财务顾问核查意见 财务顾问 申万宏源证券承销保荐有限责任公司 关于炬芯科技股份有限公司 详式权益变动报告书 之 5、本次权益变动前，信息披露义务人通过持有珠海瑞昇投资合伙企业（有 1 二〇二五年十月 3、本财务顾问已按照规定履行尽职调查义务，有充分理由确信所发表的专 业意见与信息披露义务人所披露文件的内容不存在实质性差异。本财务顾问已按 照规定履行尽职调查义务，对信息披露义务人披露的《详式权益变动报告书》进 行了核查和验证，确信披露文件内容与格式符合规定，不存在虚假记载、误导性 陈述或者重大遗漏，有充分理由确信本次权益变动符合相关法律、法规和规范性 文件的规定。 重要声明 4、在与委托人接触后到担任财务顾问期间，本财务顾问已采取严格的保密 措施，严格执行风险控制和内部隔离制度，不存在内幕交易、操纵市场和证券欺 诈问题，同时督促了信息披露义务人及时履行信息披露义务。 1、本财务顾问与本次权益变动各方不存在任何关联关系，亦未委托或授权 其他任何机构或个人提供未在本核查意见中列载的信息和对本核查意见做任何 解释或者说明。 2、本财务顾问依据的有关资料由信息披露义务人提供。信息披露义务人已 对本财务顾问做出承诺，保证 ...

Core Viewpoint - The announcement from Juchip Technology indicates a significant internal restructuring of shareholding, with Ye Yiting planning to acquire 100% of Penggao Enterprise's shares held by Ye Jiawen and others, reflecting confidence in the company's development [1] Group 1 - Ye Yiting's indirect shareholding will increase from 6.39% to 10.21% following the completion of the share transfer [1] - Ye Jiawen and others will no longer hold indirect shares in the company, resulting in a reduction of the actual controller [1] - The share transfer is characterized as an internal family restructuring, which will not affect the company's operational independence and production activities [1]

Core Viewpoint - The A-share market has seen significant gains in semiconductor stocks, with several companies reaching their daily price limits, indicating strong investor interest and market momentum [1] Group 1: Stock Performance - Yuanjie Technology hit the 20% daily limit increase [1] - Taiji Industry and Wentai Technology both reached a 10% daily limit increase [1] - Zhongwei Semiconductor rose over 9% [1] - Canxin Technology increased over 8% [1] - Companies such as Diaomicro, Jucheng Technology, and others saw gains exceeding 7% [1] - A number of other semiconductor stocks, including Hanwha Technology and Chipone Technology, experienced increases of over 5% [1]

Group 1 - The global smart glasses (AI glasses) market is projected to reach a shipment volume of 4.065 million units in the first half of 2025, representing a year-on-year growth of 64.2% [1] - In the AI glasses concept stocks, 12 stocks have seen a net inflow of over 1 billion yuan in financing in the first three quarters of this year, with Luxshare Precision leading at 5.007 billion yuan [1] - As of October 20, 10 AI glasses concept stocks have released their Q3 2025 reports, with Luxshare Precision, Linying Intelligent Manufacturing, and others reporting net profits exceeding 500 million yuan [1] Group 2 - Luxshare Precision reported a net profit of 11.117 billion yuan for Q3, with a year-on-year increase of 22.5% [3] - Linying Intelligent Manufacturing achieved a net profit of 2.005 billion yuan, reflecting a year-on-year growth of 42.26% [3] - Several companies, including Ruixin Microelectronics and Sitwei, reported net profits that doubled year-on-year, indicating strong performance in the AI glasses sector [1][3]

证券代码：688049 证券简称：炬芯科技 公告编号：2025-069 炬芯科技股份有限公司 关于公司控股股东上层股权结构拟进行内部调整暨 实际控制人减少的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 本次公司控股股东珠海瑞昇投资合伙企业（有限合伙）（以下简称"珠海 瑞昇"）上层股权结构变动拟进行内部调整，系公司实际控制人家族内部的股权 结构调整行为，不触及要约收购，不会影响公司的独立性，不会对公司的生产经 营造成影响。 本次珠海瑞昇上层股权结构变动拟进行内部调整涉及实际控制人减少， 基于对公司未来持续稳定发展的信心以及对公司长期投资价值的认可并进一步 集中实际控制人投票权和决策权，珠海瑞昇直接持股数量未发生变化，公司实际 控制人合计间接持股数量亦未发生变化。 | | 是否发生变更 | | 变更前姓名/名称 | 变更后姓名/名称 | | --- | --- | --- | --- | --- | | 控股股东 | ▉否 是 | | / | / | | 实际控制人 | ▉是 否 | | 叶氏家族（叶佳 ...

Core Insights - The SOC (System on Chip) industry is experiencing significant growth due to its high integration, low power consumption, and enhanced performance, with the market size in China projected to increase from 221 billion yuan in 2020 to 341.2 billion yuan by 2024, representing a compound annual growth rate (CAGR) of 11.5% [1][9]. SOC Chip Industry Overview - SOC chips integrate all components required for an electronic system into a single chip, including CPU, GPU, memory, and power management units, allowing for a complete microcomputer system [3]. - The applications of SOC chips span across various sectors, including consumer electronics, automotive electronics, IoT, and AI [3]. SOC Chip Industry Chain - The SOC chip industry chain consists of three segments: upstream (chip IP cores, EDA software, semiconductor materials), midstream (chip design, wafer manufacturing, packaging), and downstream (applications in consumer electronics, automotive electronics, IoT, and AI) [5]. SOC Chip Industry Competitive Landscape - The global SOC chip market is highly competitive, with major players like Tesla, NVIDIA, and Qualcomm leading in technology and market share. Domestic companies such as Unisoc, Horizon Robotics, and Huawei HiSilicon are also emerging as significant competitors [9]. SOC Chip Industry Development Trends - Continuous technological innovation is expected to enhance SOC chip performance, with increased R&D investments aimed at achieving higher computing power and lower power consumption [11]. - The trend of domestic substitution is strengthening, with local manufacturers gradually replacing foreign companies in the market, particularly in the smart cockpit SOC chip sector [12]. - The industry has substantial growth potential driven by global digital transformation, 5G proliferation, AI applications, and the rise of IoT devices [14].

Core Insights - On October 16, no A-share listed companies disclosed any increase in shareholding, while 19 companies announced share reductions [1] Summary by Category Share Reduction Details - Debon Technology: The largest shareholder, the National Big Fund, reduced holdings by 1.5173 million shares [2] - Donghua Software: The director and general manager, Mu Bo, plans to reduce holdings by no more than 1.5192 million shares [2] - Yinlong Co., Ltd.: Proposed to reduce no more than 1.96% of the company's shares [2] - Action Education: Shareholders Shanghai Yundun and Shanghai Lanxiao plan to reduce no more than 1.9% of total share capital [2] - Jinchuan Group: China Railway plans to reduce no more than 3% of the company's shares [2] - YTO Express: Hangzhou Haoyue intends to transfer no more than 2% of the company's shares through block trading [2] - Jingda Co., Ltd.: The actual controller, Li Guangrong, plans to reduce no more than 3% of shares [2] - Demai Chemical: Chang Lianrong Investment reduced holdings by 5.6402 million shares from September 16 to October 16 [2] - Tongfu Microelectronics: The largest shareholder, Huada Group, plans to reduce no more than 1% of shares [2] - Canxin Co., Ltd.: Shareholders plan to reduce no more than 2.71% of the company's shares [2] - Legend Capital: Lihua Science and Technology plans to reduce no more than 3% of the company's shares [2] - Hangxin Technology: The original controlling shareholder plans to reduce no more than 0.98% of shares [2] - Taijia Co., Ltd.: Zhonglian Heavy Industry plans to reduce no more than 3% of the company's shares [2] - Shunbo Alloy: Shareholders plan to reduce no more than 2.08% of total share capital [2] - Shaolong Co., Ltd.: Shareholder Shenzhen Zhaowei plans to reduce no more than 3% of the company's shares [2] - Jingcheng Machinery: Directors and executives plan to reduce no more than 0.21% of total share capital [2] - Zhongdian Port: Shareholders plan to reduce no more than 1% of the company's shares [2] - Hongqi Chain: Yonghui Supermarket completed its reduction plan, cumulatively reducing 1% of total share capital [2] - Xiaoming Co., Ltd.: Shareholders plan to reduce no more than 2.97% of the company's shares [2]

Core Viewpoint - The company, Juchip Technology Co., Ltd., has announced a cash dividend distribution of CNY 0.10 per share (including tax) for the first half of 2025, approved at the second extraordinary general meeting of shareholders on September 17, 2025 [2][3]. Summary by Relevant Sections Dividend Distribution Plan - The dividend distribution is for the first half of 2025, with a cash dividend of CNY 1.00 for every 10 shares held, amounting to a total cash dividend of CNY 17,428,049.50 (including tax) based on the adjusted total share capital [2][3]. - The total share capital for distribution is 174,280,495 shares after excluding shares held in the company's repurchase account [2][3]. Shareholder Eligibility - All shareholders registered with the China Securities Depository and Clearing Corporation Limited Shanghai Branch as of the close of trading on the day before the equity registration date are eligible for the dividend, excluding shares in the repurchase account [2][3]. Taxation Details - For individual shareholders holding unrestricted shares for over one year, the dividend is exempt from personal income tax, resulting in a net cash dividend of CNY 0.10 per share [7][8]. - For shares held for less than one year, the company will not withhold tax at the time of distribution, but tax will be calculated and deducted upon the sale of shares [7][8]. - For foreign institutional investors (QFII), a 10% withholding tax will apply, resulting in a net cash dividend of CNY 0.09 per share [9][10]. Implementation Method - The cash dividends will be distributed through the China Securities Depository and Clearing Corporation Limited Shanghai Branch, with specific arrangements for shareholders who have designated trading [4][6].

Core Viewpoint - Juchip Technology announced a cash dividend distribution plan for the first half of 2025, proposing a cash dividend of 0.10 yuan per share (tax included) [2] Summary by Category - **Dividend Announcement** - The cash dividend of 0.10 yuan per share is set to be distributed [2] - The record date for the dividend is October 22, 2025, and the ex-dividend date is October 23, 2025 [2]

申万宏源证券承销保荐有限责任公司 关于炬芯科技股份有限公司差异化分红事项的核查意见 申万宏源证券承销保荐有限责任公司（以下简称"申万宏源承销保荐"、"保 荐人"）作为炬芯科技股份有限公司（以下简称"炬芯科技"、"公司"）首次公开 发行并在科创板上市的持续督导保荐人，根据《证券发行上市保荐业务管理办法》 《上海证券交易所科创板股票上市规则》等有关规定，对炬芯科技 2025 年半年 度利润分配所涉及的差异化分红相关事项进行了核查，具体情况如下： 一、本次差异化分红的原因 2023 年 8 月 22 日，公司第二届董事会第四次会议审议通过了《关于以集中 竞价交易方式回购公司股份方案的议案》，同意公司使用超募资金通过集中竞价 交易方式回购公司已发行的部分人民币普通股（A 股）股票。回购的股份将全部 用于员工持股计划及/或股权激励，回购价格不超过 43.00 元/股（含），回购资金 总额不低于人民币 2,650 万元（含），不超过人民币 5,300 万元（含）；回购期限 为自董事会审议通过最终股份回购方案之日起 12 个月内。因公司实施了 2023 年度利润分配及资本公积转增股本，根据《回购报告书》的约定，本次以集中竞 ...