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光峰科技: 信息披露暂缓与豁免事务管理制度(2025年8月)
Zheng Quan Zhi Xing· 2025-08-29 14:19
General Principles - The company establishes a system for the management of information disclosure deferral and exemption to ensure compliance with legal obligations and protect investors' rights [1] - The company will defer or exempt disclosure based on its prudent judgment when certain conditions are met, subject to post-regulation by the Shanghai Stock Exchange [1][2] Applicable Situations and Conditions - Information can be exempted from disclosure if it involves state secrets or other matters that may violate confidentiality regulations [2] - Business secrets can be deferred or exempted from disclosure if they meet specific criteria, such as core technology information that could lead to unfair competition [2][3] Internal Management of Deferral and Exemption - The company must carefully determine whether information qualifies for deferral or exemption and take measures to prevent leaks [4] - An internal approval process is required for deferring or exempting disclosure, involving notification to the board office and subsequent reviews [4][5] Registration and Reporting - The company must register details of any deferred or exempted disclosures, including the type of information and the internal review process [5] - Relevant materials must be submitted to the regulatory authority within 10 days after the announcement of periodic reports [5] Additional Provisions - The company must maintain records of deferred or exempted disclosures for at least 10 years [5] - The system becomes effective upon approval by the board and will be modified as necessary [6][7]
瑞茂通: 瑞茂通信息披露暂缓与豁免业务管理制度(2025年8月修订)
Zheng Quan Zhi Xing· 2025-08-29 13:12
Core Points - The document outlines the regulations for the temporary suspension and exemption of information disclosure by Ruimaotong Supply Chain Management Co., Ltd, aimed at enhancing information disclosure supervision and protecting investors' rights [1][5] - The company and other obligated parties must ensure that information is disclosed truthfully, accurately, completely, timely, and fairly, and must not misuse the suspension or exemption to evade disclosure obligations or mislead investors [1][2] Summary by Sections Section 1: Purpose and Scope - The purpose of the system is to regulate the temporary suspension and exemption of information disclosure by the company and other obligated parties, in accordance with relevant laws and regulations [1] - The system applies to both regular and temporary reports where disclosure may be suspended or exempted [1] Section 2: Disclosure Obligations - The company and other obligated parties must disclose information truthfully and must not engage in insider trading or market manipulation [1][2] - They must carefully determine the matters for temporary suspension or exemption and follow internal review procedures [1][2] Section 3: National and Commercial Secrets - Information that involves national secrets can be exempted from disclosure if there is sufficient evidence proving that disclosure would violate national confidentiality regulations [2] - Commercial secrets can also be temporarily suspended or exempted from disclosure under specific conditions, such as potential unfair competition or significant harm to the company or others [2][3] Section 4: Reporting and Documentation - If the reasons for temporary suspension or exemption are eliminated, the company must disclose the information promptly [3][4] - The company must maintain a record of all temporary suspensions or exemptions, including the type of report, the nature of the information, and the internal review process [4][5] Section 5: Compliance and Implementation - The system must comply with relevant laws and regulations, and the board of directors is responsible for its interpretation and revision [5] - The system will take effect upon approval by the board of directors [5]
振华重工: 振华重工信息披露暂缓与豁免事务管理办法
Zheng Quan Zhi Xing· 2025-08-29 13:11
第一条 为规范上海振华重工(集团)股份有限公司(以 下简称公司)信息披露暂缓、豁免行为,加强信息披露管理, 保护投资者的合法权益,根据《中华人民共和国保守国家秘密 法》 《中华人民共和国证券法》 《上市公司信息披露管理办法》 《上市公司信息披露暂缓与豁免管理规定》 《上海证券交易所 上海振华重工(集团)股份有限公司 信息披露暂缓与豁免事务管理办法 第一章 总则 股票上市规则》、公司章程以及公司《信息披露事务管理办法》 等规定,制定本办法。 第二条 公司和其他信息披露义务人暂缓、豁免披露临 时报告,在定期报告、临时报告中豁免披露中国证券监督管理 委员会和上海证券交易所规定或者要求披露的内容,适用本 办法。 第三条 公司和其他信息披露义务人应当真实、准确、 完整、及时、公平地披露信息,不得滥用暂缓或者豁免披露规 避信息披露义务、误导投资者,不得实施内幕交易、操纵市场 等违法行为。 第四条 公司和其他信息披露义务人应当审慎确定信息 披露暂缓、豁免事项,履行内部审核程序后实施。 第二章 暂缓、豁免披露信息的范围及其管理 第五条 公司及相关信息披露义务人有确实充分的证 据证明拟披露的信息涉及国家秘密或者其他因披露可能导 ...
天创时尚: 天创时尚股份有限公司信息披露暂缓与豁免业务的内部管理制度(2025年8月修订)
Zheng Quan Zhi Xing· 2025-08-29 12:16
天创时尚股份有限公司 信息披露暂缓与豁免业务的内部管理制度 第一条 为规范天创时尚股份有限公司(以下简称"公司")信息披露暂缓与豁免行为,督促 公司依法合规履行信息披露义务,保护投资者的合法权益,根据《中华人民共和国证券法》 《上海证券交易所股票上市规则》(以下简称"《股票上市规则》")、《上海证券交易所上市公 司自律监管指引第2号——信息披露事务管理》等规定,特制定本制度。 第二条 公司按照《股票上市规则》及上海证券交易所其他相关业务规则的规定,办理信息 披露暂缓、豁免业务的,适用本制度。 第三条 公司自行审慎判断存在《股票上市规则》规定的暂缓、豁免情形的应披露信息,并 接受上海证券交易所对有关信息披露暂缓、豁免事项的事后监管。 第四条 公司及相关信息披露义务人有确实充分的证据证明拟披露的信息涉及国家秘密或者 其他因披露可能导致违反国家保密规定、管理要求的事项,应当豁免披露。 公司及相关信息披露义务人应当遵守国家保密法律制度,履行保密义务,不得通过信息披 露、投资者互动问答、新闻发布、接受采访等任何形式泄露国家秘密,不得以信息涉密为名进 行业务宣传。 第五条 公司及相关信息披露义务人拟披露的信息属于商业秘密 ...
华阳股份: 山西华阳集团新能股份有限公司信息披露暂缓与豁免业务管理制度(2025年8月)
Zheng Quan Zhi Xing· 2025-08-29 11:44
Core Points - The document outlines the management system for the temporary suspension and exemption of information disclosure by Shanxi Huayang Group New Energy Co., Ltd, aiming to ensure compliance with legal obligations and protect investors' rights [1][5] - The company must disclose information truthfully, accurately, completely, timely, and fairly, and cannot misuse the suspension or exemption to evade disclosure obligations or mislead investors [1][2] Group 1 - The company and other obligated parties must follow relevant regulations when applying for temporary suspension or exemption of information disclosure [1][2] - Information that involves state secrets or commercial secrets may be exempted from disclosure if it meets specific criteria [2][3] - The company must maintain confidentiality regarding state secrets and cannot use the excuse of confidentiality for business promotion [2][3] Group 2 - If the reasons for temporary suspension or exemption are eliminated, the company must disclose the information promptly [3][4] - The internal review process for applying for temporary suspension or exemption includes written applications and approvals from the board secretary and chairman [4][5] - The company must keep records of all temporary suspension or exemption actions for at least ten years [4][5] Group 3 - The company is required to submit relevant registration materials regarding temporary suspension or exemption to the Zhejiang Securities Regulatory Bureau and the Shanghai Stock Exchange within ten days after the publication of periodic reports [5] - The document emphasizes that any matters not covered will be executed according to relevant laws and regulations [5][6] - The board of directors holds the authority to interpret and modify this management system [5][6]
淮河能源: 淮河能源(集团)股份有限公司信息披露暂缓与豁免业务内部管理制度
Zheng Quan Zhi Xing· 2025-08-29 11:44
Core Points - The document outlines the internal management system for the temporary suspension and exemption of information disclosure by Huaihe Energy Group Co., Ltd, ensuring compliance with relevant laws and regulations [1][2][3] - The company must disclose information accurately, completely, and timely, and cannot misuse the suspension or exemption to evade disclosure obligations or mislead investors [1][2] - The criteria for information that can be temporarily suspended or exempted from disclosure include uncertainties, temporary business secrets, and information that could harm the company's interests or mislead investors [1][2][3] Summary by Sections - **Suspension and Exemption Criteria**: Information that can be temporarily suspended includes uncertainties and temporary business secrets, while exempted information pertains to state secrets and commercial secrets that could violate confidentiality laws [2][3] - **Disclosure Procedures**: The company can independently determine the need for suspension or exemption without prior application to the Shanghai Stock Exchange, which will conduct post-event supervision [3][4] - **Documentation and Record-Keeping**: The company must maintain detailed records of any suspended or exempted disclosures, including reasons, internal review processes, and the identities of individuals aware of the undisclosed information [4][5] - **Reporting Obligations**: After the annual, semi-annual, or quarterly reports, the company must submit relevant documentation regarding any suspended or exempted disclosures to the Anhui Securities Regulatory Bureau and the Shanghai Stock Exchange within ten days [5]
雅戈尔: 雅戈尔时尚股份有限公司信息披露暂缓与豁免业务内部管理制度(2025年8月修订稿)
Zheng Quan Zhi Xing· 2025-08-29 11:21
Core Viewpoint - The document outlines the internal management system for the deferral and exemption of information disclosure by Youngor Fashion Co., Ltd, emphasizing compliance with legal regulations and the protection of investors' rights [2][3]. Group 1: General Principles - The company aims to standardize the deferral and exemption of information disclosure to ensure compliance with laws and regulations [2]. - The company and other obligated parties must disclose information truthfully, accurately, completely, and timely, avoiding misuse of deferral or exemption to mislead investors [2][3]. Group 2: Scope and Conditions for Deferral and Exemption - Information can be deferred or exempted if it involves state secrets or could violate confidentiality regulations [3]. - The company has an obligation to protect state secrets and must not disclose them through any means, including investor interactions or media [3]. - Business secrets can be deferred or exempted if they fall under specific conditions, such as core technology information that could lead to unfair competition [3][4]. Group 3: Internal Procedures for Deferral and Exemption - The internal approval process for deferral or exemption includes submission of requests by relevant department heads to the securities department, followed by review and approval from the board secretary and chairman [5]. - If the deferral or exemption is approved, the relevant documents must be archived for ten years [5][6]. - The company must report any deferral or exemption actions to the regulatory authorities within ten days after the announcement of periodic reports [7]. Group 4: Accountability Mechanism - The company has established a responsibility accountability mechanism for deferral and exemption actions, with potential penalties for those who fail to comply with the regulations [7][8].
最新2期 | 沪深北交易所发行上市审核动态.PDF
梧桐树下V· 2025-08-28 05:00
Core Viewpoint - The article discusses the recent updates and changes in the registration-based IPO and asset restructuring regulations in China, highlighting the efforts to enhance the inclusivity and adaptability of the system for technology-oriented companies [5][7][8]. Summary by Sections 1. Review Overview - As of June 30, 2025, the Beijing Stock Exchange received 115 applications for public offerings, with 12 approved by the listing committee and 7 registered by the CSRC, raising a total of 1.923 billion yuan [20]. - The Shenzhen Stock Exchange processed 32 initial public offering (IPO) applications in the first half of 2025, with 11 from the main board and 21 from the ChiNext board [15]. - The Shanghai Stock Exchange revised its major asset restructuring review rules, introducing a simplified review process for certain transactions [8][9]. 2. Policy Updates - The CSRC issued the "Opinions on Setting Up a Growth Tier on the Sci-Tech Innovation Board," aimed at enhancing the system's inclusivity for unprofitable companies and improving investor protection [5]. - The "Major Asset Restructuring Management Measures" were amended to allow for installment payments for share acquisitions and to introduce a simplified review process for certain transactions [7]. - The Shanghai Stock Exchange's updated rules specify conditions for simplified reviews and establish a negative list for eligible transactions [9]. 3. Regulatory Dynamics - The article outlines the self-regulatory implementation status and case studies related to the issuance and underwriting supervision [4]. - It emphasizes the importance of compliance with disclosure requirements and the responsibilities of companies and their advisors during the IPO process [22][24]. 4. Common Questions - The article provides guidance on pre-application consultations, emphasizing the importance of clarity and efficiency in communication between issuers and the exchange [22][23].
吉林高速: 吉林高速公路股份有限公司信息披露暂缓与豁免管理制度
Zheng Quan Zhi Xing· 2025-08-27 16:40
Core Viewpoint - The article outlines the information disclosure deferral and exemption management system for Jilin Expressway Co., Ltd, emphasizing the need for compliance with legal obligations and the protection of investors' rights [1]. Group 1: Information Disclosure Regulations - The company and other information disclosers must adhere to laws and regulations regarding the deferral and exemption of information disclosure, ensuring timely and accurate reporting [1][2]. - The scope of deferral and exemption should align with the conditions present at the time of the company's initial public offering, requiring substantial evidence for any additional requests [2][3]. Group 2: Confidentiality Obligations - The company has a legal obligation to protect state secrets and must not disclose sensitive information through any means, including investor interactions and media releases [1][5]. - Information that qualifies as a business secret can be deferred or exempted from disclosure if it meets specific criteria, such as potential harm from disclosure or infringement of others' business secrets [3][4]. Group 3: Internal Procedures and Documentation - The company must implement internal review procedures before deciding on deferral or exemption, documenting the reasons, evidence, and internal approvals involved [2][4]. - Any deferral or exemption must be recorded, including the type of information, the nature of the documents involved, and the internal review process [4][6]. Group 4: Reporting and Accountability - The company is required to report any deferred or exempted disclosures to the relevant regulatory bodies within ten days after the publication of periodic reports [4][6]. - Failure to disclose information that no longer meets deferral or exemption criteria will result in accountability measures for responsible personnel [5][6].
上海雅仕: 信息披露暂缓与豁免业务管理制度(2025年8月修订)
Zheng Quan Zhi Xing· 2025-08-27 16:12
第一条 为了规范上海雅仕投资发展股份有限公司(以下简称"公司")信息披 露暂缓与豁免行为,保证公司及相关信息披露义务人依法合规履行信息披露义务, 根据《中华人民共和国保守国家秘密法》《中华人民共和国证券法》《上海证券 交易所股票上市规则》(以下简称"股票上市规则")《上市公司信息披露管理办 法》《上海证券交易所上市公司自律监管指引第2号——信息披露事务管理》《上 市公司信息披露暂缓与豁免管理规定》以及《信息披露管理制度》等有关规定, 制定本制度。 第二条 公司及相关信息披露义务人暂缓、豁免披露临时报告,在定期报告、 临时报告中豁免披露中国证券监督管理委员会(以下简称中国证监会)和证券交 易所规定或者要求披露的内容,适用本制度。 第三条 公司和其他信息披露义务人应当真实、准确、完整、及时、公平地 披露信息,不得滥用暂缓或者豁免披露规避信息披露义务、误导投资者,不得实 施内幕交易、操纵市场等违法行为。 上海雅仕投资发展股份有限公司 信息披露暂缓与豁免业务管理制度 上海雅仕投资发展股份有限公司 信息披露暂缓与豁免业务管理制度 二〇二五年八月 上海雅仕投资发展股份有限公司 信息披露暂缓与豁免业务管理制度 第一章 总则 ...