| 证券代码：603978 | 证券简称：深圳新星 | 公告编号：2024-100 | | --- | --- | --- | | 债券代码：113600 | 债券简称：新星转债 | | 深圳市新星轻合金材料股份有限公司 2024年员工持股计划第一次持有人会议决议公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 一、会议召开情况 深圳市新星轻合金材料股份有限公司（以下简称"公司"）2024 年员工持股 计划第一次持有人会议于 2024 年 9 月 18 日在深圳市光明区高新产业园区汇业路 6 号新星公司红楼会议室以通讯方式召开。本次会议由公司董事会秘书周志先生 主持，全体持有人出席本次会议，代表本员工持股计划份额为 16,239,442.12 份， 占公司 2024 年员工持股计划总份额的 100%。本次会议的召开符合法律法规及 《公司章程》《深圳市新星轻合金材料股份有限公司 2024 年员工持股计划》、《深 圳市新星轻合金材料股份有限公司 2024 年员工持股计划管理办法》的规定，合 法有效。 二、会议审议情况 1 ...

| 证券代码：603978 | 证券简称：深圳新星 | 公告编号：2024-098 | | --- | --- | --- | | 债券代码：113600 | 债券简称：新星转债 | | 深圳市新星轻合金材料股份有限公司 关于 2024 年员工持股计划非交易过户完成的公告 2024 年 9 月 13 日 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 深圳市新星轻合金材料股份有限公司（以下简称"公司"）分别于 2024 年 7 月 24 日召开第五届董事会第十次会议、第五届监事会第六次会议，于 2024 年 8 月 9 日召开 2024 年第二次临时股东大会，审议通过了《关于公司< 2024 年员工 持股计划（草案）>及其摘要的议案》等相关议案。具体内容详见公司于 2024 年 7 月 25 日、2024 年 8 月 10 日在上海证券交易所网站（www.sse.com.cn）披露 的相关公告。 根据《关于上市公司实施员工持股计划试点的指导意见》《上海证券交易所 上市公司自律监管指引第1号—规范运作》等相关规定，现将公司202 ...

关于控股股东、实际控制人之一致行动人 | 证券代码：603978 | 证券简称：深圳新星 公告编号：2024-099 | | --- | --- | | 债券代码：113600 | 债券简称：新星转债 | 深圳市新星轻合金材料股份有限公司 解除部分股份质押的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： 深圳市新星轻合金材料股份有限公司（以下简称"公司"）控股股东、实 际控制人陈学敏先生之一致行动人深圳市岩代投资有限公司（以下简称"岩代投 资"）持有公司股份数量为25,262,280股，占目前公司总股本比例为14.64%；本次 部分股份解除质押后，岩代投资累计质押公司股份数量为10,305,000股，占其持 股数量比例为40.79%，占目前公司总股本的比例为5.97%。 公司控股股东、实际控制人陈学敏先生及其一致行动人累计持有公司股 份数量为76,265,794股，占目前公司总股本比例为44.20%；本次部分股份解除质 押后，控股股东、实际控制人陈学敏先生及其一致行动人累计质押公司股份数量 42,4 ...

| 证券代码：603978 | 证券简称：深圳新星 | 公告编号：2024-097 | | --- | --- | --- | | 债券代码：113600 | 债券简称：新星转债 | | 深圳市新星轻合金材料股份有限公司 关于控股股东、实际控制人增持股份进展 暨首次增持股份公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 增持计划基本情况：深圳市新星轻合金材料股份有限公司（以下简称"公 司"）控股股东、实际控制人陈学敏先生计划自 2024 年 2 月 8 日起 12 个月内通 过集中竞价交易方式增持公司股份，增持金额不低于人民币 2,000 万元且不高于 人民币 4,000 万元，增持比例不超过公司总股本的 2%。 首次增持股份基本情况：公司控股股东、实际控制人陈学敏先生于 2024 年 9 月 9 日通过上海证券交易所交易系统集中竞价交易方式首次增持公司股份 64.26 万股，占目前公司总股本的 0.37%，成交均价为 10.28 元/股，增持金额为 人民币 6,608,959 元（不含交易费）。 增持计 ...

| 证券代码：603978 | 证券简称：深圳新星 | 公告编号：2024-096 | | --- | --- | --- | | 债券代码：113600 | 债券简称：新星转债 | | 深圳市新星轻合金材料股份有限公司 关于控股股东、实际控制人之一致行动人 股份质押的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： 深圳市新星轻合金材料股份有限公司（以下简称"公司"）控股股东、实 际控制人陈学敏先生之一致行动人深圳市岩代投资有限公司（以下简称"岩代投 资"）持有公司股份数量为25,262,280股，占公司总股本比例为14.77%；本次质押 后，岩代投资累计质押公司股份数量为12,990,000股，占其持股数量比例为51.42%， 占公司总股本的比例为7.60%。 截至本公告披露日，公司控股股东、实际控制人陈学敏先生及其一致行 动人累计持有公司股份数量为75,580,694股，占公司总股本比例为44.19%；本次 岩代投资股份质押后，控股股东、实际控制人陈学敏先生及其一致行动人累计质 押公司股份数量4 ...

| 证券代码：603978 | 证券简称：深圳新星 | 公告编号：2024-095 | | --- | --- | --- | | 债券代码：113600 | 债券简称：新星转债 | | 深圳市新星轻合金材料股份有限公司 关于对外投资暨签署《股份转让协议》的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： 深圳市新星轻合金材料股份有限公司（以下简称"公司"）与浙江泓芯半 导体有限公司（已向市场监督管理局递交变更申请，变更为"浙江泓芯新材料股 份有限公司"，以下简称"标的公司"）及其实际控制人吴慧明及股东安阳汇正企 业管理合伙企业（有限合伙）（以下简称"安阳汇正"）签署了《关于浙江泓芯新材 料股份有限公司的股份转让协议》，公司拟以人民币 1,000 万元收购安阳汇正持 有标的公司 8.0989 万股股份，占标的公司总股本的 0.5556%。 本次交易不构成关联交易，亦不构成《上市公司重大资产重组管理办法》 规定的重大资产重组。 本次交易无需提交公司董事会、股东大会审议。 风险提示：（1）本次交易中标的公 ...

| 证券代码：603978 | 证券简称：深圳新星 | 公告编号：2024-094 | | --- | --- | --- | | 债券代码：113600 | 债券简称：新星转债 | | 深圳市新星轻合金材料股份有限公司 二、 回购股份的进展情况 根据《上市公司股份回购规则》《上海证券交易所上市公司自律监管指引第 7 号—回购股份》等相关规定，上市公司应当在每个月的前 3 个交易日内公告截至 上月末的回购进展情况。现将公司回购股份的进展情况公告如下： 2024 年 8 月，公司未通过集中竞价交易方式回购股份。截至 2024 年 8 月 31 日，公司已累计回购股份 92.11 万股，占公司总股本的比例为 0.54%，购买的最高 价为 11.04 元/股、最低价为 9.33 元/股，已支付的总金额为 904.5647 万元（不含印 花税、交易佣金等交易费用）。上述回购进展符合法律法规的规定及公司既定的回 购股份方案。 关于以集中竞价交易方式回购公司股份的进展公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： | ...

债券简称：新星转债 债券代码：113600 海通证券股份有限公司 关于深圳市新星轻合金材料股份有限公司 公开发行可转换公司债券临时受托管理事务报告 受托管理人 （住所：上海市广东路 689 号） 二〇二四年八月 重要声明 本报告依据《公司债券发行与交易管理办法》《公司债券受托管理人执业行 为准则》《深圳市新星轻合金材料股份有限公司可转换公司债券受托管理协议》 （以下简称"《受托管理协议》"）等相关规定和约定、公开信息披露文件以及深 圳市新星轻合金材料股份有限公司（以下简称"公司"、"深圳新星"或"发行人"） 出具的相关说明文件以及提供的相关资料等，由受托管理人海通证券股份有限公 司（以下简称"海通证券"）编制。海通证券对本报告中所包含的从上述文件中 引述内容和信息未进行独立验证，也不就该等引述内容和信息的真实性、准确性 和完整性做出任何保证或承担任何责任。 根据相关法律法规，请债券投资人注意投资、交易违约债券的风险，依法投 资、交易债券，不得参与内幕交易，不得违规操作或扰乱市场秩序。 本报告不构成对投资者进行或不进行某项行为的推荐意见，投资者应对相关 事宜做出独立判断，而不应将本报告中的任何内容据以作为海通证 ...

| 证券代码：603978 | 证券简称：深圳新星 公告编号：2024-093 | | --- | --- | | 债券代码：113600 | 债券简称：新星转债 | 深圳市新星轻合金材料股份有限公司 关于控股股东、实际控制人之一致行动人 解除部分股份质押的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈 述或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： 经与岩代投资确认，本次解除质押的部分股份后续暂无再质押的计划，若后 续存在股份质押计划，岩代投资将根据实际情况及时履行告知义务，公司将按照 相关法律、法规要求及时履行信息披露义务。 二、股东累计质押股份情况 截至本公告披露日，公司控股股东、实际控制人陈学敏先生及其一致行动人 累计质押股份情况如下： 深圳市新星轻合金材料股份有限公司（以下简称"公司"）控股股东、实 际控制人陈学敏先生之一致行动人深圳市岩代投资有限公司（以下简称"岩代投 资"）持有公司股份数量为25,262,280股，占公司总股本比例为14.77%；本次部分 股份解除质押后，岩代投资累计质押公司股份数量为9,300,000股，占其持股数 ...

Financial Performance - The company's operating revenue for the first half of 2024 reached ¥1,163,034,025.50, representing a 79.71% increase compared to the same period last year[11]. - The net profit attributable to shareholders of the listed company was -¥57,337,693.01, showing a decline from -¥49,033,236.52 in the previous year[11]. - The net cash flow from operating activities was -¥127,246,815.23, compared to -¥41,329,142.36 in the same period last year[11]. - Total assets increased by 10.87% to ¥3,970,487,711.12 compared to the end of the previous year[11]. - The net assets attributable to shareholders of the listed company decreased by 4.06% to ¥1,528,669,821.54[11]. - The company's basic earnings per share for the first half of 2024 was -0.36 CNY, compared to -0.30 CNY in the same period last year, indicating a decline[12]. - The weighted average return on equity was -3.67%, down from -2.87% in the previous year[12]. - The company's total operating revenue for the reporting period was 116,303.40 million yuan, a year-on-year increase of 79.71%, while operating costs rose by 80.00%[54]. - The net profit attributable to shareholders was -5,733.77 million yuan, a decrease of 16.94% year-on-year, and the net profit after deducting non-recurring gains and losses was -7,127.41 million yuan, down 37.77% year-on-year[54]. Market and Industry Trends - The company's operating revenue increased by 79.71% year-on-year, primarily due to growth in the battery aluminum foil blank business[12]. - The production of aluminum materials in China reached 33.255 million tons in the first half of 2024, a year-on-year increase of 9.5%[17]. - The export volume of unwrought aluminum and aluminum materials was 3.17 million tons, up 13.1% year-on-year, while imports surged by 70.1% to 2.04 million tons[17]. - The demand for high-end aluminum grain refiners and aluminum intermediate alloys is expected to increase due to the rapid development of new energy and clean energy sectors[18]. - The overall demand for aluminum grain refiners is projected to grow in line with the increasing production of aluminum materials driven by favorable government policies[17]. - In the first half of 2024, China's new energy vehicle production and sales reached 4.929 million and 4.944 million units, respectively, representing year-on-year growth of 30.1% and 32%, with a market share of 35.2%[22]. - The total production of lithium-ion batteries in China for the first half of 2024 was 480 GWh, showing a year-on-year increase of 20%[22]. Research and Development - The company is actively involved in the research and development of lithium battery materials, including the construction of a lithium hexafluorophosphate project[15]. - The company has established subsidiaries to expand into the lithium battery materials sector, indicating a strategic move towards market expansion[15]. - The company has achieved international leading technology in the potassium aluminum fluoride (KAlF4) energy-saving technology for aluminum electrolysis additives[44]. - The company focuses on technological innovation to maintain its leading position in the aluminum grain refining agent market and expand into new materials for lithium battery applications[42]. - The company has received multiple domestic and international patents for its independently developed electromagnetic induction furnace and continuous rolling mill[43]. - The company’s research and development expenses increased by 22.72% to CNY 40,397,637.03, with a total of 5 domestic invention patents applied for during the reporting period[60]. Production Capacity and Operations - The company has achieved a casting capacity of 80,000 tons for battery aluminum foil raw materials, with phase one at 20,000 tons, phase two at 30,000 tons, and phase three at 30,000 tons[28]. - A cold rolling production line with an annual capacity of 50,000 tons has been put into operation, with another 50,000 tons expected to be operational by September 2024[33]. - The company has established a lithium hexafluorophosphate production line with a total planned capacity of 15,000 tons, with phases one and two already operational[32]. - The battery aluminum foil project has an annual production capacity of 100,000 tons, with 80,000 tons of casting capacity already in operation[41]. - The company has developed a new product as a substitute for hot-rolled materials, which has passed customer trials successfully[41]. - The company has invested in a 500-ton lithium fluoride pilot production line to meet raw material needs for lithium hexafluorophosphate, reducing production costs[48]. Financial Position and Liabilities - The company's total assets as of the end of the first half of 2024 were CNY 2,743,701,680.02, compared to CNY 2,638,878,671.57 at the end of the first half of 2023, showing an increase of about 4%[141]. - The total liabilities as of the end of the first half of 2024 amounted to CNY 1,243,737,001.51, compared to CNY 1,090,263,356.91 at the end of the first half of 2023, representing an increase of about 14%[141]. - The total equity decreased to CNY 1,499,964,678.51 in the first half of 2024 from CNY 1,548,615,314.66 in the same period of 2023, indicating a decline of approximately 3%[141]. - The company's long-term liabilities due within one year increased by 90.58% to CNY 249,790,957.68, mainly due to an increase in long-term borrowings[65]. - The total amount of guarantees provided by the company, including those to subsidiaries, is 74,523.8 million RMB, which accounts for 46.77% of the company's net assets[116]. - The company reported a financial expense of CNY 39,048,740.49 in the first half of 2024, up from CNY 31,125,911.71 in the first half of 2023, reflecting an increase of about 25%[143]. Environmental and Regulatory Compliance - The company has committed to strict compliance with national environmental laws and regulations, conducting regular environmental inspections and third-party emissions monitoring[97]. - The company has established an emergency response plan for environmental incidents, including five specific plans for air pollution, fire, and hazardous material leaks, with regular drills conducted[91]. - The company has not faced any administrative penalties for environmental issues during the reporting period[93]. - The company utilizes clean energy natural gas in production, ensuring emissions meet standards and no wastewater is discharged[94]. - The company has identified key environmental risks and established a dedicated environmental risk management team to enhance its response capabilities[95]. Corporate Governance and Shareholder Relations - The company has implemented a stock option incentive plan to attract and retain talent, with the plan approved on August 14, 2020, and subsequent adjustments made due to changes in the status of incentive recipients[82]. - The company has established commitments to minimize and regulate related party transactions, ensuring fair market pricing and compliance with legal disclosure obligations[107]. - The company is involved in significant litigation matters, including a dispute over a shareholder meeting resolution regarding the transfer of 100% equity for RMB 12.5 million, with the court ruling against the plaintiff's claims[110]. - The company has received financial support from its major shareholder, Shenzhen Yandai Investment Co., Ltd., amounting to no more than RMB 250 million, with interest rates not exceeding the benchmark rates set by the People's Bank of China[112]. - The company has not disclosed any significant related party transactions during the reporting period[113]. Future Outlook and Strategic Plans - The company plans to optimize its product structure by focusing on the production and sales of cold-rolled products, which have higher gross margins than cast-rolled products[52]. - The company plans to continue focusing on operational efficiency and cost management to improve cash flow in the upcoming quarters[150]. - The company plans to transfer the assets related to the lithium hexafluorophosphate project, including a 3,000-ton production line and a 2,000-ton production line, for a total asset transfer price of RMB 160 million[123]. - The company plans to continue its market expansion and product development strategies in the upcoming quarters[154].