37 in the previous year[26]

| 项目 | 工作内容 | | --- | --- | | 1.公司信息披露审阅情况 | | | （1）是否及时审阅公司信息披露文件 | 是 | | （2）未及时审阅公司信息披露文件的次 | 0 次 | | 数 | | | 2．督导公司建立健全并有效执行规章制 | | | 度的情况 | | | （1）是否督导公司建立健全规章制度（包 括但不限于防止关联方占用公司资源的 | 是 | | 制度、募集资金管理制度、内控制度、内 | | | 部审计制度、关联交易制度） | | | （2）公司是否有效执行相关规章制度 | 是 | | 3.募集资金监督情况 | | | （1）查询公司募集资金专户次数 | 0 次（募集资金专户已于 2022 年销户） | | （2）公司募集资金项目进展是否与信息 | 是 | | 披露文件一致 | | | 4.公司治理督导情况 | | | （1）列席公司股东大会次数 | 0 次 | | （2）列席公司董事会次数 | 次 0 | 1 | （3）列席公司监事会次数 | 次 0 | | --- | --- | | 5.现场检查情况 | | | （1）现场检查次数 | 0 次，拟下半年开展现场检查 ...

Financial Performance - The company's operating revenue for the first half of 2023 was ¥130,573,219.80, representing a 5.18% increase compared to ¥124,138,263.34 in the same period last year[24]. - The net profit attributable to shareholders decreased by 41.84% to ¥17,497,561.06 from ¥30,084,778.10 year-on-year[24]. - The net profit after deducting non-recurring gains and losses was ¥16,799,178.83, down 34.74% from ¥25,741,497.30 in the previous year[24]. - The basic earnings per share decreased by 38.46% to ¥0.08 from ¥0.13 in the same period last year[24]. - The diluted earnings per share also decreased by 38.46% to ¥0.08 from ¥0.13 year-on-year[24]. - The weighted average return on equity was 3.11%, down from 5.52% in the previous year[24]. - The total comprehensive income for the first half of 2023 was CNY 17,503,919.72, down from CNY 30,084,778.10 in the same period of 2022[149]. - The company reported a total profit of CNY 19,587,037.72, down 43.7% from CNY 34,802,939.79 in the same period last year[148]. Cash Flow and Investments - The net cash flow from operating activities increased by 27.86% to ¥57,691,389.88, compared to ¥45,121,342.31 in the same period last year[24]. - The net cash flow from investment activities improved by 61.90%, decreasing to -¥38,106,842.82 from -¥100,008,662.50[45]. - The company's cash and cash equivalents increased by 13.86% to ¥92,486,623.50, up from ¥85,262,419.10 at the end of the previous year[50]. - The net cash flow from financing activities was CNY -20,643,608.17, slightly improved from CNY -21,725,998.50 in the same period last year[154]. Expenses and Costs - Sales expenses surged by 224.29% to ¥2,884,368.47, primarily due to increased personnel costs[44]. - Management expenses increased by 74.57% to ¥17,499,515.76, attributed to a rise in management personnel and depreciation[44]. - The company’s financial expenses decreased by 74.32% to -¥622,817.40, mainly due to reduced interest income and exchange gains[44]. - Total operating costs rose to CNY 113,770,245.51, up 20.2% from CNY 94,649,830.59 year-on-year[147]. Assets and Liabilities - The total assets at the end of the reporting period were ¥667,332,849.96, a decrease of 3.54% from ¥691,822,063.45 at the end of the previous year[24]. - The net assets attributable to shareholders decreased by 3.12% to ¥553,471,633.56 from ¥571,298,460.29 at the end of the previous year[24]. - Accounts receivable decreased by 5.25% to ¥39,381,470.60, attributed to improved collection efforts[50]. - Total liabilities decreased to ¥113.86 million from ¥120.52 million, a reduction of about 5.5%[142]. Research and Development - The company has a total of 133 patents, including 94 invention patents, and has added 11 new authorized invention patents during the reporting period[38]. - The company’s R&D investment increased by 87.76% to ¥8,315,131.75 compared to ¥4,428,535.54 in the previous period[45]. - The company has built a research and development center of over 4,700 square meters, equipped with various laboratories to enhance product innovation and market responsiveness[37]. Market and Business Operations - The company's main business is the research, production, and sales of precipitated silica, primarily used in the toothpaste industry, with ongoing expansion into high-end industrial, food, and pharmaceutical sectors[33]. - The company has established a partnership with Daramic, LLC for the supply of silica used in PE battery separators, with silica accounting for approximately 60% of the separator's composition[35]. - The company is currently in the capacity release phase and has not yet achieved expected returns[60]. - The company established a wholly-owned subsidiary in Hong Kong to enhance overseas trade efficiency, but it has not generated sales revenue as of the reporting period[67]. Shareholder Information - The total number of shares increased from 121,660,000 to 231,154,000 after a capital increase of 109,494,000 shares[122]. - The largest shareholder, Guangzhou Feixue Group Co., Ltd., holds 43.67% of shares, totaling 100,934,135 shares[127]. - The company plans to lift restrictions on certain shares on September 13, 2024, affecting a total of 100,934,135 shares[124]. - The company distributed cash dividends of 36,498,000 RMB, amounting to 3 RMB per 10 shares[122]. Environmental and Social Responsibility - The company has established a complete wastewater treatment facility, ensuring stable and normal operation[83]. - The company has achieved ISO14001 certification, integrating environmental protection into its management system and focusing on sustainable development[85]. - The company has reduced carbon emissions through the use of green energy, including established photovoltaic power generation[86]. - The company has maintained a commitment to social responsibility, focusing on creating value for customers and contributing to society[90]. Compliance and Governance - The financial report was approved for release on August 22, 2023, indicating the company's commitment to timely financial disclosures[184]. - The company adheres to the Chinese Accounting Standards, ensuring that its financial statements accurately reflect its financial position and operating results[189]. - The company has confirmed its ability to continue as a going concern for at least 12 months from the reporting date, with no significant issues affecting this capability[187].

金三江（肇庆）硅材料股份有限公司 独立董事关于控股股东及其他关联方资金占用和对外担保 情况的专项说明及独立意见 根据中国证监会《上市公司监管指引第 8 号——上市公司资金往来、对外担 保的监管要求》的有关规定和要求，作为金三江（肇庆）硅材料股份有限公司（以 下简称"公司"）的独立董事，本着严谨、实事求是、对全体股东负责的态度， 对公司 2023 年上半年控股股东及其他关联方资金占用和对外担保情况等相关事 项进行了认真审核和监督，现发表如下专项说明： 一、关于公司 2023 年半年度控股股东及其他关联方占用资金情况的专项说 明及独立意见 相建强 2023 年 8 月 21 日 报告期内，公司没有发生任何形式的对外担保事项，也无以前期间发生但持 续到本报告期的对外担保事项。公司严格遵守有关法律、法规对对外担保事项的 相关规定，不存在损害公司及全体股东、尤其是中小股东利益的情况。 （以下无正文） （此页无正文，为关于《金三江（肇庆）硅材料股份有限公司独立董事关于 控股股东及其他关联方资金占用和对外担保情况的专项说明及独立意见》之签署 页） 独立董事（签字）： 饶品贵 报告期内，公司不存在控股股东及其他关联方占用公司 ...

证券代码：301059 证券简称：金三江 公告编号：2023- 042 （一）审议通过《关于<公司 2023 年半年度报告及其摘要>的议案》 具体内容详见公司披露于巨潮资讯网（http://www.cninfo.com.cn）的《2023 年半年度报告》（公告编号：2023-040）和《2023 年半年度报告摘要》（公告编号： 2023-041）。 本公司及董事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或者重大遗漏。 一、董事会会议召开情况 金三江(肇庆)硅材料股份有限公司（以下简称"公司"）第二届董事会第六次 会议于 2023 年 8 月 21 日（星期一）在公司会议室以现场结合通讯的方式召开。 会议通知已于 2023 年 8 月 11 日通过邮件的方式送达各位董事。本次会议应出席 董事 6 人，实际出席董事 6 人，其中董事吴卓瑜先生因公务出差，书面委托董事 任振雪女士出席会议并代为行使表决权。 会议由董事长赵国法主持，监事、高管列席。会议召开符合有关法律、法规、 规章和《公司章程》的规定。经各位董事认真审议，会议形成了如下决议： 二、董事会会议审议情况 金三江(肇庆)硅材料 ...

单位：万元 非经营性资金占用 资金占用方名称 占用方与上 市公司的关 联关系 上市公司核 算的会计科 目 2023 年期 初往来资金 余额 2023 年 1-6月 占用累计发生 金额（不含利 息） 2023 年 1-6 月占用 资金的利息 （如有） 2023 年 1-6 月偿还 累计发生金 额 2023 年 6 月 30 日期 末占用资金 余额 占用形成原因 占用性质 控股股东、实际控制 人及其附属企业 非经营性占用 小计 前控股股东、实际控 制人及其附属企业 非经营性占用 小计 其他关联方及其附 属企业 非经营性占用 小计 总计 其它关联资金往来 资金往来方名称 往来方与上 市公司的关 联关系 上市公司核 算的会计科 目 2023 年期 初往来资金 余额 2023 年 1-6 月 往来累计发生 金额（不含利 息） 2023 年 1-6 月往来资金 的利息（如 有） 2023 年 1-6 月偿还累计 发生金额 2023 年 6月 3 0 日期末 往来资金余 额 往来形成原因 往来性质 控股股东、实际控制 人及其附属企业 非经营性往来 小计 金三江（肇庆）硅材料股份有限公司 2023 年半年度非经营性资金占用及 ...

证券代码：301059 证券简称：金三江 公告编号：2023-043 金三江(肇庆)硅材料股份有限公司 第二届监事会第五次会议决议公告 本公司及监事会全体成员保证信息披露内容的真实、准确和完整，没有虚假 记载、误导性陈述或者重大遗漏。 一、监事会会议召开情况 金三江(肇庆)硅材料股份有限公司（以下简称"公司"）第二届监事会第五次 会议于 2023 年 8 月 21 日（星期一）在公司会议室以现场的方式召开。会议通知 已于 2023 年 8 月 11 日通过邮件的方式送达各位监事。本次会议应出席监事 3 人， 实际出席监事 3 人。 会议由监事会主席郝振亮主持，公司部分高级管理人员列席会议。会议召 开符合有关法律、法规、规章和《公司章程》的规定。出席会议的监事对各项议 案进行了认真审议并做出了如下决议： 二、监事会会议审议情况 （一）审议通过《关于<公司 2023 年半年度报告及其摘要>的议案》 经审核，监事会认为：董事会编制和审议公司 2023 年半年度报告的程序符 合法律、行政法规和中国证监会的规定，报告内容真实、准确、完整地反映了公 司的实际情况，不存在任何虚假记载、误导性陈述或者重大遗漏。 具体内容详见 ...