募集资金监管
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紫光国微: 渤海证券股份有限公司关于紫光国芯微电子股份有限公司的专项现场检查报告
Zheng Quan Zhi Xing· 2025-08-21 05:39
Core Viewpoint - The report details a special on-site inspection conducted by Bohai Securities on Unisoc Microelectronics Co., Ltd. regarding the improper use of raised funds for project expenditures without following necessary review procedures and disclosure obligations [1][2]. Group 1: Inspection Overview - Bohai Securities, as the sponsor for Unisoc's convertible bond issuance, conducted the inspection following a warning letter from the Hebei Securities Regulatory Bureau due to the company's failure to adhere to regulatory requirements [1][2]. - The company had initially planned to invest a total of 10.5 billion yuan in various projects but later revised this amount to 7.5 billion yuan, reallocating funds to specific projects [1]. Group 2: Fund Usage and Violations - The company utilized raised funds to reimburse its own expenditures on project costs, including equipment and materials, without proper review and disclosure [2][3]. - The company received a warning letter from the Hebei Securities Regulatory Bureau on July 30, 2025, for these violations, which were recorded in the securities market integrity archive [2]. Group 3: Inspection Findings and Remedial Actions - The inspection revealed that the company did not follow the required review procedures and disclosure obligations for the use of raised funds [3]. - In response, the company has committed to improving the accuracy of its information disclosures and has taken steps to ensure compliance with relevant regulations [3][4]. Group 4: Future Plans - Bohai Securities plans to enhance its oversight of the company's use of raised funds and ensure adherence to regulatory requirements moving forward [4].
浩欧博: 江苏浩欧博生物医药股份有限公司第三届监事会第十九次会议决议公告
Zheng Quan Zhi Xing· 2025-08-14 16:39
Meeting Details - The 19th meeting of the third Supervisory Board of Jiangsu Haoaobo Biopharmaceutical Co., Ltd. was held on August 13, 2025, with all three supervisors present [1] - The meeting was convened in accordance with the Company Law of the People's Republic of China and the company's articles of association, ensuring the legality and validity of the resolutions [1] Financial Report Review - The Supervisory Board reviewed the company's 2025 semi-annual report, confirming that its preparation and review procedures comply with relevant laws and internal management regulations [1] - The report accurately reflects the company's financial status and operating results for the first half of 2025, with all members of the Supervisory Board ensuring the information disclosed is true, accurate, and complete [1] Fund Management - The Supervisory Board assessed the management of raised funds, confirming compliance with the regulations governing the management of raised funds and the company's fundraising management system [2] - The company has stored and utilized the raised funds in a dedicated account, with no violations or damages to the interests of the company and its shareholders [2] Auditor Appointment - The Supervisory Board approved the appointment of Ernst & Young Hua Ming LLP as the auditing firm for the company's 2025 financial report and internal control audit, citing their qualifications and experience [3] - The resolution received unanimous approval from all supervisors, with 100% of the voting rights in favor [3]
锦富技术: 关于签订募集资金三方监管协议的公告
Zheng Quan Zhi Xing· 2025-08-14 16:15
Fundraising Overview - The company, Suzhou Jinfeng Technology Co., Ltd., has received approval from the China Securities Regulatory Commission to issue 205,000,000 shares at a price of 3.60 RMB per share, raising a total of 738,000,000 RMB, with a net amount of 724,758,218.85 RMB after deducting issuance costs [1][2][3] Special Account and Supervision Agreement - A special account for the raised funds has been opened at China Minsheng Bank, Suzhou Branch, and a tripartite supervision agreement has been signed with the bank and the sponsor, Guotai Junan Securities [2][3] - The special account is designated for the storage and use of funds for working capital and cannot be used for other purposes [3][4] - The sponsor is responsible for supervising the use of the raised funds and can conduct on-site investigations and written inquiries [3][4] Key Provisions of the Agreement - The agreement stipulates that the bank must provide monthly account statements to the company and the sponsor [4][5] - Any withdrawal exceeding 1 million RMB must be reported to the sponsor along with a detailed expenditure list [4][5] - The agreement is governed by the laws of the People's Republic of China and can be terminated under specific conditions [5]
多浦乐:关于签订募集资金三方监管协议的公告
Zheng Quan Ri Bao· 2025-08-14 13:09
Core Viewpoint - Duople's announcement on August 14 indicates the establishment of a special fundraising account for the "Non-destructive Testing Intelligent Production Base Construction Project" [2] Group 1 - The company will hold its 19th meeting of the second board on July 15, 2025, to review the proposal for setting up a special fundraising account [2] - The special account will be established at CITIC Bank's Guangzhou Kejiao City branch for the storage, use, and management of funds [2] - The chairman or designated personnel will be authorized to handle the opening of the special fundraising account and the signing of the tripartite supervision agreement [2]
每周股票复盘:工业富联(601138)签署募集资金监管协议及股份回购进展
Sou Hu Cai Jing· 2025-08-09 17:20
Core Viewpoint - Industrial Fulian (601138) has seen a significant increase in stock price, closing at 36.59 yuan, up 10.88% from the previous week, with a market capitalization of 726.658 billion yuan, ranking 1st in the consumer electronics sector and 15th in the A-share market [1] Company Announcements Summary - Industrial Fulian announced the signing of a tripartite supervision agreement for the storage of raised funds, with a total of 1,969,530,023 shares issued at a price of 13.77 yuan per share, raising approximately 27.12 billion yuan, with a net amount of about 26.72 billion yuan after deducting issuance costs [1] - As of December 31, 2024, the total amount of raised funds used is approximately 25.28 billion yuan, leaving a balance of about 3.91 billion yuan [1] - The company has approved the establishment of a new R&D center for precision components for next-generation smartphones and signed the tripartite supervision agreement on August 4, 2025 [1] Share Buyback Progress Summary - The share buyback plan was first disclosed on April 15, 2025, with a buyback period from April 30, 2025, to April 29, 2026, and an expected buyback amount between 50 million and 100 million yuan [2] - As of July 31, 2025, the company has repurchased 7.6974 million shares, accounting for 0.04% of the total share capital, with a total expenditure of approximately 14.71 million yuan [2] - The repurchase price ranged from 18.40 yuan to 19.84 yuan per share, with the maximum repurchase price adjusted to 19.36 yuan due to the 2024 annual equity distribution [2]
首都在线:签署募集资金四方监管协议
Sou Hu Cai Jing· 2025-08-06 10:37
Core Viewpoint - The company has issued 55 million shares of ordinary A-shares at a price of 13 RMB per share, raising a total of 715 million RMB, with a net amount of 699 million RMB after deducting issuance costs [1] Fundraising Details - The funds raised will be deposited in a dedicated account opened at Huaxia Bank Co., Ltd. Beijing Weigongcun Branch [1] - A four-party supervision agreement has been signed regarding the use of the raised funds, which includes terms for fund management, regular reconciliation, and handling of violations to ensure fund safety and compliance [1]
思瑞浦: 关于签订募集资金专户存储监管协议的公告
Zheng Quan Zhi Xing· 2025-07-31 16:26
Group 1 - The company has issued 3,047,535 shares of common stock to specific investors, raising a total of RMB 383,379,903.00, with a net amount of RMB 371,798,040.71 after deducting issuance costs [1] - The issuance costs amounted to RMB 11,581,862.29, which includes underwriting fees and other expenses [1] - The company has signed a tripartite supervision agreement for the management of the raised funds, ensuring that the funds will only be used for the designated purpose of purchasing assets and related costs [1][2] Group 2 - The company has opened a special account for the raised funds at China Merchants Bank, specifically for the purpose of issuing convertible bonds and purchasing assets [1] - The independent financial advisor is responsible for ongoing supervision of the fund management, conducting checks every six months [2][3] - The tripartite agreement stipulates that any changes in the independent financial advisor must be communicated to all parties involved [3]
山东路桥: 关于签署募集资金三方监管协议的公告
Zheng Quan Zhi Xing· 2025-07-30 16:36
Fundraising Overview - The company has successfully raised a total of RMB 483.6 million through the issuance of 48,360,000 convertible bonds, each with a face value of RMB 100, approved by the China Securities Regulatory Commission [1] - The net amount raised after deducting issuance costs is RMB 4,824,263,366.91 [1] Fund Management and Usage - The company has established a temporary special account at Weihai Bank to utilize up to RMB 60 million of the idle funds for supplementing working capital, ensuring that the funds are used solely for business-related operations [2][3] - The usage period for these funds is capped at 12 months from the board's approval date, after which the funds must be returned to the dedicated fundraising account [2] Regulatory Compliance - A tripartite supervision agreement has been signed among the company, Weihai Bank, and the sponsor, GF Securities, to ensure proper management and usage of the raised funds [3][4] - The agreement stipulates that the funds in the special account can only be used for the intended purpose and must comply with relevant regulations and internal management policies [4][5] Monitoring and Reporting - The sponsor is responsible for conducting biannual inspections of the fund usage and ensuring compliance with the established management protocols [5][6] - Any withdrawals exceeding RMB 50 million or 20% of the net raised amount must be reported to the sponsor immediately [5][6]
文科股份: 关于开立募集资金临时补流专项账户并签订募集资金四方监管协议的公告
Zheng Quan Zhi Xing· 2025-07-23 16:23
Group 1 - The company has issued 9,500,000 convertible bonds at a face value of RMB 100 each, raising a total of RMB 950 million, with net proceeds amounting to RMB 930,335,590 after deducting related expenses [1][2] - The funds raised have been fully received and verified by Zhongxi Accounting Firm, and the company has established a dedicated account for fund management [2] - A four-party supervision agreement has been signed to regulate the use of the raised funds, ensuring they are used solely for temporary liquidity support [2][3] Group 2 - The dedicated account for the raised funds is held at Guangdong Shunde Rural Commercial Bank, with the account balance as of July 22, 2025, being undisclosed [3] - The four-party supervision agreement includes the company, its subsidiary, the bank, and the underwriting institution, outlining the management and oversight of the funds [4][5] - The agreement stipulates that the funds must not be used for any purpose other than temporary liquidity support, with regular checks and oversight by the underwriting institution [4][5]
华电新能: 华电新能源集团股份有限公司关于签订募集资金专户存储三方监管协议的公告
Zheng Quan Zhi Xing· 2025-07-21 11:42
华电新能源集团股份有限公司 关于签订募集资金专户存储三方监管协议 的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏,并对其内容的真实性、准确性和完整性承担法律责任。 一、募集资金的基本情况 证券代码:600930 证券简称:华电新能 公告编号:2025-004 根据中国证券监督管理委员会2025年5月16日核发的《关于同意华电新能源 集团股份有限公司首次公开发行股票注册的批复》 (证监许可〔2025〕1035号文), 公司向社会公众首次公开发行人民币普通股(A股)4,968,944,214股(超额配售 选择权行使前),并于2025年7月16日在上海证券交易所上市(以下简称"本次 发 行 " ) 。 本 次 发 行 的 发 行 价 格 为 3.18 元 / 股 , 本 次 发 行 募 集 资 金 总 额 含印花税)人民币209,369,531.47元后,本次发行股票募集资金净额为人民币 月11日到位,安永华明会计师事务所(特殊普通合伙)对公司本次公开发行新股 的资金到位情况进行了审验,并于2025年7月11日出具了安永华明(2025)验字 第70069628_A02号《验 ...