证券代码：603097 证券简称：江苏华辰 公告编号：2025-043 江苏华辰变压器股份有限公司 向不特定对象发行可转换公司债券发行结果公告 保荐人（主承销商）：甬兴证券有限公司 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 江苏华辰变压器股份有限公司（以下简称"江苏华辰"、"发行人"或"公司"） 向不特定对象发行可转换公司债券（以下简称"可转债"或"华辰转债"）已获得 中国证券监督管理委员会证监许可〔2025〕988 号文同意注册。公司聘请甬兴证券 有限公司（以下简称"甬兴证券"或"保荐人（主承销商）"）担任本次发行的保 荐人（主承销商）。本次发行的可转债简称为"华辰转债"，债券代码为"113695"。 | 类别 | 认购数量（手） 放弃认购数量（手） | | | --- | --- | --- | | 原股东 | 432,311 | 0 | | 网上社会公众投资者 | 27,125 | 564 | | 网下机构投资者 | - | - | | 主承销商包销数量 | | 564 | | （放弃认购总数量） ...

Group 1 - The company will hold its second extraordinary general meeting of shareholders in 2025 on July 10, 2025, at 14:00 [3] - The meeting will combine on-site voting and online voting, with each share having one vote [3] - Shareholders must register and provide identification to participate in the meeting [3][4] Group 2 - The company plans to abolish the supervisory board, transferring its powers to the audit committee of the board of directors [4] - The company will revise its articles of association to reflect the cancellation of the supervisory board and to add employee directors [4][5] - The supervisory board will continue to perform its duties until the shareholders' meeting approves the changes [4] Group 3 - The meeting agenda includes the proposal to cancel the supervisory board and amend the articles of association [3][4] - The company emphasizes the importance of maintaining order during the meeting and has the right to refuse entry to unauthorized individuals [2] - Shareholders have the right to speak, inquire, and vote during the meeting, but must follow the established procedures [2][3]

江苏华辰变压器股份有限公司 2025 年第二次临时股东会 会议资料 2025 年 7 月 10 日 | 1 | | --- | | 一、2025 | 年第二次临时股东会会议须知 | 2 | | --- | --- | --- | | 二、2025 | 年第二次临时股东会会议议程 | 4 | | 三、2025 | 年第二次临时股东会会议议案 | 6 | | 议案一 | 关于取消监事会并修订《公司章程》的议案 | 6 | | 议案二 | 关于修订公司内部管理制度的议案 | 40 | 一、2025 年第二次临时股东会会议须知 各位股东及股东代表： 为了维护江苏华辰变压器股份有限公司（以下简称"公司"）全体股东的合法权益， 确保股东会的正常秩序和议事效率，保证大会的顺利进行，根据《中华人民共和国公司 法》《中华人民共和国证券法》《上市公司股东会规则》及《上海证券交易所上市公司 自律监管指引第 1 号——规范运作》等相关法律法规的规定，特制定本须知，望全体股 东及其他有关人员严格遵守： 一、各股东及股东授权代表请按照本次股东会通知（详见刊登于上海证券交易所网 站(www.sse.com.cn)的《江苏华辰变压器股份有限 ...

证券代码：603097 证券简称：江苏华辰 公告编号：2025-042 江苏华辰变压器股份有限公司 向不特定对象发行可转换公司债券 网上中签结果公告 保荐人（主承销商）：甬兴证券有限公司 特此公告。 发行人：江苏华辰变压器股份有限公司 保荐人（主承销商）：甬兴证券有限公司 2025 年 6 月 24 日 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗 漏，并对其内容的真实性、准确性和完整性承担法律责任。 根据《江苏华辰变压器股份有限公司向不特定对象发行可转换公司债券发行公 告》，本次发行的发行人江苏华辰变压器股份有限公司（以下简称"江苏华辰"） 及本次发行的保荐人（主承销商）甬兴证券有限公司于 2025 年 6 月 23 日（T+1 日）主持了江苏华辰变压器股份有限公司向不特定对象发行可转换公司债券（以下 简称"华辰转债"）网上发行中签摇号仪式。摇号仪式按照公开、公平、公正的原 则在有关单位代表的监督下进行，摇号结果经上海市东方公证处公证。现将中签结 果公告如下： | 末尾位数 | 中签号码 | | --- | --- | | 末"6"位数 | 555260，055260，820 ...

Core Viewpoint - Jiangsu Huachen Transformer Co., Ltd. has successfully issued convertible bonds amounting to 460 million yuan, with a significant portion allocated to existing shareholders and a small portion available for public investors [1][4]. Summary by Sections Issuance Details - The company has received approval from the China Securities Regulatory Commission for the issuance of convertible bonds, with the bond code being "113695" and the name "Huachen Convertible Bonds" [1]. - The total amount of the convertible bonds issued is 460 million yuan, with an issuance price of 100 yuan per bond [4]. Subscription Results - The preferential allocation to existing shareholders resulted in 432,311,000 yuan being allocated, which accounts for approximately 93.98% of the total issuance [4]. - The public subscription resulted in 27,689,000 yuan being allocated, representing about 6.02% of the total issuance, with a low online winning rate of 0.00034920% [4][5]. Subscription Process - The subscription process involved a total of 7,956,328 valid applications, with an effective subscription amount of approximately 7.93 billion yuan [5]. - The company and the lead underwriter will conduct a lottery draw for the allocation results on June 23, 2025, with results to be announced on June 24, 2025 [5]. Underwriting and Allocation - The lead underwriter, Yongxing Securities, will underwrite any shortfall in subscription amounts, with a maximum underwriting amount capped at 138 million yuan, which is 30% of the total issuance [3]. - If the total subscription does not meet 70% of the issuance amount, the company and the underwriter may consider suspending the issuance [2][3].

Core Points - Jiangsu Huachen Transformer Co., Ltd. has completed the registration of changes in business and has obtained a new business license [1] - The company held its 17th meeting of the third board of directors on April 28, 2025, and approved the change of registered capital and business scope [1] - The new registered capital is RMB 164,435,000 [1] Business License Details - The new business license includes the following information: - Unified Social Credit Code: 9132031266639531XY - Company Name: Jiangsu Huachen Transformer Co., Ltd. - Legal Representative: Zhang Xiaojin - Type: Joint Stock Company (Listed) - Established Date: September 4, 2007 - Business Term: From September 4, 2007, to long-term [1] Business Scope - The company’s business scope includes: - Licensed projects: Technology import and export, import and export agency, power facility installation, repair, testing, special equipment inspection and testing, special equipment design, goods import and export, road freight transport (excluding hazardous goods), power generation, transmission, and supply [1] - General projects include: - Manufacturing of transformers, rectifiers, inductors, and various electrical equipment, as well as research and development in energy-efficient technologies and renewable energy systems [1]

证券代码：603097 证券简称：江苏华辰 公告编号：2025-040 江苏华辰变压器股份有限公司 向不特定对象发行可转换公司债券 网上中签率及优先配售结果公告 保荐人（主承销商）：甬兴证券有限公司 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： | 类别 | 中签率/配 售比例（%） | 有效申购数量 （手） | 实际配售数 量（手） | 实际获配金 额（元） | | --- | --- | --- | --- | --- | | 原股东 | 100.00 | 432,311 | 432,311 | 432,311,000 | | 网上社会公众投资 者 | 0.00034920 | 7,929,303,947 | 27,689 | 27,689,000 | | 网下机构投资者 | - | - | - | - | | 合计 | | 7,929,736,258 | 460,000 | 460,000,000 | 特别提示 江苏华辰变压器股份有限公司（以下简称"江苏华辰"、"发行人"或"公 司"）向不特定对象 ...

证券代码：603097 证券简称：江苏华辰 公告编号：2025-041 江苏华辰变压器股份有限公司 法定代表人：张孝金 类型：股份有限公司（上市） 成立日期：2007 年 09 月 04 日 营业期限自：2007 年 09 月 04 日至长期 关于完成工商变更登记并换发营业执照的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重 大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 江苏华辰变压器股份有限公司（以下简称"公司"）于 2025 年 4 月 28 日召开第三 届董事会第十七次会议，于 2025 年 5 月 21 日召开 2024 年年度股东会，审议通过了《关 于变更注册资本、经营范围暨修订<公司章程>的议案》。具体内容详见公司于 2025 年 4 月 29 日在上海证券交易所网站（www.sse.com.cn）披露的《江苏华辰变压器股份有限 公司关于变更注册资本、经营范围暨修订<公司章程>的公告》（公告编号：2025-023）。 公司于近日完成了上述工商变更登记等相关手续，并取得了徐州市政务服务管理办 公室换发的《营业执照》，变更后的公司《营业执照》具体登记信息如下 ...

证券代码：603097 证券简称：江苏华辰 公告编号：2025-037 江苏华辰变压器股份有限公司 关于取消监事会并修订《公司章程》的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重 大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 江苏华辰变压器股份有限公司（以下简称"公司"）于 2025 年 6 月 17 日召开第三 届董事会第十九次会议，审议通过《关于取消监事会并修订 <公司章程> 的议案》。为全 面贯彻落实最新法律法规要求，确保公司治理与监管规定保持同步，进一步规范公司运 作机制，提升公司治理水平，根据最新的《中华人民共和国公司法》（以下简称"《公 司法》"）、《上市公司章程指引》和《上海证券交易所股票上市规则》（以下简称"《上 市规则》"）等相关法律法规规定，并结合公司实际情况，公司拟不再设置监事会与监 事，由董事会审计委员会行使《公司法》规定监事会的相关职权，并同时增设职工董事。 就此，公司拟对《江苏华辰变压器股份有限公司章程》（以下简称"《公司章程》"） 部分条款进行修订，并相应废止《江苏华辰变压器股份有限公司监事会议事规则》。现 将有关情况公告如下： 一、 ...

General Provisions - Jiangsu Huachen Transformer Co., Ltd. is established as a joint-stock company based on Jiangsu Huachen Transformer Co., Ltd. and registered with the Xuzhou Administrative Approval Bureau [1] - The company was approved by the China Securities Regulatory Commission to issue 40 million A-shares, which were listed on the Shanghai Stock Exchange on May 12, 2022 [1][3] - The registered capital of the company is RMB 164.435 million [2][9] Business Objectives and Scope - The company's business objective is to expand production scale, improve product quality, and pursue sustainable development and mutual benefits [3] - The business scope includes technology import and export, power facility installation and maintenance, manufacturing of transformers and related equipment, and various energy-related services [4] Shares - The total number of shares issued by the company is 164,435,000, all of which are ordinary shares [9] - The company adheres to principles of fairness and transparency in share issuance, ensuring equal rights for all shareholders [15] Shareholder Rights and Responsibilities - Shareholders have rights to dividends, voting, and participation in company decisions, and must comply with laws and the company's articles of association [16][18] - Shareholders are obligated to pay for their subscribed shares and cannot withdraw their capital except as legally permitted [23] Shareholder Meetings - The company holds annual shareholder meetings within six months after the end of the previous fiscal year [48] - Shareholder meetings can be called by the board of directors or by shareholders holding more than 10% of the shares [49][54] Governance and Compliance - The company must ensure compliance with laws and regulations, and protect the rights of minority shareholders [16][25] - The board of directors is responsible for reporting to shareholders on its performance and decisions during the annual meeting [74]