Group 1 - The company held its 16th meeting of the second board on July 7, 2025, and approved the amendment to the Articles of Association [1] - The company completed the vesting registration of 1,098,840 shares from the 2022 restricted stock incentive plan on June 16, 2025, which are ordinary shares [1] - The total number of issued shares increased from 400,001,000 to 401,099,840 shares, with the registered capital now at RMB 401,099,840 [1][2] Group 2 - The Articles of Association were amended to reflect the new registered capital and the number of issued shares [2] - The previous registered capital was RMB 400,001,000, and the new registered capital is RMB 401,099,840 [2] - The company will handle subsequent business registration changes and filing of the amended Articles of Association without needing further shareholder approval [2]

Core Viewpoint - The company establishes a set of regulations to govern related party transactions, ensuring that such transactions do not harm the interests of the company and its non-related shareholders [1][2]. Group 1: Related Party Transactions - Related party transactions must be legal, necessary, reasonable, and fair, maintaining the company's independence and not manipulating financial indicators [1][2]. - Related parties include individuals or entities that have significant control or ownership in the company, such as shareholders holding more than 5% of shares, directors, and senior management [2][3]. - Transactions involving related parties must be documented in written agreements that adhere to principles of equality, voluntariness, and fairness [1][4]. Group 2: Decision-Making Procedures - Related party transactions require prior approval from the board of directors, and related directors must abstain from voting on such matters [5][6]. - The company must ensure that related parties do not interfere with decision-making processes, and any related transactions must be disclosed and approved by independent directors [6][8]. - If a related party transaction exceeds 30,000 yuan or 0.1% of the company's total assets, it must be evaluated by a qualified securities service institution and submitted for shareholder approval [10][11]. Group 3: Financial Assistance and Guarantees - The company is prohibited from providing financial assistance to related parties, except under specific conditions where equal financial support is provided by other shareholders [11][12]. - Guarantees provided to related parties must be approved by a majority of non-related directors and require additional safeguards, such as counter-guarantees from the related parties [11][12]. - The company must take measures to prevent related parties from monopolizing procurement or sales channels that could harm the company's interests [4][5]. Group 4: Disclosure and Reporting - The company is required to disclose related party transactions in its annual and semi-annual reports, categorizing and summarizing these transactions [12][13]. - Daily related party transactions must include key terms such as pricing principles, total transaction amounts, and payment methods [12][13]. - Transactions that do not meet the criteria for related party transactions may be exempt from certain approval and disclosure requirements [13][14].

Core Viewpoint - The company has established a comprehensive system for external guarantees to protect investor rights, ensure asset safety, and mitigate operational risks [1][2]. Group 1: General Provisions - The system defines "external guarantees" as the company providing guarantees, mortgages, pledges, and other forms of security for third parties, including subsidiaries [1]. - The system applies to the company and its controlling subsidiaries, which are defined as entities where the company holds more than 50% of the shares or can control the board [1][2]. - All directors and senior management must exercise caution regarding external guarantees to control potential risks [1]. Group 2: Principles and Approval Process - External guarantees must adhere to principles of equality, voluntariness, fairness, integrity, and mutual benefit [2]. - Any external guarantee requires approval from the board of directors or shareholders' meeting, and the company cannot provide guarantees without such approval [2][6]. - The financial department is responsible for managing external guarantees and must track and supervise the guaranteed parties [2][8]. Group 3: Review and Risk Management - The company does not proactively provide guarantees; requests must come from the guaranteed entity, which must demonstrate good operational status and repayment ability [9]. - The financial department must assess the credit status and risks associated with the guarantee applicant before approval [10][11]. - Contracts for approved guarantees must be in writing and include specific terms regarding the creditor, debtor, and obligations [17][18]. Group 4: Responsibilities and Penalties - The company must report all external guarantee matters to the auditors accurately [28]. - Individuals responsible for failing to perform their duties or exceeding their authority in signing guarantee contracts may face penalties or disciplinary actions [29]. - If criminal laws are violated, the company will refer the matter to judicial authorities for prosecution [30].

Core Points - The company has established a system to regulate external financial assistance to prevent financial risks and promote stable development [1][2] - The total amount of financial assistance provided to acquire the company's shares cannot exceed 10% of the total issued share capital [2] - The board of directors must approve external financial assistance, requiring a majority of directors present and two-thirds of attending directors for certain cases [2][3] Group 1: Financial Assistance Regulations - External financial assistance refers to the provision of funds or loans to subsidiaries within the company's consolidated financial statements, excluding assistance to controlling shareholders or related parties [1] - The company is prohibited from providing financial assistance to directors, senior management, controlling shareholders, or related parties [1][3] - Financial assistance must adhere to principles of equality, voluntariness, and fairness to protect shareholders' rights [1] Group 2: Approval Process - Financial assistance exceeding 10% of the latest audited net assets requires board approval and must also be submitted to the shareholders' meeting [2] - The financial department is responsible for the unified management and registration of external financial assistance [4] - The financial department must monitor the financial status of the assisted entities and report any repayment risks to the management [4][5] Group 3: Accountability Mechanism - Company personnel must strictly follow the established procedures for applying, reviewing, and managing external financial assistance [4] - Any unauthorized actions or negligence leading to losses will result in accountability for the responsible personnel [4][5] - The board of directors is responsible for interpreting and approving any modifications to the financial assistance system [5]

证券代码：688322 证券简称：奥比中光 公告编号：2025-060 奥比中光科技集团股份有限公司 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 回购方案首次披露日 2025/4/9 自公司第二届董事会第十二次会议通过回购方案之 回购方案实施期限 日起不超过 3 个月 预计回购金额 2,000万元~4,000万元 回购价格上限 97.00元/股 □减少注册资本 □用于员工持股计划或股权激励 回购用途 □用于转换公司可转债 √为维护公司价值及股东权益 实际回购股数 403,622股 实际回购股数占总股本比例 0.10% 实际回购金额 2,002.708597万元 实际回购价格区间 41.63元/股~53.50元/股 一、回购审批情况和回购方案内容 奥比中光科技集团股份有限公司（以下简称"公司"）于 2025 年 4 月 8 日召 开第二届董事会第十二次会议，审议通过了《关于以集中竞价交易方式回购公司 股份方案的议案》，同意公司通过集中竞价交易方式回购已发行的部分人民币普通 股（A 股）股票，本次回购股份全部用 ...

证券代码：688322 证券简称：奥比中光 公告编号：2025-060 奥比中光科技集团股份有限公司 关于股份回购实施结果暨股份变动的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： | 回购方案首次披露日 | 2025/4/9 | | --- | --- | | 回购方案实施期限 | 自公司第二届董事会第十二次会议通过回购方案之 | | | 日起不超过 个月 3 | | 预计回购金额 | 2,000万元~4,000万元 | | 回购价格上限 | 97.00元/股 | | 回购用途 | □减少注册资本 | | | □用于员工持股计划或股权激励 | | | □用于转换公司可转债 | | | √为维护公司价值及股东权益 | | 实际回购股数 | 403,622股 | | 实际回购股数占总股本比例 | 0.10% | | 实际回购金额 | 2,002.708597万元 | | 实际回购价格区间 | 41.63元/股~53.50元/股 | 一、回购审批情况和回购方案内容 奥比中光科技集团股份有限公司（以下简称"公司 ...

奥比中光科技集团股份有限公司 第一条 为进一步规范奥比中光科技集团股份有限公司（以下简称"公 司"）对外提供财务资助行为，防范财务风险，促进公司健康稳定发展，根据《中 华人民共和国公司法》《中华人民共和国证券法》《上市公司章程指引》《上海 证券交易所科创板股票上市规则》《上海证券交易所科创板上市公司自律监管指 引第 1 号——规范运作》等法律、法规、规范性文件以及《奥比中光科技集团股 份有限公司章程》（以下简称"《公司章程》"）等有关规定，结合公司实际情 况，制定本制度。 第二条 本制度所称对外提供财务资助是指公司及其控股子公司有偿或 者无偿对外提供资金、委托贷款等行为，但资助对象为公司合并报表范围内的控 股子公司，且该控股子公司其他股东中不包含公司的控股股东、实际控制人及其 关联人的除外。 第三条 公司不得为董事、高级管理人员、控股股东、实际控制人及其关 联方提供资金等财务资助。 第四条 公司应当充分保护股东的合法权益，对外提供财务资助应当遵循 平等、自愿、公平的原则。 第二章 审批权限 第五条 公司或者公司的子公司（包括公司的附属企业）不得以赠与、垫 资、担保、借款等形式，为他人取得本公司或者其母公司的股 ...

奥比中光科技集团股份有限公司 对外担保管理制度 第一章 总则 第一条 为规范奥比中光科技集团股份有限公司（以下简称"公司"） 的对外担保行为，确保投资者的合法权益，保护公司财产安全，降低经营风险， 根据《中华人民共和国公司法》等法律法规、规范性文件以及《奥比中光科技集 团股份有限公司章程》（以下简称"《公司章程》"）的规定，结合公司的实际 情况制定本制度。 第二条 本制度所称"对外担保"，是指公司作为第三人为他人提供的 保证、抵押、质押及其他方式的担保，具体种类包括但不限于借款担保、银行承 兑汇票担保、开具保函的担保等，包括公司对控股子公司的担保及控股子公司之 间互相提供的担保。公司及控股子公司为其自身债务提供担保不适用本制度。 第三条 本制度适用于公司及控股子公司。控股子公司是指公司持有其 超过50%的股份，或者能够通过决定其董事会半数以上成员的当选，或者通过协 议或其他安排能够实际控制的公司。 对外担保同时构成关联交易的，还应执行《奥比中光科技集团股份有限公司 关联交易决策制度》的相关规定。 第四条 公司全体董事及高级管理人员应当审慎对待对外担保，严格控 制对外担保可能产生的风险。 第五条 公司对外担保应 ...

关联交易决策制度 第一章 总则 第一条 为进一步规范奥比中光科技集团股份有限公司（以下简称"公司"） 的关联交易，确保公司的关联交易行为不损害公司和非关联股东的合法权益，根据 《中华人民共和国公司法》等法律、行政法规、规范性文件以及《奥比中光科技集团 股份有限公司章程》（以下简称"《公司章程》"）的规定，结合公司的实际情况制 定本制度。 第二条 公司与关联人之间发生的关联交易，应当保证关联交易的合法性、 必要性、合理性和公允性，保持公司的独立性，不得利用关联交易调节财务指标，损 害公司利益。 第三条 公司的关联交易是指公司或其合并报表范围内的子公司等其他主体 与公司关联人之间发生的交易和日常经营范围内发生的可能引致资源或者义务转移的 事项。公司及公司合并报表范围内的全部子公司（以下简称"控股子公司"）发生交 易活动时，相关负责人应审慎判断是否构成关联交易。如果构成关联交易，应在各自 权限内履行审批、报告义务。 第四条 公司与关联人之间的关联交易应签订书面协议，并遵循平等自愿、 等价有偿、公平公开公正的原则，协议内容应明确、具体、可执行。 第五条 公司股东、董事、高级管理人员不得利用其关联关系损害公司利 益。若 ...

奥比中光科技集团股份有限公司章程 | . | I | x | D | | --- | --- | --- | --- | | | | | | | 第一章 | 总 则 1 | | --- | --- | | 第二章 | 经营宗旨和范围 2 | | 第三章 | 股 份 3 | | 第一节 | 股份发行 3 | | 第二节 | 股份增减和回购 9 | | 第三节 | 股份转让 10 | | 第四章 | 股东和股东会 11 | | 第一节 | 股东的一般规定 11 | | 第二节 | 控股股东和实际控制人 15 | | 第三节 | 股东会的一般规定 16 | | 第四节 | 股东会的召集 19 | | 第五节 | 股东会的提案与通知 20 | | 第六节 | 股东会的召开 22 | | 第七节 | 股东会的表决和决议 25 | | 第五章 | 董事和董事会 29 | | 第一节 | 董事的一般规定 29 | | 第二节 | 董事会 32 | | 第三节 | 独立董事 37 | | 第四节 | 董事会专门委员会 40 | | 第六章 | 高级管理人员 42 | | 第七章 | 财务会计制度、利润分配和审计 44 | | ...