光大證券股份有限公司 Everbright Securities Company Limited （在中華人民共和國註冊成立之股份有限公司） （股份代號：6178） 香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性 或完整性亦不發表任何聲明，並明確表示，概不對因本公告全部或任何部份內容而產生或因倚 賴該等內容而引致的任何損失承擔任何責任。 光大證券股份有限公司（「本公司」）董事會（「董事會」）謹此宣佈，董事會將於 2023年8月24日（星期四）舉行董事會會議，藉以審議及批准本公司及其附屬公司 截至2023年6月30日止六個月未經審計的中期業績及╱或其他議題（如適用）。 承董事會命 光大證券股份有限公司 董事長 趙陵 中國上海 2023年8月11日 於本公告日期，董事會成員包括趙陵先生（董事長、執行董事）、劉秋明先生（執 行董事、總裁）、宋炳方先生（非執行董事）、尹岩武先生（非執行董事）、陳明堅 先生（非執行董事）、謝松先生（非執行董事）、王勇先生（獨立非執行董事）、浦偉 光先生（獨立非執行董事）、任永平先生（獨立非執行董事）、殷俊明先生（獨立非 執行董事）、劉運宏先生（獨立非 ...

北京市金杜律师事务所上海分所（以下简称本所）接受光大证券股份有限公 司（以下简称公司）委托，根据《中华人民共和国证券法》（以下简称《证券法》）、 《中华人民共和国公司法》（以下简称《公司法》）、中国证券监督管理委员会 《上市公司股东大会规则（2022 年修订）》（以下简称《股东大会规则》）等 中华人民共和国境内（以下简称中国境内，为本法律意见书之目的，不包括中国 香港特别行政区、中国澳门特别行政区和中国台湾地区）现行有效的法律、行政 法规、规章和规范性文件和现行有效的《光大证券股份有限公司章程》（以下简 称《公司章程》）有关规定，指派律师出席并见证公司于 2023 年 8 月 8 日召开 的公司 2023 年第一次临时股东大会（以下简称本次股东大会），并就本次股东 大会相关事项出具本法律意见书。 为出具本法律意见书，本所律师审查了公司提供的以下文件，包括但不限于： 1. 经公司 2022 年第一次临时股东大会审议通过的《公司章程》； 2. 公司 2023 年 7 月 19 日刊登于香港交易及结算所有限公司披露易网站及 2023 年 7 月 20 日刊登于《中国证券报》《上海证券报》《证券日报》 《证券时报》、 ...

证券代码：601788 证券简称：光大证券 公告编号：2023-037 光大证券股份有限公司 2023 年第一次临时股东大会决议公告 | 其中：A | 股股东持股占股份总数的比例（%） | 46.756486 | | --- | --- | --- | | | 境外上市外资股股东持股占股份总数的比例（%） | 0.339758 | (四) 表决方式是否符合《公司法》及《公司章程》的规定，大会主持情况等。 本次会议符合《公司法》和《公司章程》的规定，会议的召开及议案表决合 法有效。会议由公司董事会召集，公司董事长赵陵先生主持会议。 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 本次会议是否有否决议案：无 一、 会议召开和出席情况 | 1、出席会议的股东和代理人人数 | | 20 | | --- | --- | --- | | 其中：A 股股东人数 | | 19 | | 境外上市外资股股东人数（H 股） | | 1 | | 2、出席会议的股东所持有表决权的股份总数（股） | 2,171,507,782 | | | ...

Financial Performance - Operating revenue for Q1 2023 reached CNY 2,750,179,404.48, an increase of 26.09% year-over-year[4] - Net profit attributable to shareholders was CNY 957,777,036.47, reflecting a growth of 43.79% compared to the same period last year[4] - Net profit attributable to shareholders after deducting non-recurring gains and losses was CNY 853,496,067.61, up by 30.86% year-over-year[4] - Basic earnings per share for the quarter was CNY 0.19, representing a 43.77% increase[4] - Operating profit for Q1 2023 was CNY 1,216,594,939.27, a rise of 33.2% compared to CNY 913,930,421.92 in Q1 2022[20] - Net profit attributable to shareholders of the parent company was CNY 957,777,036.47, an increase of 43.8% from CNY 666,089,265.19 in Q1 2022[20] - Net profit for Q1 2023 reached RMB 724,478,331.87, compared to RMB 479,669,037.11 in Q1 2022, indicating a year-over-year increase of about 51.1%[26] Assets and Liabilities - Total assets at the end of Q1 2023 were CNY 256,964,103,150.34, a decrease of 0.54% from the end of the previous year[5] - The total assets as of March 31, 2023, amounted to RMB 214,469,820,233.44, slightly down from RMB 215,435,947,319.18 at the end of 2022[24] - The total liabilities decreased to ¥191,133,053,974.52 from ¥193,570,043,664.89[17] - The total liabilities decreased to RMB 148,040,167,748.82 in Q1 2023 from RMB 149,818,064,663.62 in Q4 2022, reflecting a reduction of approximately 1.2%[24] - Shareholders' equity attributable to shareholders was CNY 65,038,947,839.73, an increase of 1.62% compared to the end of the previous year[5] - The total equity increased to RMB 66,429,652,484.62 in Q1 2023 from RMB 65,617,882,655.56 in Q4 2022, reflecting a growth of about 1.2%[24] Cash Flow - Cash flow from operating activities showed a net outflow of CNY 2,311,779,682.98, a decline of 88.23% year-over-year[4] - Cash flow from operating activities generated a net inflow of CNY 2,311,779,682.98, a decrease from CNY 19,645,195,082.39 in Q1 2022[21] - The ending balance of cash and cash equivalents was CNY 59,152,002,448.66, down from CNY 78,174,017,389.53 at the end of Q1 2022[22] - The net cash flow from operating activities for Q1 2023 was $4,143,884,307.72, a decrease of 76.1% compared to $17,367,192,175.67 in Q1 2022[28] - The company reported a total cash outflow from operating activities of $16,141,789,694.53, compared to $1,854,329,253.40 in the previous year, indicating a significant increase in cash outflows[28] Investment Income - Investment income increased by 32.86% due to market fluctuations affecting trading and derivative business[8] - Investment income increased significantly to CNY 663,448,097.89, up 32.9% from CNY 499,358,459.77 in Q1 2022[19] - The company’s investment income for Q1 2023 was RMB 561,685,795.54, a substantial increase from RMB 102,862,712.30 in Q1 2022, marking a growth of approximately 446.5%[25] Other Income and Expenses - Other income surged by 395.05% primarily due to an increase in government subsidies received[8] - Net interest income decreased to CNY 421,980,322.44 from CNY 602,580,467.00, reflecting a decline of 30% year-over-year[19] - The net interest income for Q1 2023 was RMB 282,918,134.60, down from RMB 486,229,132.13 in Q1 2022, a decline of about 41.8%[25] - Interest, fees, and commissions paid amounted to $453,011,720.70, a decrease from $541,684,461.62 in the same quarter last year[28] Shareholder Information - The total number of ordinary shareholders was 212,361, with 212,199 being A-shareholders[13] - The company has not disclosed any new product developments or market expansion strategies in the current report[15]

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性 或完整性亦不發表任何聲明，並明確表示，概不對因本公告全部或任何部份內容而產生或因倚 賴該等內容而引致的任何損失承擔任何責任。 光 大 證 券 股 份 有 限 公 司 Everbright Securities Company Limited （於中華人民共和國註冊成立的股份有限公司） （股份代號：6178） 2023年第一季度報告 本公告乃根據香港聯合交易所有限公司證券上市規則第13.09條和第13.10B條及香 港法例第571章證券及期貨條例第XIVA部刊發。 茲載列光大證券股份有限公司（「本公司」或「公司」）及其附屬公司截至2023年3月 31日止的2023年第一季度報告（「季度報告」），其所載財務報告乃根據中國企業會 計準則編製，且未經審計。 本報告以中英文兩種語言編製。在對季度報告的中英文版本理解上發生歧義時， 以中文為準。 承董事會命 ...

Financial Performance - In 2022, the company's total revenue and other income amounted to RMB 15,021,145,000, a decrease of 31.40% compared to RMB 21,897,834,000 in 2021[34]. - The net profit attributable to shareholders for 2022 was RMB 3,189,073,000, down 8.47% from RMB 3,484,332,000 in 2021[34]. - The company's total assets as of December 31, 2022, reached RMB 258,354,482,000, reflecting an increase of 8.05% from RMB 239,107,601,000 in 2021[35]. - The total liabilities increased by 7.23% to RMB 193,570,043,000 in 2022 from RMB 180,512,339,000 in 2021[35]. - The equity attributable to shareholders rose by 10.61% to RMB 64,004,834,000 in 2022, compared to RMB 57,865,595,000 in 2021[35]. - The basic earnings per share for 2022 was RMB 0.61, a decrease of 15.28% from RMB 0.72 in 2021[34]. - The company's risk coverage ratio improved to 342.13% in 2022 from 283.89% in the previous year[38]. - The liquidity coverage ratio decreased to 216.78% in 2022 from 244.46% in 2021[38]. Corporate Governance - The report was approved by the board of directors with all 13 directors present and voting, with no objections raised[3]. - The company has established a comprehensive corporate governance system in compliance with relevant laws and regulations, ensuring independent operations from its controlling shareholder[171]. - The company emphasizes the protection of minority shareholders' rights and ensures fair information disclosure through various communication channels[177]. - The company has established regulations for information disclosure and insider information management to enhance communication quality with investors[177]. - The company actively engages with investors through phone calls, emails, and investor meetings, ensuring that shareholder inquiries are addressed appropriately[177]. - The company held 4 shareholder meetings, 9 board meetings, and 9 supervisory board meetings during the reporting period, ensuring effective governance[170]. Risk Management - The company has established a comprehensive risk management system to effectively manage various risks faced during operations, ensuring sustainable business development[131]. - The company’s risk management framework includes four levels: the board of directors, management, risk management departments, and business units[132]. - The company has implemented strict credit risk management measures, including investment concentration limits and daily market monitoring to control exposure[137]. - The company has developed a comprehensive liquidity risk management plan, ensuring overall liquidity risk remains controllable[140]. - The company has focused on enhancing information technology risk management, utilizing big data and AI to improve operational management and ensure system stability[142]. Business Strategy and Development - The company operates in various sectors including securities brokerage, investment consulting, and margin financing, indicating a diversified business model[12]. - The company is committed to addressing potential risks as detailed in the board report section of the annual report[4]. - The company aims to enhance its wealth management services by focusing on customer-centric strategies and improving service levels in 2023[57]. - The company plans to further enrich its financing and securities service models and strengthen the application of financial technology in 2023[57]. - The company aims to strengthen domestic and international collaboration to support mainland enterprises in expanding overseas under the new dual circulation development pattern[66]. Capital and Investments - The registered capital of Everbright Securities remained at RMB 4,610,787,639 as of December 31, 2022, unchanged from the previous year[11]. - The net capital increased to RMB 48,853,130,506.55 as of December 31, 2022, up from RMB 44,011,986,210 in 2021, reflecting a growth of approximately 11.5%[11]. - The company has maintained a strong capital base through various funding rounds, positioning itself for future growth and market opportunities[20]. - The company has undergone multiple capital increases and restructuring since its establishment, reflecting a strategy of continuous growth and market expansion[20]. Awards and Recognition - The company received multiple awards, including "Regional Service Characteristic Underwriter" from the Shanghai Stock Exchange in 2022[43]. - The company received multiple awards in 2022, including the "Best Investment Consultant" and "Outstanding Securities Company" from various financial publications[55]. Future Outlook - The company provided a positive outlook for the next fiscal year, projecting a revenue growth of 10% to 12%[188]. - The management emphasized the importance of sustainability initiatives, aiming to reduce carbon emissions by 30% over the next five years[188]. - The company plans to enhance its digital marketing efforts, allocating 15% of its total budget to increase brand visibility and customer engagement[193]. Compliance and Regulations - The company has established a compliance management organizational structure, with the board of directors setting compliance goals and the compliance director reporting directly to the board[147]. - During the reporting period, the company formulated 4 new compliance regulations and revised 9 existing ones, creating a comprehensive compliance management system[147]. - The company has no preferential subscription rights for shareholders as per Chinese laws and company regulations[154]. Human Resources - The company is committed to enhancing its talent pool and improving employee quality, recognizing human resources as one of its greatest assets[165]. - The total pre-tax compensation for executives during the reporting period amounted to CNY 3,277.48 million[179]. - The company adheres to the requirement that over 40% of senior management's performance annual salary should be deferred for at least 3 years[183].

Financial Performance - The company's operating revenue for 2022 was approximately ¥10.78 billion, a decrease of 35.48% compared to ¥16.71 billion in 2021[39]. - Net profit attributable to shareholders was approximately ¥3.19 billion, down 8.47% from ¥3.48 billion in the previous year[39]. - The net cash flow from operating activities increased significantly to approximately ¥18.33 billion, compared to a negative cash flow of ¥4.83 billion in 2021, marking a 479.31% improvement[39]. - Total assets at the end of 2022 reached approximately ¥258.35 billion, an increase of 8.05% from ¥239.11 billion at the end of 2021[39]. - The company's basic earnings per share for 2022 was ¥0.61, a decrease of 15.28% from ¥0.72 in 2021[40]. - The weighted average return on equity decreased to 5.27%, down 1.16 percentage points from 6.43% in 2021[40]. - The total liabilities at the end of 2022 were approximately ¥193.57 billion, an increase of 7.23% from ¥180.51 billion in 2021[39]. - The company reported a total of ¥275.49 million in non-recurring gains for the year, compared to a loss of ¥542.59 million in 2021[46]. Capital Structure and Shareholder Returns - The company plans to distribute a cash dividend of 2.10 RMB per 10 shares to all A and H shareholders, totaling 968,265,404.19 RMB[5]. - The registered capital of the company remains at 4,610,787,639 RMB, with net capital increasing to 48,853,130,506.55 RMB from 44,011,986,210.00 RMB in the previous year[15]. - The company has not proposed any cash profit distribution plan for the reporting period, as it reported a positive profit available for distribution to shareholders[183]. - The company emphasizes shareholder returns and has a clearly defined cash dividend policy in its articles of association[181][182]. Risk Management - The company has outlined potential risks in its future development strategy, which investors should be aware of[7]. - The company emphasizes a robust risk management culture to ensure sustainable business development[121]. - The company has established a four-tier risk management structure, including the board of directors, supervisory board, management, and various risk management departments[122]. - The company has implemented strict measures to manage credit risk, including margin requirements and daily monitoring of client positions[125]. - The company has developed a liquidity risk management framework, ensuring overall liquidity risk remains controllable through proactive management and emergency response plans[128]. Compliance and Governance - The company has received a standard unqualified audit report from Ernst & Young Hua Ming[4]. - The board of directors and senior management have confirmed the accuracy and completeness of the annual report[3]. - The company has not faced any penalties from securities regulatory agencies in the past three years, indicating a stable compliance record[156]. - The company conducted 4 shareholder meetings, 9 board meetings, and 9 supervisory meetings during the reporting period, ensuring effective governance[135]. Business Operations and Strategy - The company’s business scope includes securities brokerage, investment consulting, and other related financial services[16]. - As of the report date, Everbright Securities operates 14 branches and 244 securities business departments across 122 cities in 30 provinces, autonomous regions, and municipalities[35]. - The company aims to enhance its wealth management services by focusing on customer, asset, and income growth in 2023[61]. - The company plans to enhance customer engagement through digital platforms, aiming for a J% increase in customer satisfaction scores[146]. Market Environment and Challenges - The company faced a challenging market environment, with the Shanghai Composite Index down 15% and the Shenzhen Component Index down 26%[56]. - The company plans to enhance its risk management and asset allocation tools to better serve clients amid market volatility[54]. Employee and Organizational Structure - The company reported a total of 8,541 employees, with 6,516 in the parent company and 2,025 in major subsidiaries[174]. - The professional composition includes 5,559 brokerage personnel, 658 investment banking staff, and 175 research personnel[175]. - The company has implemented a centralized management system for brokers to enhance compliance and protect client rights[176]. Corporate Social Responsibility - The company reduced carbon emissions by 7,820 tons through various measures, including waste classification and energy-efficient practices[196]. - Total donations made by the company in 2022 amounted to approximately CNY 7.3871 million, benefiting over 6,031 individuals[198]. - The company invested CNY 6.2051 million in poverty alleviation and rural revitalization projects, impacting around 2,024 people[200].

Financial Overview - The total share capital of the company as of December 31, 2022, is 4,610,787,639 shares, with a proposed cash dividend of RMB 2.10 per 10 shares, totaling RMB 968,265,404.19 to be distributed to shareholders [5]. - Total revenue for 2022 was RMB 15,021,145,000, a decrease of 31.40% compared to RMB 21,897,834,000 in 2021 [36]. - Net profit attributable to shareholders for 2022 was RMB 3,189,073,000, down 8.47% from RMB 3,484,332,000 in 2021 [36]. - Basic earnings per share for 2022 was RMB 0.61, a decrease of 15.28% from RMB 0.72 in 2021 [36]. - Total assets as of December 31, 2022, were RMB 258,354,482,000, an increase of 8.05% from RMB 239,107,601,000 in 2021 [37]. - Total liabilities as of December 31, 2022, were RMB 193,570,043,000, an increase of 7.23% from RMB 180,512,339,000 in 2021 [37]. - The total equity attributable to shareholders increased by 10.61% to RMB 64,004,834,000 from RMB 57,865,595,000 in 2021 [37]. Risk Management - The company emphasizes the importance of risk awareness in its forward-looking statements regarding future plans and development strategies [6]. - The report includes a detailed description of potential risks faced by the company, which can be found in the board report section [6]. - The financial report indicates that the company is well-prepared to face potential risks as outlined in its risk management section [11]. - The company has established a multi-level risk limit system to manage market risks, including value-at-risk (VaR) and stress testing mechanisms [138]. - The company has implemented strict credit risk management measures, including margin settlement for securities trading and monitoring of bond issuers' credit ratings [141]. - The company has developed a comprehensive liquidity risk management policy, ensuring overall liquidity risk remains controllable [144]. Corporate Governance - The company has established a comprehensive corporate governance system in compliance with relevant laws and regulations, ensuring independent operations from its controlling shareholder [175]. - The company held four shareholder meetings, nine board meetings, and nine supervisory meetings during the reporting period, ensuring robust governance practices [174]. - The board of directors has approved the profit distribution plan for the year 2022, which will be submitted for shareholder approval [5]. - The company has established a compliance management organizational structure, with the board of directors setting compliance goals and the compliance director reporting directly to the board [151]. - The company emphasizes the integration of party leadership into corporate governance to enhance its development advantages [102]. Business Operations - The company operates in various sectors including securities brokerage, investment consulting, and margin financing, among others [14]. - The company has a strong presence in the market with a diversified range of financial services, positioning itself for future growth [14]. - The company completed a total of 8 IPO projects and 8 refinancing projects in 2022, with a cumulative equity underwriting scale of CNY 19.912 billion, a year-on-year increase of 12.01% [62]. - The company achieved a business income of CNY 1.6 billion from the corporate financing business cluster, accounting for 11% of total revenue [60]. - The company plans to enhance its wealth management transformation and improve customer service experience as part of its strategic initiatives [51]. Shareholder Engagement - The company actively engages with investors through various channels, including phone, email, and investor meetings, to ensure effective communication [182]. - Shareholders holding more than 10% of the company's shares have the right to request an extraordinary general meeting within 10 days of submission [180]. - The company has established a dedicated team for information disclosure, including a company secretary and a board secretary, to facilitate investor relations [181]. Financial Performance - The wealth management business cluster generated revenue of RMB 8,571.2 million, accounting for 57% of total revenue [46]. - The company’s diluted earnings per share for 2022 was RMB 0.61, compared to RMB 0.72 in 2021 [44]. - The financing balance in the A-share market decreased by 15.93% year-on-year, totaling RMB 1,540.39 billion by the end of 2022 [48]. - The company’s bond underwriting amount totaled CNY 10.72 trillion in 2022, a year-on-year decrease of 29.61% [61]. Strategic Initiatives - The company plans to enhance its wealth management services by focusing on customer, asset, and income growth in 2023 [59]. - The company aims to further enrich its margin financing and securities lending service models and strengthen the application of financial technology [59]. - The company is committed to accelerating the transformation of wealth management in response to favorable policies such as personal pension systems [132]. - The company aims to actively explore business innovation and transformation in 2023, particularly in strategic placements for Sci-Tech Innovation Board and Growth Enterprise Market projects [97]. Human Resources - The company is committed to enhancing its talent pool and improving employee quality, recognizing human resources as one of its greatest assets [169]. - The company has made appropriate insurance arrangements for its directors and senior management against legal liabilities arising from corporate activities [165]. - The total pre-tax remuneration for the current executives and directors amounts to CNY 3,277.48 million [183]. Technology and Innovation - The company is focused on enhancing digital infrastructure and integrating business with technology to improve service levels [106]. - The company allocated approximately 470 million yuan for information technology investments in 2022, focusing on infrastructure, daily maintenance, new system development, and outsourcing costs [155]. - Research and development investments increased by 10% in 2022, focusing on advanced technologies and product enhancements [193].

证券代码：601788 股票简称：光大证券 公告编号：临 2023-009 H 股代码：6178 H 股简称：光大证券 光大证券股份有限公司 关于召开 2022 年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性 承担法律责任。 重要内容提示： 会议召开时间：2023 年 4 月 7 日（星期五）15:00-16:30 会议召开方式：视频直播和网络互动 网络直播地址： 上海证券交易所上证路演中心 （ http://roadshow.sseinfo.com ） 、 路 演 中 平 台 （https://www.roadshowchina.cn/Meet/detail.html?mid=17956） 同步直播。 投资者可于 2023 年 3 月 30 日（星期四）至 4 月 6 日（星期四） 16:00 前登录上证路演中心网站首页点击"提问预征集"栏目或通过 公司邮箱 ebs@ebscn.com 进行提问。公司将在说明会上对投资者普遍 关注的问题进行回答。 光大证券股份有限公司（以下简称公司）将于 2023 年 3 月 31 ...