博通集成电路（上海）股份有限公司 董事和高级管理人员持有公司股份及其变动管理制度 博通集成电路（上海）股份有限公司 董事和高级管理人员持有公司股份及其变动管理制度 （2025版） 第一章 总则 第一条 为加强对博通集成电路（上海）股份有限公司（以下简称"公司"） 董事、高级管理人员持有或买卖公司股票行为的申报、披露与监督和管理，根据 《中华人民共和国公司法》 （以下简称《公司法》） 《中华人民共和国证券法》 （以 下简称《证券法》） 《上市公司董事和高级管理人员所持本公司股份及其变动管理 规则》 等法律、法规、规范性文件，以及《公司章程》的有关规定，结合公司的实际情 况，特制定本制度。 第二条 公司董事、高级管理人员在买卖公司股票及其衍生品种前，应知悉 并遵守《公司法》《证券法》等法律、法规关于内幕交易、操纵市场、短线交易 等禁止行为的规定，不得进行违法违规的交易。 第三条 公司董事、高级管理人员所持公司股份，是指登记在其名下和利用 他人账户持有的所有公司股份。 公司董事、高级管理人员从事融资融券交易的，其所持公司股份还包括记载 在其信用账户内的公司股份。 第二章 股票买卖禁止行为 第四条 存在下列情形之一的 ...

第一章 总则 第一条 为加强对北京海新能源科技股份有限公司（以下简称"公司"或"本 公司"）董事和高级管理人员持有或买卖本公司股票行为的申报、披露、监督和 管理，进一步明确管理程序，根据《中华人民共和国公司法》（以下简称"《公 司法》"）、《中华人民共和国证券法》（以下简称"《证券法》"）、《深圳 证券交易所上市公司自律监管指引第10号——股份变动管理（2025修订版）》、 《上市公司股东减持股份管理暂行办法（2025修订版）》、《上市公司董事和高 级管理人员所持本公司股份及其变动管理规则（2025修订版）》、《深圳证券交 易所创业板股票上市规则》、《深圳证券交易所上市公司自律监管指引第2号— —创业板上市公司规范运作》、《深圳证券交易所上市公司自律监管指引第18号 ——股东及董事、高级管理人员减持股份（2025年修订）》 （以下简称"《指引》"） 北京海新能源科技股份有限公司 北京海新能源科技股份有限公司 董事和高级管理人员所持本公司股份及其变动管理制度 （2025 年 08 月） 等法律、法规、规范性文件，以及《北京海新能源科技股份有限公司章程》（以 下简称"《公司章程》"）的有关规定，结合公司的实际情况 ...

Core Points - The document outlines the management system for shares held by directors and senior management of Hangzhou Huaxing Chuangye Communication Technology Co., Ltd, aiming to maintain market order and comply with relevant laws and regulations [1][2]. Group 1: General Provisions - The system applies to all shares held by directors and senior management, including those in credit accounts for margin trading [2]. - Directors and senior management are prohibited from engaging in illegal trading activities, including insider trading and market manipulation [2][3]. Group 2: Restrictions on Share Transfers - Shares held by directors and senior management cannot be transferred under specific conditions, such as within one year of the company's stock listing or within six months after leaving the company [4]. - Additional restrictions apply if the company is under investigation for securities violations or if the individual is under investigation related to the company [4]. Group 3: Trading Blackout Periods - Directors and senior management are prohibited from trading shares during specific blackout periods, including 15 days before the annual and semi-annual reports and five days before quarterly reports [3][4]. Group 4: Reporting and Disclosure - Directors and senior management must report their shareholdings and any changes to the Shenzhen Stock Exchange and ensure the accuracy and timeliness of the information [6][9]. - Any trading plans must be submitted in writing to the board of directors for confirmation before execution [8]. Group 5: Accountability and Penalties - Violations of the management system may result in disciplinary actions, including potential removal from positions and recovery of profits from illegal trades [14][15]. - The company is responsible for reporting any illegal trading activities to regulatory authorities [15].

Core Points - The document outlines the management system for the shares held by directors and senior management of Shandong Bailong Chuangyuan Biotechnology Co., Ltd, emphasizing compliance with relevant laws and regulations [1][2][3] Group 1: General Provisions - The system aims to strengthen the management of shares held by directors and senior management, clarifying procedures based on the Company Law and Securities Law [1] - The system applies to shares held by directors, senior management, and their concerted actors [1] Group 2: Shareholding Change Rules and Information Disclosure - Directors and senior management must notify the board secretary in writing before buying or selling company shares, and the board secretary must verify the situation [2][3] - There are restrictions on the transfer of shares held by directors and senior management, including a one-year lock-up period post-listing and a six-month restriction after leaving the company [4][5] Group 3: Transfer Limitations and Conditions - Directors and senior management can only transfer up to 25% of their shares annually, with exceptions for certain circumstances [5][6] - New shares acquired under specific conditions are subject to different transfer rules, including a 25% limit for unrestricted shares in the year of acquisition [6][7] Group 4: Reporting and Disclosure Obligations - Any changes in shareholding must be reported within two trading days, including details of the change [8][9] - A reduction in shares due to divorce must also comply with the reporting rules [8] Group 5: Penalties and Responsibilities - Violations of the share trading rules may result in internal disciplinary actions or legal consequences, including the recovery of profits from short-term trading [11][12] - The board secretary is responsible for reporting violations to the board, stock exchange, and local regulatory authorities [11][12] Group 6: Miscellaneous Provisions - The system will be effective upon approval by the shareholders' meeting and is subject to interpretation and revision by the board [14]

General Principles - The company establishes a management system for the shares held by its directors and senior management to clarify procedures and strengthen management [1] - The system is based on relevant laws and regulations, including the Company Law and Securities Law of the People's Republic of China, as well as guidelines from the Shenzhen Stock Exchange [1] Share Trading Regulations - Directors and senior management must be aware of legal prohibitions against insider trading, market manipulation, and short-term trading before buying or selling company shares [2] - All shares held by directors and senior management, including those in margin trading accounts, are subject to these regulations [2] - The company must enhance internal controls to ensure compliance with share trading regulations and requires written notification of trading plans from directors and senior management [2][3] Reporting and Disclosure - The company and its directors must ensure that all data submitted to the Shenzhen Stock Exchange is accurate and timely, and they bear legal responsibility for any inaccuracies [3] - Directors and senior management must report their personal and family shareholding information to the company within specified timeframes [3] Share Lock-up Policies - Shares held by directors and senior management are subject to lock-up periods, with 100% lock-up for shares acquired within the first year of listing and 75% for shares acquired thereafter [6][11] - The company must apply to the Shenzhen Stock Exchange for the registration of shares as restricted shares when certain conditions are met [10] Trading Restrictions - Directors and senior management are prohibited from trading company shares during specific periods, such as before the announcement of annual and quarterly reports [9] - There are restrictions on transferring shares within one year of the company's stock listing and for six months after leaving the company [9] Transfer Limits - Directors and senior management can only transfer up to 25% of their shares annually, with specific exceptions for certain circumstances [10] - Any untransferred shares at the end of the year will count towards the following year's transfer limit [11] Insider Information Management - The company must ensure that certain individuals do not trade based on insider information, including family members and controlled entities of directors and senior management [20] Information Disclosure Obligations - Changes in shareholdings by directors and senior management must be reported within two trading days and disclosed on the Shenzhen Stock Exchange [21] - Violations of trading regulations may result in the company recovering profits from illegal trades and disclosing the circumstances of such violations [22] Accountability and Penalties - The company will hold directors and senior management accountable for violations of the trading regulations, which may include disciplinary actions and legal consequences [27] - Any violations that significantly impact the company may lead to civil liability for the responsible individuals [27][28] Miscellaneous Provisions - The management system will be revised in accordance with future legal changes and must be approved by the company's board of directors [29][30]

General Principles - The company establishes a management system for the shares held by directors and senior management to comply with relevant laws and regulations, including the Company Law and Securities Law of the People's Republic of China [1][2] - This system applies to all shares registered in the names of directors and senior management, including those held through others' accounts [1] Shareholding and Trading Rules - Directors and senior management can sell shares through the Shanghai Stock Exchange or other legally permitted methods, adhering to commitments regarding holding periods and methods of reduction [2][3] - There are specific circumstances under which directors and senior management are prohibited from reducing their holdings, such as during investigations or within certain timeframes after their appointment or departure [3][4][5] Reporting and Disclosure Requirements - Directors and senior management must report their shareholding information to the company and relevant authorities at specified times, ensuring the data is timely, truthful, and complete [3][6] - The company secretary is responsible for managing and verifying the shareholding data of directors and senior management [3] Restrictions on Trading - There are restrictions on trading shares during specific periods, such as before the announcement of annual or quarterly reports, and during significant events that may affect share prices [5][6] - Directors and senior management are limited to reducing no more than 25% of their total shareholdings in a year, with additional restrictions applying after leaving the company [6][7] Shareholding Changes and Plans - Directors and senior management must notify the company of their trading plans in writing before executing any buy or sell orders, and must wait for feedback from the company secretary [7][8] - Any changes in shareholding must be reported within two trading days, including details of the transaction [9][10] Compliance and Penalties - Directors and senior management must ensure that their relatives and controlled entities do not engage in insider trading based on non-public information [10][11] - Violations of the trading rules may result in penalties from the company and regulatory authorities, including the recovery of profits from illegal trades [11][12]

Core Points - The document outlines the management system for the shares held by the directors and senior management of Guangdong Dongjian Automotive Technology Co., Ltd, emphasizing compliance with relevant laws and regulations [1][2][3] Group 1: General Provisions - The system aims to strengthen the management of shares held by directors and senior management, clarifying procedures to protect the company's interests [1] - The system applies to directors, senior management, their immediate family members, and entities they control [1][2] Group 2: Share Transfer Management - Directors and senior management are prohibited from trading company shares during specific periods, including 15 days before annual and semi-annual reports and 5 days before quarterly reports [2][3] - Certain conditions restrict the transfer of shares, such as within one year of the company's stock listing and within six months after leaving the company [3][4] Group 3: Reduction and Increase Management - Directors or senior management reducing shares before the company's IPO can only do so through centralized bidding, with a limit of 1% of the total shares within any 90-day period [8] - For significant shareholders (5% or more), the limit for reduction through block trading is set at 2% within the same timeframe [9][10] Group 4: Reporting Management - Directors and senior management must report any changes in shareholding within two trading days and disclose details such as the number of shares before and after the change [16][17] - A reduction plan must be reported 15 days prior to the first sale, including details on the number of shares and the reason for reduction [16][17] Group 5: Additional Provisions - The document specifies that if the company's articles of association impose stricter conditions than this system, those conditions must be followed [12] - The system will take effect upon approval by the company's board of directors and will be subject to interpretation and revision by the board [19]

General Provisions - The company establishes a system to manage the shares held by its directors and senior management, based on relevant laws and regulations [1][2] - This system applies to all shares held by directors and senior management, whether registered in their name or held through others [1] Restrictions on Share Trading - Directors and senior management are prohibited from transferring shares under certain conditions, such as within six months after leaving the company or during investigations related to securities violations [4][5] - During their tenure and for six months after, the annual transfer of shares by directors and senior management cannot exceed 25% of their total holdings, with exceptions for specific circumstances [2][3] Insider Trading Regulations - Directors and senior management must comply with laws prohibiting insider trading and must ensure that their immediate family members do not engage in such activities [5][6] - Violations of trading regulations will result in the company reclaiming any profits made from such trades [4] Information Reporting and Disclosure - The company secretary is responsible for managing the shareholdings of directors and senior management, including quarterly checks on their trading activities [6][7] - Directors and senior management must notify the company secretary of their trading plans in writing before executing any trades [6][7] Shareholding Changes Reporting - Any changes in shareholdings must be reported to the company within two trading days, and the company must disclose this information on the designated website [8][9] - If shares are disposed of due to judicial enforcement or other specific reasons, different reporting requirements apply [9][10] Violations and Penalties - Any violations of share transfer regulations by directors and senior management will result in penalties from the securities regulatory authorities, depending on the severity of the violation [10][11]

Core Points - The document outlines the management system for the shares held by directors and senior management of Anhui Huaren Health Pharmaceutical Co., Ltd, emphasizing the need for compliance with relevant laws and regulations [2][3][12] - It specifies the procedures for reporting share transactions by directors and senior management, including timelines for notification and disclosure [4][5][20] - The document establishes restrictions on the transfer of shares by directors and senior management, including limits on the number of shares that can be sold within a year and conditions under which shares cannot be transferred [6][8][19] Group 1 - The management system is established to enhance the oversight of shares held by directors and senior management, in accordance with the Company Law and Securities Law [2][3] - Directors and senior management must notify the board secretary in writing before buying or selling shares, and the board secretary is responsible for managing and verifying the information [4][12] - The document outlines the calculation of transferable shares, stating that newly acquired shares can only be transferred under specific conditions [3][5] Group 2 - Restrictions on share transfers include a maximum of 25% of total shares held per year and a six-month lock-up period after leaving the company [4][6][19] - Certain conditions prohibit directors and senior management from trading shares, such as during the period before financial report announcements and when under investigation for violations [8][18] - The document mandates that any changes in shareholding must be reported to the Shenzhen Stock Exchange within two trading days, including details of the transaction [20][9]

General Principles - The company establishes a management system for the shares held by its directors and senior management to clarify procedures and strengthen oversight [1][2] - This system is based on relevant laws, regulations, and the company's articles of association [1] Shareholding and Trading Restrictions - Directors and senior management are prohibited from short selling the company's shares and engaging in derivative trading based on the company's shares [1][2] - They must notify the board secretary in writing before buying or selling shares, and the board secretary will verify compliance with disclosure and legal requirements [2][3] - There are specific timeframes for reporting personal information and shareholding changes to the Shenzhen Stock Exchange [5][6] Disclosure and Reporting Obligations - The company and its directors must ensure that the information submitted to the Shenzhen Stock Exchange is truthful, accurate, timely, and complete [3][6] - Any changes in shareholding must be disclosed within two trading days, including the number of shares held before and after the change [8][9] Transfer Restrictions - Directors and senior management cannot transfer shares under certain conditions, such as within one year of the company's stock listing or within six months of leaving their position [7][8] - The maximum amount of shares that can be transferred in a year is limited to 25% of their total holdings [8][9] Lock-up and Release of Shares - Shares held by directors and senior management are subject to lock-up periods, with specific conditions for release after the company has been listed for one year [10][11] - The annual transferable share limit is calculated based on the shares held at the end of the previous year [10][11] Insider Trading and Prohibited Periods - Directors and senior management are prohibited from trading the company's shares during specific periods, such as before the announcement of financial reports [12][13] - They must not trade based on undisclosed material information and are responsible for preventing insider trading by related parties [12][13] Compliance and Penalties - Violations of these regulations may result in penalties from the Shenzhen Stock Exchange and the China Securities Regulatory Commission, as well as potential criminal liability [29][30] - The company is responsible for ensuring compliance with these rules and may impose internal penalties for violations [29][30]