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学习贯彻党的二十届三中全会精神,推动完善合规与风险管理工作
Qi Huo Ri Bao· 2025-09-30 09:05
党的二十届三中全会为期货行业带来新发展机遇与挑战。会议强调全面深化改革,突出行业文化建设与 风险管理,为公司指明新方向。本文从合规经营、风险管理、人才建设、中国特色金融文化、数字化转 型、服务实体经济等多角度探讨期货公司如何贯彻落实全会精神,保障公司稳健前行。 一、完善公司制度,确保合规经营 期货公司作为市场重要参与者,合规经营是保障市场稳定和客户利益的关键。应深入贯彻全会精神,将 合规文化融入日常经营与决策,健全内部管理制度。 一是牢固树立合规意识。自上而下强化合规理念,通过定期培训提升全员合规与风险防范能力。二是制 定完善合规与风险管理制度。确保业务活动符合法规与监管要求,建立涵盖风险识别、评估、控制和报 告的全流程管理体系。三是加强内部控制。健全内部审计、监督和检查机制,加强对关键岗位和环节的 管控,防范内部风险。 二、强化风险管理实践,确保稳健运营 风险管理是公司稳健运营与客户资产安全的重要保障。应深入贯彻落实全会关于防范化解重大风险的部 署,将风险管理提升至战略高度。 四、培育优良企业文化,筑牢发展根基 积极培育符合社会主义核心价值观的企业文化,弘扬遵纪守法、诚实守信、稳健经营的风气。通过举办 文化 ...
中期协发布2024年度期货经营机构服务实体经济优秀案例入围名单
Quan Jing Wang· 2025-08-13 05:51
Group 1 - The "2024 Annual Excellent Case Collection Activity for Futures Operating Institutions Serving the Real Economy" organized by the China Futures Association has concluded successfully, with 39 cases from 28 futures companies entering the "Excellent Case Database" [1] - The selected cases cover nearly 40 futures and options varieties, showcasing various business models such as over-the-counter options, basis trading, warehouse receipt services, delivery services, consulting services, swaps, and comprehensive service models, reflecting the refined and customized services provided by futures operating institutions [1] - The cases involve a wide range of service targets, including state-owned enterprises, listed companies, small and medium-sized enterprises, and cooperatives, demonstrating the positive role of futures operating institutions in helping different scales and sectors of enterprises manage market risks and achieve stable development [1] Group 2 - Notably, this year marks a significant breakthrough with the inclusion of government bond futures cases serving the real economy, filling a gap in financial futures cases and providing new ideas for financial futures to serve the real economy [1] - The selected cases also include futures varieties related to new energy, such as industrial silicon and lithium carbonate, as well as newly listed timber futures, showcasing new trends in futures services for the real economy and providing guidance for related industries to participate in the futures market [1] - The China Futures Association has conducted the case collection activity for eight consecutive years, with a total of 216 cases now in the "Excellent Case Database," providing rich experiences and references for the futures industry to serve the real economy [2]
22人通过!中期协公布最新一期名单
券商中国· 2025-07-16 14:05
Core Viewpoint - The China Futures Association has released a new list of qualified senior executives in futures companies, highlighting the ongoing development and professionalization of the industry [1][4]. Group 1: Executive Appointments - A total of 22 senior executives have passed the professional competency evaluation, including 3 candidates for the position of chairman from Dongwu Futures, Shanghai Dongya Futures, and Guangzhou Futures [1][2][5]. - Two candidates are proposed for the position of general manager, and six for the position of deputy general manager, with specific companies mentioned [2][6]. - Additionally, two candidates are nominated for the role of chief risk officer, indicating a focus on risk management within the industry [2][7]. Group 2: Service to the Real Economy - The "2024 Annual Excellent Case Collection Activity" organized by the China Futures Association has concluded, with 39 cases from 28 futures companies entering the "Excellent Case Database for Serving the Real Economy" [3][8]. - The selected cases demonstrate a variety of business models, including OTC options, basis trading, warehouse receipt services, delivery services, consulting services, and swaps, showcasing the tailored services provided by futures institutions [9]. - The service targets include state-owned enterprises, listed companies, SMEs, and cooperatives, reflecting the industry's role in helping various entities manage market risks and achieve stable development [10]. - The cases cover nearly 40 futures and options varieties, spanning agricultural products, energy chemicals, metals, precious metals, and finance, indicating comprehensive coverage of the national economy [10]. - Notably, the inclusion of government bond futures cases marks a new approach for financial futures in serving the real economy, while new energy futures like industrial silicon and lithium carbonate are highlighted as emerging trends [10][11].
东海期货案例入选中期协2024年度期货经营机构服务实体经济优秀案例
Qi Huo Ri Bao Wang· 2025-07-16 08:43
Group 1 - The core viewpoint of the article highlights the successful case of Donghai Futures in integrating financial tools to support the real economy, specifically through the innovative "rights trading + basis trading" model [1][2]. - Donghai Capital, a risk management subsidiary of Donghai Futures, utilized its core advantages to create a win-win ecosystem among upstream soda ash manufacturers, midstream traders, and downstream glass factories [2][3]. Group 2 - Since June 2022, Donghai Futures has signed 1,700 basis trading contracts across various industries, generating sales revenue of approximately 8.8 billion yuan [3]. - The company has served nearly 400 clients in sectors such as food, petrochemicals, and textiles, with a nominal amount exceeding 170 billion yuan [3]. - Donghai Futures has implemented 437 "insurance + futures" projects in 151 counties, covering agricultural products with a total insured amount of nearly 5 billion yuan and total compensation exceeding 100 million yuan [3].