证券代码：300133 证券简称：华策影视 公告编号：2024-008 浙江华策影视股份有限公司 第五届监事会第十一次会议决议公告 本公司及监事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 浙江华策影视股份有限公司（以下简称"公司"） 第五届监事会第十一次会议 通知于 2024 年 4 月 12 日以通讯方式发出，于 2024 年 4 月 23 日在公司会议室以通 讯方式召开。会议应参与表决的监事 3 名，实际参与表决的监事 3 名，符合《公司 法》和《公司章程》等有关规定。 会议由监事会主席曹郁先生主持，与会监事审议并通过了如下决议。 二、监事会会议审议情况 1、会议以 3 票同意，0 票反对，0 票弃权，审议通过《2023 年度监事会工作报 告》。 详见公司 2023 年年度报告第四节公司治理。 本议案尚需提交公司股东大会审议。 2、会议以 3 票同意，0 票反对，0 票弃权，审议通过《2023 年年度报告》及其 摘要。 经审核，监事会认为董事会编制和审议公司 2023 年年度报告的程序符合法律、 行政法规及中国证监会的规定，报告内容真实、准 ...

法律意见书 国浩律师（杭州）事务所 国浩律师（杭州）事务所 关 于 浙江华策影视股份有限公司 2024 年限制性股票激励计划（草案） 之 法律意见书 地址：杭州市上城区老复兴路白塔公园 B 区 2 号、15 号国浩律师楼 邮编：310008 Grandall Building, No.2＆No.15, Block B, Baita Park, Old Fuxing Road, Hangzhou, Zhejiang 310008, China 电话/Tel: (+86)(571) 8577 5888 传真/Fax: (+86)(571) 8577 5643 电子邮箱/Mail：grandallhz@grandall.com.cn 网址/Website：http://www.grandall.com.cn 1 法律意见书 国浩律师（杭州）事务所 释 义 除非另有说明，下列词语具有如下特定含义： | 公司、华策影视 | 指 | 浙江华策影视股份有限公司 | | --- | --- | --- | | 本次激励计划、本激励计 | 指 | 浙江华策影视股份有限公司 2024 年限制性股票激励计划 | | 划 | | | ...

浙江华策影视股份有限公司 董事、监事及高级管理人员买卖本公司股票管理制度 第一章 总则 第一条 为加强对浙江华策影视股份有限公司（以下简称"公司"或"本公 司"）董事、监事和高级管理人员所持本公司股票及其变动的管理，进一步明确相 关办理程序，根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民 共和国证券法》（以下简称"《证券法》"）、《上市公司董事、监事和高级管理人员所 持本公司股份及其变动管理规则》《深圳证券交易所上市公司自律监管指引第 10 号 ——股份变动管理》等相关法律法规、规范性文件及《浙江华策影视股份有限公司 章程》（以下简称"《公司章程》"）的有关规定，特制订本制度。 第二条本制度适用于本公司董事、监事和高级管理人员及本制度第二十条规定 的自然人、法人或其他组织所持本公司股票及其变动的管理。 公司董事、监事和高级管理人员所持本公司股票，是指登记在其名下的所有本 公司股份；从事融资融券交易的，还包括记载在其信用账户内的本公司股份。 公司董事、监事、高级管理人员委托他人代行买卖股票，视作本人所为，也应 遵守本管理制度并履行相关询问和报告义务。 第三条 公司应积极组织董事、监事、高级管 ...

1、独立董事候选人张以弛先生具备《上市公司独立董事管理办法》《深圳证 券交易所上市公司自律监管指引第2号——创业板上市公司规范运作》等规定的 担任上市公司董事、独立董事的任职条件、任职资格，符合相关法律法规规定的 独立性等条件要求。 2、独立董事候选人张以弛先生任职资格、教育背景、工作经历、业务能力 等符合公司独立董事任职要求，不存在相关法律法规、规章制度规定的不得担任 董事、独立董事的情形，不存在被中国证监会确定为市场禁入者且禁入尚未解除 的情形，不存在重大失信等不良记录，也未曾受到中国证监会和深圳证券交易场 所的任何处罚和惩戒，具备担任上市公司独立董事的履职能力。 综上所述，我们一致同意提名张以弛先生为公司第五届董事会独立董事候选 人，并同意提交公司董事会进行审议。张以弛先生尚未取得深圳证券交易所认可 的独立董事资格证书，其承诺将尽快参加独立董事资格培训并取得独立董事资格 证书。张以弛先生的任职资格和独立性需经深圳证券交易所审核无异议后方可提 交公司股东大会审议。 提名委员会成员：倪宣明、傅斌星、芮斌 2024年4月24日 1 浙江华策影视股份有限公司第五届董事会提名委员会 关于独立董事候选人任职资格的审 ...

目 录 | 一、审计报告……………………………………………………… 第 1—6 | | 页 | | --- | --- | --- | | 二、财务报表……………………………………………………… 第 7—14 | | 页 | | （一）合并资产负债表…………………………………………… | 第 | 7 页 | | （二）母公司资产负债表………………………………………… | 第 | 8 页 | | （三）合并利润表………………………………………………… | 第 | 9 页 | | （四）母公司利润表………………………………………………第 | 10 | 页 | | （五）合并现金流量表……………………………………………第 | 11 | 页 | | （六）母公司现金流量表…………………………………………第 | 12 | 页 | | （七）合并所有者权益变动表……………………………………第 | 13 | 页 | | （八）母公司所有者权益变动表…………………………………第 | 14 | 页 | | | | 审 计 报 告 二、形成审计意见的基础 我们按照中国注册会计师审计准则的规定执行了审计工作。审计报告的"注 册会计 ...

浙江华策影视股份有限公司 独立董事2023年度述职报告 本人作为浙江华策影视股份有限公司（以下简称"公司"）第五届董事会的 独立董事，在任职期间严格按照《公司法》《证券法》《上市公司独立董事规则》 和《上市公司自律监管指引第 2 号——创业板上市公司规范运作》等法律、法规 以及《公司章程》、《浙江华策影视股份有限公司独立董事工作细则》等的规定和 要求，在 2023 年度工作中，尽职尽责，忠实履行职务，积极出席相关会议，严 格审核公司提交董事会的各项议案，对公司相关事项发表独立意见，充分发挥独 立董事作用，维护了公司整体利益和股东权益尤其是中小股东的合法权益。现将 本人 2023 年度任期内履行职责的基本情况报告如下： 一、独立董事的基本情况 （一）独立董事工作履历、专业背景以及兼职情况 杜烈康，1973 年出生，中国国籍，中共党员，无境外居留权，硕士学历， 高级会计师、注册会计师、注册税务师。历任天健会计师事务所审计员、项目经 理、部门经理、党委委员。现任浙江核新同花顺网络信息股份有限公司财务总监， 兼任道生天合材料科技（上海）股份有限公司、杭州纵横通信股份有限公司、杭 州前进齿轮箱集团股份有限公司独立董事。 ...

Film Production and Releases - The company released a total of 16 films (including animated films and online films) in 2023[2] - Revenue from the film industry dropped by 9.61% to 2,245,663,287.50, with a corresponding decrease in operating costs by 3.58%[39] - The company has established an animation business group, forming 6 IP series and exploring derivative formats such as animated films and cards[194] Financial Performance and Expenses - Sales expenses decreased by 37.99% to 173,133,532.42 yuan in 2023, mainly due to a decrease in gross profit, business performance, and film volume, leading to reduced promotional expenses[19] - Management expenses decreased by 7.39% to 171,200,712.48 yuan in 2023, primarily due to reductions in stock-based compensation, depreciation, rental fees, employee salaries, consulting fees, and business entertainment expenses[19] - R&D expenses increased by 70.84% to 25,093,212.16 yuan in 2023, driven by increased investment in R&D, including the establishment of the AIGC Research Institute[19] - Operating revenue for 2023 was 2.27 billion yuan, a decrease of 8.39% compared to 2022[183] - Net profit attributable to shareholders in 2023 was 382.23 million yuan, a decrease of 5.08% compared to 2022[183] Cash Flow and Investments - The net cash flow from operating activities increased by 35.83% year-on-year, mainly due to a decrease in the number of projects launched compared to the previous year[23] - The net cash flow from investing activities decreased by 53.37% year-on-year, primarily due to a reduction in investment expenditures compared to the previous year[23] - The net cash flow from financing activities decreased by 74.10% year-on-year, mainly due to an increase in bank loan repayments[23] - Cash flow from operating activities in 2023 was 393.34 million yuan, an increase of 35.83% compared to 2022[183] - Investment in Shanghai Dasheng Culture Media Co., Ltd. amounted to 5,000,000 RMB with a 40% stake, resulting in a loss of 166,167.40 RMB for the period[90] - Total investment for the period was 5,000,000 RMB with an overall loss of 166,167.40 RMB[90] Assets and Liabilities - The company's monetary funds increased by 1.18% to 2,836,348,127.17 yuan, accounting for 28.71% of total assets at the end of 2023[24] - Accounts receivable decreased by 3.04% to 812,265,196.19 yuan, accounting for 8.22% of total assets at the end of 2023, mainly due to the collection of receivables[24] - Inventory decreased by 2.42% to 1,718,317,200.91 yuan, accounting for 17.39% of total assets at the end of 2023[24] - Transactional financial assets increased by 24.13% to 2,384,319,773.45, mainly due to increased purchases of wealth management funds[25] - Accounts receivable financing rose by 0.54% to 62,300,000.00, driven by an increase in receivables from "6+9 banks"[25] - Goodwill surged by 3.50% to 748,840,727.84, primarily due to the acquisition of three non-controlling companies[25] - Accounts payable decreased by 2.10% to 425,932,990.15, mainly due to increased payments for film production and settlement[25] - The company's fixed assets increased from 58,010,102.81 yuan to 61,618,386.15 yuan, reflecting a growth in capital investment[65] - Fixed assets at the end of the period were valued at 67,532,239.27 RMB[109] - Cash and cash equivalents totaled RMB 2,836,348,127.17 at the end of the period, with RMB 165,178,752.39 held overseas and RMB 5,643,668.95 frozen due to litigation[117][120] - Trading financial assets increased to RMB 2,384,319,773.45, including RMB 155,186,245.76 in stocks and RMB 2,229,133,527.69 in wealth management products[121] - Bank acceptance notes decreased significantly to RMB 20,000,000.00 from RMB 131,900,000.00 at the beginning of the period[122] Revenue and Costs - Overseas revenue declined by 11.52% to 130,583,096.09, while domestic revenue decreased by 8.19% to 2,136,841,010.89[38] - Revenue from advertising increased by 48.66% to 32,325,100.31, with a significant rise in gross margin by 25.21%[39] - Revenue from TV series sales grew by 6.53% to 1,996,583,999.18, despite a slight decrease in gross margin by 1.74%[39] - The company's revenue recognition for TV series sales is based on the transfer of broadcasting rights and the fulfillment of contractual obligations, ensuring accurate financial reporting[64] - The company's revenue from movie box office sharing is recognized based on actual box office statistics and agreed sharing methods[64] - The company's revenue recognition principles are based on the transfer of control and fulfillment of contractual obligations, ensuring accurate financial reporting[59][61] R&D and Innovation - The company established an AIGC Application Research Institute to drive innovation in AI technology across the entire film production chain[34] - The company's R&D projects include a big data system for film and television, aimed at reducing investment risks and improving production quality[72] - The company's vertical large model project focuses on enhancing production efficiency and creative quality using generative AI[72] - The company's shared collaborative office digital platform aims to optimize operational efficiency and resource allocation through digital transformation[72] - R&D personnel increased by 21.21% to 40 in 2023, with the proportion of R&D personnel rising to 7.60% from 6.05% in 2022[73] - R&D investment in 2023 was RMB 25,093,212.16, accounting for 1.11% of operating revenue, a significant increase from 0.01% in 2022[73] - The number of R&D personnel with a bachelor's degree increased by 44.44% to 26 in 2023[73] - The age group of 30-40 years old among R&D personnel increased by 43.75% to 17 in 2023[73] - The company anticipates that AI and MR technologies will significantly enhance content production efficiency, marketing optimization, and visual experiences, driving industry transformation[143] Subsidiaries and Tax Benefits - The company's subsidiaries, including Xiangshan Times Golden Globe Cinema Co., Ltd. and others, qualify as small and micro-profit enterprises, benefiting from reduced corporate income tax rates[110] - Subsidiary Jiayunshe Entertainment Co. qualifies as an encouraged industry enterprise in the western region, enjoying a reduced corporate income tax rate of 15%[111] - Subsidiaries in Jingning, including Jingning Ketun Co., enjoy a reduced corporate income tax rate of 15% for 10 years from registration[111] - Subsidiaries in Horgos, including Horgos Huace Co., are exempt from local share of corporate income tax, paying only 15%[112] - Subsidiary Hangzhou Huace Film and Television Technology Co., Ltd. is recognized as a high-tech enterprise, enjoying a reduced corporate income tax rate of 15% from 2022 to 2024[113] - Subsidiary Huace Film and Television (Beijing) Co., Ltd. is recognized as a high-tech enterprise, enjoying a reduced corporate income tax rate of 15% from 2022 to 2024[113] - Subsidiary Olive Hainan Co. qualifies as an encouraged industry enterprise in Hainan Free Trade Port, enjoying a reduced corporate income tax rate of 15% from 2020 to 2024[113] - Subsidiaries Huocheng Senlian Film Co., Ltd., Horgos Senlian Film Co., Ltd., and Horgos Zixuan Entertainment Co., Ltd. are eligible for corporate income tax exemptions under specific policies, with Huocheng Senlian Film Co., Ltd. taxed at a reduced rate of 9% in 2023[115] Shareholders and Equity - The total number of ordinary shareholders at the end of the reporting period was 48,514[160] - The top shareholder, Fu Meicheng, holds 18.31% of the shares, amounting to 348,135,743 shares[160] - Hangzhou Dace Investment Co., Ltd., the second-largest shareholder, holds 17.12% of the shares, amounting to 325,481,020 shares[160] - Beijing Dinglu Zhongyuan Technology Co., Ltd. holds 4.60% of the shares, amounting to 87,431,693 shares[160] - Wu Tao holds 2.34% of the shares, amounting to 44,539,043 shares[160] - Hong Kong Securities Clearing Company Ltd. holds 1.39% of the shares, amounting to 26,458,982 shares[160] - Wang Xiaoan holds 1.32% of the shares, amounting to 25,000,000 shares[160] - Fu Binxing holds 0.82% of the shares, amounting to 15,599,857 shares[160] - Zhejiang Yinwan Private Fund Management Co., Ltd. - Yinwan Quanying No. 31 Private Securities Investment Fund holds 0.74% of the shares, amounting to 14,000,000 shares[160] - Zhejiang Yinwan Private Fund Management Co., Ltd. - Yinwan Quanying No. 32 Private Securities Investment Fund holds 0.68% of the shares, amounting to 12,955,000 shares[160] - The top 10 shareholders of the company hold significant stakes, with Hangzhou Dace Investment Co., Ltd. holding 325,481,020 shares and Beijing Dinglu Zhongyuan Technology Co., Ltd. holding 87,431,693 shares[165] - Fu Meicheng, the actual controller, holds 87,033,936 shares and has a 97.44% stake in Hangzhou Dace Investment Co., Ltd., indicating a strong control over the company[165] - The company's actual controller, Fu Meicheng, and Zhao Yifang, the legal representative of Hangzhou Dace Investment Co., Ltd., are both Chinese nationals and do not hold residency in other countries or regions[169] - The company's actual controller, Fu Meicheng, and Zhao Yifang, the legal representative of Hangzhou Dace Investment Co., Ltd., have not changed during the reporting period[169] - The company's actual controller, Fu Meicheng, and Zhao Yifang, the legal representative of Hangzhou Dace Investment Co., Ltd., have not been involved in any significant changes in their holdings or control over the company during the reporting period[169] Accounts Receivable and Bad Debts - The company's accounts receivable for the period within 1 year (including 1 year) amounted to 699,065,249.48 RMB, showing a decrease from the previous period's 953,610,457.07 RMB[181] - The company's accounts receivable for the period between 1 to 2 years amounted to 89,276,327.12 RMB, showing a decrease from the previous period's 96,496,599.57 RMB[181] - Accounts receivable with individual bad debt provision amounted to 219.52 million yuan, accounting for 18.12% of total receivables, with a provision ratio of 85.32%[182] - Accounts receivable with portfolio bad debt provision amounted to 991.64 million yuan, accounting for 81.88% of total receivables, with a provision ratio of 21.34%[182] - Total accounts receivable amounted to 1.21 billion yuan, with a total bad debt provision of 398.9 million yuan, representing a provision ratio of 32.94%[182] - The company's bank acceptance bills at the end of the period amounted to 20,000,000 RMB, with a 100% provision for bad debts[179] - The company's bank acceptance bills at the beginning of the period amounted to 131,900,000 RMB, with a 100% provision for bad debts[179] Litigation and Legal Matters - The company's litigation as a defendant involved an amount of 8,452.08 thousand yuan, with no significant impact expected[43] - The company's litigation as a plaintiff involved an amount of 9,651.13 thousand yuan, with no significant impact expected[43] - The company's monetary funds were frozen at RMB 5,643,668.95 due to litigation[79] Fair Value and Financial Instruments - The fair value of financial assets at the end of the period was RMB 2,689,654,905.70, with a fair value change loss of RMB 22,148,375.55 during the period[78] - The fair value of other equity instrument investments decreased by RMB 48,101,021.26 to RMB 305,335,132.25 at the end of the period[78] - The fair value of the fund investment was RMB 2,229,133,527.69 at the end of the period, with a fair value change gain of RMB 27,255,226.03 during the period[83] - The fair value of domestic and foreign stock investments was RMB 14,527,915.56 at the end of the period, with a fair value change loss of RMB 49,138,876.28 during the period[83] - The company did not have any derivative investments during the reporting period[84] Music and IP Development - The company has developed over 200 music copyrights, collaborating with projects like "Cheng Huan Ji" and "Guo Se Fang Hua"[195] - The company has launched an "AI video analysis and retrieval function" to automatically tag specific elements in videos for quick material identification[197] Equity and Share Structure - The company's total equity at the end of the period was 6,212,843,851.44 yuan, an increase from the previous year's 5,587,027,582.62 yuan[48] - The company's comprehensive income for the period was 107,730,193.60 yuan, with a total profit distribution of -41,477,275.42 yuan[51] - The company's capital reserve increased by 13,096,654.28 yuan due to equity incentives[51] - The company's restricted shares decreased by 9,714,750 shares, now totaling 272,803,200 shares, representing 14.35% of total shares[56] - The company's unrestricted shares increased by 9,714,750 shares, now totaling 1,628,270,501 shares, representing 85.65% of total shares[56] - The company's total shares remained unchanged at 1,901,073,701 shares[56] - Restricted shares held by directors and senior management decreased by 9,716,250 shares, with a total of 272,803,200 shares remaining restricted[130] Non-Recurring Gains and Losses - Non-recurring gains and losses attributable to the parent company in 2022 amounted to RMB 101,443,348.01, with a difference of RMB 14,966,049.46 compared to the adjusted calculation[140] Fixed Assets and Depreciation - The company's fixed assets include significant investments in buildings, general equipment, and specialized equipment, with a total book value of 129,150,625.42 yuan[66] - The company's cumulative depreciation for fixed assets increased by 4,310,007.47 yuan during the reporting period[66] Customer Concentration - The top five customers accounted for 73.30% of the total annual sales, with the largest customer contributing 20.93% of the total sales[69]

（二）聘任会计师事务所履行的程序 公司于2023年4月24日召开的第五届董事会第七次会议、第五届监事会第七 次会议，审议通过《关于续聘会计师事务所的议案》，后该议案于2023年5月19 日经公司2022年度股东大会审议通过。公司独立董事对上述议案发表了事前认可 意见及同意的独立意见。 二、2023年年审会计师事务所履职情况 浙江华策影视股份有限公司审计委员会对 2023 年度会计师履职情况评估及履行监督职责情况的报告 根据《中华人民共和国公司法》《中华人民共和国证券法》《上市公司治理准 则》《国有企业、上市公司选聘会计师事务所管理办法》和《公司章程》等规定 和要求，董事会审计委员会本着勤勉尽责的原则，恪尽职守，认真履职。现将董 事会审计委员会对 2023 年度会计师履职情况评估及履行监督职责情况汇报如 下： 一、2023 年度年审会计师事务所基本情况 （一）会计师事务所基本情况 天健会计师事务所（特殊普通合伙）（以下简称"天健所"），具备证券、期货 相关业务审计从业资格，长期从事证券服务业务。注册地址为浙江省杭州市西湖 区灵隐街道西溪路128号，首席合伙人王国海。截至2023年12月31日，天健所共 有合伙人 ...

浙江华策影视股份有限公司 独立董事 2023 年度述职报告 本人作为浙江华策影视股份有限公司（以下简称"公司"）第五届董事会的 独立董事，在任职期间严格按照《公司法》《证券法》《上市公司独立董事规则》 和《上市公司自律监管指引第 2 号——创业板上市公司规范运作》等法律、法规 以及《公司章程》、《浙江华策影视股份有限公司独立董事工作细则》等的规定和 要求，在 2023 年度工作中，尽职尽责，忠实履行职务，积极出席相关会议，严 格审核公司提交董事会的各项议案，对公司相关事项发表独立意见，充分发挥独 立董事作用，维护了公司整体利益和股东权益尤其是中小股东的合法权益。现将 本人 2023 年度任期内履行职责的基本情况报告如下： 一、独立董事的基本情况 （一）独立董事工作履历、专业背景以及兼职情况 芮斌，1970 年出生，中国国籍，无境外永久居留权，毕业于上海铁道学院 （现"同济大学"），学士学位。曾任英特尔亚太研发有限公司战略发展总监；上 海文广 SMG 上海东方宽频传播有限公司总经理；百视通新媒体股份有限公司高 级副总裁；华为技术有限公司华为终端首席战略官消费者 BG 副总裁；好利来（中 国）电子科技股份有限公司 ...

现场检查报告 华泰联合证券有限责任公司 关于浙江华策影视股份有限公司 2023 年现场检查报告 根据中国证监会《证券发行上市保荐业务管理办法》和《深圳证券交易所上 市公司自律监管指引第 13 号——保荐业务》等有关法律法规的要求，华泰联合 证券有限责任公司作为浙江华策影视股份有限公司（以下简称"华策影视"或"公 司"）向特定对象发行股票的保荐人，于 2024 年 4 月 12 日对华策影视公司 2023 年有关情况进行了现场检查，报告如下： 现场检查报告 | 3.内部审计部门和审计委员会的人员构成是否合规（如适用） | √ | | | --- | --- | --- | | 4.审计委员会是否至少每季度召开一次会议，审议内部审计部门提 | √ | | | 交的工作计划和报告等（如适用） | | | | 5.审计委员会是否至少每季度向董事会报告一次内部审计工作进 | √ | | | 度、质量及发现的重大问题等（如适用） | | | | 6.内部审计部门是否至少每季度向审计委员会报告一次内部审计 | √ | | | 工作计划的执行情况以及内部审计工作中发现的问题等（如适用） | | | | | | √ （公司募集 ...