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三生国健: 三生国健药业(上海)股份有限公司董事、高级管理人员所持本公司股份及其变动管理制度
Zheng Quan Zhi Xing· 2025-08-29 13:11
General Principles - The management system for the shares held by the directors and senior management of the company is established to strengthen the management of shareholding and its changes, in accordance with relevant laws and regulations [1][2] - This system applies to the shares held by the company's directors and senior management, including shares registered in their names and those held through others' accounts [2] Prohibited Share Transfer Conditions - Directors and senior management are prohibited from transferring shares under certain conditions, such as within one year of the company's stock listing or within six months after leaving the company [2][3] - Additional prohibitions include situations involving investigations by regulatory authorities or administrative penalties related to securities violations [2] Trading Restrictions - Directors and senior management cannot trade company shares during specific periods, including 15 days before the announcement of annual or semi-annual reports and 5 days before quarterly reports [3] - They must also ensure that close relatives and controlled entities do not trade based on insider information [4] Reporting and Disclosure Requirements - Directors and senior management must report their shareholding changes within two trading days through the company to the Shanghai Stock Exchange, detailing the number of shares before and after the change, the date, price, and reason for the change [7][8] - A reduction plan must be reported 15 trading days in advance, including details such as the number of shares to be reduced and the reasons for the reduction [8] Compliance and Accountability - The company’s board secretary is responsible for managing the identity and shareholding data of directors and senior management, ensuring compliance with reporting requirements [9] - If the board fails to comply with regulations, shareholders have the right to demand action or take legal action [5][6]
潞安环能: 山西潞安环保能源开发股份有限公司董事和高级管理人员所持本公司股份及其变动管理规则
Zheng Quan Zhi Xing· 2025-08-27 11:24
General Principles - The rules are established to enhance the management of shares held by the board of directors and senior management of Shanxi Lu'an Environmental Energy Development Co., Ltd. and to protect the legitimate rights and interests of investors [1] - The shares held by the board and senior management include those registered in their names and those held through others' accounts [1] Trading Prohibitions and Restrictions - Shares held by the board and senior management cannot be transferred under certain conditions, including within one year of the company's stock listing and within six months after leaving the company [2] - The maximum amount of shares that can be transferred during their term and six months after is limited to 25% of their total holdings, with exceptions for certain circumstances [3] Reporting and Disclosure - Board members and senior management must report any changes in their shareholdings within two trading days and disclose details such as the number of shares before and after the change [6] - A written notice of trading plans must be submitted to the board secretary before any share transactions [14] Violations and Responsibilities - If board members or senior management violate the rules, the company can impose administrative penalties, seek civil compensation, or report to judicial authorities for criminal liability [20][21] - The company is responsible for reporting violations to the Shanghai Stock Exchange and regulatory agencies [21] Miscellaneous - The rules will take effect upon approval by the company's board of directors [24]
联环药业: 联环药业董事、高级管理人员所持本公司股份及其变动管理办法(2025年8月修订)
Zheng Quan Zhi Xing· 2025-08-26 16:40
江苏联环药业股份有限公司 董事、高级管理人员所持本公司股份及其变动管理办法 第一章 总则 第一条 为加强公司董事、高级管理人员(以下简称"高管")所持本公司 股份及其变动的管理,根据《公司法》《证券法》《上市公司股东减持股份管理 暂行办法》《上市公司董事和高级管理人员所持本公司股份及其变动管理规则》、 《上海证券交易所上市公司自律监管指引第 8 号——股份变动管理》、《上海证 券交易所上市公司自律监管指引第 8 号——股份变动管理》等相关法律、法规及 规范性文件的规定,结合公司实际情况,特制定本办法。 第二条 本办法适用于本公司董事、高管以及本办法第十四条规定的自然人、 法人或其他组织所持本公司股票及其变动的管理。 第三条 公司董事、高管在买卖本公司股票及其衍生品种前,应知悉《公司 法》、《证券法》等法律法规关于内幕交易、操纵市场等禁止行为的规定,不得 进行违法违规交易。 第四条 公司董事、高管所持有的本公司股份,是指登记在其名下和利用他 人账户持有的所有本公司股份。公司董事、高级管理人员从事融资融券交易时, 其所持本公司股份还包括记载在其信用账户内的本公司股份。 第五条 公司董事、高管可以通过上海证券交易所 ...
中央商场: 南京中央商场(集团)股份有限公司董事、高级管理人员所持有本公司股份及其变动管理制度
Zheng Quan Zhi Xing· 2025-08-26 12:17
General Principles - The management system for the shares held by the board of directors and senior management of Nanjing Central Shopping Mall (Group) Co., Ltd. aims to strengthen the management of shareholding changes and maintain market order, in accordance with relevant laws and regulations [1][2] - The chairman of the company is the primary responsible person for managing the shareholding changes of directors and senior management, while the board secretary is responsible for self-inspection and information disclosure [1] Share Transfer Regulations - Directors and senior management must not transfer their shares under certain conditions, including within one year of the company's stock listing and within six months after leaving the company [2] - The maximum number of shares that can be transferred by directors and senior management in a year is limited to 25% of their total holdings, with exceptions for certain circumstances [3] Trading Restrictions - Directors and senior management are prohibited from trading company shares during specific periods, such as 15 days before the announcement of annual or semi-annual reports [4] - A reduction plan must be reported to the stock exchange 15 trading days before the planned sale, detailing the number of shares, time frame, and reasons for the sale [5] Reporting Requirements - Changes in shareholding must be reported to the company within two trading days, and the company must disclose this information on the stock exchange [6][7] - The company is responsible for ensuring that the data reported by directors and senior management is timely, truthful, accurate, and complete [7] Legal Responsibilities - Violations of the share trading regulations may result in penalties from the China Securities Regulatory Commission in accordance with the Securities Law [7] - The company must establish a specialized system to supervise the shareholding and trading behaviors of directors and senior management [7]
比依股份: 董事和高级管理人员所持本公司股份及其变动管理制度(2025年8月)
Zheng Quan Zhi Xing· 2025-08-25 16:34
浙江比依电器股份有限公司 董事和高级管理人员所持本公司股份 及其变动管理制度 第四条 公司董事、高级管理人员和证券事务代表在买卖本公司股票及其衍 生品种前,应知悉《公司法》《证券法》等法律、法规关于内幕交易、操纵市场 等禁止行为的规定,不得进行违法违规的交易。 第二章 买卖本公司股票行为的申报 第五条 公司董事、高级管理人员和证券事务代表应当在下列时间内委托公 司向上海证券交易所和中国证券登记结算有限责任公司上海分公司申报其个人、 配偶、父母、子女及为其持有股票的账户所有人)的身份信息(包括但不限于姓 名、职务、身份证件号码、证券账户、离任职时间等): (一) 公司申请股票上市时; 第一章 总则 第一条 为加强浙江比依电器股份有限公司(以下简称"公司"或"本公司")董 事、高级管理人员及证券事务代表所持本公司股份及其变动的管理,依据《中华 人民共和国公司法》(以下简称"《公司法》")、《中华人民共和国证券法》(以 下简称"《证券法》")、《上市公司股东减持股份管理暂行办法》等法律、法规、 规范性文件及《公司章程》的相关规定,制定本制度。 第二条 本制度适用于公司董事、高级管理人员和证券事务代表及本制度第 二十 ...
佐力药业: 董事、高级管理人员所持股份变动管理制度(2025年8月)
Zheng Quan Zhi Xing· 2025-08-19 16:34
浙江佐力药业股份有限公司 第二章 买卖公司股票行为的申报 第五条 董事、高级管理人员在买卖公司股票及其衍生品种前,应当将其买 卖计划以书面方式通知董事会秘书,董事会秘书应当核查公司信息披露及重大事 项等进展情况,如该买卖行为可能违反法律法规、证券交易所相关规定和《公司 章程》的,董事会秘书应当及时以书面形式通知拟进行买卖的董事和高级管理人 员,并提示相关风险。 第六条 因公司发行股份、实施股权激励计划等情形,对董事和高级管理人 员转让其所持公司股份做出附加转让价格、附加业绩考核条件、设定限售期等限 制性条件的,公司应当在办理股份变更登记等手续时,向证券交易所和中国证券 登记结算有限责任公司(以下简称"登记结算公司")申请将相关人员所持股份 登记为有限售条件的股份。 董事、高级管理人员所持股份变动管理制度 第一章 总则 第一条 为加强浙江佐力药业股份有限公司(以下简称"公司"或"本公司") 对董事、高级管理人员持有及买卖本公司股票的管理工作,根据《中华人民共和 国公司法》(以下简称《公司法》)、《中华人民共和国证券法》(以下简称《证 券法》)、《上市公司董事和高级管理人员所持本公司股份及其变动管理规则》 等法律 ...
引力传媒: 引力传媒股份有限公司董事和高级管理人员所持公司股份及其变动管理办法(2025年修订)
Zheng Quan Zhi Xing· 2025-08-18 12:11
引力传媒股份有限公司 董事和高级管理人员所持公司股份及其变动管理办法 第一章总则 第一条 为加强对引力传媒股份有限公司(以下简称"公司")的董事和高 级管理人员所持本公司股份及其变动的管理,根据《中华人民共和国公司法》 (以 下简称"《公司法》")、《中华人民共和国证券法》(以下简称"《证券法》")、 《上市公司董事和高级管理人员所持本公司股份及其变动管理规则》、《上市公 司董事和高级管理人员所持本公司股份及其变动管理规则》、《上海证券交易所 上市公司自律监管指引第 8 号——股份变动管理》等法律、行政法规、规章以及 《引力传媒股份有限公司章程》(以下简称"《公司章程》")的规定,制定本 办法。 第二条 本办法适用于公司的董事和高级管理人员所持本公司股份及其变 动的管理。董事和高级管理人员委托他人代行上述行为,视为本人所为。 前款所称董事和高级管理人员所持本公司股份,包括其配偶、父母、子女持 有的及利用他人账户持有的本公司股份。前款所称股份,包括股票及其衍生品种。 第三条 公司董事和高级管理人员买卖本公司股份,应当遵守法律、法规、 规范性文件、上海证券交易所(以下简称"上交所")业务规则以及本办法规定。 对持 ...
宜通世纪: 董事、高级管理人员所持本公司股份及其变动管理制度(2025年08月)
Zheng Quan Zhi Xing· 2025-08-15 16:14
General Principles - The management system for the shares held and traded by directors and senior management of Yitong Century Technology Co., Ltd. is established to strengthen the management of shareholding and trading activities in accordance with relevant laws and regulations [1][2] - This system applies to all shares held by directors and senior management, including those in margin trading accounts [2] Share Trading Declaration - Directors and senior management must notify the board secretary in writing of their trading plans before buying or selling shares, and the board secretary will verify compliance with disclosure and major event regulations [6][7] - Additional restrictions may apply to share transfers due to company actions such as issuing shares or implementing equity incentive plans [3] Transfer Principles and Regulations - During their term and for six months after, directors and senior management can only transfer up to 25% of their total shares held each year, with exceptions for certain circumstances [10][11] - Shares held by directors and senior management that are subject to lock-up periods retain their rights, such as dividend rights and voting rights [14] Prohibited Trading Activities - Directors and senior management are prohibited from engaging in margin trading involving the company's shares [15] - Specific periods are defined during which trading is not allowed, including 15 days before annual and semi-annual reports and 5 days before quarterly reports [18] Disclosure of Shareholding and Trading - The board secretary is responsible for managing the data and information regarding the shareholdings of directors and senior management, ensuring timely reporting and disclosure of trading activities [22][23] - Any changes in shareholdings due to divorce must comply with the established regulations [10] Penalties for Violations - Any profits gained from violations of this system must be returned to the company, and severe cases may lead to further legal actions against the responsible individuals [27] Miscellaneous - This system will be effective upon approval by the board and will be subject to changes in relevant laws and regulations [30][29]
泰禾股份: 董事、高级管理人员所持公司股份及其变动管理规则(2025年8月)
Zheng Quan Zhi Xing· 2025-08-12 04:09
Core Points - The document outlines the management rules for the shares held by the directors and senior management of Nantong Taihe Chemical Co., Ltd, aiming to strengthen the management of shareholding and changes, and maintain market order [1][2] Chapter Summaries Chapter 1: General Provisions - The management rules apply to the shares held by directors, senior management, and other specified individuals or organizations [1] - Shares held by directors and senior management include those registered in their names and those held in others' accounts [1] Chapter 2: Prohibited Trading Activities - Directors and senior management cannot transfer shares under certain conditions, including within one year of the company's stock listing and within six months after leaving the company [2] - Specific circumstances such as investigations by regulatory bodies also restrict share transfers [2][3] Chapter 3: Information Reporting, Disclosure, and Supervision - The company secretary is responsible for managing the data and information regarding the shareholdings of directors and senior management [4] - Directors and senior management must report any changes in shareholdings within two trading days [7] Chapter 4: Account and Share Management - Shares acquired by directors and senior management through various means are subject to automatic lock-up periods [11][12] - The maximum annual transfer limit for shares by directors and senior management is set at 25% of their total holdings [12] Chapter 5: Miscellaneous - The management rules will be revised in accordance with relevant laws and regulations if conflicts arise [29] - The board of directors is responsible for amending and interpreting these management rules [30]
精研科技: 董事和高级管理人员所持本公司股份及其变动管理办法
Zheng Quan Zhi Xing· 2025-08-01 16:35
Core Points - The document outlines the management regulations for the shares held by the board members and senior management of Jiangsu Jingyan Technology Co., Ltd. [1][2] - It emphasizes compliance with relevant laws and regulations regarding insider trading and market manipulation [1][3] - The document specifies the conditions under which board members and senior management can transfer their shares [2][3] Share Transfer Management - Board members and senior management are prohibited from transferring shares within one year of the company's stock listing [2] - They cannot sell shares for six months after leaving their positions [2] - Specific conditions are outlined for when shares cannot be transferred, including investigations by regulatory bodies [2][3] Trading Restrictions - Board members and senior management are restricted from trading company shares during specific periods, such as 15 days before annual and semi-annual reports [3] - They must refrain from trading during significant events that could impact share prices until the information is disclosed [3] Transfer Limits - The maximum amount of shares that can be transferred annually is capped at a certain percentage of their total holdings [5] - New shares acquired within a year have specific transfer limits based on their conditions [10] Information Disclosure - Board members and senior management must report their share transactions to the Shenzhen Stock Exchange within specified timeframes [10][11] - They are required to disclose their trading plans and any changes in their shareholdings promptly [10][11] Compliance and Accountability - The company is responsible for ensuring that all disclosures are accurate and timely, and it must manage the information related to shareholdings [8][10] - Violations of trading regulations by board members and senior management must be reported, including the measures taken by the company [12][13]