首创证券股份有限公司独立董事 关于第二届董事会第一次会议相关事项的 独立意见 根据有关法律、法规和监管要求，以及《首创证券股份 有限公司章程》（以下简称《公司章程》）和《首创证券股 份有限公司独立董事工作制度》等相关规定，作为首创证券 股份有限公司（以下简称公司）的独立董事，在认真审阅有 关文件并了解相关情况的基础上，我们基于独立判断的立场， 对第二届董事会第一次会议相关事项发表独立意见如下： 一、《关于聘任公司总经理的议案》等议案的独立意见 1.经审阅本次董事会拟聘任高级管理人员的教育背景、 任职经历、履职能力等相关材料，我们认为毕劲松先生、王 洪亮先生、何峰先生、唐洪广先生、方杰先生、付家伟先生、 史彬先生和伏劲松先生的任职资格符合上市公司和证券公 司高级管理人员的条件，不存在《公司法》等法律法规、规 范性文件以及《公司章程》规定不得担任上市证券公司高级 管理人员的情形，未受到中国证监会的行政处罚和证券交易 所惩戒，亦不存在上海证券交易所认定不适合担任上市公司 高级管理人员的其他情况。 2.公司聘任上述高级管理人员的提名方式和程序、提名 人资格、审议和表决方式符合相关法律法规、规范性文件及 《公司章程》的 ...

本次会议由过半数董事推举苏朝晖董事主持，公司监事、高级管理人员和其 他相关人员列席会议。本次董事会会议的召开和表决情况符合有关法律、行政法 规、部门规章、规范性文件和《首创证券股份有限公司章程》等公司规章制度的 相关规定。 证券代码：601136 证券简称：首创证券 公告编号：2023-034 首创证券股份有限公司 第二届董事会第一次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、董事会会议召开情况 首创证券股份有限公司（以下简称公司）第二届董事会第一次会议于 2023 年 9 月 15 日以书面方式发出会议通知及会议材料，于 2023 年 9 月 15 日在北京 五洲大酒店会议室以现场结合通讯的方式召开。本次会议应出席董事 11 名；实 际出席董事 11 名，其中现场出席的董事 9 名，以视频方式出席的董事 2 名。 二、董事会会议审议情况 （一）审议通过《关于豁免董事会会议通知期限的议案》 全体董事一致同意豁免本次会议提前通知的义务，并同意于 2023 年 9 月 15 日召开本次会议。 表决情况：同意 ...

证券代码：601136 证券简称：首创证券 公告编号：2023-035 首创证券股份有限公司 第二届监事会第一次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、监事会会议召开情况 首创证券股份有限公司（以下简称公司）第二届监事会第一次会议于 2023 年 9 月 15 日以书面方式发出会议通知及会议材料，于 2023 年 9 月 15 日在北京 五洲大酒店会议室以现场结合通讯的方式召开。本次会议应出席监事 5 名；实际 出席监事 5 名，其中现场出席的监事 4 名，以视频方式出席的监事 1 名。 本次会议由过半数监事推举李章监事主持，公司相关高级管理人员列席会议。 本次监事会会议的召开和表决情况符合有关法律、行政法规、部门规章、规范性 文件和《首创证券股份有限公司章程》等公司规章制度的相关规定。 二、监事会会议审议情况 （一）审议通过《关于豁免监事会会议通知期限的议案》 全体监事一致同意豁免本次会议提前通知的义务，并同意于 2023 年 9 月 15 日召开本次会议。 表决情况：同意 5 票，反对 0 票，弃 ...

证券代码：601136 证券简称：首创证券 公告编号：2023-033 首创证券股份有限公司 | 1、出席会议的股东和代理人人数 | 11 | | --- | --- | | 2、出席会议的股东所持有表决权的股份总数（股） | 2,460,821,500 | | 3、出席会议的股东所持有表决权股份数占公司有表决权股 | | | 份总数的比例（%） | 90.0300 | 注：出席会议的股东包括现场出席会议的股东及通过网络投票出席会议的股东。 （四） 表决方式是否符合《公司法》及《公司章程》的规定，大会主持情 况等。 2023 年第一次临时股东大会决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 本次会议是否有否决议案：无 一、 会议召开和出席情况 （一） 股东大会召开的时间：2023 年 9 月 15 日 （二） 股东大会召开的地点：北京市朝阳区北辰东路 8 号北京五洲大酒店 五洲厅 （三） 出席会议的普通股股东和恢复表决权的优先股股东及其持有股份情 况： 本次股东大会会议的召集程序及表决方式符合《公司 ...

国枫律股字[2023]A0489 号 北京市东城区建国门内大街 26 号新闻大厦 7 层、8 层 电话：010-88004488/66090088 传真：010-66090016 邮编：100005 北京国枫律师事务所 关于首创证券股份有限公司 2023 年第一次临时股东大会的 法律意见书 致：首创证券股份有限公司（贵公司） 北京国枫律师事务所（以下简称"本所"）接受贵公司的委托，指派律师出席并见 证贵公司 2023 年第一次临时股东大会（以下简称"本次会议"）。 本所律师根据《中华人民共和国公司法》（以下简称《公司法》）、《中华人民共 和国证券法》（以下简称《证券法》）、《上市公司股东大会规则》（以下简称《股东 大会规则》）、《律师事务所从事证券法律业务管理办法》（以下简称《证券法律业务管理 办法》）、《律师事务所证券法律业务执业规则（试行）》（以下简称《证券法律业务执业 规则》）等相关法律、行政法规、规章、规范性文件及《首创证券股份有限公司章程》 （以下简称《公司章程》）的规定，就本次会议的召集与召开程序、召集人资格、出席 会议人员资格、会议表决程序及表决结果等事宜，出具本法律意见书。 对本法律意见书的出 ...

证券代码：601136 证券简称：首创证券 公告编号：2023-032 重要内容提示： ●会议召开时间：2023 年 9 月 8 日（星期五）15:30-16:30。 ●会议召开方式：网络互动。 ●会议召开地点：https://roadshow.cnstock.com/（上海证券报·中国证券网 路演中心网站）。 ●问题预征集：投资者可于 2023 年 9 月 7 日（星期四）16:00 前通过公司邮 箱（pr@sczq.com.cn）进行提问，邮件标题注明"601136 2023 年半年度业绩说 明会问题预征集"。公司将在说明会上对投资者普遍关注的问题进行回答。 首创证券股份有限公司（以下简称"公司"）已于2023年8月25日发布公司 2023年半年度报告及其摘要，为便于广大投资者更全面深入地了解公司2023年半 年度经营成果、财务状况，公司计划于2023年9月8日15:30-16:30举行2023年半年 度业绩说明会，就投资者关心的问题进行交流。 一、说明会类型 本次业绩说明会通过网络互动方式召开，公司将针对 2023 年半年度经营业 绩及财务指标相关情况与投资者进行互动交流和沟通，并在信息披露允许的范围 ...

Capital Structure and Financial Performance - The registered capital increased to CNY 2,733,333,800 as of June 30, 2023, compared to CNY 2,460,000,000 at the end of the previous year[17]. - The net capital decreased to CNY 10,657,069,965.49 as of June 30, 2023, down from CNY 11,392,197,418.15 at the end of the previous year, representing a decline of approximately 6.43%[17]. - The company did not propose any profit distribution plan or capital reserve transfer to increase share capital during the reporting period[5]. - The company's operating revenue for the first half of 2023 reached ¥850,010,555.37, representing a 12.08% increase compared to ¥758,398,300.70 in the same period of 2022[35]. - The net profit attributable to shareholders of the parent company was ¥275,030,597.87, up 13.46% from ¥242,394,910.08 year-on-year[35]. - The total assets as of June 30, 2023, amounted to ¥41,771,224,497.41, reflecting a 4.90% increase from ¥39,820,575,017.37 at the end of 2022[36]. - The total liabilities increased by 7.69% to ¥29,841,932,856.06 from ¥27,709,756,669.39 at the end of 2022[36]. - The total equity attributable to shareholders of the parent company decreased by 1.50% to ¥11,913,747,651.58 from ¥12,095,234,720.63 at the end of 2022[36]. - The company's cash and cash equivalents decreased by 25.98% to ¥4,773,485,508.65 from ¥6,449,031,455.18[46]. - The company's interest income turned negative at ¥-49,798,364.62, a decline of 379.05% from ¥17,845,795.53 in the previous year[46]. - The company's investment income decreased by 29.78% to ¥342,942,891.02 from ¥488,397,044.27 year-on-year[46]. - The company's short-term financing payables surged by 72.00% to ¥2,978,041,098.20 from ¥1,731,399,911.56[46]. - The company reported a significant increase in accounts receivable, which rose by 220.38% to ¥777,147,253.44 from ¥242,571,860.63[46]. - The company's net profit attributable to shareholders after deducting non-recurring gains and losses for the first half of 2023 was ¥273,281,606.22, representing a 17.67% increase compared to ¥232,237,687.92 in the same period last year[195]. - The asset-liability ratio increased to 66.76% at the end of the reporting period, up from 64.67% at the end of the previous year, reflecting a 3.24% rise[195]. - The company's cash interest coverage ratio was reported at -22.6061, a significant decrease from -14.9182, primarily due to a reduction in net cash flow from operating activities[195]. - The company's total liabilities amounted to ¥29,841,932,856.06, an increase from ¥27,709,756,669.39 at the end of the previous year[199]. - The company's current ratio was 1.4439, slightly down from 1.4808 at the end of the previous year, indicating a 2.49% decrease[195]. - The company's EBITDA interest coverage ratio decreased to 1.9815 from 2.0654, reflecting a 4.06% decline[195]. - The company has no changes in its debt repayment plans or other debt security measures during the reporting period, and all measures have been effectively executed[193]. Risk Management and Compliance - The company has established an effective internal control system and risk management framework to mitigate various risks, including market, credit, liquidity, operational, compliance, reputational, and information technology risks[8]. - The company emphasizes the importance of risk awareness in its forward-looking statements, advising investors to be cautious of investment risks[6]. - The company faces various risks including market risk, credit risk, liquidity risk, operational risk, compliance risk, reputational risk, and information technology risk[105]. - The company has implemented a diversified investment strategy to manage market risks associated with equity securities, including the use of stock index futures for hedging[107]. - Credit risk management focuses on high credit-rated products, with a strategy to monitor and control risks in fixed income investment transactions[108]. - The company has established a liquidity risk monitoring system centered on liquidity coverage ratio and net stable funding ratio, with daily monitoring to maintain sufficient liquidity asset reserves[109]. - During the reporting period, all liquidity indicators met regulatory standards, and no liquidity risk events occurred[110]. - The company has implemented a comprehensive risk management system, including 29 risk management policies covering various types of risks such as credit, market, and operational risks[117]. - The risk management organizational structure consists of a four-tier system, with the board of directors being the highest decision-making body responsible for overall risk management[119]. - The company has not experienced any significant operational risk events during the reporting period, thanks to a robust internal control policy and procedures[111]. - The company has developed a liquidity risk management emergency plan to effectively address liquidity risk events and minimize potential harm[110]. - The company has enhanced its compliance management system, focusing on training and optimizing compliance assessment indicators across all departments[112]. - The company has made significant investments in information technology to improve system stability and data security, including the completion of domestic encryption modifications for its online trading systems[115]. - The company has established a reputation risk management mechanism that operates smoothly, with no major reputation risk events reported during the period[114]. - The company conducts regular liquidity risk stress tests to ensure it can meet liquidity needs under pressure scenarios[109]. - The company has established a comprehensive risk management system, focusing on reducing operational and procedural risks to enhance overall operational efficiency[124]. - The risk management department is led by the Chief Risk Officer and is responsible for monitoring, assessing, and reporting the company's overall risk levels[120]. - The company has implemented a risk control indicator system centered on net capital and liquidity, with early warning standards set at 120% for minimum requirements and 80% for maximum limits[124]. - The company has developed a professional risk management talent pool, ensuring that at least 2% of headquarters staff have over three years of relevant experience[122]. - The company has optimized various risk management systems, including the bond trading monitoring system and credit risk management system, to enhance risk identification and response capabilities[125]. - The company has set annual risk limits totaling over 100 items, which are distributed across business lines and departments to ensure risk preferences are integrated into operational decisions[124]. - The company actively participates in project initiation reviews and collaborates with business departments to establish risk control mechanisms[126]. - The company has conducted stress tests and other assessments to evaluate various risks and has organized effective responses to any risk events that occur[126]. Regulatory Compliance and Governance - The company held its annual general meeting on June 20, 2023, where multiple resolutions regarding the 2022 annual report and financial statements were approved[129]. - There have been changes in the board of directors, with two directors resigning due to personal work adjustments[131]. - The company did not propose any profit distribution or capital reserve fund transfer for the half-year period[133]. - The company strictly adheres to environmental protection laws and has not faced any administrative penalties related to environmental issues during the reporting period[136]. - The company organized activities for environmental protection, including tree planting events, with over 60 participants contributing to local green initiatives[137]. - The company implemented measures to reduce carbon emissions, such as energy management in office areas and promoting paperless operations[138]. - The company played a leading role in issuing the first publicly offered rural revitalization corporate bond in Guangxi, which helped alleviate cash flow pressures for local agricultural enterprises[140]. - The company purchased 106,000 yuan worth of consumer assistance products from Xinjiang for employee welfare, supporting local economic development[141]. - The company conducted 15 online teaching sessions for students in Inner Mongolia, benefiting over 800 students and promoting comprehensive development[142]. - The company assisted a weak collective economy village in Beijing, helping it achieve an operational income of 116,400 yuan during the reporting period[143]. - The company received a warning letter from the Beijing Securities Regulatory Commission on March 29, 2023, for insufficient verification of overdue debts related to the issuance of corporate bonds by Beijing Oriental Garden Environment Co., Ltd.[151]. - On May 22, 2023, the company was again issued a warning letter for non-compliance in private asset management business, including inadequate risk assessment and management of research reports[153]. - The company is actively conducting special self-inspection and rectification work to address the issues identified by the regulatory authority[152]. - The company has committed to improving its due diligence system for bond underwriting and enhancing the verification of potential risk events[152]. - The company has implemented compliance accountability for relevant departments and personnel following the regulatory actions[154]. - There were no significant lawsuits or arbitration matters during the reporting period, and no major litigation exceeding RMB 10 million was disclosed[150]. - The company has not experienced any non-operating fund occupation by controlling shareholders or related parties during the reporting period[149]. - The company has made long-term commitments regarding the accuracy of its prospectus and the protection of investor interests[148]. - The company is focused on enhancing internal controls and compliance levels in its asset management and research report operations[154]. Business Operations and Market Presence - The company holds a valid securities and futures business license issued by the China Securities Regulatory Commission on March 8, 2023[18]. - The company has not experienced any non-operational fund occupation by controlling shareholders or related parties during the reporting period[7]. - As of the end of the reporting period, the company has established 17 branches and 49 business departments, with its subsidiary, Shichuang Kyoto Futures, having set up 4 branches[19]. - The company obtained the financing and securities lending trading permission from the Beijing Stock Exchange on February 10, 2023[27]. - On April 7, 2023, the company received the market-oriented securities lending agreement declaration qualification from China Securities Finance Corporation[27]. - Shichuang Kyoto Futures was awarded the "Trading Settlement Membership Certificate" by the China Financial Futures Exchange on May 26, 2023, changing its status from trading member to trading settlement member[27]. - The company holds various qualifications, including online securities commission business qualification and self-operated business participation in stock index futures trading qualification[20]. - The company has qualifications for various financial services, including bond custody and settlement business, and market-making for corporate bonds[23]. - The company is a member of multiple exchanges, including the Shanghai Stock Exchange and Shenzhen Stock Exchange, enhancing its market presence[24]. - The company has been granted qualifications for innovative business trials, such as one-way video verification of investor identity[23]. - The company has a comprehensive range of qualifications for asset management and private fund management through its subsidiaries[25]. - The company is a member of the China Securities Association and has qualifications for various financial instruments, including options and warrants[24]. - The company has expanded its branch network, adding new locations in economically developed regions to strengthen market expansion and customer service[55]. - The company's asset management business generated revenue of 225.60 million yuan, accounting for 26.54% of total revenue[60]. - The scale of the company's private asset management business decreased by 9.01% year-on-year, totaling 6.25 trillion yuan, with single asset management plans down 5.12% and collective plans down 14.72%[62]. - The number of active asset management products reached 585, with a net asset scale of 116.96 billion yuan, reflecting a growth of 9.05% compared to the previous year[64]. - The investment business revenue was 377.13 million yuan, representing a year-on-year increase of 104.02%[67]. - The fixed income investment trading business achieved revenue of 384.58 million yuan, up 6.57% year-on-year[68]. - The company managed 10 private investment funds with a total scale of 3.67 billion yuan, marking a growth of 3.38%[65]. - The public fund management scale of Zhongyou Chuangye Fund reached 72.46 billion yuan, with 89 active products[66]. - The company ranked 5th in the New Third Board market with 77 companies under market making, including 71 in the innovation layer[72]. - The total investment amount for alternative investment projects was 721.77 million yuan, with 86 ongoing projects[73]. - The company emphasized compliance and risk management, enhancing operational efficiency and management levels[63]. - The company's investment banking business generated revenue of 53.56 million yuan, accounting for 6.30% of total revenue[74]. - In the first half of 2023, the number of companies in the A-share market for equity financing increased by 5.99% year-on-year to 407, while the total financing scale decreased by 10.17% to 662.73 billion yuan[75]. - The company completed 119 recommended listing projects and provided ongoing supervision for 108 listed companies, with 23.15% of these being innovative tier companies[77]. - The company acted as the lead underwriter for 27 bonds, with a total underwriting amount of 8.49 billion yuan, ranking 36th in the industry[78]. - Retail and wealth management business revenue reached 193.84 million yuan, representing 22.80% of total revenue[79]. - The number of new customer accounts opened increased by 82.04% year-on-year to 58,900, with trading volume of 268.85 billion yuan in the first half of 2023[81]. - The company's financing and securities lending customer base grew by 4.81% year-on-year, with a financing balance of 1.91 billion yuan and a maintenance guarantee ratio of 282.45%[82]. - The futures brokerage business recorded a transaction amount of 293.38 billion yuan, a year-on-year increase of 9.68%, with total trading volume up 104.92%[83]. Shareholder Structure and Corporate Governance - As of the end of the reporting period, the total number of ordinary shareholders was 58,021[174]. - The top ten shareholders include Beijing Capital Group with 1,551,690,000 shares (56.77%), Beijing Infrastructure Investment Co., Ltd. with 473,080,000 shares (17.31%), and Beijing Energy Group Co., Ltd. with 227,080,000 shares (8.31%)[176]. - The company reported no changes in total shares and capital structure during the reporting period[172]. - The top three shareholders are all state-owned enterprises, indicating a strong government influence in the company's ownership structure[176]. - The company has not disclosed any significant changes in shareholding or shareholder agreements that would affect voting rights or control[179]. - There are no limited shares available for trading as of the reporting date, indicating full liquidity for the major shareholders[180]. - The company is currently in compliance with regulatory requirements for establishing the asset management subsidiary, although there are risks associated with regulatory approval[169]. - The company has not reported any impacts on earnings per share or net assets due to share changes during the reporting period[172]. - The company has not identified any related party transactions among its top shareholders, ensuring independent decision-making[179]. - The company has locked up 1,551,690,000 shares for 36 months starting from December 12, 2025[181]. - Beijing Infrastructure Investment Co., Ltd. has locked up 473,080,000 shares for 36 months starting from December 12, 2025[181]. - Beijing Energy Group Co., Ltd. has locked up 227,080,000 shares for 36 months starting from December 12, 2025[181]. - Urban Power (Beijing) Investment Co., Ltd. has locked up 151,380,000 shares for 12 months starting from December 12, 2023[181]. - Beijing Anpeng Xingye Investment Co., Ltd. has locked up 56,770,000 shares for 12 months starting from December 12, 2023[181]. - The major shareholders, including Beijing Capital Group, Beijing Infrastructure Investment Co., Ltd., and Beijing Energy Group, are controlled by the Beijing State-owned Assets Supervision and Administration Commission but operate independently[181]. - There are no overlapping personnel among the legal representatives, directors, and senior management of the three state-owned shareholders[181]. - The company does not have any known related party relationships among its top five shareholders[181]. - The company is unaware of any other shareholders' related party relationships or whether they are considered concerted actors under the regulations[181]. - The company has not undergone any changes in controlling shareholders or actual controllers during the reporting period[183]. Debt and Credit Management - The company issued a non-public offering of subordinated bonds in 2020, which matured on May 22, 2023, and was fully repaid along with interest on time[190]. - The company maintained a credit rating of AA+ with a stable outlook as of June 16, 2023, according to Dongfang Jincheng International Credit Rating Co., Ltd[192]. - The company’s "21 Shouzheng C1" bond received a credit rating of AAA, while "21 Shouzheng C2" and "22 Shouzheng C1" bonds were rated AA[192]. - The company plans to issue new subordinated bonds with a total amount of CNY 250.96 million, maturing in April 2026, with an annual interest rate of 10.00%[190]. - The company’s previous subordinated bonds had an interest rate of 4.19% and were issued to professional investors[190]. - The company has a mechanism in place for the payment of principal and interest for its bonds, ensuring investor protection[191]. - The company’s bond trading is subject to regulations, and it has measures to address risks associated with bond termination[191]. - The company’s financial strategies include maintaining a stable credit rating to attract investors and ensure market confidence[192]. - The company has successfully navigated the repayment of its previous debt obligations, reinforcing its financial stability[190]. - The company continues to focus on expanding its bond issuance capabilities to support future growth initiatives[190].

证券代码：601136 证券简称：首创证券 公告编号：2023-028 ●拟聘任的会计师事务所名称：天职国际会计师事务所（特殊普通合伙） ●原聘任的会计师事务所名称：中审亚太会计师事务所（特殊普通合伙） ●变更会计师事务所的简要原因及前任会计师的异议情况：在执行完首创证 券股份有限公司（以下简称公司）2022 年度审计工作后，公司聘用中审亚太会 计师事务所（特殊普通合伙）（以下简称中审亚太）连续服务年限已超过财政部 规定的最长年限，根据相关规定，公司须变更 2023 年度审计机构。公司已就变 更会计师事务所事宜与中审亚太、天职国际会计师事务所（特殊普通合伙）（以 下简称天职国际）进行了充分沟通，双方均对变更事宜无异议，中审亚太已确认 无任何有关变更会计师事务所相关事宜需提请公司股东和投资者注意。 公司于2023年8月24日召开第一届董事会第三十三次会议和第一届监事会第 十五次会议，审议通过《关于聘请公司2023年度审计机构的议案》，同意聘请天 职国际为公司2023年度审计机构。本次变更的具体信息如下： 一、拟聘任会计师事务所的基本情况 首创证券股份有限公司 变更会计师事务所公告 本公司董事会及全体董事保证本公 ...

首创证券股份有限公司 独立董事提名人声明与承诺 提名人首创证券股份有限公司董事会，现提名叶林先生、 王锡锌先生、张健华先生、荣健女士为首创证券股份有限公司 （以下简称首创证券）第二届董事会独立董事候选人，并已充 分了解被提名人职业、学历、职称、详细的工作经历、全部兼 职、有无重大失信等不良记录等情况。被提名人已书面同意出 任首创证券第二届董事会独立董事候选人（参见该独立董事候 选人声明）。 提名人认为，被提名人具备独立董事任职资格，与首创证 券之间不存在任何影响其独立性的关系，具体声明如下： （六）中共中央纪委、教育部、监察部《关于加强高等学 校反腐倡廉建设的意见》的相关规定（如适用）； 一、被提名人具备上市公司运作的基本知识，熟悉相关法 律、行政法规、规章及其他规范性文件，具有五年以上法律、 经济、会计、财务、管理或者其他履行独立董事职责所必需的 工作经验。 被提名人叶林先生、张健华先生、荣健女士已经参加培训 并取得证券交易所认可的相关培训证明材料。 二、被提名人任职资格符合下列法律、行政法规和部门规 章的要求： （一）《中华人民共和国公司法》关于董事任职资格的规定； （二）《中华人民共和国公务员法》关于公 ...

首创证券股份有限公司 关于公司董事会、监事会换届选举的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 首创证券股份有限公司（以下简称公司）第一届董事会和监事会任期已届满， 根据《公司法》《证券法》《上海证券交易所股票上市规则》《上海证券交易所 上市公司自律监管指引第1号——规范运作》等有关法律法规、规范性文件及《公 司章程》的有关规定，公司有序推进董事会、监事会换届选举工作。 2023年8月24日，公司第一届董事会第三十三次会议审议通过了《关于推选 首创证券股份有限公司第二届董事会非独立董事候选人的议案》和《关于推选首 创证券股份有限公司第二届董事会独立董事候选人的议案》。同日，公司召开第 一届监事会第十五次会议审议通过了《关于推选首创证券股份有限公司第二届监 事会股东代表监事候选人的议案》。上述事项尚需提交公司股东大会审议。 证券代码：601136 证券简称：首创证券 公告编号：2023-030 公司第一届监事会第十五次会议审议通过了《关于推选首创证券股份有限公 司第二届监事会股东代表监事候选人的议案》。根据《公司法》 ...