上海市方达（北京）律师事务所 关于江苏华辰变压器股份有限公司 FANGDA PARTNERS http://www.fangdalaw.com 中国北京市朝阳区光华路一号 电子邮件 E-mail: email@fangdalaw.com 北京嘉里中心北楼 27 层 电 话 Tel.: 86-10-5769-5600 邮政编码：100020 传 真 Fax: 86-10-5769-5788 27/F，North Tower, Beijing Kerry Centre 1 Guanghua Road, Chaoyang District Beijing 100020, PRC 2025 年第二次临时股东会的法律意见书 致：江苏华辰变压器股份有限公司 上海市方达（北京）律师事务所（以下简称"本所"）是具有中华人民共和国 境内法律执业资格的律师事务所。根据相关法律顾问协议，本所指派律师出席江 苏华辰变压器股份有限公司（以下简称"公司"）2025 年第二次临时股东会（以 下简称"本次股东会"），并就本次股东会的召集和召开程序、参与表决和召集会 议人员的资格、表决程序和表决结果等有关事宜出具本法律意见书。 本法律意见书依 ...

Core Viewpoint - Jiangsu Huachen Transformer Co., Ltd. is issuing convertible bonds to raise funds, with a total issuance amount of 460 million yuan, aimed at enhancing its capital structure and supporting business growth [2][5]. Overview of the Convertible Bonds - The convertible bonds are named "Huachen Convertible Bonds" with the code 113695, and the total issuance volume is 46,000,000 yuan (460,000 bonds) [2]. - The bonds will be listed on the Shanghai Stock Exchange on July 10, 2025, and the subscription period for the bonds is from June 20, 2025, to June 19, 2031 [3][4]. - The bonds are unsecured and have a credit rating of A+ with a stable outlook, assessed by a recognized credit rating agency [4]. Company Profile - Jiangsu Huachen Transformer Co., Ltd. was established on September 4, 2007, and is located in the Copper Mountain Economic Development Zone [6]. - The company specializes in the research, production, and sales of energy-efficient transformers, box-type substations, and smart electrical equipment [11][21]. - The company has been recognized as a national high-tech enterprise and has received multiple awards for quality and innovation [19][21]. Market Position and Competition - The company has a strong market position in the transformer and electrical equipment industry, participating in the formulation of national standards and holding various industry accolades [19][20]. - The industry is characterized by a competitive landscape with numerous players, particularly in the distribution market, where many small to medium-sized enterprises operate [18][19]. - Jiangsu Huachen's main competitors include companies like Teruid, Jinpan Technology, and Korin Electric, each with a diverse product range and market applications [20][21]. Product Offerings - The company's product portfolio includes dry-type transformers, oil-immersed transformers, box-type substations, and complete electrical equipment, widely used in traditional power grids and renewable energy sectors [11][12][21]. - The products are designed to meet various technical specifications and are utilized in applications such as urban power supply, industrial use, and renewable energy generation [11][12][15]. Research and Development - Jiangsu Huachen has established a dedicated R&D center focusing on new energy technologies, including energy storage systems and smart grid solutions [22]. - The company holds 158 patents, including 16 invention patents, reflecting its commitment to innovation and technological advancement [22][23]. Marketing and Customer Relations - The company has developed a robust marketing network across major cities in China, with a team of technically skilled sales personnel to support customer needs [23]. - Jiangsu Huachen has established strong partnerships with major state-owned enterprises and leading companies in the renewable energy sector, enhancing its market presence [21][23]. Intelligent Manufacturing - The company is actively pursuing intelligent manufacturing strategies to improve production efficiency and product quality while reducing operational costs [24]. - Jiangsu Huachen has been recognized as a model for intelligent manufacturing in Jiangsu Province, showcasing its commitment to modernizing its production processes [24].

股票简称：江苏华辰 股票代码：603097 公告编号：2025-045 江苏华辰变压器股份有限公司 Jiangsu Huachen Transformer Co., Ltd. （铜山经济开发区第二工业园内钱江路北，银山路东） 向不特定对象发行可转换公司债券 上市公告书 保荐人（主承销商） 二〇二五年七月 第一节 重要声明与提示 江苏华辰变压器股份有限公司（以下简称"江苏华辰""发行人""公司"或 "本公司"）全体董事、监事、高级管理人员保证上市公告书的真实性、准确性、 完整性，承诺上市公告书不存在虚假记载、误导性陈述或重大遗漏，并对其内容 的真实性、准确性和完整性承担个别和连带的法律责任。 根据《中华人民共和国公司法》《中华人民共和国证券法》等有关法律、法 规的规定，本公司董事、高级管理人员已依法履行诚信和勤勉尽责的义务和责任。 中国证券监督管理委员会（以下简称"中国证监会"）、上海证券交易所（以 下简称"上交所"）、其他政府机关对本公司可转换公司债券上市及有关事项的意 见，均不表明对本公司的任何保证。 本公司提醒广大投资者注意，凡本上市公告书未涉及的有关内容，请投资者 查阅 2025 年 6 月 18 日刊 ...

Fundraising Overview - Jiangsu Huachen Transformer Co., Ltd. has issued convertible bonds totaling RMB 460 million with a maturity of 6 years, resulting in a net amount of RMB 451.45 million after deducting underwriting and other related fees [1][2] - The funds were fully received by June 26, 2025, and verified by Tianjian Accounting Firm [1] Fund Management Agreement - The company signed a tripartite supervision agreement for the special account management of the raised funds with its sponsor and two banks, ensuring compliance with relevant regulations [1][2] - The agreement stipulates that the funds will be used exclusively for the construction of the energy power equipment intelligent manufacturing base and digital factory projects, as well as for supplementary working capital [2][3] Account Details - The special account for the raised funds has been established at China Minsheng Bank and Ningbo Bank, with a total of RMB 455.1 million stored [2] - The difference between the stored amount and the net fundraising amount accounts for unpaid issuance costs [2] Supervision and Compliance - The sponsor is responsible for overseeing the use of the raised funds, conducting semi-annual inspections, and ensuring compliance with the management regulations [4][5] - The agreement will remain effective until all funds are fully utilized and the account is closed [5]

证券代码：603097 证券简称：江苏华辰 公告编号：2025-044 江苏华辰变压器股份有限公司 关于签订募集资金专户存储三方监管协议的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重 大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、募集资金基本情况 根据中国证券监督管理委员会《关于同意江苏华辰变压器股份有限公司向不特定对 象发行可转换公司债券注册的批复》（证监许可〔2025〕988 号），江苏华辰变压器股 份有限公司（以下简称"公司"）向不特定对象发行 460,000,000.00 元的可转换公司债 券，期限 6 年，每张面值人民币 100 元，发行数量 4,600,000.00 张，募集资金总额为人 民币 460,000,000.00 元，扣除承销费用 4,900,000.00 元（不含增值税）后实际收到的金 额为 455,100,000.00 元。另减除保荐费用、律师费用、会计师费用、资信评级费用、信 用披露及发行手续费等与发行可转换公司债券直接相关的外部费用 3,649,622.63 元（不 含增值税）后，实际募集资金净额为人民币肆亿伍仟壹佰肆拾伍万叁佰柒 ...

Group 1 - The company Jiangsu Huachen Transformer Co., Ltd. has successfully issued convertible bonds, approved by the China Securities Regulatory Commission [2] - The total scale of the convertible bond issuance is 460 million yuan, with priority subscription given to existing shareholders [2][3] - The online subscription for the remaining bonds after the priority allocation ended on June 24, 2025, with the underwritten amount by the lead underwriter being 564,000 yuan, accounting for 0.12% of the total [3] Group 2 - The lead underwriter for this issuance is Yongxing Securities Co., Ltd., which will handle the underwriting and distribution of the bonds [2][5] - The bond code for the issued convertible bonds is 113695, and they are referred to as "Huachen Convertible Bonds" [2] - The company will submit a bond registration application to the China Securities Depository and Clearing Corporation after the underwriting process is completed [3]

证券代码：603097 证券简称：江苏华辰 公告编号：2025-043 江苏华辰变压器股份有限公司 向不特定对象发行可转换公司债券发行结果公告 保荐人（主承销商）：甬兴证券有限公司 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 江苏华辰变压器股份有限公司（以下简称"江苏华辰"、"发行人"或"公司"） 向不特定对象发行可转换公司债券（以下简称"可转债"或"华辰转债"）已获得 中国证券监督管理委员会证监许可〔2025〕988 号文同意注册。公司聘请甬兴证券 有限公司（以下简称"甬兴证券"或"保荐人（主承销商）"）担任本次发行的保 荐人（主承销商）。本次发行的可转债简称为"华辰转债"，债券代码为"113695"。 | 类别 | 认购数量（手） 放弃认购数量（手） | | | --- | --- | --- | | 原股东 | 432,311 | 0 | | 网上社会公众投资者 | 27,125 | 564 | | 网下机构投资者 | - | - | | 主承销商包销数量 | | 564 | | （放弃认购总数量） ...

Group 1 - The company will hold its second extraordinary general meeting of shareholders in 2025 on July 10, 2025, at 14:00 [3] - The meeting will combine on-site voting and online voting, with each share having one vote [3] - Shareholders must register and provide identification to participate in the meeting [3][4] Group 2 - The company plans to abolish the supervisory board, transferring its powers to the audit committee of the board of directors [4] - The company will revise its articles of association to reflect the cancellation of the supervisory board and to add employee directors [4][5] - The supervisory board will continue to perform its duties until the shareholders' meeting approves the changes [4] Group 3 - The meeting agenda includes the proposal to cancel the supervisory board and amend the articles of association [3][4] - The company emphasizes the importance of maintaining order during the meeting and has the right to refuse entry to unauthorized individuals [2] - Shareholders have the right to speak, inquire, and vote during the meeting, but must follow the established procedures [2][3]

江苏华辰变压器股份有限公司 2025 年第二次临时股东会 会议资料 2025 年 7 月 10 日 | 1 | | --- | | 一、2025 | 年第二次临时股东会会议须知 | 2 | | --- | --- | --- | | 二、2025 | 年第二次临时股东会会议议程 | 4 | | 三、2025 | 年第二次临时股东会会议议案 | 6 | | 议案一 | 关于取消监事会并修订《公司章程》的议案 | 6 | | 议案二 | 关于修订公司内部管理制度的议案 | 40 | 一、2025 年第二次临时股东会会议须知 各位股东及股东代表： 为了维护江苏华辰变压器股份有限公司（以下简称"公司"）全体股东的合法权益， 确保股东会的正常秩序和议事效率，保证大会的顺利进行，根据《中华人民共和国公司 法》《中华人民共和国证券法》《上市公司股东会规则》及《上海证券交易所上市公司 自律监管指引第 1 号——规范运作》等相关法律法规的规定，特制定本须知，望全体股 东及其他有关人员严格遵守： 一、各股东及股东授权代表请按照本次股东会通知（详见刊登于上海证券交易所网 站(www.sse.com.cn)的《江苏华辰变压器股份有限 ...

证券代码：603097 证券简称：江苏华辰 公告编号：2025-042 江苏华辰变压器股份有限公司 向不特定对象发行可转换公司债券 网上中签结果公告 保荐人（主承销商）：甬兴证券有限公司 特此公告。 发行人：江苏华辰变压器股份有限公司 保荐人（主承销商）：甬兴证券有限公司 2025 年 6 月 24 日 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗 漏，并对其内容的真实性、准确性和完整性承担法律责任。 根据《江苏华辰变压器股份有限公司向不特定对象发行可转换公司债券发行公 告》，本次发行的发行人江苏华辰变压器股份有限公司（以下简称"江苏华辰"） 及本次发行的保荐人（主承销商）甬兴证券有限公司于 2025 年 6 月 23 日（T+1 日）主持了江苏华辰变压器股份有限公司向不特定对象发行可转换公司债券（以下 简称"华辰转债"）网上发行中签摇号仪式。摇号仪式按照公开、公平、公正的原 则在有关单位代表的监督下进行，摇号结果经上海市东方公证处公证。现将中签结 果公告如下： | 末尾位数 | 中签号码 | | --- | --- | | 末"6"位数 | 555260，055260，820 ...