智通财经6月13日电，深交所消息，6月9日至6月13日，本所共对141起证券异常交易行为采取了自律监 管措施，涉及盘中拉抬打压、虚假申报等异常交易情形；共对2起上市公司重大事项进行核查，并上报 证监会1起涉嫌违法违规案件线索。 深交所：本周共对141起证券异常交易行为采取了自律监管措施 ...

针对港股升温刺激下的违规开户灰产，监管打击力度持续升级。 这意味着，内地居民通过存量证明等曲线赴港开设证券账户的通道将被进一步封堵。 存量证明全称"存量投资者证明"，指内地投资者开设港美股账户时必须提供文件证明已拥有其他境外证 券账户。 取消存量证明，代之以生活工作证明，实质上大幅提高内地居民开设港股账户门槛，基本等同于斩断内 地常驻居民开设境外证券账户的通道。 6月13日18:00后，长桥、华盛等券商的提交页面也发生变化。 多家香港券商处对信风表示，关停内地居民开户动作是在内地监管引导下进行。 一位香港券商人士对信风透露，相关要求发生在大概三天前，几家券商收到限制内地居民香港开户的统 一监管指令。 "但每家给出反应不太一样。"该人士表示"包括关停的具体时间，是限制香港还是连新加坡一起限制， 每个券商都会有各自取舍。" 信风经多方确认并独家获悉，继富途、老虎后，长桥、华盛等香港券商将于6月13日起调整内地居民开 户资质。 具体操作上，将取消原有的"存量证明"用于开户的方式，转而要求内地居民开户提供水电、房租等境外 生活或工作证明。 另一位香港券商人士则表示，此次取消存量证明是对打击非法经营证券活动的贯彻。 早 ...

Core Viewpoint - The Shanghai Stock Exchange (SSE) has actively engaged in regulatory oversight from June 9 to June 13, addressing various compliance issues among listed companies [1] Regulatory Actions - A total of 15 regulatory work letters were sent by the SSE's company supervision department during the specified period [1] - The SSE required listed companies to disclose supplementary or corrective announcements in 6 instances through ongoing supervision [1] - There were 13 cases initiated for insider trading and abnormal trading investigations due to sensitive information disclosures or significant stock price anomalies [1] Monitoring and Enforcement - The SSE took written warning measures against 155 instances of abnormal trading behaviors, including price manipulation and false declarations [1] - Special monitoring was conducted on stocks undergoing delisting procedures, with 14 major corporate events subjected to special investigations [1] - The SSE reported 5 suspected illegal activities to the China Securities Regulatory Commission (CSRC) for further action [1]

NEW YORK, June 13, 2025 /PRNewswire/ -- Levi & Korsinsky, LLP notifies investors in Ibotta, Inc. ("Ibotta" or the "Company") (NYSE: IBTA) of a class action securities lawsuit.CLASS DEFINITION: The lawsuit seeks to recover losses on behalf of Ibotta investors who were adversely affected by alleged securities fraud. This lawsuit is on behalf of persons or entities who purchased or otherwise acquired publicly traded Ibotta securities pursuant and/or traceable to documents issued in connection with Ibotta's Apr ...

Core Viewpoint - The document outlines the management and operational regulations for securities investment and financial derivatives trading by Fujian Haitong Development Co., Ltd, emphasizing compliance, risk management, and internal control mechanisms [2][3][4]. Group 1: General Principles - The purpose of the regulations is to standardize the management and operation of securities investment and financial derivatives trading, ensuring compliance with relevant laws and protecting the interests of the company and its shareholders [2][3]. - Securities investment is defined as activities aimed at maximizing returns while controlling investment risks, including various forms of securities such as stocks, bonds, and derivatives [2][3]. - Financial derivatives trading includes activities involving swap contracts, forward contracts, and non-standard options, with underlying assets that can be securities, indices, interest rates, exchange rates, currencies, or commodities [3]. Group 2: Operational Principles - The company must adhere to principles of legality, prudence, hedging, and safety in its trading activities, focusing on risk avoidance rather than speculation [4][5]. - Only self-owned funds may be used for securities investment and financial derivatives trading, prohibiting the use of raised funds or non-compliant funds [5]. - Trading activities must align with the company's operational needs and risk management strategies, ensuring that the scale and duration of investments are appropriate [4][5]. Group 3: Approval Authority - Specific approval processes are established for securities investments based on their size relative to the company's audited net assets, with thresholds set at 10% and 50% [10][11]. - Financial derivatives trading requires a feasibility analysis report to be submitted for board approval, especially for significant transactions that exceed set financial limits [10][11]. - Transactions that qualify as related party transactions must undergo additional approval procedures [12]. Group 4: Risk Control and Management - The company is responsible for establishing a comprehensive risk management framework for its securities investment and financial derivatives trading activities [6][7]. - A clear separation of duties is mandated to prevent conflicts of interest, ensuring that trading personnel do not overlap with financial, auditing, or risk control roles [7][8]. - Regular monitoring of economic conditions and market changes is required to assess and manage risks associated with interest rate and foreign exchange derivatives [8][9]. Group 5: Information Disclosure and Record Keeping - The company must comply with relevant disclosure regulations when conducting securities investment and financial derivatives trading [9][10]. - Confidentiality is emphasized for personnel involved in hedging activities, prohibiting the unauthorized disclosure of sensitive information [10][11]. - Documentation related to board and shareholder resolutions, as well as trading records, must be properly maintained by designated departments [10][11].

对欺诈发行顶格处罚。 近日，河北证监局发布了两份行政处罚决定书，其中披露了对东旭光电欺诈发行股票的处罚情况。2017年，东旭光电欺诈发行股票募资总额为75.65亿元，东旭光 电、东旭光电实控人、东旭光电控股股东三方均被罚款3.78亿元。 3.78亿元的罚款，已经是募资金额75.65亿元的5%，是旧证券法对欺诈发行的顶格处罚。 2019年修订的新证券法，大幅提升了对欺诈发行的处罚力度。处罚金额从此前的募资额的1%到5%，提升为10%到1倍。且对发行人的控股股东、实际控制人组织、 指使从事前款违法行为的，没收违法所得，并处以违法所得10%以上1倍以下的罚款。 欺诈发行股票募资75.65亿元 依据2005年修订、2014年修正的《中华人民共和国证券法》（下称2005年《证券法》）以及2019年修订的《中华人民共和国证券法》（下称《证券法》）有关规 定，河北证监局对东旭光电欺诈发行股票等违法行为进行了立案调查。该案现已调查、办理终结。 根据东旭光电申请，2017年10月18日，中国证监会出具《关于核准东旭光电科技股份有限公司向上海辉懋企业管理有限公司等发行股份购买资产并募集配套资金的 批复》。2017年11月30日、 ...

对欺诈发行顶格处罚。 欺诈发行股票募资75.65亿元 依据2005年修订、2014年修正的《中华人民共和国证券法》（下称2005年《证券法》）以及2019年修订的《中华人民共和国证券法》（下称《证券法》）有关规 定，河北证监局对东旭光电欺诈发行股票等违法行为进行了立案调查。该案现已调查、办理终结。 根据东旭光电申请，2017年10月18日，中国证监会出具《关于核准东旭光电科技股份有限公司向上海辉懋企业管理有限公司等发行股份购买资产并募集配套资金的 批复》。2017年11月30日、12月29日，东旭光电非公开发行股票上市，募资总额为75.65亿元。东旭光电此次发行股票申请文件、公告文件引用了存在虚假记载和重 大遗漏的2015年、2016年年度报告中的相关数据，不符合发行条件，骗取发行核准，存在欺诈发行。 河北证监局认为，东旭光电非公开发行股票存在欺诈发行的行为，违反2005年《证券法》第十三条第二款、第二十条第一款规定，构成2005年《证券法》第一百八 十九条第一款所述违法行为。东旭光电实际控制人李某廷及控股股东东旭集团指使东旭光电从事上述违法行为，依法另案处理。 针对东旭光电欺诈发行股票的行为，依据2005年 ...

对欺诈发行顶格处罚。 近日，河北证监局发布了两份行政处罚决定书，其中披露了对东旭光电欺诈发行股票的处罚情况。2017年，东 旭光电欺诈发行股票募资总额为75.65亿元，东旭光电、东旭光电实控人、东旭光电控股股东三方均被罚款3.78 亿元。 欺诈发行股票募资75.65亿元 依据2005年修订、2014年修正的《中华人民共和国证券法》（下称2005年《证券法》）以及2019年修订的《中 华人民共和国证券法》（下称《证券法》）有关规定，河北证监局对东旭光电欺诈发行股票等违法行为进行了 立案调查。该案现已调查、办理终结。 根据东旭光电申请，2017年10月18日，中国证监会出具《关于核准东旭光电科技股份有限公司向上海辉懋企业 管理有限公司等发行股份购买资产并募集配套资金的批复》。2017年11月30日、12月29日，东旭光电非公开发 行股票上市，募资总额为75.65亿元。东旭光电此次发行股票申请文件、公告文件引用了存在虚假记载和重大 遗漏的2015年、2016年年度报告中的相关数据，不符合发行条件，骗取发行核准，存在欺诈发行。 河北证监局认为，东旭光电非公开发行股票存在欺诈发行的行为，违反2005年《证券法》第十三条 ...

Core Viewpoint - The Shanghai Stock Exchange has revised its guidelines to allow individual investors to withdraw designated trading services through both online and in-person methods, enhancing accessibility and efficiency in the process [1] Group 1 - The new guidelines were published on May 23, under the title "Shanghai Stock Exchange Securities Trading Business Guide No. 11 - Designated Trading Business" [1] - The exchange mandates that designated trading withdrawal requests cannot be delayed or refused for any reason, except in cases where investors have not fulfilled their trading settlement obligations [1] - The Shanghai Stock Exchange is currently surveying brokerage firms to determine if they have implemented online services for individual investors to process designated trading withdrawal requests [1]

Group 1 - The data center securitization market has surged from $5 billion to $30 billion, driven by significant investments in facilities equipped with thousands of GPUs for large language models [1] - Securitization has become a stable and scalable financing source for the capital-intensive digital infrastructure industry [1] - After a stagnation earlier this year due to concerns over AI-related data center demand and tariff uncertainties, the market has rebounded significantly, with pricing and issuance volumes returning to positive trends [1] Group 2 - Three key factors support short-term market momentum: a surge in capital expenditures from major cloud service providers (AWS, Microsoft, Google, Meta, Oracle) indicating strong forward demand for AI cloud services [4] - Despite the optimistic short-term outlook, there are concerns about long-term supply-demand balance, with expectations that the data center market will peak in occupancy rates by mid-next year and then gradually slow down [7] - A tight supply situation is evident, with North America's data center vacancy rate expected to hit a historical low of 1.9% by the end of 2024, and 72% of new capacity already pre-leased [8] Group 3 - The "Gateway to the Stars" initiative by the Trump administration prioritizes generative AI infrastructure, encouraging private sector investment and leading to a growing pipeline of data center projects [8] - Investors should focus on market timing to capitalize on the benefits of AI infrastructure development while closely monitoring changes in supply-demand balance to avoid long-term oversupply risks [9]