中信证券股份有限公司 关于 宁夏宝丰能源集团股份有限公司 2023 年度向特定对象发行 A 股股票 之 上市保荐书 保荐人（主承销商） 广东省深圳市福田区中心三路8号卓越时代广场（二期）北座 二〇二三年九月 宁夏宝丰能源集团股份有限公司 2023 年度向特定对象发行 A 股股票 上市保荐书 声 明 在本上市保荐书中，除上下文另有所指，释义与《宁夏宝丰能源集团股份有限公 司 2023 年度向特定对象发行 A 股股票募集说明书》相同。 3-2-1 | | | | 声 | 明 | 1 | | --- | --- | --- | | 目 | 录 | 2 | | 第一节 | | 发行人基本情况 4 | | | | 一、发行人概况 4 | | | | 二、主营业务介绍 4 | | | | 三、主要财务数据及财务指标 5 | | | | 四、保荐代表人、项目协办人及其他项目组成员情况 6 | | 第二节 | | 发行人主要风险 8 | | | | 一、对公司核心竞争力、经营稳定性及未来发展可能产生重大不利影响的因素 8 | | | | 二、可能导致本次发行失败或募集资金不足的因素 11 | | | | 三、对本次募投项目的 ...

中信证券股份有限公司 关于 宁夏宝丰能源集团股份有限公司 2023 年度向特定对象发行 A 股股票 之 发行保荐书 保荐人（主承销商） 广东省深圳市福田区中心三路 8 号卓越时代广场（二期）北座 二零二三年九月 | | | | 明 声 | 3 | | --- | --- | | 第一节 | 本次证券发行基本情况 4 | | | 一、保荐人名称 4 | | | 二、保荐代表人、项目协办人及其他项目组成员情况 4 | | | 三、本次保荐的发行人证券发行的类型 5 | | | 四、发行人情况 5 | | | 五、保荐人与发行人存在的关联关系 10 | | | 六、保荐人内部审核程序和内核意见 12 | | 第二节 | 保荐人承诺事项 13 | | 第三节 | 关于有偿聘请第三方机构和个人等相关行为的核查 14 | | 第四节 | 对本次证券发行上市的推荐意见 15 | | | 一、本次证券发行决策程序 15 | | | 二、本次发行符合《公司法》《证券法》规定的发行条件 16 | | | 三、发行人不存在《管理办法》第十一条规定的不得向特定对象发行股票的情形 | | | 16 | | | 四、本次发行募集资金的使 ...

Financial Performance - The company reported a total revenue of 1.2 billion CNY for the first half of 2023, representing a year-on-year increase of 15%[2]. - The net profit attributable to shareholders reached 300 million CNY, up 20% compared to the same period last year[2]. - The company's operating revenue for the first half of 2023 was CNY 13,089,852,070.88, a decrease of 9.07% compared to the same period last year[16]. - The net profit attributable to shareholders for the first half of 2023 was CNY 2,256,743,740.32, down 43.79% year-on-year[16]. - The basic earnings per share for the first half of 2023 was CNY 0.31, a decline of 43.64% from CNY 0.55 in the same period last year[17]. - The company reported a total profit of CNY 2,601,805,778.53, a decrease of 44.5% from CNY 4,689,531,357.56 in the first half of 2022[117]. - The total comprehensive income attributable to the parent company's shareholders was CNY 2,256,743,740.32, down from CNY 4,014,741,624.01 in the same period last year[117]. Market Expansion and Development - User data indicates a growth in active users by 10% to 1.5 million during the reporting period[2]. - The company plans to expand its market presence by entering two new provinces by the end of 2023[2]. - Investment in new product development increased by 25% to 150 million CNY, focusing on clean energy technologies[2]. - The company is actively investing in projects such as the 600,000 tons/year olefin project and the 50,000 tons/year coal-to-olefin project, indicating ongoing market expansion efforts[16]. - The company is expanding its production capacity with a new project in Inner Mongolia, targeting 2.6 million tons/year of coal-based olefins and 400,000 tons/year of integrated green hydrogen coupling[40]. Financial Position and Assets - The total assets at the end of the reporting period were CNY 65,990,285,524.42, an increase of 14.61% compared to the end of the previous year[16]. - The company's net assets attributable to shareholders increased by 3.70% to CNY 35,128,058,666.67 compared to the end of the previous year[16]. - The company's asset-liability ratio at the end of the reporting period was 46.77%, indicating a healthy financial status[41]. - Cash and cash equivalents increased by 58.83% year-on-year to RMB 2,158,034.42 million, primarily due to bank borrowings for project funding[59]. - The company's total equity attributable to shareholders was RMB 36,372,749,173.04, up from RMB 35,148,447,433.03, reflecting an increase of about 3.5%[113]. Cash Flow and Investment Activities - The company reported a net cash flow from operating activities of CNY 4,085,465,421.95, which is a 2.19% increase compared to the same period last year[16]. - Cash outflow from investment activities totaled CNY 6,896,432,207.49, compared to CNY 4,270,482,480.69 in the first half of 2022, indicating a significant increase of 61.5%[120]. - Financing activities generated a net cash inflow of RMB 430,377.42 million, an increase of RMB 235,313.44 million or 120.63% year-on-year, primarily for project financing[55]. Risk Management and Compliance - The report highlights potential risks related to market fluctuations and regulatory changes[6]. - The company has no non-operating fund occupation by controlling shareholders or related parties[5]. - There are no violations of decision-making procedures regarding external guarantees[5]. - The company faces safety production risks due to the hazardous nature of its chemical products and coal mining operations, but has established a comprehensive safety management system[68]. - The company is actively managing the risks of product and raw material price fluctuations by enhancing procurement management and exploring new supply channels[68]. Environmental and Sustainability Initiatives - The company has successfully implemented energy-saving projects, resulting in a 7.38% reduction in unit energy consumption for the first half of 2023[54]. - The company is committed to reducing carbon emissions by replacing fossil fuels with renewable energy sources[86]. - The company has established various pollution prevention facilities, all of which are operating normally, including wastewater treatment and VOCs management systems[78]. - The company has adopted advanced technologies for sulfur and nitrogen removal in its production processes, ensuring compliance with environmental regulations[77]. Shareholder and Corporate Governance - No profit distribution or capital reserve transfer to share capital is planned for this reporting period[4]. - The company has undergone a board restructuring, with several directors being elected and others resigning[73]. - The company has approved a three-year shareholder return plan for 2023-2025[72]. - The company has made long-term commitments to not engage in any illegal financing activities, ensuring that no loans exceed actual transaction amounts[89]. Inventory and Production Metrics - The average inventory of polyolefin products decreased by 37.7% year-on-year to 0.61 million tons, while coke product inventory fell by 10.6% to 4.51 million tons[51]. - The company achieved a raw coal quality rate of 94.82% in the first half of 2023, an increase of 2.01 percentage points from 2022, marking a historical high[49]. - The company has completed capacity increases at two coal mines, adding a total of 1 million tons/year, bringing total coal production capacity to 9.1 million tons/year[47]. Legal and Regulatory Matters - There were no significant lawsuits or arbitration matters during the reporting period[99]. - The company has obtained pollution discharge permits for all production projects as of June 30, 2023, including three new projects in 2023[76]. - In 2023, the company faced one administrative penalty related to environmental protection, with a fine of 700,000 yuan paid and rectification completed[82].

证券代码：600989 证券简称：宝丰能源 公告编号：2023-041 二、会议审议表决情况 审议通过了《关于公司2023年半年度报告及其摘要的议案》 同意公司编制的 2023 年半年度报告及摘要。 报告全文详见公司同日刊登在上海证券交易所网站（www.sse.com.cn）的《宁夏 宝丰能源集团股份有限公司2023年半年度报告》。摘要全文详见同日刊登在《中国证 券报》、《上海证券报》、《证券时报》、《证券日报》和上海证券交易所网站 （www.sse.com.cn）的《宁夏宝丰能源集团股份有限公司2023年半年度报告摘要》。 表决结果：9 票同意、0 票反对、0 票弃权。 宁夏宝丰能源集团股份有限公司 第四届董事会第五次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者 重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 一、会议召开情况 宁夏宝丰能源集团股份有限公司（以下简称"公司"）第四届董事会第五次会议 通知于2023年8月14日以电子邮件、移动办公平台等方式向公司全体董事发出。会议 于2023年8月24日以通讯方式召开。本次会议应出席董事9名，实际出席董 ...

根据《上海证券交易所上市公司自律监管指引第 3 号——行业信息披露第十三 号化工》有关规定和披露要求，现将宁夏宝丰能源集团股份有限公司（以下简称"公 司"）2023 年上半年主要经营数据披露如下： 一、主要产品产量、销量及收入情况 2023 年 1-6 月，公司实现营业收入 1,308,985.21 万元，其中主营业务收入 1,299,066.86 万元，其他业务收入 9,918.35 万元。构成公司主营业务收入的产品产销情况如下： 二、主要产品价格变动情况（不含税） 单位：元/吨 证券代码：600989 证券简称：宝丰能源 公告编号：2023-043 宁夏宝丰能源集团股份有限公司 2023年上半年主要经营数据公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者 重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 | 序号 | 主要品种 | 2023 | 年上半年 | 2022 年上半年 | 变动幅度 | | --- | --- | --- | --- | --- | --- | | | | | 平均单价 | 平均单价 | | | 1 | 聚乙烯 | | 7,072.35 ...

证券代码：600989 证券简称：宝丰能源 公告编号：2023-044 宁夏宝丰能源集团股份有限公司 2023 年半年度业绩说明会预告公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： 投资者可于 2023 年 8 月 28 日(星期一)至 9 月 1 日(星期五)16:00 前登录上证 路 演 中 心 网 站 首 页 点 击 " 提 问 预 征 集 " 栏 目 或 通 过 公 司 邮 箱 bfny@baofengenergy.com 进行提问。公司将在说明会上对投资者普遍关注的问 题进行回答。 宁夏宝丰能源集团股份有限公司（以下简称"公司"）已于 2023 年 8 月 26 日发布公司 2023 年半年度报告，为便于广大投资者更全面深入地了解公司 2023 年上半年经营成果、财务状况及未来发展战略，公司计划于 2023 年 9 月 4 日下 午 15:00-16:00 举行 2023 年半年度业绩说明会，就投资者关心的问题进行交流。 一、说明会类型 本次投资者说明会以视频结合网络互动召开，公司将针对 ...

证券代码：600989 证券简称：宝丰能源 公告编号：2023-042 宁夏宝丰能源集团股份有限公司 第四届监事会第三次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述或者 重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 一、会议召开情况 宁夏宝丰能源集团股份有限公司（以下简称"公司"）第四届监事会第三次会议 通知于2023年8月14日以电子邮件、移动办公平台等方式向公司全体监事发出。会议 于2023年8月24日以通讯方式召开。本次会议应出席监事3名，实际出席监事3名，会议 由公司监事会主席夏云女士召集并主持。本次会议的召集、召开及表决程序符合有关 法律、行政法规、部门规章、规范性文件及《公司章程》的规定。 5.公司监事会认为，截至报告期末，公司法人治理结构健全，内部控制制度完善； 董事会及其专门委员会运作规范，决策程序合法有效，公司董事及高级管理人员在履 行公司职务时，无违法、违规及损害公司和股东利益的行为。 报告全文详见公司同日刊登在上海证券交易所网站（www.sse.com.cn）的《宁夏 宝丰能源集团股份有限公司2023年半年度报告》。摘要全文详见同日 ...

Financial Performance - The company's operating revenue for Q1 2023 was CNY 6,733,039,464.58, representing a year-on-year increase of 3.35%[4] - The net profit attributable to shareholders decreased by 32.13% to CNY 1,185,215,468.67 compared to the same period last year[4] - The net profit attributable to shareholders after deducting non-recurring gains and losses also fell by 32.14% to CNY 1,279,926,515.69[4] - The basic and diluted earnings per share were both CNY 0.16, down 33.33% year-on-year[4] - Total operating revenue for Q1 2023 reached ¥6,733,039,464.58, an increase of 3.37% compared to ¥6,514,555,802.12 in Q1 2022[14] - Net profit for Q1 2023 was ¥1,185,215,468.67, a decrease of 32.2% from ¥1,746,282,451.53 in Q1 2022[14] - Basic and diluted earnings per share for Q1 2023 were both ¥0.16, down from ¥0.24 in Q1 2022[14] Cash Flow - The net cash flow from operating activities increased by 39.52% to CNY 1,928,852,485.43, driven by increased bank collections from product sales[4][7] - The net cash flow from operating activities for Q1 2023 was CNY 1,928,852,485.43, an increase of 39.5% compared to CNY 1,382,505,801.79 in Q1 2022[15] - Cash inflow from sales of goods and services reached CNY 6,708,595,402.64, up from CNY 5,222,309,439.56, representing a growth of 28.5% year-over-year[15] - The ending balance of cash and cash equivalents was CNY 2,160,538,335.88, compared to CNY 1,330,466,710.31 at the end of Q1 2022, reflecting a year-over-year increase of 62.2%[15] - The company received CNY 3,650,000,000.00 in loans during the quarter, up from CNY 1,960,000,000.00 in Q1 2022[15] - The cash paid for purchasing goods and services was CNY 3,810,592,913.01, an increase from CNY 2,601,733,276.10 in the previous year[15] - The company reported a decrease in tax payments, totaling CNY 478,548,824.86, down from CNY 750,093,611.54 in Q1 2022[15] Assets and Liabilities - Total assets at the end of the reporting period were CNY 62,115,507,020.28, an increase of 7.88% from the end of the previous year[5] - Total assets increased to ¥62,115,507,020.28 as of March 31, 2023, from ¥57,578,314,322.10 at the end of 2022[12] - Total liabilities rose to ¥27,044,213,716.88, up from ¥23,703,680,350.42 at the end of 2022[12] - Long-term borrowings increased to ¥14,349,600,000.00 in Q1 2023, compared to ¥10,911,600,000.00 in Q1 2022[12] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 84,955[8] - The largest shareholder, Ningxia Baofeng Group Co., Ltd., held 35.57% of the shares, amounting to 2,608,470,063 shares[8] Non-Recurring Items - The company reported non-recurring losses totaling CNY 94,711,047.02, primarily due to asset disposal losses and other non-operating income[6] Research and Development - Research and development expenses for Q1 2023 were ¥29,366,141.64, an increase from ¥22,601,329.02 in Q1 2022[14] Investment Income - The company reported an investment income of ¥8,812,199.73 in Q1 2023, compared to no investment income in Q1 2022[14] Operating Costs - Total operating costs for Q1 2023 were ¥5,241,224,288.22, up 21.5% from ¥4,311,158,420.88 in Q1 2022[14]

证券代码：600989 证券简称：宝丰能源 公告编号：2023-017 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 宁夏宝丰能源集团股份有限公司 2022 年度业绩说明会预告公告 重要内容提示： 投资者可于 2023 年 4 月 3 日(星期一)至 4 月 6 日(星期四)16:00 前登录上证 路 演 中 心 网 站 首 页 点 击 " 提 问 预 征 集 " 栏 目 或 通 过 公 司 邮 箱 bfny@baofengenergy.com 进行提问。公司将在说明会上对投资者普遍关注的问 题进行回答。 宁夏宝丰能源集团股份有限公司（以下简称"公司"）已于 2023 年 3 月 10 日发布公司 2022 年度报告，为便于广大投资者更全面深入地了解公司 2022 年度 经营成果、财务状况及未来发展战略，公司计划于 2023 年 4 月 7 日下午 15:00- 16:00 举行 2022 年度业绩说明会，就投资者关心的问题进行交流。 一、说明会类型 本次投资者说明会以视频结合网络互动召开，公司将针对 2022 年度经 ...