General Provisions - The company establishes a system to strengthen the declaration, disclosure, and supervision of stock trading behaviors by directors and senior management, aiming to control operational risks and protect the rights of all shareholders, especially minority shareholders [1][2] - Directors and senior management must comply with the regulations of this system, including commitments regarding shareholding ratios, holding periods, and trading methods [2] Information Declaration - Directors and senior management must notify the board secretary in writing of their trading plans before buying or selling company shares, and the board secretary must verify compliance with relevant laws and regulations [3] - Personal and family identity information of directors and senior management must be reported to the Shenzhen Stock Exchange within specified timeframes, including changes in personal information and upon resignation [3] Trading Behavior Regulations - Directors and senior management must report any changes in their shareholdings within two trading days and disclose details such as the number of shares before and after the change, trading date, and price [4][5] - There are restrictions on transferring shares within one year of the company's stock listing and for six months after leaving the company, among other conditions [5][6] Transfer Limitations - The maximum number of shares that directors and senior management can transfer in a year is limited to 25% of their total holdings, with exceptions for certain circumstances [6][7] - Newly acquired shares may have different transfer conditions based on whether they are subject to restrictions [6] Insider Trading and Trading Restrictions - Directors and senior management are prohibited from trading company shares during specific periods, such as 15 days before annual or semi-annual reports and 5 days before quarterly reports [9][10] - They must ensure that certain individuals and organizations do not engage in trading based on insider information [10] Reporting Obligations - Directors and senior management must report their stock trading activities in regular reports, including the number of shares held at the beginning and end of the reporting period, as well as any trades made [10][11] - The company must disclose any violations of trading regulations by directors and senior management and the measures taken in response [11]

General Principles - The management system for the shares held by the directors and senior management of Yabont Chemical Co., Ltd. is established to strengthen the management of their stock holdings and transactions, in accordance with relevant laws and regulations [1][2]. Information Reporting and Disclosure - Directors and senior management must report their personal and immediate family members' identity information to the Shenzhen Stock Exchange within specified timeframes, including during initial stock registration and upon any changes [2][3]. - The company and its directors must ensure timely and accurate reporting of share transactions to the Shenzhen Stock Exchange, accepting legal responsibility for the information provided [3][4]. Share Transfer Regulations - Directors and senior management are prohibited from trading the company's shares during certain periods, such as 15 days before annual or semi-annual report announcements [8][9]. - The maximum amount of shares that directors and senior management can transfer within a year is limited to 25% of their total holdings, with specific exceptions for certain circumstances [6][7]. Compliance and Accountability - Any violations of the trading regulations by directors and senior management will result in the company reclaiming any profits made from such transactions, and severe cases may lead to disciplinary actions [5][10]. - The company secretary is responsible for managing the data and information related to the identity and shareholdings of directors and senior management, ensuring compliance with reporting requirements [11].

Core Viewpoint - The company has established a set of regulations to manage the shareholding and trading activities of its directors and senior management, ensuring compliance with relevant laws and regulations [1][2]. Summary by Sections General Provisions - The company aims to strengthen the management of shares held by directors and senior management in accordance with the Company Law, Securities Law, and other relevant regulations [1]. - Directors and senior management must adhere to legal restrictions on share trading and make commitments regarding their shareholding changes [1]. Holding and Reporting Requirements - Directors and senior management are required to notify the board secretary in writing before buying or selling shares, who will then verify compliance with disclosure and regulatory requirements [2]. - Personal and family information of directors and senior management must be reported to the Shenzhen Stock Exchange within specified timeframes [2]. Restrictions on Share Trading - Shares held by directors and senior management are subject to lock-up periods and trading limits based on the duration of the company's listing and the nature of the shares [3][4]. - Directors and senior management can only transfer a maximum of 25% of their total shareholding per year, with certain exceptions [3][4]. Prohibited Trading Situations - Directors and senior management are prohibited from trading shares during specific periods, such as before the announcement of financial reports or during significant events that could affect share prices [7][8]. - There are strict conditions under which shares cannot be transferred, including during the first year of listing and within six months after leaving the company [6][7]. Information Disclosure - The board secretary is responsible for managing and reporting the shareholding status of directors and senior management, ensuring timely disclosure of any changes [8]. - Any changes in shareholding must be reported within two trading days, including details of the transaction [8][9]. Penalties - Any violations of the trading regulations will result in the company reclaiming any profits made from such trades, and severe cases may lead to disciplinary actions against the responsible individuals [11]. Supplementary Provisions - The regulations will be updated in accordance with new laws and regulations, ensuring compliance with the latest legal standards [13].

General Principles - The management system for the shares held by the directors and senior management of Nanjing Public Utilities Development Co., Ltd. is established to strengthen the management of shareholding and changes in accordance with relevant laws and regulations [1][2] - Directors and senior management must be aware of laws prohibiting insider trading and market manipulation before trading the company's stocks [1][2] Registration - Directors and senior management are required to submit personal and family member information to the Shenzhen Stock Exchange within two trading days after their appointment or any changes in their information [2][3] - The company's securities affairs department must confirm the information submitted by directors and senior management and provide timely feedback [2][3] Transfer of Shares - Directors and senior management must notify the company's securities affairs department in writing before buying or selling company stocks, which will check for any potential issues [5][6] - Shares held by directors and senior management are subject to restrictions on transfer under certain conditions, such as during the lock-up period following a public offering [4][5] - The annual transferable share limit for directors and senior management is calculated based on 25% of the shares held as of the last trading day of the previous year [6][7] Information Disclosure - Directors and senior management must report any changes in their shareholding within two trading days and disclose relevant details on the designated website of the Shenzhen Stock Exchange [9][10] - Violations of trading regulations may result in the company recovering profits from directors and senior management, with required disclosures of the situation and remedial measures taken [9][10] Additional Regulations - Directors and senior management are prohibited from engaging in margin trading with the company's stocks [10] - The company's board of directors is responsible for formulating, revising, and interpreting the management system for shareholding [27][28]

General Overview - The document outlines the management system for the shares held by the directors, senior management, and core technical personnel of Huaxi Biological Technology Co., Ltd. [1] Shareholding Management - The system is established in accordance with various laws and regulations, including the Company Law and Securities Law of the People's Republic of China [1] - It applies to the management of shares held by the company's directors, senior management, and core technical personnel [1] Trading Restrictions - Directors and senior management must be aware of laws prohibiting insider trading, market manipulation, and short-term trading before buying or selling shares [2] - They are prohibited from engaging in margin trading using the company's shares as the underlying security [2] Share Transfer Rules - There are specific circumstances under which shares held by directors and senior management cannot be transferred, including ongoing investigations or penalties related to securities violations [3] - Trading is restricted during certain periods, such as 15 days before the annual and semi-annual reports, and 5 days before quarterly reports [4] Reporting and Disclosure - The company secretary is responsible for managing the data and information regarding the shareholdings of directors and senior management, ensuring compliance with reporting requirements [11] - Any changes in shareholdings must be reported within two trading days, including details such as the number of shares held before and after the change [10] Penalties for Violations - Violations of the trading rules may result in the company recovering profits made from illegal trades and disclosing the situation publicly [12] - Serious violations can lead to penalties from the China Securities Regulatory Commission, including market bans for responsible individuals [13] Additional Provisions - The document specifies that any matters not covered will be governed by relevant national laws and regulations [14] - The management system will take effect upon approval by the company's board of directors, replacing any previous regulations [14]

General Principles - The document outlines the management system for the shares held by directors and senior management of Yantai Shichuan Sealing Technology Co., Ltd, aiming to strengthen the management of shareholding and clarify related procedures [1][2] - The system is based on relevant laws and regulations, including the Company Law and Securities Law of the People's Republic of China [1] Shareholding and Trading Regulations - The shares held by directors and senior management include those registered in their names and those held through others' accounts, including shares in margin trading accounts [2][3] - Before trading the company's shares, directors and senior management must be aware of prohibitions against insider trading and market manipulation as per applicable laws [2][3] Reporting and Disclosure Requirements - Directors and senior management must notify the board secretary in writing of their trading plans before buying or selling shares, and the board secretary must verify compliance with disclosure and major event regulations [2][3] - Personal information of directors and senior management must be reported to the stock exchange within specified timeframes, including changes in their shareholding status [3][4] Lock-up and Transfer Restrictions - Shares held by directors and senior management may be subject to lock-up periods and transfer restrictions under certain conditions, such as during public offerings or equity incentive plans [5][6] - Specific conditions under which shares cannot be transferred include the first year after the company's stock listing and six months after leaving the company [6][7] Trading Limitations - Directors and senior management are limited to transferring no more than 25% of their shares annually, with exceptions for certain circumstances like judicial enforcement [6][7] - New shares acquired through various means are subject to specific transfer limits in the year of acquisition [7][8] Insider Information and Compliance - The company must ensure that individuals with insider information do not engage in trading activities, including family members and controlled entities [8][9] - Violations of trading regulations may result in the company recovering profits and disclosing relevant information as required by law [9][10] Responsibilities and Accountability - The chairman of the board is responsible for overseeing the management of shareholding by directors and senior management, while the board secretary manages the reporting and compliance processes [12][13] - Any violations of the trading rules may lead to legal consequences, including civil liability and potential criminal prosecution [13][14]

江西耐普矿机股份有限公司 董事和高级管理人员持股及持股变化管理办法 江西耐普矿机股份有限公司 第一章 总则 第一条 为加强对公司董事和高级管理人员所持本公司股份及其变动的管理， 进一步明确办理程序，根据《中华人民共和国公司法》（以下简称《公司法》）、 《中华人民共和国证券法》（以下简称《证券法》）、《上市公司董事、监事和 高级管理人员所持本公司股份及其变动管理规则》《深圳证券交易所创业板股票 上市规则》（以下简称"上市规则"）、《深圳证券交易所上市公司自律监管指 引第2号——创业板上市公司规范运作》（以下简称"规范运作指引"）、《深 圳证券交易所上市公司自律监管指引第10号——股份变动管理》《深圳证券交易 所上市公司自律监管指引第18号——股东及董事、监事、高级管理人员减持股份》 等法律、法规、规范性文件以及《江西耐普矿机股份有限公司章程》（以下简称 "《公司章程》"）的有关规定，结合公司的实际情况，特制定本办法。 第二条 公司董事、高级管理人员和证券事务代表在买卖本公司股票及其衍 生品种前，应知悉《公司法》《证券法》等法律、行政法规、部门规章、规范性 文件、《上市规则》《规范运作指引》和深圳证券交易所其他相 ...