Zhong Guo Jing Ji Wang
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兜底又返佣,是公募违规销售?还是客户经理飞单?几个风险提示必看
Zhong Guo Jing Ji Wang· 2026-01-16 08:55
Core Viewpoint - Recent allegations have emerged regarding brokers promoting public fund products with illegal practices, including promises of guaranteed returns and commission rebates, raising concerns about compliance in the industry [1][10]. Group 1: Allegations and Responses - A netizen reported that a client manager from Galaxy Securities promoted a product from Jinxin Fund, promising capital protection and high rebates while encouraging investors to bypass official sales channels [5][12]. - Jinxin Fund responded quickly, stating that they have reported the illegal fundraising activities to the police and clarified that the involved product had not been officially sold or authorized for distribution [10][14]. Group 2: Regulatory Environment - Regulatory authorities have repeatedly mandated that brokers must standardize their marketing practices, prohibiting inducements for investors lacking the willingness or capacity to invest [10][16]. - The regulations require strict adherence to investor suitability management, ensuring that products are matched to investors' qualifications and risk tolerance [10][16]. Group 3: Product and Investor Requirements - Jinxin Fund's asset management plans are only available to qualified investors, with specific criteria such as a minimum family financial net asset of 3 million yuan or an average annual income of 400,000 yuan over the past three years [14][15]. - The minimum initial investment for collective asset management plans is set at 10 million yuan, and individual investments must meet certain thresholds depending on the type of product [14][15]. Group 4: Industry Practices and Risks - The practice of "flying orders," where brokers recommend products without company authorization, is highlighted as a significant risk, especially when combined with tactics like pooling funds to meet investment thresholds [16][17]. - Despite increased regulatory scrutiny, some industry personnel continue to engage in these risky practices, leading to penalties for both individuals and branches involved in such activities [17][18].
蓝海银行联动威海警方破获非法“维权代理”案
Zhong Guo Jing Ji Wang· 2026-01-16 08:50
蓝海银行始终将消费者权益保护作为重要任务,坚持把合规经营理念贯穿业务全程,持续健全完善 金融风险防控体系。依托大数据监测、AI智能风控模型及用户行为标签分析等先进技术手段,精准识 别各类异常维权行为,快速提炼关键线索,提前预警潜在风险,并通过"警监银一体化联动机制"快速稳 妥处理。 今后,蓝海银行将进一步深化与公安机关、监管部门的协同联动,加大对金融"黑灰产"的打击力 度,坚决捍卫广大消费者的正当权益,共同营造健康、稳定、有序的金融市场环境。 近日,蓝海银行与威海市公安局火炬高技术产业开发区分局刑事侦查大队紧密协作,在国家金融监 督管理总局威海分局大力支持下,成功侦破一起以"恶意投诉、胁迫退费"为手段的非法"维权代理"敲诈 勒索案件。目前,涉案嫌疑人已被依法采取刑事强制措施,案件相关工作正在有序开展。 经警方深入调查,监管部门协助提供政策解读与线索核查,最终确认涉案嫌疑人长期滥用各类投诉 渠道,以"升级投诉至监管层面、扩大负面影响"等进行威胁,持续向金融机构施压,借机索要远超合理 范围的高额"补偿费用"。该行为不仅违背了监管部门设立投诉渠道、保障消费者合法权益的初衷,更涉 嫌敲诈勒索,触犯法律红线,严重扰乱金 ...
金龙鱼退出家乐氏合资公司 部分募投项目再延期
Zhong Guo Jing Ji Wang· 2026-01-16 08:43
Group 1 - The core point of the article is that Golden Dragon Fish (300999.SZ) has sold its entire stake in two joint ventures with Kellogg's to Mars China for a total of $60 million, which is closely related to Mars' global business integration following its acquisition of Kellanova [1] - The transaction involves the transfer of 50% equity in Yihai Kerry Kellogg Foods (Shanghai) Co., Ltd. for $45 million and Yihai Kerry Kellogg Foods (Kunshan) Co., Ltd. for $15 million, resulting in Golden Dragon Fish no longer holding any equity in these companies [1] - The sale is expected to impact the company's net profit for 2024 by more than 10% of the net profit attributable to the parent company for the fiscal year 2026 [2] Group 2 - Golden Dragon Fish announced a delay in the completion of its IPO fundraising project, specifically the Yihai Kerry (Maoming) Grain and Oil Industrial Co., Ltd. oil processing project, which is now expected to reach operational status by June 30 of this year [2] - The project includes a 4,000 tons/day soybean crushing facility and has faced delays due to issues with infrastructure, personnel, and material supply, with a total investment of 560 million yuan, of which 463 million yuan has been invested as of September 30, 2025 [2] - This is not the first delay for the project, as a previous announcement in February 2024 indicated that delays in early-stage construction and procurement of imported equipment had pushed the expected completion date to December 31, 2025 [2]
破发股瑞纳智能董事拟减持 IPO超募5.2亿国元证券保荐
Zhong Guo Jing Ji Wang· 2026-01-16 08:29
Group 1 - The core point of the news is that Chen Chaohui, a shareholder and senior executive of Ruina Intelligent, plans to reduce his shareholding by selling up to 279,500 shares, which is approximately 0.21% of the company's total equity [1] - Ruina Intelligent's total share capital is 136,000,000 shares, and Chen holds 1,118,000 shares, representing 0.82% of the total [1] - The company confirms that this share reduction will not lead to a change in control or significantly impact its governance structure or future operations [1] Group 2 - Ruina Intelligent raised a total of 1.025 billion yuan from its initial public offering, with a net amount of 917 million yuan after deducting issuance costs [2] - The final net fundraising amount exceeded the original plan by 518 million yuan, which was initially set at 399 million yuan for various projects [2] - The company distributed a cash dividend of 8 yuan per 10 shares for the 2022 fiscal year, totaling 59.51 million yuan, and also increased the share capital by 8 shares for every 10 shares held [2]
昆仑万维连亏两年 三季末前十大股东易方达基金占三席
Zhong Guo Jing Ji Wang· 2026-01-16 08:28
2024年,昆仑万维实现归属于上市公司股东的净利润-15.95亿元,实现归属于上市公司股东的扣除非经 常性损益的净利润-16.43亿元。 中国经济网北京1月16日讯 昆仑万维(300418.SZ)昨日晚间发布关于2025年年度业绩预告的提示性公告 称,公司财务部门初步测算,预计2025年年度归属于上市公司股东的净利润为负值,公司2025年年度经 营业绩将出现亏损。 截至2025年9月30日,昆仑万维前10名股东分别为北京盈瑞世纪软件研发中心(有限合伙)、周亚辉、 李琼、香港中央结算有限公司、中国工商银行股份有限公司-易方达创业板交易型开放式指数证券投资 基金、中国工商银行股份有限公司-华泰柏瑞沪深300交易型开放式指数证券投资基金、中国建设银行 股份有限公司-易方达沪深300交易型开放式指数发起式证券投资基金、中国工商银行股份有限公司- 华夏沪深300交易型开放式指数证券投资基金、中国工商银行股份有限公司-易方达中证人工智能主题 交易型开放式指数证券投资基金、中国银行股份有限公司-嘉实沪深300交易型开放式指数证券投资基 金。 (责任编辑:马欣) | 报告期末普通股股东总数 | | 162,814 | | 报 ...
大全能源连亏两年 2021年上市2度募资共募174.5亿元
Zhong Guo Jing Ji Wang· 2026-01-16 08:28
Group 1 - The company, Daqian Energy, anticipates a negative net profit for the year 2025, although the loss is expected to narrow compared to previous years [1] - In 2024, Daqian Energy reported a revenue of 7.411 billion yuan, a year-on-year decrease of 54.62%, and a net profit attributable to shareholders of -2.718 billion yuan, down from 5.763 billion yuan in the previous year [1] - The company also reported a net cash flow from operating activities of -5.386 billion yuan in 2024, compared to 8.741 billion yuan in the previous year [1] Group 2 - Daqian Energy raised a total of 6.447 billion yuan through its initial public offering, exceeding its original plan by 1.067 billion yuan [2] - The funds raised are intended for projects including the production of high-purity semiconductor materials and polycrystalline silicon, as well as to supplement working capital [2] - The total issuance costs for the IPO amounted to 379.81 million yuan, with underwriting fees constituting 344.32 million yuan [2] Group 3 - In 2022, Daqian Energy issued 212,396,215 A-shares at a price of 51.79 yuan per share, raising approximately 10.999 billion yuan [3] - After deducting issuance costs, the net amount raised was about 10.937 billion yuan [3] - The total funds raised from both the IPO and the subsequent issuance amount to 17.447 billion yuan [3]
华林证券财通证券领跌证券板块
Zhong Guo Jing Ji Wang· 2026-01-16 08:28
Group 1 - The core viewpoint of the article highlights the decline in stock prices of Huayin Securities and Caitong Securities, with Huayin Securities closing at 17.78 yuan, down 3.42%, and Caitong Securities closing at 8.66 yuan, down 2.04% [1] - The securities sector experienced an overall decline of 0.66%, with Huayin Securities and Caitong Securities being the largest decliners within this sector [1]
气派科技连亏4年 2021年上市募3.9亿元华创证券保荐
Zhong Guo Jing Ji Wang· 2026-01-16 08:28
中国经济网1月16日讯 气派科技(688216)昨晚披露2025年年度业绩预告公告称,经财务部门初步测 算,预计2025年年度实现营业收入76,000.00万元左右,与上年同期相比,将增加9,343.75万元左右,同 比增长 14.02%左右;预计2025年年度实现归属于母公司所有者的净利润为-8,000.00万元左右,与上年 同期相比,将减亏2,211.37万元左右;预计2025年年度实现归属母公司所有者扣除非经常性损益后的净 利润-9,500.00万元左右,与上年同期相比,将减亏2,612.36万元左右。 气派科技的募集资金总额为3.94亿元,募集资金净额为3.38亿元,较原拟募资少1.48亿元。气派科 技此前披露的招股书显示,公司拟募资4.86亿元,分别用于"高密度大矩阵小型化先进集成电路封装测 试扩产项目""研发中心(扩建)建设项目"。 气派科技的发行费用为5554.28万元,其中华创证券获得保荐及承销费用3605.62万元。 2021年6月23日,气派科技在上交所科创板上市,公开发行新股2657.00万股,每股发行价格14.82 元,保荐机构(主承销商)是华创证券有限责任公司,保荐代表人是杨锦雄、孙 ...
天晟新材拟定增尉立东入主 开盘价买入当天亏损9.3%
Zhong Guo Jing Ji Wang· 2026-01-16 08:28
中国经济网北京1月16日讯 天晟新材(300169.SZ)昨日晚间发布2026年度向特定对象发行股票预案,本次 向特定对象发行股票募集资金总额不超过25,300.00万元(含本数),扣除发行费用后的募集资金净额将 全部用于偿还银行借款及/或补充流动资金。 本次发行前,天晟新材不存在控股股东、实际控制人。按本次特定发行对象认购股份数量上限计算,本 次发行完成后,融晟致瑞直接持有天晟新材50,000,000股股份,持有天晟新材股份比例为13.30%;同时 融晟致瑞一致行动人融晟鑫泰拟通过协议转让方式取得天晟新材20,489,484股股份,对应发行后股份比 例为5.45%,因此在协议转让及本次发行完成后(不考虑股权激励),融晟致瑞及其一致行动人持有天 晟新材股份比例合计为18.75%,显著高于其他股东,且天晟新材其他股东持股比例较为分散,融晟致 瑞及其一致行动人足以对天晟新材股东会决议产生重大影响,融晟致瑞将成为天晟新材控股股东,融晟 鑫泰为天晟新材控股股东的一致行动人;融晟致瑞及融晟鑫泰的执行事务合伙人均为北京尚融投资控股 有限公司(以下简称"尚融控股"),尚融控股对融晟致瑞及融晟鑫泰的合伙企业事务享有决策权,尉 ...
易方达中证800指数增强成立 规模21.5亿元
Zhong Guo Jing Ji Wang· 2026-01-16 08:21
中国经济网北京1月16日讯今日,易方达基金发布易方达中证800指数增强型证券投资基金基金合同生效 公告。 | 基金募集申请获中国证监会核 | | 中国证券监督管理委员会证监许可〔2025〕2746号 | | | | --- | --- | --- | --- | --- | | 准的文号 | | | | | | 基金募集期间 | | 自 2025年 12月 24日至 2026年1月13日 | | | | 验资机构名称 | | 安永华明会计师事务所(特殊普通合伙) | | | | 募集资金划入基金托管专户的 日期 | | 2026年1月15日 | | | | 募集有效认购总户数(单位 户) | | 56. 735 | | | | 份額类别 | | 易方达中证 800 增 | 易方达中证 800 | 合计 | | | | 弾 A | 增强 C | | | 募集期间净认购金额(单位:人 | | 1. 953. 615. 206. 60 | 195. 452. 351. 52 | 2.149.067.558.12 | | 民币元) | | | | | | 认购资金在募集期间产生的利 息(单位:人民币元) | | 1. ...