2021 年第三季度报告 证券代码：603612 证券简称：索通发展 索通发展股份有限公司 2021 年第三季度报告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者 重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 公司负责人、主管会计工作负责人及会计机构负责人（会计主管人员）保证季度报告中财务 报表信息的真实、准确、完整。 第三季度财务报表是否经审计 □是 √否 一、 主要财务数据 （一）主要会计数据和财务指标 | --- | --- | --- | --- | --- | |-----------------------------|------------------|------------------------------------------|------------------|------------------------------------------------| | | | ...

Financial Performance - The company reported a total revenue of 1.2 billion CNY for the first half of 2021, representing a year-on-year increase of 15%[21]. - The net profit attributable to shareholders reached 200 million CNY, up 20% compared to the same period last year[21]. - The company's operating revenue for the first half of the year reached ¥3,926,377,775.07, a 49.36% increase compared to ¥2,628,781,737.16 in the same period last year[26]. - Net profit attributable to shareholders was ¥291,362,248.88, representing a significant increase of 370.59% from ¥61,914,414.25 year-on-year[26]. - The net profit after deducting non-recurring gains and losses was ¥287,444,504.86, up 399.58% from ¥57,537,776.10 in the previous year[26]. - The company's total assets increased by 29.62% to ¥11,002,470,489.56 from ¥8,488,111,129.18 at the end of the previous year[26]. - The basic earnings per share rose to ¥0.67, a 272.22% increase from ¥0.18 in the same period last year[26]. - The company reported a weighted average return on equity of 7.64%, an increase of 5.28 percentage points compared to 2.36% in the previous year[26]. - Revenue for the reporting period was approximately CNY 3.93 billion, representing a 49.36% increase compared to CNY 2.63 billion in the same period last year[56]. - The company’s gross profit margin improved due to increased sales volume and prices of prebaked anodes, alongside significant growth in petroleum coke business[56]. Production and Capacity Expansion - The company has expanded its production capacity with the launch of a new 300kt/a prebaked anode project, expected to enhance overall output by 25%[21]. - The company achieved a record high production capacity utilization, with self-produced prebaked anode output reaching 968,200 tons, a year-on-year increase of 5.15%[50]. - The company completed the construction of the 900kt/a carbon material project, enhancing its competitive position in the southwestern market[65]. - The company’s new project, the 900kt/a carbon material project, was completed in just 13 months, showcasing strong execution capabilities[51]. Research and Development - The company plans to invest 500 million CNY in R&D for new technologies aimed at improving energy efficiency in production processes[21]. - The company’s R&D expenses surged by 142.12% to CNY 58.47 million, reflecting increased investment in new product development[56]. - As of June 30, 2021, the company held 144 authorized patents, including 29 invention patents and 115 utility model patents[43]. - The company actively participates in the formulation and revision of industry standards, having led or participated in the establishment of 37 national and industry standards[43]. Market Expansion - User data indicates a 30% increase in demand for carbon materials, driven by the growing aluminum industry[21]. - Market expansion efforts include entering two new provinces, which are projected to contribute an additional 100 million CNY in revenue by the end of 2021[21]. - The company plans to expand its strategic layout in Northwest, Southwest, Central East, and overseas markets over the next 3-5 years[42]. - The company plans to expand its joint venture model with downstream customers internationally, leveraging its established domestic success[45]. Financial Integrity and Compliance - The company has no non-operating fund occupation by controlling shareholders or related parties, ensuring financial integrity[7]. - There are no violations of decision-making procedures regarding external guarantees, maintaining compliance with regulations[7]. - The board of directors has confirmed the accuracy and completeness of the financial report, ensuring transparency for stakeholders[5]. - The company has outlined potential risks in its management discussion, advising investors to remain cautious[7]. Environmental Compliance - The company and its subsidiaries strictly comply with environmental laws and regulations, with zero major environmental pollution incidents reported in the first half of 2021[99]. - Major pollutants emissions include sulfur dioxide at 140.4 tons/year with a concentration of 21.74 mg/m³, well below the standard of 50 mg/m³[100]. - Nitrogen oxides emissions totaled 280.7 tons/year with a concentration of 39.26 mg/m³, also below the standard of 100 mg/m³[100]. - Particulate matter emissions were recorded at 38.93 tons/year with a concentration of 2.76 mg/m³, meeting the standard of 10 mg/m³[100]. - The company has implemented measures for source control and process monitoring to ensure environmental quality[99]. - The company has a 100% operational rate for environmental protection facilities, ensuring all pollutants are discharged within the legal limits[107]. - The company has conducted environmental impact assessments for all construction projects and obtained necessary permits[108]. - The company is actively engaged in reducing carbon emissions through technological upgrades to its roasting furnaces, aiming to lower natural gas consumption[114]. Shareholder Commitments and Governance - The company has made a long-term commitment regarding information disclosure responsibilities since December 21, 2015, and has strictly adhered to this commitment[117]. - The controlling shareholder has also committed to avoiding competition in the same industry since December 21, 2015, and has complied with this commitment[120]. - The company has a commitment related to the non-transfer of shares for 36 months following the completion of a private placement, starting from June 21, 2021[120]. - The company has committed to measures to mitigate the dilution of immediate returns from the private placement, with a long-term commitment starting from April 2, 2021[120]. - The company will strictly fulfill all public commitments made during the initial public offering of A-shares and actively accept social supervision[134]. - The company has committed to ensuring that executive compensation is linked to the execution of compensation measures[153]. Related Party Transactions - The company issued 24,605,385 shares of A-shares to controlling shareholder Mr. Lang Guanghui, which constitutes a related party transaction[164]. - The total amount of related party transactions during the reporting period was approximately 306,645.72 million CNY, with a total of 66,373.48 million CNY in sales revenue[163]. - The company has no significant related party transactions that have not been disclosed in temporary announcements[165]. Shareholding Structure - The total number of common shareholders at the end of the reporting period was 25,346[187]. - The largest shareholder, Lang Guanghui, holds 102,071,718 shares, representing 23.48% of total shares[187]. - The second largest shareholder, Wang Ping, holds 56,053,012 shares, representing 12.90% of total shares[187]. - The top ten shareholders collectively hold a significant portion of the company's shares, with the top three alone accounting for over 37%[187]. - The company has a total of 7,536,500 shares outstanding, with 3,765,450 shares being freely tradable[187]. Management and Incentives - The company has implemented a stock incentive plan, with a total of 328,400 shares subject to restrictions for shareholder Yuan Gang[191]. - The stock incentive plan includes a two-phase release schedule, with 50% of restricted shares becoming tradable after 12 months and the remaining 50% after 24 months[193]. - The total number of shares held by senior management increased significantly, with a total increase of 618,400 shares during the reporting period[196]. - The company granted a total of 618,400 new restricted shares to senior management during the reporting period[198]. - The total number of restricted shares held by senior management at the end of the reporting period was 1,765,500 shares, with 1,147,100 shares already unlocked[198].

2020 年年度报告 公司代码：603612 公司简称：索通发展 索通发展股份有限公司 2020 年年度报告 1 / 214 2020 年年度报告 重要提示 一、 本公司董事会、监事会及董事、监事、高级管理人员保证年度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 二、 公司全体董事出席董事会会议。 三、 大信会计师事务所（特殊普通合伙）为本公司出具了标准无保留意见的审计报告。 四、 公司负责人郎光辉、主管会计工作负责人吴晋州及会计机构负责人（会计主管人员）吴晋州 声明：保证年度报告中财务报告的真实、准确、完整。 五、 经董事会审议的报告期利润分配预案或公积金转增股本预案 经大信会计师事务所（特殊普通合伙）审计，截至2020年12月31日，公司当年可供分配利 润为212,571,760.20元，2020年度归属于上市公司股东净利润为214,072,843.70元。在充分考虑 公司盈利情况、当前所处行业特点、未来现金流状况、股东回报需求、公司可持续发展等因 素的基础上，公司2020年度利润分配方案为：以分红派息股权登记日的公司总股本为基数， 向全体股东每10股派 ...

Financial Performance - Operating revenue rose by 43.34% to CNY 1,697,990,701.23 year-on-year[11] - Net profit attributable to shareholders surged by 722.11% to CNY 109,657,476.66 compared to the same period last year[11] - Basic earnings per share increased by 525.00% to CNY 0.25 from CNY 0.04 in the same period last year[11] - The company reported a diluted earnings per share of CNY 0.25, consistent with the basic earnings per share[11] - Net profit for Q1 2021 was ¥135,983,005.59, up from ¥19,328,360.76 in Q1 2020, indicating a growth of 605.5%[53] - Operating profit for Q1 2021 was ¥178,743,345.21, compared to ¥28,254,812.42 in Q1 2020, reflecting a significant improvement[53] Assets and Liabilities - Total assets increased by 13.47% to CNY 9,631,443,852.82 compared to the end of the previous year[11] - Total liabilities reached ¥5,114,482,561.11, up from ¥4,111,102,391.06, indicating a rise of around 24.4%[37] - The company’s long-term borrowings rose to CNY 1,305,185,500.00, an increase of 84.82% from CNY 706,195,000.00, primarily due to project financing[23] - Total liabilities increased to ¥897,885,995.36 from ¥702,807,373.22, reflecting a growth of 27.7%[47] - Total equity attributable to shareholders rose to ¥3,776,396,763.34 from ¥3,663,263,177.38, an increase of about 3.1%[37] Cash Flow - Net cash flow from operating activities decreased by 384.93% to -CNY 544,626,771.10 compared to the previous year[11] - Cash flow from financing activities was CNY 940,168,392.46, a significant improvement from CNY -10,482,019.33 in the previous year, indicating increased borrowing[26] - Cash flow from operating activities in Q1 2021 was negative RMB 544.63 million, a decline from positive RMB 191.14 million in Q1 2020[68] - The net cash flow from financing activities for Q1 2021 was 92,360,719.78 RMB, up from 38,700,808.63 RMB in Q1 2020, reflecting a 138.5% increase[74] Shareholder Information - The total number of shareholders reached 24,311 by the end of the reporting period[17] - The largest shareholder, Lang Guanghui, holds 23.48% of the shares, amounting to 102,071,718 shares[17] Research and Development - Research and development expenses surged by 164.06% to CNY 26,051,258.00, up from CNY 9,865,696.25, indicating a significant investment in innovation[26] - Research and development expenses increased to ¥26,051,258.00 in Q1 2021, compared to ¥9,865,696.25 in Q1 2020, representing a 164.5% rise[49] Operational Costs - The gross profit margin improved, with operating costs rising to CNY 1,403,284,235.60, a 39.13% increase from CNY 1,008,620,658.39 in the previous year[26] - The total operating costs for Q1 2021 were ¥1,515,406,527.55, which is a 30.9% increase from ¥1,157,688,078.82 in Q1 2020[49] Other Financial Metrics - Weighted average return on equity rose by 2.44 percentage points to 2.95%[11] - Non-recurring gains and losses included government subsidies of CNY 5,939,467.85[14] - The company reported a financial income of RMB 9.76 million in Q1 2021, compared to RMB 2.41 million in Q1 2020, indicating a significant increase[57] - The company incurred a financial expense of RMB 2.19 million in interest for Q1 2021, down from RMB 14.21 million in Q1 2020, reflecting an 85% decrease[57]

2020 年第三季度报告 公司代码：603612 公司简称：索通发展 索通发展股份有限公司 2020 年第三季度报告 1 / 30 2020 年第三季度报告 目录 i | --- | --- | --- | |-------|-------|--------------| | | | | | | | 重要提示 | | | | 公司基本情况 | | | | 重要事项 | | | | 附录 | 二、 11[ 四、 2 / 30 2020 年第三季度报告 单位：元 币种：人民币 一、 重要提示 1.1 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或者重大遗漏，并承担个别和连带的法律责任。 1.2 公司全体董事出席董事会审议季度报告。 1.3 公司负责人郎光辉、主管会计工作负责人吴晋州及会计机构负责人（会计主管人员）吴晋州 保证季度报告中财务报表的真实、准确、完整。 1.4 本公司第三季度报告未经审计。 二、 公司基本情况 2.1 主要财务数据 | --- | --- | --- | --- | |---------------------------- ...

1 证券代码：603612 证券简称：索通发展 公告编号：2020-097 索通发展股份有限公司 | --- | --- | |----------------------------------------------------------------------|-------| | | | | 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 | | | 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 | | 为进一步加强与广大投资者的沟通交流，构建和谐稳定的投资者关系，索通 发展股份有限公司（以下简称"公司"）将参加由中国证券监督管理委员会山东 监管局、山东上市公司协会、山东省证券业协会、深圳市全景网络有限公司共同 举办的"山东辖区上市公司2020年度投资者网上集体接待日活动"，现将有关事 项公告如下： 本次活动采用网络远程的方式举行，投资者可登录"全景·路演天下"网站 （网址：http://rs.p5w.net）参与本次活动，活动时间为：2020年9月29日（星期二） 15:00-16:55。 届时，公司副总经理、董事会秘书袁钢先生，财务总监吴晋州先生，证券 ...

Financial Performance - The company's operating revenue for the first half of 2020 was ¥2,628,781,737.16, representing a 42.64% increase compared to ¥1,842,960,569.72 in the same period last year[19]. - The net profit attributable to shareholders of the listed company was ¥61,914,414.25, an increase of 86.68% from ¥33,166,082.90 in the previous year[19]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥57,537,776.10, up 84.82% from ¥31,131,864.36 in the same period last year[19]. - Basic earnings per share increased by 80% to CNY 0.18 compared to CNY 0.10 in the same period last year[22]. - Net cash flow from operating activities reached CNY 287,361,403.22, a significant improvement from a negative CNY 225,705,044.93 in the previous year[23]. - Net profit attributable to shareholders increased due to a substantial rise in sales volume and a higher gross profit margin compared to the previous year[24]. - Total assets grew by 4.10% to CNY 8,074,163,900.15 from CNY 7,756,376,131.94 at the end of the previous year[23]. - Operating revenue for the first half of 2020 was approximately ¥2.63 billion, a 42.64% increase compared to ¥1.84 billion in the same period last year[49]. - Operating costs rose to approximately ¥2.19 billion, reflecting a 35.07% increase from ¥1.62 billion year-on-year[49]. Production and Sales - The company achieved a record production of 920,800 tons of prebaked anodes in the first half of 2020, representing a year-on-year increase of 76.73%[45]. - Sales of prebaked anodes reached 890,400 tons, up 65.42% year-on-year, with export sales of 292,700 tons increasing by 58.94%[45]. - The average price index for prebaked anodes decreased by 16% year-on-year to CNY 2,850.68 per ton in the first half of 2020[31]. - Domestic prebaked anode consumption fell by 6% year-on-year to approximately 903.28 million tons during the reporting period[31]. Strategic Initiatives - The company plans to leverage its market position as the only listed company in the prebaked anode industry to enhance its strategic layout in collaboration with downstream quality customers over the next 3-5 years[39]. - The company maintains a Make To Order (MTO) production model to optimize inventory and respond flexibly to customer demands[31]. - The company plans to promote its successful joint venture model with downstream customers to overseas markets[43]. - The company has established 9 provincial and ministerial-level R&D platforms, enhancing its innovation capabilities[40]. - The company is actively involved in setting industry standards, having participated in the formulation of 35 national and industry standards as of June 30, 2020[40]. Financial Position - The company's cash and cash equivalents increased by 170.56% to ¥1,667,755,806.10, accounting for 20.66% of total assets, primarily due to successful convertible bond issuance and increased sales receipts[53]. - Accounts receivable rose by 45.91% to ¥1,008,829,132.34, representing 12.49% of total assets, attributed to market expansion and increased sales volume[53]. - Fixed assets increased by 50.44% to ¥3,161,249,509.33, making up 39.15% of total assets, mainly due to the completion of the Shandong Innovation 600kt/a prebaked anode project[56]. - Short-term borrowings rose by 25.69% to ¥2,086,508,269.85, which is 25.84% of total liabilities, driven by increased production and business scale[56]. - The company reported a total of 102,071,718 restricted shares held by Lang Guanghui, which will be unlocked on July 20, 2023, after a 36-month lock-up period[183]. Risks and Challenges - The company faces significant risks due to the ongoing global spread of COVID-19, which has led to economic downturns and may result in continued low demand for commodities, including aluminum products[68]. - The volatility of product prices, particularly for prebaked anodes, poses uncertainty for the company's operating profits, influenced by macroeconomic conditions and industry cycles[71]. - Fluctuations in raw material prices, especially petroleum coke, can impact production costs and operating profits, creating operational uncertainties for the company[71]. - High concentration of accounts receivable presents a risk; if the company cannot recover debts promptly, it may adversely affect production and operations[71]. - The company is under increasing pressure to meet national environmental standards, which introduces safety and environmental risks, particularly during the COVID-19 pandemic[71]. Shareholder Commitments and Governance - The controlling shareholder, Lang Guanghui, committed to not transferring or entrusting the management of shares for 36 months post-listing, with an automatic extension of 6 months if the stock price falls below the issue price for 20 consecutive trading days within the first 6 months[81]. - The company has established a stock price stabilization plan to protect the interests of minority shareholders, which includes measures such as share buybacks and stock purchases by directors and senior management[82]. - The stock price stabilization measures will remain in effect if the stock price triggers the stabilization conditions multiple times within a single accounting year[92]. - The company will take one or more measures to stabilize the stock price, including potential purchases by directors and senior management at prices not exceeding the latest audited net asset value per share[86]. - The company will strictly fulfill all public commitments made regarding the initial public offering of A-shares and will accept social supervision[105]. Environmental Compliance - The company has implemented measures to ensure compliance with environmental regulations, with major pollutants' emissions meeting national standards[150]. - The company achieved compliance with emission standards for sulfur dioxide (SO2) at 400 mg/Nm³ across multiple facilities[157]. - Nitrogen oxides (NOx) emissions were compliant at 100 mg/Nm³ for calcination processes in various plants[157]. - The company reported a 100% operational rate for environmental protection facilities in conjunction with production facilities[157]. - The company has implemented online monitoring systems for major emission outlets to ensure real-time compliance with environmental standards[157]. Audit and Legal Matters - The company appointed Da Xin Accounting Firm as the external auditor for the year 2020, approved during the annual shareholders' meeting on June 22, 2020[123]. - There were no significant lawsuits or arbitration matters during the reporting period[123]. - The company has no record of bad faith situations, such as failing to fulfill court judgments or large debt defaults during the reporting period[123].

Financial Performance - Operating revenue rose by 37.61% to CNY 1,184,583,015.37 year-on-year[18] - Net profit attributable to shareholders increased by 68.91% to CNY 13,338,470.72 compared to the same period last year[18] - Basic earnings per share doubled to CNY 0.04 from CNY 0.02 in the same period last year[18] - Net profit for Q1 2020 was ¥19,328,360.76, representing an increase of 85.5% from ¥10,416,705.20 in Q1 2019[58] - Total operating revenue for Q1 2020 reached ¥1,184,583,015.37, a significant increase of 37.5% compared to ¥860,812,331.31 in Q1 2019[56] Cash Flow - Net cash flow from operating activities was CNY 191,143,904.69, a significant recovery from a negative cash flow of CNY -148,795,005.71 in the previous year[18] - Cash flow from operating activities for Q1 2020 was approximately ¥191.14 million, a recovery from a negative cash flow of ¥148.80 million in Q1 2019[66] - Cash inflow from investment activities in Q1 2020 was approximately ¥838.82 million, compared to ¥0.90 million in Q1 2019, showing a substantial increase[66] - The net cash flow from investment activities was 468,808,602.59 CNY, recovering from a negative cash flow of -170,055,411.99 CNY in Q1 2019[68] - The ending cash and cash equivalents balance increased to 777,616,569.65 CNY, up from 96,293,653.67 CNY in Q1 2019[70] Assets and Liabilities - Total assets increased by 4.08% to CNY 8,072,794,550.57 compared to the end of the previous year[18] - The company’s total current assets as of March 31, 2020, amounted to CNY 4,278,092,881.30, up from CNY 3,940,755,527.18 at the end of 2019[40] - The total liabilities increased to ¥4,982,372,760.01 from ¥4,684,591,558.40, indicating a rise of about 6.4%[45] - Current liabilities rose to ¥3,292,333,705.98, compared to ¥2,952,271,001.53, indicating an increase of about 11.5%[45] - Long-term borrowings decreased to ¥764,705,000.00 from ¥815,965,000.00, a reduction of about 6.3%[45] Shareholder Information - The total number of shareholders reached 18,121 by the end of the reporting period[24] - The largest shareholder, Lang Guanghui, holds 30.29% of the shares, with 102,071,718 shares pledged[24] Government Support and Non-Recurring Items - The company received government subsidies amounting to CNY 2,138,889.21 during the reporting period[22] - Non-recurring gains and losses included a loss of CNY 1,359,192.96 from the disposal of non-current assets[22] Costs and Expenses - Operating costs rose by 31.81% to CNY 1,008,620,658.39 in Q1 2020, up from CNY 765,234,885.16 in Q1 2019, due to increased production volumes from new projects[33] - The company’s financial expenses increased by 47.73% to CNY 34,871,470.78, attributed to higher interest expenses on convertible bonds[33] - Research and development expenses for Q1 2020 were ¥9,865,696.25, down from ¥11,066,336.44 in Q1 2019, a decrease of 10.9%[56] - Sales expenses increased to approximately ¥25.01 million in Q1 2020 from ¥18.52 million in Q1 2019, reflecting higher marketing costs[61]

Financial Performance - The net profit attributable to shareholders for 2019 was CNY 86,445,154.66, representing a year-on-year increase of 24.56%[7]. - The company's operating revenue for 2019 was approximately ¥4.37 billion, representing a 30.34% increase compared to ¥3.35 billion in 2018[30]. - The net profit attributable to shareholders decreased by 57.11% to approximately ¥86.45 million in 2019 from ¥201.55 million in 2018[30]. - The net cash flow from operating activities was negative at approximately -¥214.68 million, a decrease of 143.56% compared to ¥492.80 million in 2018[30]. - The total assets increased by 31.14% to approximately ¥7.76 billion at the end of 2019, up from ¥5.91 billion at the end of 2018[30]. - The basic earnings per share dropped by 56.67% to ¥0.26 in 2019 from ¥0.60 in 2018[31]. - The company reported a net cash flow from operating activities of -RMB 214.68 million, a decline of 143.56% compared to the previous year[71]. - The net profit attributable to the parent company was 86.4452 million yuan, a decrease of 57.11% compared to the previous year[65]. - The company’s net profit attributable to shareholders decreased by 57.11% to RMB 86.45 million, largely due to market challenges and increased credit impairment losses[67]. Dividend Distribution - The total distributable profit as of December 31, 2019, was CNY 70,607,782.29, with a cash dividend of CNY 0.63 per share, totaling CNY 21,230,172.18, which accounts for 30.07% of the distributable profit[7]. - The company plans to distribute dividends in accordance with the shareholder return plan approved in previous meetings, ensuring sustainable development and shareholder returns[7]. - The company’s profit distribution policy emphasizes a minimum cash dividend of 15% of the distributable profit for each year from 2018 to 2020, with a cumulative cash distribution of at least 30% of the average distributable profit over three years[141]. - The company’s profit distribution plan for 2019 aligns with the previously approved shareholder return plans from 2015 and 2018[145]. - The company plans to distribute cash dividends of 0.63 RMB per 10 shares, totaling 21,230,172.18 RMB, which represents 30.07% of the available profit and 24.56% of the net profit attributable to shareholders for the year 2019[145]. Operational Highlights - The company operates in the aluminum carbon material sector, focusing on the production of prebaked anodes and carbon products[20]. - The company achieved a production volume of 1.3721 million tons of prebaked anodes, representing a year-on-year increase of 56.58%[65]. - Sales of prebaked anodes reached 1.3285 million tons, up 45.43% year-on-year, with export sales of 439,700 tons, a 54.28% increase, capturing a 39.05% share of the export market[65]. - The company launched two major prebaked anode projects in 2019, contributing to significant growth in total assets and operating revenue[30]. - The company is actively advancing new projects, including the Chongqing Jinqi 160Kt/a carbon project, which is expected to enhance the prebaked anode supply chain and reduce production costs[66]. Risk Factors - The company emphasizes the importance of market changes on its forward-looking statements, highlighting potential investment risks[8]. - The company has outlined various risks in its report, urging investors to pay attention to these factors[11]. - The company faces risks from price fluctuations in prebaked anodes and raw materials, particularly petroleum coke, which can significantly impact profit margins[126]. - As the largest exporter of prebaked anodes in China, the company is exposed to exchange rate fluctuations that can affect its financial performance[128]. Research and Development - The company has established a comprehensive research and innovation system, with 86 authorized patents, including 17 invention patents[59]. - The total R&D investment was CNY 53,207,327.03, representing 1.22% of operating revenue, with 355 R&D personnel, accounting for 13.32% of total employees[86]. - The company plans to enhance its technological research and development capabilities, establishing a market-oriented innovation system to drive quality improvements[124]. Strategic Initiatives - The company aims to become the world's largest independent manufacturer and supplier of prebaked anodes, focusing on market-driven strategies and technological innovation[121]. - The company plans to further enhance its domestic strategic layout and solidify its market position through collaboration with high-quality downstream customers over the next 3-5 years[57]. - Key projects for 2020 include a 900 kt/a high current density energy-saving carbon material project and a 160 kt/a carbon project, with a focus on cost control and timely completion[124]. Shareholder Commitments - The controlling shareholder committed to a 36-month lock-up period for shares starting from the listing date, with automatic extensions under certain conditions[158]. - The company has established measures to stabilize its stock price, which will be activated if the stock price falls below the audited net asset value per share for 20 consecutive trading days within three years post-listing[159]. - The company will ensure compliance with all public commitments made during the IPO process and accept social supervision[188]. - The company will disclose specific reasons for any failure to fulfill commitments and will take measures to minimize investor losses[191].

2019 年第三季度报告 公司代码：603612 公司简称：索通发展 索通发展股份有限公司 2019 年第三季度报告 1 / 29 2019 年第三季度报告 一、 重要提示 二、 公司基本情况. 11[ 重要事项 四、 附录 目录 2 / 29 2019 年第三季度报告 单位：元 币种：人民币 一、 重要提示 1.1 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整， 不存在虚假记载、误导性陈述或者重大遗漏，并承担个别和连带的法律责任。 1.2 公司全体董事出席董事会审议季度报告。 1.3 公司负责人郎光辉、主管会计工作负责人郝俊文及会计机构负责人（会计主管人员）吴晋州 保证季度报告中财务报表的真实、准确、完整。 1.4 本公司第三季度报告未经审计。 二、 公司基本情况 2.1 主要财务数据 | --- | --- | --- | --- | |------------------------------------------------|------------------------------|------------------------------------|-- ...