上市公司股份管理
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三生国健: 三生国健药业(上海)股份有限公司董事、高级管理人员所持本公司股份及其变动管理制度
Zheng Quan Zhi Xing· 2025-08-29 13:11
General Principles - The management system for the shares held by the directors and senior management of the company is established to strengthen the management of shareholding and its changes, in accordance with relevant laws and regulations [1][2] - This system applies to the shares held by the company's directors and senior management, including shares registered in their names and those held through others' accounts [2] Prohibited Share Transfer Conditions - Directors and senior management are prohibited from transferring shares under certain conditions, such as within one year of the company's stock listing or within six months after leaving the company [2][3] - Additional prohibitions include situations involving investigations by regulatory authorities or administrative penalties related to securities violations [2] Trading Restrictions - Directors and senior management cannot trade company shares during specific periods, including 15 days before the announcement of annual or semi-annual reports and 5 days before quarterly reports [3] - They must also ensure that close relatives and controlled entities do not trade based on insider information [4] Reporting and Disclosure Requirements - Directors and senior management must report their shareholding changes within two trading days through the company to the Shanghai Stock Exchange, detailing the number of shares before and after the change, the date, price, and reason for the change [7][8] - A reduction plan must be reported 15 trading days in advance, including details such as the number of shares to be reduced and the reasons for the reduction [8] Compliance and Accountability - The company’s board secretary is responsible for managing the identity and shareholding data of directors and senior management, ensuring compliance with reporting requirements [9] - If the board fails to comply with regulations, shareholders have the right to demand action or take legal action [5][6]
潞安环能: 山西潞安环保能源开发股份有限公司董事和高级管理人员所持本公司股份及其变动管理规则
Zheng Quan Zhi Xing· 2025-08-27 11:24
General Principles - The rules are established to enhance the management of shares held by the board of directors and senior management of Shanxi Lu'an Environmental Energy Development Co., Ltd. and to protect the legitimate rights and interests of investors [1] - The shares held by the board and senior management include those registered in their names and those held through others' accounts [1] Trading Prohibitions and Restrictions - Shares held by the board and senior management cannot be transferred under certain conditions, including within one year of the company's stock listing and within six months after leaving the company [2] - The maximum amount of shares that can be transferred during their term and six months after is limited to 25% of their total holdings, with exceptions for certain circumstances [3] Reporting and Disclosure - Board members and senior management must report any changes in their shareholdings within two trading days and disclose details such as the number of shares before and after the change [6] - A written notice of trading plans must be submitted to the board secretary before any share transactions [14] Violations and Responsibilities - If board members or senior management violate the rules, the company can impose administrative penalties, seek civil compensation, or report to judicial authorities for criminal liability [20][21] - The company is responsible for reporting violations to the Shanghai Stock Exchange and regulatory agencies [21] Miscellaneous - The rules will take effect upon approval by the company's board of directors [24]
联环药业: 联环药业董事、高级管理人员所持本公司股份及其变动管理办法(2025年8月修订)
Zheng Quan Zhi Xing· 2025-08-26 16:40
General Provisions - The management measures for the shares held by the company's directors and senior management are established to strengthen the management of shareholding and changes, in accordance with relevant laws and regulations [1][2] - These measures apply to the shares held by directors, senior management, and other specified individuals or organizations [1] Share Trading Regulations - Directors and senior management must ensure their securities accounts are not operated by others and must report accurate personal information to the stock exchange [2] - Share trading must be reported within two trading days after changes in personal information or after leaving their positions [2][3] Restrictions on Share Transfers - Directors and senior management are prohibited from reducing their shareholdings under certain conditions, such as within six months of leaving the company or during investigations for securities violations [4][5] - Specific periods are defined during which directors and senior management cannot buy or sell shares, including 15 days before annual or semi-annual reports [5][6] Disclosure Requirements - Any changes in shareholdings must be reported within two trading days, including details such as the number of shares before and after the change [9][10] - A reduction plan must include the number of shares, time frame, and reasons for the reduction, and must be reported to the stock exchange [11] Responsibilities and Penalties - Violations of these regulations can lead to warnings, disciplinary actions, or civil liability for the responsible individuals [13][14] - The company must maintain complete records of any violations and report them to regulatory authorities as required [13]
中央商场: 南京中央商场(集团)股份有限公司董事、高级管理人员所持有本公司股份及其变动管理制度
Zheng Quan Zhi Xing· 2025-08-26 12:17
General Principles - The management system for the shares held by the board of directors and senior management of Nanjing Central Shopping Mall (Group) Co., Ltd. aims to strengthen the management of shareholding changes and maintain market order, in accordance with relevant laws and regulations [1][2] - The chairman of the company is the primary responsible person for managing the shareholding changes of directors and senior management, while the board secretary is responsible for self-inspection and information disclosure [1] Share Transfer Regulations - Directors and senior management must not transfer their shares under certain conditions, including within one year of the company's stock listing and within six months after leaving the company [2] - The maximum number of shares that can be transferred by directors and senior management in a year is limited to 25% of their total holdings, with exceptions for certain circumstances [3] Trading Restrictions - Directors and senior management are prohibited from trading company shares during specific periods, such as 15 days before the announcement of annual or semi-annual reports [4] - A reduction plan must be reported to the stock exchange 15 trading days before the planned sale, detailing the number of shares, time frame, and reasons for the sale [5] Reporting Requirements - Changes in shareholding must be reported to the company within two trading days, and the company must disclose this information on the stock exchange [6][7] - The company is responsible for ensuring that the data reported by directors and senior management is timely, truthful, accurate, and complete [7] Legal Responsibilities - Violations of the share trading regulations may result in penalties from the China Securities Regulatory Commission in accordance with the Securities Law [7] - The company must establish a specialized system to supervise the shareholding and trading behaviors of directors and senior management [7]
比依股份: 董事和高级管理人员所持本公司股份及其变动管理制度(2025年8月)
Zheng Quan Zhi Xing· 2025-08-25 16:34
General Principles - The company establishes a management system for the shares held by its directors, senior management, and securities representatives to comply with relevant laws and regulations [1][2] - This system applies to the management of shares held and traded by directors, senior management, and securities representatives, as well as specified individuals and organizations [1] Share Trading Declaration - Directors, senior management, and securities representatives must declare their personal and family information to the Shanghai Stock Exchange within specified timeframes, including when new appointments are made or when personal information changes [2] - The company must ensure that the declared data is accurate, timely, and complete, and agrees to the public disclosure of share trading activities [3] Share Lock-up - Shares held by directors and senior management will be locked based on the duration of their listing and the method of acquisition, with specific percentages of newly acquired shares subject to lock-up [4][5] - The company must apply for the registration of shares as restricted when certain conditions are met, such as public or private share issuance [5] Share Trading Restrictions - Directors and senior management are prohibited from transferring shares under certain conditions, including within one year of the company's stock listing and for six months after leaving their positions [6][7] - There are specific periods during which trading is restricted, such as before the announcement of annual and quarterly reports [7] Share Transfer Limits - Directors and senior management can only transfer up to 25% of their total shareholdings in a year through various trading methods, with exceptions for certain circumstances [8][9] - A report must be submitted to the stock exchange detailing the share reduction plan, including the number of shares and the reasons for the transfer [9] Information Disclosure - The company must disclose the trading activities of directors and senior management in regular reports, and any violations of trading regulations must be reported and the profits recovered [11][12] Responsibilities - The company secretary is responsible for managing the identity and shareholding data of directors, senior management, and related parties, ensuring compliance with reporting requirements [12][13] - Directors and senior management must ensure the accuracy of their declared data and will face legal consequences for violations [12][13]
佐力药业: 董事、高级管理人员所持股份变动管理制度(2025年8月)
Zheng Quan Zhi Xing· 2025-08-19 16:34
Core Viewpoint - The document outlines the management system for shareholding and trading of shares by directors and senior management of Zhejiang Zoli Pharmaceutical Co., Ltd, emphasizing compliance with relevant laws and regulations to prevent insider trading and ensure transparency in share transactions [1][2]. Group 1: General Principles - The system applies to directors, senior management, and other specified individuals or organizations regarding their holding and trading of the company's shares [1]. - Senior management includes positions such as the general manager, executive vice president, vice presidents, board secretary, and financial director [2]. Group 2: Share Trading Declaration - Directors and senior management must notify the board secretary in writing of their trading plans before executing any trades, allowing for verification against legal and regulatory compliance [5]. - The company must apply to the stock exchange and the China Securities Depository and Clearing Corporation for the registration of shares held by directors and senior management under certain conditions, such as share issuance or equity incentive plans [6]. Group 3: Trading Restrictions - Directors and senior management are prohibited from engaging in margin trading of the company's shares if they hold more than 5% of the shares [11]. - During their term and for six months after, directors and senior management can only transfer up to 25% of their shares through various methods, with exceptions for certain circumstances [12]. Group 4: Insider Trading Prohibitions - Directors and senior management cannot trade shares during specific periods, such as 15 days before annual or semi-annual reports and 5 days before quarterly reports [18]. - They must ensure that close relatives and controlled entities do not trade based on insider information [20]. Group 5: Disclosure of Shareholding Changes - The board secretary is responsible for managing and reporting the shareholding data of directors and senior management, ensuring compliance with disclosure requirements [21]. - Any increase in shareholding must be disclosed, including details about the number of shares, purpose, and implementation timeline [22]. Group 6: Penalties for Violations - Any profits gained from violations of the trading rules must be returned to the company, and severe cases may lead to disciplinary actions against the responsible individuals [27].
引力传媒: 引力传媒股份有限公司董事和高级管理人员所持公司股份及其变动管理办法(2025年修订)
Zheng Quan Zhi Xing· 2025-08-18 12:11
General Provisions - The management measures for the shares held by the directors and senior management of Gravity Media Co., Ltd. are established to strengthen the management of shareholding and changes in accordance with relevant laws and regulations [1][2]. Shareholding Change Rules - Directors and senior management are prohibited from transferring shares under certain conditions, including within one year of the company's stock listing and within six months after leaving the company [2][3]. - Specific periods during which directors and senior management cannot buy or sell shares include 15 days before the annual and semi-annual report announcements and 5 days before quarterly reports [3][4]. Restrictions on Share Reduction - Directors and senior management cannot reduce their shareholdings under various circumstances, such as within six months after leaving the company or during investigations by regulatory authorities [4][5]. - If the company is under risk warning for delisting, directors and senior management are also restricted from reducing their shareholdings until certain conditions are met [5][6]. Reporting and Disclosure of Share Transactions - Directors and senior management must report their shareholding changes within two trading days of the occurrence and disclose details such as the number of shares held before and after the change [9][10]. - A reduction plan must be reported to the stock exchange 15 trading days prior to the first sale, including details like the number of shares and the reason for the reduction [8][9]. Responsibilities and Penalties - The company will impose penalties on directors and senior management for violations of these regulations, and any profits from illegal transactions must be returned to the company [10][11]. - Shareholders holding more than 5% of the company's shares must also comply with relevant laws and regulations regarding share transactions [10].
宜通世纪: 董事、高级管理人员所持本公司股份及其变动管理制度(2025年08月)
Zheng Quan Zhi Xing· 2025-08-15 16:14
General Principles - The management system for the shares held and traded by directors and senior management of Yitong Century Technology Co., Ltd. is established to strengthen the management of shareholding and trading activities in accordance with relevant laws and regulations [1][2] - This system applies to all shares held by directors and senior management, including those in margin trading accounts [2] Share Trading Declaration - Directors and senior management must notify the board secretary in writing of their trading plans before buying or selling shares, and the board secretary will verify compliance with disclosure and major event regulations [6][7] - Additional restrictions may apply to share transfers due to company actions such as issuing shares or implementing equity incentive plans [3] Transfer Principles and Regulations - During their term and for six months after, directors and senior management can only transfer up to 25% of their total shares held each year, with exceptions for certain circumstances [10][11] - Shares held by directors and senior management that are subject to lock-up periods retain their rights, such as dividend rights and voting rights [14] Prohibited Trading Activities - Directors and senior management are prohibited from engaging in margin trading involving the company's shares [15] - Specific periods are defined during which trading is not allowed, including 15 days before annual and semi-annual reports and 5 days before quarterly reports [18] Disclosure of Shareholding and Trading - The board secretary is responsible for managing the data and information regarding the shareholdings of directors and senior management, ensuring timely reporting and disclosure of trading activities [22][23] - Any changes in shareholdings due to divorce must comply with the established regulations [10] Penalties for Violations - Any profits gained from violations of this system must be returned to the company, and severe cases may lead to further legal actions against the responsible individuals [27] Miscellaneous - This system will be effective upon approval by the board and will be subject to changes in relevant laws and regulations [30][29]
泰禾股份: 董事、高级管理人员所持公司股份及其变动管理规则(2025年8月)
Zheng Quan Zhi Xing· 2025-08-12 04:09
Core Points - The document outlines the management rules for the shares held by the directors and senior management of Nantong Taihe Chemical Co., Ltd, aiming to strengthen the management of shareholding and changes, and maintain market order [1][2] Chapter Summaries Chapter 1: General Provisions - The management rules apply to the shares held by directors, senior management, and other specified individuals or organizations [1] - Shares held by directors and senior management include those registered in their names and those held in others' accounts [1] Chapter 2: Prohibited Trading Activities - Directors and senior management cannot transfer shares under certain conditions, including within one year of the company's stock listing and within six months after leaving the company [2] - Specific circumstances such as investigations by regulatory bodies also restrict share transfers [2][3] Chapter 3: Information Reporting, Disclosure, and Supervision - The company secretary is responsible for managing the data and information regarding the shareholdings of directors and senior management [4] - Directors and senior management must report any changes in shareholdings within two trading days [7] Chapter 4: Account and Share Management - Shares acquired by directors and senior management through various means are subject to automatic lock-up periods [11][12] - The maximum annual transfer limit for shares by directors and senior management is set at 25% of their total holdings [12] Chapter 5: Miscellaneous - The management rules will be revised in accordance with relevant laws and regulations if conflicts arise [29] - The board of directors is responsible for amending and interpreting these management rules [30]
精研科技: 董事和高级管理人员所持本公司股份及其变动管理办法
Zheng Quan Zhi Xing· 2025-08-01 16:35
Core Points - The document outlines the management regulations for the shares held by the board members and senior management of Jiangsu Jingyan Technology Co., Ltd. [1][2] - It emphasizes compliance with relevant laws and regulations regarding insider trading and market manipulation [1][3] - The document specifies the conditions under which board members and senior management can transfer their shares [2][3] Share Transfer Management - Board members and senior management are prohibited from transferring shares within one year of the company's stock listing [2] - They cannot sell shares for six months after leaving their positions [2] - Specific conditions are outlined for when shares cannot be transferred, including investigations by regulatory bodies [2][3] Trading Restrictions - Board members and senior management are restricted from trading company shares during specific periods, such as 15 days before annual and semi-annual reports [3] - They must refrain from trading during significant events that could impact share prices until the information is disclosed [3] Transfer Limits - The maximum amount of shares that can be transferred annually is capped at a certain percentage of their total holdings [5] - New shares acquired within a year have specific transfer limits based on their conditions [10] Information Disclosure - Board members and senior management must report their share transactions to the Shenzhen Stock Exchange within specified timeframes [10][11] - They are required to disclose their trading plans and any changes in their shareholdings promptly [10][11] Compliance and Accountability - The company is responsible for ensuring that all disclosures are accurate and timely, and it must manage the information related to shareholdings [8][10] - Violations of trading regulations by board members and senior management must be reported, including the measures taken by the company [12][13]