（责任编辑：徐自立） 中国经济网北京9月22日讯 华安证券(600909.SH)今日收报6.18元，跌幅0.16%。财通证券 (601108.SH)今日收报8.24元，跌幅0.12%。证券板块今日涨1.03%，华安证券、财通证券证券板块仅 有的2家下跌的公司。 ...

今年以来市场行情火爆，券商经纪业务违规成了监管罚单的重灾区。 近日，多地证监局披露罚单，包括国融证券、联储证券、华安证券、华宝证券等机构相继被罚。 与此同时，该营业部的员工田某被四川证监局采取责令改正的行政监管措施。经查，田某在华安证券成都菱安路营业部 （现华安证券成都东大路营业部）工作期间，存在向客户推介虚假金融产品，谋取不正当利益，给客户造成重大损失的 行为。 9月19日，浙江证监局披露罚单，对国融证券义乌新科路证券营业部（原国融证券义乌工人北路证券营业部）以及国融证 券进行处罚。 经查，国融证券义乌新科路证券营业部（原国融证券义乌工人北路证券营业部）发现违法违规行为或者合规风险隐患 时，未主动及时向合规负责人报告，违反了相关规定。浙江证监局决定对该营业部采取责令改正的行政监管措施，并记 入证券期货市场诚信档案，要求该营业部应当深刻吸取教训，采取有效措施做好整改工作，切实加强员工合规意识，有 效提升合规管理水平。 同时，国融证券也因对所辖分支机构合规管理不到位，被浙江证监局采取出具警示函的行政监管措施，并记入证券期货 市场诚信档案。浙江证监局要求，国融证券应当深刻吸取教训，不断完善管理制度和内部控制举措， ...

Core Points - The company completed the repayment of its fifth short-term financing bond for the year 2025, which was issued on June 20, 2025, with a total amount of RMB 1.5 billion and an interest rate of 1.63% [1][1][1] - The bond had a maturity period of 91 days, with the repayment date set for September 19, 2025 [1][1][1] - The total amount repaid, including principal and interest, was RMB 1,506,095,753.42 [1][1][1] Summary by Sections - **Issuance Details** - The company issued the fifth short-term financing bond for 2025 on June 20, 2025, amounting to RMB 1.5 billion with a coupon rate of 1.63% [1][1][1] - The bond's maturity was 91 days, and the repayment date was September 19, 2025 [1][1][1] - **Repayment Information** - On September 19, 2025, the company repaid a total of RMB 1,506,095,753.42, which includes both principal and interest [1][1][1]

证券日报网讯 9月19日晚间，华安证券发布公告称，2025年9月19日，公司兑付了2025年度第五期短期 融资券本息共计人民币1，506，095，753.42元。 （文章来源：证券日报） ...

Core Points - Huaan Securities (600909) reported a closing price of 6.19 yuan on September 19, 2025, down 0.96% from the previous trading day, with a total market capitalization of 28.959 billion yuan [1] - The stock opened at 6.26 yuan, reached a high of 6.27 yuan, and a low of 6.18 yuan, with a trading volume of 2.22 billion yuan and a turnover rate of 0.76% [1] Financing Information - Huaan Securities announced the completion of the repayment for the fifth phase of its short-term financing bonds for 2025, which were issued on June 20, 2025, with an issuance amount of 1.5 billion yuan and a coupon rate of 1.63% [1] - The bonds had a maturity period of 91 days, and the total amount of principal and interest repaid on September 19, 2025, was 1,506,095,753.42 yuan [1]

2025 年 9 月 19 日，公司兑付了 2025 年度第五期短期融资券本息共计人民币 1,506,095,753.42 元。 特此公告。 华安证券股份有限公司董事会 2025 年 9 月 20 日 华安证券股份有限公司 2025 年度第五期短期融资券兑付完成的公告 本公司董事会及全体董事保证本公告内容不存在虚假记载、误导性陈述或 重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 华安证券股份有限公司（以下简称"公司"）于 2025 年 6 月 20 日发行了公 司 2025 年度第五期短期融资券，发行金额为人民币 15 亿元，票面利率为 1.63%， 发行期限为 91 天，兑付日为 2025 年 9 月 19 日，详见本公司于 2025 年 6 月 21 日刊登于上海证券交易所网站 www.sse.com.cn 的《华安证券股份有限公司 2025 年度第五期短期融资券发行结果公告》（公告编号：2025-043）。 证券代码：600909 证券简称：华安证券 公告编号：2025-061 ...

Group 1 - The core viewpoint of the report indicates that Platinum Science and Technology achieved a net profit attributable to shareholders of approximately 190 million yuan in the first half of 2025, representing a year-on-year growth of about 3.3% [1] - In the second quarter of 2025, the company reported a net profit of 120 million yuan, which is a year-on-year increase of 3.4% and a quarter-on-quarter growth of 59.3% [1] - The metal soft magnetic powder core business showed steady growth during the first half of 2025 [1]

Core Viewpoint - The bond issuance by securities firms has significantly accelerated since July, with a total issuance of 1.14 trillion yuan in 2023, surpassing the previous year's total of 693.7 billion yuan, indicating strong capital replenishment needs in the industry [2][10]. Group 1: Bond Issuance Trends - In September alone, at least four securities firms announced new short-term financing bond issuances, totaling over 8 billion yuan, contributing to a cumulative issuance of over 110 billion yuan in the first half of September [1][9]. - The total bond issuance by securities firms from July 1 to September 17 reached approximately 543.8 billion yuan, accounting for about 47% of the annual total [2]. - As of September 17, 2023, 71 securities firms have issued bonds, with a total issuance of 1.14 trillion yuan, reflecting a year-on-year increase of approximately 64.7% [10]. Group 2: Types of Bonds and Their Purposes - Securities company bonds remain the mainstay, with 415 bonds issued totaling over 750 billion yuan, while short-term financing bonds accounted for nearly 370 billion yuan [11]. - The average coupon rate for the issued bonds is 1.89%, with a general downward trend in interest rates compared to the previous year [13][14]. - The primary purposes of the raised funds include liquidity support and refinancing existing debts, with some firms committing to limit the use of funds for capital-consuming businesses [21][24]. Group 3: Market Dynamics and Future Outlook - The increase in bond issuance is driven by a recovery in the A-share market, which has led to a rise in margin trading balances from approximately 1.85 trillion yuan at the end of June to about 2.26 trillion yuan at the end of August, marking a 22.2% increase [9]. - The current low-interest-rate environment makes bond financing more attractive compared to equity financing, providing larger funding support while avoiding equity dilution [25]. - If the A-share market remains active, the trend of bond issuance by securities firms is expected to continue in the near future [25].

炒股就看金麒麟分析师研报，权威，专业，及时，全面，助您挖掘潜力主题机会！ 文/新浪财经上海站 时行工作室 9月16日，四川证监局接连发布两份行政监管措施，指向华安证券成都东大路证券营业部及其前员工田 柯。一纸警示函，一道责令改正，揭开了营业部合规管理与员工职业操守的双重问题。 | 序号 | 标题 | 文号 | 发文日期 | | --- | --- | --- | --- | | | 关于对华安证券股份有限公司成都东大路证券 营业部采取出具警示函行政监管措施的决定 | 〔2025〕 64号 | 2025-09-16 | | 2 | 关于对田柯采取责令改正行政监管措施的决定 | 〔2025〕 63号 | 2025-09-16 | 根据公告，华安证券成都东大路营业部未按规定对员工在职期间的廉洁从业予以考察评估，四川证监局 因此决定对该营业部采取出具警示函的行政监管措施。 与此同时，另一份监管措施更具冲击力——员工田柯在工作期间向客户推介虚假金融产品，谋取不正当 利益，并给客户造成重大损失，被责令改正。 华安证券成都东大路营业部并非籍籍无名。作为华安证券股份有限公司的全资分支机构，前身成都菱安 路营业部自2017年开 ...

Group 1 - The core viewpoint of the news is that Huazhong Securities experienced a decline in stock price and trading volume, with a market capitalization of 29.567 billion yuan as of September 18 [1] - The stock price of Huazhong Securities decreased by 2.02% to 6.32 yuan per share, with a trading volume of 274 million yuan and a turnover rate of 0.92% [1] - Year-to-date, the stock price has increased by 6.04%, but it has seen a decline of 1.40% over the last five trading days and 1.86% over the last twenty days [1] Group 2 - Huazhong Securities is primarily engaged in securities brokerage, underwriting, proprietary trading, asset management, and capital intermediary services, with its main revenue sources being securities brokerage (26.96%), proprietary trading (25.15%), and futures business (20.48%) [1] - As of June 30, the number of shareholders decreased by 4.57% to 115,600, while the average circulating shares per person increased by 4.79% to 40,479 shares [2] - For the first half of 2025, Huazhong Securities reported a net profit of 1.035 billion yuan, representing a year-on-year growth of 44.94% [2] Group 3 - Since its A-share listing, Huazhong Securities has distributed a total of 3.326 billion yuan in dividends, with 1.407 billion yuan distributed in the last three years [3] - As of June 30, 2025, the largest circulating shareholder is Hong Kong Central Clearing Limited, holding 84.9625 million shares, an increase of 12.7003 million shares from the previous period [3] - The Guotai Zhongzheng CSI Securities Company ETF is the tenth largest circulating shareholder, holding 43.2838 million shares, a decrease of 471.17 thousand shares from the previous period [3]