Core Viewpoint - The internal control evaluation report of Everbright Securities indicates that as of December 31, 2024, the company maintains effective internal controls over financial reporting and has not identified any significant deficiencies in both financial and non-financial internal controls [2][15]. Internal Control Evaluation Conclusion - The company has confirmed the effectiveness of its internal controls, with no significant deficiencies identified in financial reporting [2][15]. - There are no significant deficiencies in non-financial reporting internal controls as of the evaluation date [2][15]. - No factors affecting the effectiveness of internal controls have occurred between the evaluation date and the report issuance date [2][15]. Internal Control Evaluation Work Situation Evaluation Scope - The evaluation covered all major units, businesses, and high-risk areas, including subsidiaries and various business lines such as investment banking, asset management, and securities trading [3][4]. Internal Control System Construction - The company has implemented high standards for internal control system construction, focusing on risk prevention and compliance with regulatory requirements [4][5]. - Continuous improvement of internal control mechanisms has been emphasized, including the establishment of a multi-layered supervision system [5][6]. Key Business and High-Risk Area Control Measures - Investment Banking: The company has optimized its internal control management system, establishing a three-line defense mechanism to manage risks effectively [6][7]. - Securities Proprietary Trading: A centralized decision-making mechanism has been established to ensure compliance with internal control standards [7][8]. - Asset Management: A comprehensive internal control system has been developed to manage investment processes and mitigate risks [8][9]. - Futures Business: The governance structure has been improved, focusing on compliance and risk management [9][10]. - Credit Business: A robust internal control mechanism has been established to manage various risks associated with credit operations [10][11]. - Wealth Management: The company has implemented various measures to ensure compliance and effective management of wealth management activities [11][12]. - Financial Innovation: Continuous optimization of internal control mechanisms for innovative financial products has been prioritized [12][13]. - Overseas Business: The governance processes for overseas operations have been enhanced to adapt to regulatory changes [13][14]. - Subsidiary Management: A vertical and transparent management mechanism has been established to mitigate risks associated with subsidiaries [14][15]. Other Internal Control Related Major Matters - The company has not identified any significant deficiencies in internal controls in the previous year, and all identified general deficiencies have been rectified [15][16]. - An independent audit by KPMG confirmed the effectiveness of the company's internal controls as of December 31, 2024 [15][16].

Core Viewpoint - The company has approved the estimated daily related transactions for 2025, which will be submitted for shareholder meeting approval, ensuring that these transactions are fair and do not harm the interests of shareholders, especially minority and non-related shareholders [1][2]. Group 1: Daily Related Transactions Approval - The board of directors has passed the proposal for the estimated daily related transactions for 2025, with all related directors abstaining from voting, resulting in a unanimous approval from the six participating directors [1][2]. - The estimated daily related transactions for 2025 are deemed objective and fair, aligning with the company's interests [1][2]. Group 2: 2024 Daily Related Transactions Execution - In 2024, the company executed daily related transactions within the scope defined in the proposal, with specific transactions involving China Everbright Group and its subsidiaries [2][3]. - The company reported a rental income of 364.29 million RMB and rental expenses of 2,992.55 million RMB, with the actual execution amount for the year being 14,757.35 million RMB [2][3]. - The total cash inflow from securities and financial products transactions was 879.80 million RMB, while the cash outflow was 753.94 million RMB [2][3]. Group 3: Estimated Transactions for 2025 - The estimated related transactions for 2025 include rental income of 400 million RMB and rental expenses of 10,500 million RMB [4]. - The expected cash inflow from securities and financial products transactions is 3,800 million RMB, with cash outflow estimated at 3,700 million RMB [4]. - The company anticipates providing securities and financial services with an estimated income of 38,500 million RMB and expenses of 15,200 million RMB [4]. Group 4: Related Parties and Relationships - As of the end of 2024, China Everbright Group and its subsidiary, China Everbright Holdings, hold 45.88% of the company's shares [5][6]. - The company engages in transactions with related parties, including directors and senior management, adhering to legal and regulatory requirements [5][6]. Group 5: Pricing Policies and Transaction Purposes - The pricing for related transactions is based on market rates and fair negotiation, ensuring no harm to the company's interests or those of non-related shareholders [9][10]. - Daily related transactions are essential for normal business operations, enhancing the company's competitiveness without negatively impacting its independence [10].

光大证券股份有限公司 2025 年第一次临时股东大会 会议文件 光大证券股份有限公司 二〇二五年四月 1 光大证券股份有限公司 2025 年第一次临时股东大会会议须知 为维护股东的合法权益，确保光大证券股份有限公司（以下简称公司）2025 年 第一次临时股东大会（以下简称本次大会）的正常秩序和议事效率，根据《公司法》、 《上市公司股东大会规则》等法律、法规和公司《章程》的规定，现就会议须知通知 如下，望参加本次大会的全体人员遵守。 一、本次大会期间，全体参会人员应以维护股东的合法权益、确保大会的正常 秩序和议事效率为原则，自觉履行法定义务。 二、为保证本次大会的严肃性和正常秩序，除出席会议的股东及股东代理人（以 下简称股东）、董事、监事、高级管理人员、公司聘请的律师及公司董事会邀请的人 员以外，公司有权依法拒绝其他人士入场，对于干扰大会秩序、寻衅滋事和侵犯股 东合法权益的行为，公司有权予以制止并报告有关部门查处。 三、大会设会务组，负责会议的组织工作和处理相关事宜。 四、股东参加本次大会依法享有发言权、质询权、表决权等权利。 五、股东需要在股东大会上发言，应于会议开始前在签到处的"股东发言登记 处"登记，并填 ...

重要内容提示： 一、 召开会议的基本情况 (一) 股东大会类型和届次 2025 年第一次临时股东大会 证券代码：601788 证券简称：光大证券 公告编号：2025-013 光大证券股份有限公司 关于召开 2025 年第一次临时股东大会的通知 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 网络投票系统：上海证券交易所股东大会网络投票系统 网络投票起止时间：自 2025 年 4 月 29 日 至 2025 年 4 月 29 日 采用上海证券交易所网络投票系统，通过交易系统投票平台的投票时间为股 东大会召开当日的交易时间段，即 9:15-9:25,9:30-11:30，13:00-15:00；通过 互联网投票平台的投票时间为股东大会召开当日的 9:15-15:00。 (六) 融资融券、转融通、约定购回业务账户和沪股通投资者的投票程序 涉及融资融券、转融通业务、约定购回业务相关账户以及沪股通投资者 的投票，应按照《上海证券交易所上市公司自律监管指引第 1 号 — 规范运 作》等有关规定执行。 召开的日期时间：2025 年 4 月 ...

二、审议通过了《公司 2024 年年度利润分配的议案》。 议案表决情况：同意 9 票，反对 0 票，弃权 0 票。 1 本议案尚需提交公司股东大会审议。 证券代码：601788 股票简称：光大证券 公告编号：临 2025-009 H 股代码：6178 H 股简称：光大证券 光大证券股份有限公司 第七届监事会第五次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担法律责任。 光大证券股份有限公司（以下简称公司）第七届监事会第五次会 议通知于 2025 年 3 月 14 日以电子邮件方式发出。会议于 2025 年 3 月 26 日下午 15：00 以现场结合视频方式召开。本次会议应到监事 9 人，实到监事 9 人。其中，梁毅先生、林茂亮先生、刘运宏先生、杜 佳女士、宋哲先生现场出席会议；周华建先生、叶胜利先生、李若山 先生、林静敏女士以视频方式出席会议。梁毅先生主持本次会议，公 司部分高管列席会议。本次会议符合《中华人民共和国公司法》和《公 司章程》关于召开监事会的规定。本次监事会会议决议合法有效。 公司监事经认真审议，通过了以 ...

1 二、审议通过了《公司 2024 年年度利润分配的议案》，同意 2024 年年度利润分配方案为：2024 年 12 月 31 日公司 A 股和 H 股总股本 4,610,787,639 股，根据经审计财务数据，年度累计拟派发现金股利 918,007,818.92 元，扣除 2024 年中期已派发的现金股利 417,276,281.33 元后，本次拟派发现金股利 500,731,537.59 元，向 全体 A 股和 H 股股东每股派发现金股利 0.1086 元（含税）。 证券代码：601788 股票简称：光大证券 公告编号：临 2025-008 H 股代码：6178 H 股简称：光大证券 光大证券股份有限公司 第七届董事会第五次会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担法律责任。 光大证券股份有限公司（以下简称公司）第七届董事会第五次会 议通知于 2025 年 3 月 13 日以电子邮件方式发出。会议于 2025 年 3 月 27 日上午 9:00 以现场、视频结合通讯方式召开。本次会议应到董 事 11 人，实到董事 ...

证券代码：601788 股票简称：光大证券 公告编号：临 2025-011 H 股代码：6178 H 股简称：光大证券 光大证券股份有限公司 2024 年年度利润分配方案公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担法律责任。 重要内容提示： 每股分配比例：每股派发现金红利 0.1086 元（含税） 本次利润分配以实施权益分派股权登记日登记的总股本为 基数，具体日期将在权益分派实施公告中明确。在实施权益分派的股 权登记日前公司总股本发生变动的，拟维持分配总额不变，相应调整 每股分配比例，并将在相关公告中披露。 公司不触及《上海证券交易所股票上市规则（2024 年 4 月修 订）》（以下简称《股票上市规则》）第 9.8.1 条第一款第（八）项规 定的可能被实施其他风险警示的情形。 一、利润分配方案内容 （一）利润分配方案的具体内容 1 公司拟向全体股东每股派发现金红利 0.1086 元（含税）。截至 2024 年 12 月 31 日，公司总股本 4,610,787,639 股，以此计算合计 拟派发现金红利 500,731,537. ...

2024 年 12 月 31 日 KPMG Huazhen LLP 8th Floor, KPMG Tower Oriental Plaza 1 East Chang An Avenue Beijing 100738 China Telephone +86 (10) 8508 5000 Fax +86 (10) 8518 5111 Internet kpmg.com/cn 毕马威华振会计师事务所 (特殊普通合伙) 中国北京 东长安街 1 号 东方广场毕马威大楼 8 层 邮政编码:100738 电话 +86 (10) 8508 5000 传真 +86 (10) 8518 5111 网址 kpmg.com/cn 内部控制审计报告 毕马威华振审字第 2507209 号 光大证券股份有限公司全体股东： 按照《企业内部控制审计指引》及中国注册会计师执业准则的相关要求，我们审计了光 大证券股份有限公司（以下简称"光大证券"）2024 年 12 月 31 日的财务报告内部控制的有效 性。 一、 企业对内部控制的责任 按照《企业内部控制基本规范》、《企业内部控制应用指引》、《企业内部控制评价指 引》的规定，建立健全和有效实施 ...

光大证券股份有限公司 本人任永平，厦门大学会计学博士，现任公司独立董事及董事会薪酬、提名与资格审查 委员会委员（召集人）、审计与关联交易控制委员会委员，上海大学管理学院会计学教授、 博士生导师，上海大学 MBA 中心学术主任，江苏扬农化工股份有限公司（一家于上海证券交 易所上市的公司，股份代码：600486）独立董事、江苏日久光电股份有限公司（一家于深圳 证券交易所上市的公司，股份代码：003015）独立董事。曾任上海大学管理学院副院长、党 委书记，江苏大学讲师、副教授、教授，兴源环境科技股份有限公司（一家于深圳证券交易 所上市的公司，股份代码：300266）董事、腾达建设集团股份有限公司（一家于上海证券交 易所上市的公司，股份代码：600512）、恒天凯马股份有限公司（一家于上海证券交易所上 市的公司，股份代码：900953）、科华控股股份有限公司（一家于上海证券交易所上市的公 司，股份代码：603161）、江苏恒顺醋业股份有限公司（一家于上海证券交易所上市的公司， 股份代码：600305）、上海锦江国际旅游股份有限公司（一家于上海证券交易所上市的公司， 股份代码：900929）、创志科技（江苏）股份有限公 ...

Financial Performance - The company's operating revenue for 2024 was approximately ¥9.60 billion, a decrease of 4.32% compared to ¥10.03 billion in 2023[46]. - Net profit attributable to the parent company decreased by 28.39% to approximately ¥3.06 billion, primarily due to a non-recurring gain from a subsidiary in the previous year[46]. - The net profit after deducting non-recurring gains increased by 60.66% to approximately ¥3.01 billion, compared to ¥1.87 billion in 2023[46]. - The total assets at the end of 2024 reached approximately ¥292.96 billion, an increase of 12.85% from ¥259.60 billion in 2023[46]. - The total liabilities increased by 16.71% to approximately ¥223.74 billion, compared to ¥191.71 billion in 2023[46]. - Basic earnings per share for 2024 were ¥0.58, down 30.95% from ¥0.84 in 2023[47]. - The weighted average return on equity decreased to 4.58%, down 2.33 percentage points from 6.91% in 2023[47]. - The company's cash flow from operating activities increased by 133.50% to approximately ¥36.38 billion, compared to ¥15.58 billion in 2023[46]. Capital Structure - The company's net capital at the end of the reporting period was ¥45,572,211,225.65, a decrease of 2.97% from the previous year's ¥46,970,165,838.86[20]. - The registered capital remains unchanged at ¥4,610,787,639.00 since the previous year[20]. - The company’s total share capital as of December 31, 2024, is 4,610,787,639 shares[7]. - The company has a total of 100% ownership in several subsidiaries, including Everbright Futures with a registered capital of RMB 1.5 billion and Everbright Capital with RMB 4 billion[41]. Risk Management - The company has outlined potential risks in its future development, which are detailed in the management discussion section[12]. - The company has implemented a comprehensive risk management system to effectively manage various operational risks and ensure sustainable business development[148][153]. - The company has established risk management measures for over-the-counter derivatives, including a target pool for access, margin management, and risk limits for market risk management[154]. - The company has developed a liquidity risk management plan, ensuring overall liquidity risk is controllable within the consolidated scope[158]. - The company has established a comprehensive compliance management system to mitigate compliance risks, with no major compliance risk events reported in 2024[163]. Corporate Governance - The company held 3 shareholder meetings, 8 board meetings, and 7 supervisory meetings during the reporting period, ensuring robust governance practices[167]. - The company has established a comprehensive risk management system aligned with its strategic development goals, enhancing organizational structure and risk management culture[164]. - The company emphasizes the independence of its operations from its controlling shareholder, maintaining a complete and independent business system[169]. - The company has revised its articles of association and board committee rules in accordance with relevant laws and regulations during the reporting period[167]. Investment and Growth Strategy - The company aims to strengthen compliance and risk management in its debt financing business while enhancing service capabilities to support local enterprises[78]. - The company plans to enhance its investment banking service capabilities and maintain a balanced development strategy to improve market competitiveness and achieve high-quality growth in 2025[147]. - The company is committed to enhancing its technological capabilities to drive innovation and improve operational efficiency[110]. - The company is exploring potential acquisitions to enhance its product portfolio, with a budget of 500 million yuan allocated for this purpose[182]. Shareholder Returns - The company plans to distribute cash dividends totaling ¥918,007,818.92, with a proposed distribution of ¥1.086 per share for A and H shareholders[7]. Subsidiary Performance - The company's total revenue from its fully-owned subsidiaries, such as Everbright Futures and Everbright Asset Management, was 14.4 billion RMB, with net profits of 4.17 billion RMB[138][139]. Market Position - The total market turnover for A-shares exceeded 257 trillion, a growth of 21% compared to 2023[62]. - The company’s retail business strategy for 2025 focuses on enhancing customer asset value and transitioning from product-centered to customer-centered service[68].