华泰联合证券有限责任公司 关于 上海泰胜风能装备股份有限公司 2024 年度向特定对象发行股票并在创业板上市 之 发行保荐书 保荐人（主承销商） 华泰联合证券有限责任公司 HUATAI UNITED SECURITIES CO.,LTD. (深圳市前海深港合作区南山街道桂湾五路128号前海深港基金小镇B7栋401 ) 二〇二四年十一月 发行保荐书 华泰联合证券有限责任公司 关于上海泰胜风能装备股份有限公司 2024 年度向特定对象发行股票并在创业板上市 之发行保荐书 上海泰胜风能装备股份有限公司（以下简称"发行人"、"泰胜风能"）申请 向特定对象发行股票并在创业板上市，依据《公司法》《证券法》《上市公司证券 发行注册管理办法》（以下简称"《再融资注册办法》"）《深圳证券交易所上市公 司证券发行上市审核规则》（以下简称"《审核规则》"）等相关的法律、法规的有 关规定，提交发行申请文件。华泰联合证券有限责任公司（以下简称"华泰联合 证券"、"保荐人"）作为其本次发行的保荐人，陈亿和廖锴作为具体负责推荐的 保荐代表人，特为其出具本发行保荐书。 保荐人华泰联合证券、保荐代表人陈亿和廖锴承诺：本保荐人和保荐代表人 根据 ...

华泰联合证券有限责任公司 关于 上海泰胜风能装备股份有限公司 2024 年度向特定对象发行股票并在创业板上市 之 上市保荐书 保荐人（主承销商） 华泰联合证券有限责任公司 HUATAI UNITED SECURITIES CO.,LTD. （深圳市前海深港合作区南山街道桂湾五路128号前海深港基金小镇B7栋401) 二〇二四年十一月 老泰联合证券 上市保荐书 华泰联合证券有限责任公司 关于上海泰胜风能装备股份有限公司 2024 年度向特定对象发行股票并在创业板上市 之 上市保荐书 深圳证券交易所: 作为上海泰胜风能装备股份有限公司(以下简称"泰胜风能"、"发行人"、 "公司"）向特定对象发行股票并在创业板上市的保荐人,华泰联合证券有限责 任公司及其保荐代表人已根据《中华人民共和国公司法》(以下简称《公司法》)、 《中华人民共和国证券法》(以下简称《证券法》)等法律法规和中国证券监督管 理委员会(以下简称"中国证监会")及贵所的有关规定,诚实守信,勤勉尽责, 严格按照依法制定的业务规则和行业自律规范出具上市保荐书,并保证所出具文 件真实、准确、完整。 现将有关情况报告如下: 一、发行人基本情况 (一) 发行人概 ...

国浩律师（上海）事务所 关 于 上海泰胜风能装备股份有限公司 2024 年度向特定对象发行 人民币普通股股票 之 法律意见书 上海市北京西路 968 号嘉地中心 27 楼 邮编：200041 27/F, Garden Square, No.968 West Beijing Road, Shanghai 200041, China 电话/Tel: +86 21 5234 1668 传真/Fax: +86 21 5243 1670 网址/Website: http://www.grandall.com.cn 二〇二四年十一月 国浩律师(上海)事务所 法律意见书 目 录 | 第一节 引 言 | | --- | | ー、 律师事务所及经办律师简介 . | | ι í 出具法律意见书的过程… | | 三、 法律意见书的申明事项. | | 第二节 正 文 | | 一、 本次发行的批准与授权…………………………………………………………………………………… 11 | | 二、 发行人本次发行的主体资格……………………………………………………………………………………………… 16 | | 11 ( 发行人本次发行的实质条件 | ...

Financial Performance - The company's revenue for Q3 2024 was ¥1,294,036,670.54, a decrease of 1.08% compared to the same period last year[2]. - Net profit attributable to shareholders was ¥19,720,115.42, down 83.25% year-on-year, while net profit after deducting non-recurring gains and losses was also down 83.25%[2]. - Total operating revenue for the current period is CNY 2,949,678,158.90, a decrease of 0.93% from CNY 2,977,816,439.49 in the previous period[15]. - Net profit for the current period is CNY 154,147,151.19, down 33.9% from CNY 233,244,079.52 in the previous period[15]. - The net profit attributable to shareholders of the parent company is CNY 149,265,673.74, a decrease of 36.7% from CNY 236,121,522.38 in the previous period[16]. - Operating profit for the current period is CNY 183,439,466.74, down 33.8% from CNY 277,032,079.89 in the previous period[15]. - Total profit for the current period is CNY 184,810,591.76, a decrease of 32.4% from CNY 273,158,811.60 in the previous period[15]. - Basic earnings per share for the current period is CNY 0.1597, down from CNY 0.2526 in the previous period[16]. - Other comprehensive income after tax for the current period is CNY -3,653,653.51, compared to CNY 4,233,448.41 in the previous period[16]. Cash Flow - The net cash flow from operating activities was -787,491,585.63 CNY, a significant decrease compared to 272,671,752.34 CNY in the previous year[18]. - Cash received from operating activities totaled 2,805,891,266.07 CNY, down from 3,418,373,714.47 CNY year-over-year[18]. - Cash flow from operating activities decreased to CNY 2,592,857,759.88, compared to CNY 3,211,157,233.02 in the previous period[17]. - Cash inflow from other investment activities was 393,608,873.08 CNY, significantly lower than 1,110,298,549.17 CNY in the previous year[18]. - Cash outflow for investment activities was 541,636,594.39 CNY, compared to 1,933,381,194.88 CNY in the same period last year[18]. - The net cash flow from financing activities increased to 962,059,474.49 CNY, compared to 113,183,174.48 CNY in the same period last year[18]. - The net increase in cash and cash equivalents was 39,653,515.86 CNY, contrasting with a decrease of 455,855,671.35 CNY in the previous year[19]. - The ending balance of cash and cash equivalents was 525,571,928.63 CNY, compared to 488,654,589.48 CNY at the end of the same quarter last year[19]. Assets and Liabilities - Total assets increased to ¥8,947,972,065.20, representing a growth of 13.71% from the end of the previous year[2]. - Total current assets increased to ¥6,929,396,480.32 from ¥5,982,176,807.08, representing a growth of approximately 15.8%[12]. - Total liabilities increased to ¥4,485,783,548.41 from ¥3,530,675,629.34, marking an increase of around 27.1%[13]. - Short-term borrowings surged to ¥838,809,207.40 from ¥91,910,073.07, indicating a substantial increase of over 810%[13]. - Long-term equity investments decreased by 91.22% to ¥215,134.65, primarily due to adjustments related to a subsidiary[5]. - Non-current assets totaled ¥2,018,575,584.88, up from ¥1,886,938,802.97, showing an increase of about 7%[12]. - Total equity rose to ¥4,462,188,516.79 from ¥4,338,439,980.71, reflecting an increase of approximately 2.9%[13]. Operational Highlights - The company secured new orders totaling CNY 322.39 million for onshore wind power equipment during the reporting period, with total orders in progress reaching CNY 336.30 million[10]. - Domestic orders increased by CNY 251.81 million, with total domestic orders in progress amounting to CNY 313.04 million[10]. - The company reported a 300.65% increase in notes receivable, amounting to ¥477,972,550.82, due to higher amounts received compared to settled amounts[5]. - The company experienced a 194.05% increase in construction in progress, reaching ¥85,226,104.42, attributed to increased investment in a wind tower project[5]. Other Financial Metrics - Cash paid for purchasing goods and services increased to 3,163,433,097.92 CNY from 2,738,002,035.13 CNY in the previous year[18]. - The company reported a decrease in financial expenses to CNY 104,825,062.97 from CNY 100,437,659.70 in the previous period[15]. - Other income decreased by 31.10% to ¥8,104,330.15, mainly due to a reduction in government subsidies received compared to the previous year[6]. - The total number of ordinary shareholders at the end of the reporting period was 45,347[8]. - The company has a total of CNY 407.06 million in executed and pending orders as of the end of the reporting period[10].

证券代码：300129 证券简称：泰胜风能 公告编号：2024-046 二、本次变更保荐机构及保荐代表人情况 公司于 2024 年 2 月 1 日召开第五届董事会第十三次会议、第五届监事会第十一次 会议，并于 2024 年 3 月 18 日召开 2024 年第一次临时股东大会，审议通过了公司 2024 年度向特定对象发行股票事项（以下简称"本次发行"）的相关议案，拟向控股股东广 州凯得投资控股有限公司发行股票不超过 174,672,489 股（含），募集资金总额不超过 1,191,266,374.98 元（含）。基于本次发行的需要，公司聘请华泰联合证券有限责任公司 （以下简称"华泰联合证券"）以及粤开证券股份有限公司（以下简称"粤开证券"）担 任本次发行的联合保荐机构，并于近日分别与华泰联合证券和粤开证券签署了《上海泰 胜风能装备股份有限公司与华泰联合证券有限责任公司关于 2024 年度向特定对象发行 股票之保荐协议》《上海泰胜风能装备股份有限公司与粤开证券股份有限公司关于上市 公司发行新股并上市之保荐协议书》。华泰联合证券和粤开证券的持续督导期为本次发 行的股票上市当年剩余时间及其后两个完整会计年度。 根据 ...

Investment Rating - The report maintains a "Buy" rating for the company, indicating an expected price increase of over 20% relative to the market benchmark within the next six months [9]. Core Views - The company's performance in the first half of 2024 met expectations, with revenues of 1.656 billion (down 1% year-on-year) and a net profit of 130 million (up 9% year-on-year) [1]. - The export performance was particularly strong, with Q2 foreign sales reaching 889 million, a 37% increase year-on-year, significantly contributing to profit growth [1]. - The company has enhanced its competitive edge in the domestic onshore market through the strategic acquisition of Zhonghan Energy and the establishment of three new mixed tower production bases [1]. - Future profit forecasts have been adjusted downward due to lower-than-expected domestic offshore wind demand, with projected net profits for 2024-2026 at 480 million, 680 million, and 920 million respectively [1][2]. Financial Data and Valuation - Revenue projections for 2024, 2025, and 2026 are 6.342 billion, 7.842 billion, and 10.047 billion respectively, reflecting growth rates of 32%, 24%, and 28% [2]. - Net profit estimates for the same years are 478 million, 677 million, and 922 million, with corresponding growth rates of 63%, 42%, and 36% [2]. - The earnings per share (EPS) are projected to be 0.51, 0.72, and 0.99 yuan per share for 2024, 2025, and 2026 respectively [2]. - The price-to-earnings (P/E) ratios for the upcoming years are expected to be 15.9, 11.2, and 8.2 [2]. Company Overview - The company has a total share capital of approximately 934.90 million shares, with a market capitalization of about 5.4 billion [3]. - The company's net asset value per share is 4.68 yuan, and the asset-liability ratio stands at 46.37% [3].

投资者关系活动记录表 1 证券代码：300129 上海泰胜风能装备股份有限公司-投资者关系活动记录 上海泰胜风能装备股份有限公司 | --- | --- | --- | --- | --- | |-----------------|----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------|----------------------- ...

中国国际金融股份有限公司 关于上海泰胜风能装备股份有限公司 2024 年半年度跟踪报告 | 保荐人名称：中国国际金融股份有限公司 | 被保荐公司简称：泰胜风能 | | --- | --- | | 保荐代表人姓名：田加力 | 联系电话：010-65051166 | | 保荐代表人姓名：朱宏印 | 联系电话：010-65051166 | 一、保荐工作概述 | 项 目 | 工作内容 | | --- | --- | | 1.公司信息披露审阅情况 | | | （1）是否及时审阅公司信息披露文件 | 是 | | （2）未及时审阅公司信息披露文件的次数 | 不适用 | | 2．督导公司建立健全并有效执行规章制度的情况 | | | （1）是否督导公司建立健全规章制度（包括但不 限于防止关联方占用公司资源的制度、募集资金 | | | | 是 | | 管理制度、内控制度、内部审计制度、关联交易制 | | | 度） | | | （2）公司是否有效执行相关规章制度 | 是 | | 3.募集资金监督情况 | | | （1）查询公司募集资金专户次数 | 不适用，募集专户已注销 | | （2）公司募集资金项目进展是否与信息披露文件 | 是 ...

证券代码：300129 证券简称：泰胜风能 公告编号：2024-045 上海泰胜风能装备股份有限公司 关于参加上海辖区上市公司 2024 年投资者网上集体接待日 暨中报业绩说明会的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没 有虚假记载、误导性陈述或重大遗漏。 为进一步加强与投资者的互动交流，上海泰胜风能装备股份有限公司（以下简称 "公司"）将参加由上海上市公司协会与深圳市全景网络有限公司联合举办的"2024 年上海辖区上市公司投资者集体接待日暨中报业绩说明会"，现将相关事项公告如下： 本次活动将采用网络远程的方式举行，投资者可登录"全景路演"网站 （https://rs.p5w.net/html/143790.shtml），或关注微信公众号"全景财经"，或下载"全 景路演"App，参与本次互动交流，活动直播时间为 2024 年 9 月 13 日（周五）14:00 – 16:30。届时公司总经理邹涛先生、董事兼常务副总经理兼董事会秘书黎伟涛先生、财 务总监朱华先生将在线就公司 2024 年半年度业绩、公司治理、发展战略、经营状况、 融资计划、可持续发展等投资者关心的问题，与投资者进行沟通 ...

Investment Rating - The report assigns an "Accumulate" rating for the company, marking its first coverage [4]. Core Views - The company has shown steady growth in onshore wind power development, with a strategic "dual-sea" layout driving performance growth [1]. - The company reported a revenue of 1.656 billion yuan in H1 2024, a slight year-on-year decrease of 0.84%, while net profit attributable to shareholders reached 130 million yuan, up 9.45% year-on-year [1][2]. - The company is focusing on expanding its export market, with overseas sales revenue of 889 million yuan in H1 2024, representing a year-on-year increase of 36.83% [2]. - The company has a robust order backlog totaling 4.238 billion yuan, with significant contributions from both onshore and offshore wind projects [2]. Financial Summary - Revenue is projected to grow from 5.332 billion yuan in 2024E to 8.900 billion yuan in 2026E, with a corresponding net profit increase from 463 million yuan to 881 million yuan [4][5]. - The company's gross margin and net margin improved to 19.97% and 7.80% respectively in H1 2024, reflecting operational efficiency despite a slight revenue decline [2]. - The report anticipates EPS to rise from 0.50 yuan in 2024E to 0.94 yuan in 2026E, with a decreasing P/E ratio from 13.6 to 7.1 over the same period [4][5].