浙江华策影视股份有限公司 董事、监事及高级管理人员买卖本公司股票管理制度 第一章 总则 第一条 为加强对浙江华策影视股份有限公司（以下简称"公司"或"本公 司"）董事、监事和高级管理人员所持本公司股票及其变动的管理，进一步明确相 关办理程序，根据《中华人民共和国公司法》（以下简称"《公司法》"）、《中华人民 共和国证券法》（以下简称"《证券法》"）、《上市公司董事、监事和高级管理人员所 持本公司股份及其变动管理规则》《深圳证券交易所上市公司自律监管指引第 10 号 ——股份变动管理》等相关法律法规、规范性文件及《浙江华策影视股份有限公司 章程》（以下简称"《公司章程》"）的有关规定，特制订本制度。 第二条本制度适用于本公司董事、监事和高级管理人员及本制度第二十条规定 的自然人、法人或其他组织所持本公司股票及其变动的管理。 公司董事、监事和高级管理人员所持本公司股票，是指登记在其名下的所有本 公司股份；从事融资融券交易的，还包括记载在其信用账户内的本公司股份。 公司董事、监事、高级管理人员委托他人代行买卖股票，视作本人所为，也应 遵守本管理制度并履行相关询问和报告义务。 第三条 公司应积极组织董事、监事、高级管 ...

法律意见书 国浩律师（杭州）事务所 国浩律师（杭州）事务所 关 于 浙江华策影视股份有限公司 2024 年限制性股票激励计划（草案） 之 法律意见书 地址：杭州市上城区老复兴路白塔公园 B 区 2 号、15 号国浩律师楼 邮编：310008 Grandall Building, No.2＆No.15, Block B, Baita Park, Old Fuxing Road, Hangzhou, Zhejiang 310008, China 电话/Tel: (+86)(571) 8577 5888 传真/Fax: (+86)(571) 8577 5643 电子邮箱/Mail：grandallhz@grandall.com.cn 网址/Website：http://www.grandall.com.cn 1 法律意见书 国浩律师（杭州）事务所 释 义 除非另有说明，下列词语具有如下特定含义： | 公司、华策影视 | 指 | 浙江华策影视股份有限公司 | | --- | --- | --- | | 本次激励计划、本激励计 | 指 | 浙江华策影视股份有限公司 2024 年限制性股票激励计划 | | 划 | | | ...

浙江华策影视股份有限公司 独立董事2023年度述职报告 本人作为浙江华策影视股份有限公司（以下简称"公司"）第五届董事会的 独立董事，在任职期间严格按照《公司法》《证券法》《上市公司独立董事规则》 和《上市公司自律监管指引第 2 号——创业板上市公司规范运作》等法律、法规 以及《公司章程》、《浙江华策影视股份有限公司独立董事工作细则》等的规定和 要求，在 2023 年度工作中，尽职尽责，忠实履行职务，积极出席相关会议，严 格审核公司提交董事会的各项议案，对公司相关事项发表独立意见，充分发挥独 立董事作用，维护了公司整体利益和股东权益尤其是中小股东的合法权益。现将 本人 2023 年度任期内履行职责的基本情况报告如下： 一、独立董事的基本情况 （一）独立董事工作履历、专业背景以及兼职情况 杜烈康，1973 年出生，中国国籍，中共党员，无境外居留权，硕士学历， 高级会计师、注册会计师、注册税务师。历任天健会计师事务所审计员、项目经 理、部门经理、党委委员。现任浙江核新同花顺网络信息股份有限公司财务总监， 兼任道生天合材料科技（上海）股份有限公司、杭州纵横通信股份有限公司、杭 州前进齿轮箱集团股份有限公司独立董事。 ...

浙江华策影视股份有限公司 2024 年限制性股票激励计划实施考核管理办法 浙江华策影视股份有限公司（以下简称"公司"）为进一步完善公司法人治 理结构，健全公司的激励约束机制，形成良好均衡的价值分配体系，充分调动公 司核心团队的积极性，使其更诚信勤勉地开展工作，以保证公司业绩稳步提升， 确保公司发展战略和经营目标的实现，公司拟实施 2024 年限制性股票激励计划 （以下简称"股权激励计划"或"本激励计划"）。 为保证股权激励计划的顺利实施，现根据《中华人民共和国公司法》《中华 人民共和国证券法》《上市公司股权激励管理办法》《深圳证券交易所创业板股票 上市规则（2023 年 8 月修订）》《深圳证券交易所创业板上市公司自律监管指南 第 1 号——业务办理》等有关法律、法规和规范性文件、以及公司章程、公司本 激励计划的相关规定，并结合公司的实际情况，特制定本办法。 一、考核目的 进一步完善公司法人治理结构，建立和完善公司激励约束机制，保证公司股 权激励计划的顺利实施，并在最大程度上发挥股权激励的作用，进而确保公司发 展战略和经营目标的实现。 二、考核原则 考核评价必须坚持公正、公开、公平的原则，严格按照本办法和考核 ...

（二）聘任会计师事务所履行的程序 公司于2023年4月24日召开的第五届董事会第七次会议、第五届监事会第七 次会议，审议通过《关于续聘会计师事务所的议案》，后该议案于2023年5月19 日经公司2022年度股东大会审议通过。公司独立董事对上述议案发表了事前认可 意见及同意的独立意见。 二、2023年年审会计师事务所履职情况 浙江华策影视股份有限公司审计委员会对 2023 年度会计师履职情况评估及履行监督职责情况的报告 根据《中华人民共和国公司法》《中华人民共和国证券法》《上市公司治理准 则》《国有企业、上市公司选聘会计师事务所管理办法》和《公司章程》等规定 和要求，董事会审计委员会本着勤勉尽责的原则，恪尽职守，认真履职。现将董 事会审计委员会对 2023 年度会计师履职情况评估及履行监督职责情况汇报如 下： 一、2023 年度年审会计师事务所基本情况 （一）会计师事务所基本情况 天健会计师事务所（特殊普通合伙）（以下简称"天健所"），具备证券、期货 相关业务审计从业资格，长期从事证券服务业务。注册地址为浙江省杭州市西湖 区灵隐街道西溪路128号，首席合伙人王国海。截至2023年12月31日，天健所共 有合伙人 ...

根据《上市公司独立董事管理办法》《深圳证券交易所上市公司自律监管指 引 第 2 号——创业板上市公司规范运作》《浙江华策影视股份有限公司章程》 （以 下简称"《公司章程》"）及《浙江华策影视股份有限公司独立董事工作制 度》 等相关规定，并结合独立董事出具的关于独立性自查情况的报告，浙江华 策影视股份有限公司（以下简称"公司"）董事会就现任独立董事杜烈康先生、芮 斌先生、倪宣明先生的独立性情况进行评估并出具如下专项意见： 经核查独立董事杜烈康先生、芮斌先生、倪宣明先生的任职经历以及签署的 相关自查文件等内容，公司董事会认为上述人员未在公司担任独立董事以外的任 何职务，也未在公司主要股东担任任何职务，与公司以及主要股东之间不存在利 害关系或其他可能妨碍其进行独立客观判断的关系，不存在其他影响独立董事独 立性的情况，因此，公司独立董事符合《上市公司独立董事管理办法》《深圳证 券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》等相关 法律法规及《公司章程》中对独立董事独立性的相关要求。 浙江华策影视股份有限公司董事会 浙江华策影视股份有限公司 董事会对独立董事独立性评估的专项意见 2024年4月24日 ...

证券代码：300133 证券简称：华策影视 公告编号：2024-028 浙江华策影视股份有限公司 二、补选监事情况 为确保监事会的正常运作，根据《公司法》《深圳证券交易所创业板股票上市 规则》和《公司章程》等相关规定，公司于 2024 年 4 月 23 日召开第五届监事会第 十一次会议，审议通过了《关于监事会主席辞职及补选非职工代表监事的议案》， 公司控股股东杭州大策投资有限公司向公司监事会出具《推荐函》，提名胡根元先 生（简历附后）为公司第五届监事会非职工代表监事候选人，任期自股东大会审议 通过之日起至公司第五届监事会届满之日止。 三、备查文件 1 关于监事会主席辞职及补选非职工代表监事的公告 本公司及监事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、关于监事辞职的情况 浙江华策影视股份有限公司（以下简称"公司"） 于近日收到公司监事会主席 曹郁先生的书面辞职报告。曹郁先生因个人原因申请辞去公司第五届监事及监事会 会主席职务，辞去职务后曹郁先生继续在公司任职。 2022 年 6 月 16 日，公司召开第五届监事会第一次会议，选举曹郁先生为公司 第五届监事会主席，任 ...

Film Production and Releases - The company released a total of 16 films (including animated films and online films) in 2023[2] - Revenue from the film industry dropped by 9.61% to 2,245,663,287.50, with a corresponding decrease in operating costs by 3.58%[39] - The company has established an animation business group, forming 6 IP series and exploring derivative formats such as animated films and cards[194] Financial Performance and Expenses - Sales expenses decreased by 37.99% to 173,133,532.42 yuan in 2023, mainly due to a decrease in gross profit, business performance, and film volume, leading to reduced promotional expenses[19] - Management expenses decreased by 7.39% to 171,200,712.48 yuan in 2023, primarily due to reductions in stock-based compensation, depreciation, rental fees, employee salaries, consulting fees, and business entertainment expenses[19] - R&D expenses increased by 70.84% to 25,093,212.16 yuan in 2023, driven by increased investment in R&D, including the establishment of the AIGC Research Institute[19] - Operating revenue for 2023 was 2.27 billion yuan, a decrease of 8.39% compared to 2022[183] - Net profit attributable to shareholders in 2023 was 382.23 million yuan, a decrease of 5.08% compared to 2022[183] Cash Flow and Investments - The net cash flow from operating activities increased by 35.83% year-on-year, mainly due to a decrease in the number of projects launched compared to the previous year[23] - The net cash flow from investing activities decreased by 53.37% year-on-year, primarily due to a reduction in investment expenditures compared to the previous year[23] - The net cash flow from financing activities decreased by 74.10% year-on-year, mainly due to an increase in bank loan repayments[23] - Cash flow from operating activities in 2023 was 393.34 million yuan, an increase of 35.83% compared to 2022[183] - Investment in Shanghai Dasheng Culture Media Co., Ltd. amounted to 5,000,000 RMB with a 40% stake, resulting in a loss of 166,167.40 RMB for the period[90] - Total investment for the period was 5,000,000 RMB with an overall loss of 166,167.40 RMB[90] Assets and Liabilities - The company's monetary funds increased by 1.18% to 2,836,348,127.17 yuan, accounting for 28.71% of total assets at the end of 2023[24] - Accounts receivable decreased by 3.04% to 812,265,196.19 yuan, accounting for 8.22% of total assets at the end of 2023, mainly due to the collection of receivables[24] - Inventory decreased by 2.42% to 1,718,317,200.91 yuan, accounting for 17.39% of total assets at the end of 2023[24] - Transactional financial assets increased by 24.13% to 2,384,319,773.45, mainly due to increased purchases of wealth management funds[25] - Accounts receivable financing rose by 0.54% to 62,300,000.00, driven by an increase in receivables from "6+9 banks"[25] - Goodwill surged by 3.50% to 748,840,727.84, primarily due to the acquisition of three non-controlling companies[25] - Accounts payable decreased by 2.10% to 425,932,990.15, mainly due to increased payments for film production and settlement[25] - The company's fixed assets increased from 58,010,102.81 yuan to 61,618,386.15 yuan, reflecting a growth in capital investment[65] - Fixed assets at the end of the period were valued at 67,532,239.27 RMB[109] - Cash and cash equivalents totaled RMB 2,836,348,127.17 at the end of the period, with RMB 165,178,752.39 held overseas and RMB 5,643,668.95 frozen due to litigation[117][120] - Trading financial assets increased to RMB 2,384,319,773.45, including RMB 155,186,245.76 in stocks and RMB 2,229,133,527.69 in wealth management products[121] - Bank acceptance notes decreased significantly to RMB 20,000,000.00 from RMB 131,900,000.00 at the beginning of the period[122] Revenue and Costs - Overseas revenue declined by 11.52% to 130,583,096.09, while domestic revenue decreased by 8.19% to 2,136,841,010.89[38] - Revenue from advertising increased by 48.66% to 32,325,100.31, with a significant rise in gross margin by 25.21%[39] - Revenue from TV series sales grew by 6.53% to 1,996,583,999.18, despite a slight decrease in gross margin by 1.74%[39] - The company's revenue recognition for TV series sales is based on the transfer of broadcasting rights and the fulfillment of contractual obligations, ensuring accurate financial reporting[64] - The company's revenue from movie box office sharing is recognized based on actual box office statistics and agreed sharing methods[64] - The company's revenue recognition principles are based on the transfer of control and fulfillment of contractual obligations, ensuring accurate financial reporting[59][61] R&D and Innovation - The company established an AIGC Application Research Institute to drive innovation in AI technology across the entire film production chain[34] - The company's R&D projects include a big data system for film and television, aimed at reducing investment risks and improving production quality[72] - The company's vertical large model project focuses on enhancing production efficiency and creative quality using generative AI[72] - The company's shared collaborative office digital platform aims to optimize operational efficiency and resource allocation through digital transformation[72] - R&D personnel increased by 21.21% to 40 in 2023, with the proportion of R&D personnel rising to 7.60% from 6.05% in 2022[73] - R&D investment in 2023 was RMB 25,093,212.16, accounting for 1.11% of operating revenue, a significant increase from 0.01% in 2022[73] - The number of R&D personnel with a bachelor's degree increased by 44.44% to 26 in 2023[73] - The age group of 30-40 years old among R&D personnel increased by 43.75% to 17 in 2023[73] - The company anticipates that AI and MR technologies will significantly enhance content production efficiency, marketing optimization, and visual experiences, driving industry transformation[143] Subsidiaries and Tax Benefits - The company's subsidiaries, including Xiangshan Times Golden Globe Cinema Co., Ltd. and others, qualify as small and micro-profit enterprises, benefiting from reduced corporate income tax rates[110] - Subsidiary Jiayunshe Entertainment Co. qualifies as an encouraged industry enterprise in the western region, enjoying a reduced corporate income tax rate of 15%[111] - Subsidiaries in Jingning, including Jingning Ketun Co., enjoy a reduced corporate income tax rate of 15% for 10 years from registration[111] - Subsidiaries in Horgos, including Horgos Huace Co., are exempt from local share of corporate income tax, paying only 15%[112] - Subsidiary Hangzhou Huace Film and Television Technology Co., Ltd. is recognized as a high-tech enterprise, enjoying a reduced corporate income tax rate of 15% from 2022 to 2024[113] - Subsidiary Huace Film and Television (Beijing) Co., Ltd. is recognized as a high-tech enterprise, enjoying a reduced corporate income tax rate of 15% from 2022 to 2024[113] - Subsidiary Olive Hainan Co. qualifies as an encouraged industry enterprise in Hainan Free Trade Port, enjoying a reduced corporate income tax rate of 15% from 2020 to 2024[113] - Subsidiaries Huocheng Senlian Film Co., Ltd., Horgos Senlian Film Co., Ltd., and Horgos Zixuan Entertainment Co., Ltd. are eligible for corporate income tax exemptions under specific policies, with Huocheng Senlian Film Co., Ltd. taxed at a reduced rate of 9% in 2023[115] Shareholders and Equity - The total number of ordinary shareholders at the end of the reporting period was 48,514[160] - The top shareholder, Fu Meicheng, holds 18.31% of the shares, amounting to 348,135,743 shares[160] - Hangzhou Dace Investment Co., Ltd., the second-largest shareholder, holds 17.12% of the shares, amounting to 325,481,020 shares[160] - Beijing Dinglu Zhongyuan Technology Co., Ltd. holds 4.60% of the shares, amounting to 87,431,693 shares[160] - Wu Tao holds 2.34% of the shares, amounting to 44,539,043 shares[160] - Hong Kong Securities Clearing Company Ltd. holds 1.39% of the shares, amounting to 26,458,982 shares[160] - Wang Xiaoan holds 1.32% of the shares, amounting to 25,000,000 shares[160] - Fu Binxing holds 0.82% of the shares, amounting to 15,599,857 shares[160] - Zhejiang Yinwan Private Fund Management Co., Ltd. - Yinwan Quanying No. 31 Private Securities Investment Fund holds 0.74% of the shares, amounting to 14,000,000 shares[160] - Zhejiang Yinwan Private Fund Management Co., Ltd. - Yinwan Quanying No. 32 Private Securities Investment Fund holds 0.68% of the shares, amounting to 12,955,000 shares[160] - The top 10 shareholders of the company hold significant stakes, with Hangzhou Dace Investment Co., Ltd. holding 325,481,020 shares and Beijing Dinglu Zhongyuan Technology Co., Ltd. holding 87,431,693 shares[165] - Fu Meicheng, the actual controller, holds 87,033,936 shares and has a 97.44% stake in Hangzhou Dace Investment Co., Ltd., indicating a strong control over the company[165] - The company's actual controller, Fu Meicheng, and Zhao Yifang, the legal representative of Hangzhou Dace Investment Co., Ltd., are both Chinese nationals and do not hold residency in other countries or regions[169] - The company's actual controller, Fu Meicheng, and Zhao Yifang, the legal representative of Hangzhou Dace Investment Co., Ltd., have not changed during the reporting period[169] - The company's actual controller, Fu Meicheng, and Zhao Yifang, the legal representative of Hangzhou Dace Investment Co., Ltd., have not been involved in any significant changes in their holdings or control over the company during the reporting period[169] Accounts Receivable and Bad Debts - The company's accounts receivable for the period within 1 year (including 1 year) amounted to 699,065,249.48 RMB, showing a decrease from the previous period's 953,610,457.07 RMB[181] - The company's accounts receivable for the period between 1 to 2 years amounted to 89,276,327.12 RMB, showing a decrease from the previous period's 96,496,599.57 RMB[181] - Accounts receivable with individual bad debt provision amounted to 219.52 million yuan, accounting for 18.12% of total receivables, with a provision ratio of 85.32%[182] - Accounts receivable with portfolio bad debt provision amounted to 991.64 million yuan, accounting for 81.88% of total receivables, with a provision ratio of 21.34%[182] - Total accounts receivable amounted to 1.21 billion yuan, with a total bad debt provision of 398.9 million yuan, representing a provision ratio of 32.94%[182] - The company's bank acceptance bills at the end of the period amounted to 20,000,000 RMB, with a 100% provision for bad debts[179] - The company's bank acceptance bills at the beginning of the period amounted to 131,900,000 RMB, with a 100% provision for bad debts[179] Litigation and Legal Matters - The company's litigation as a defendant involved an amount of 8,452.08 thousand yuan, with no significant impact expected[43] - The company's litigation as a plaintiff involved an amount of 9,651.13 thousand yuan, with no significant impact expected[43] - The company's monetary funds were frozen at RMB 5,643,668.95 due to litigation[79] Fair Value and Financial Instruments - The fair value of financial assets at the end of the period was RMB 2,689,654,905.70, with a fair value change loss of RMB 22,148,375.55 during the period[78] - The fair value of other equity instrument investments decreased by RMB 48,101,021.26 to RMB 305,335,132.25 at the end of the period[78] - The fair value of the fund investment was RMB 2,229,133,527.69 at the end of the period, with a fair value change gain of RMB 27,255,226.03 during the period[83] - The fair value of domestic and foreign stock investments was RMB 14,527,915.56 at the end of the period, with a fair value change loss of RMB 49,138,876.28 during the period[83] - The company did not have any derivative investments during the reporting period[84] Music and IP Development - The company has developed over 200 music copyrights, collaborating with projects like "Cheng Huan Ji" and "Guo Se Fang Hua"[195] - The company has launched an "AI video analysis and retrieval function" to automatically tag specific elements in videos for quick material identification[197] Equity and Share Structure - The company's total equity at the end of the period was 6,212,843,851.44 yuan, an increase from the previous year's 5,587,027,582.62 yuan[48] - The company's comprehensive income for the period was 107,730,193.60 yuan, with a total profit distribution of -41,477,275.42 yuan[51] - The company's capital reserve increased by 13,096,654.28 yuan due to equity incentives[51] - The company's restricted shares decreased by 9,714,750 shares, now totaling 272,803,200 shares, representing 14.35% of total shares[56] - The company's unrestricted shares increased by 9,714,750 shares, now totaling 1,628,270,501 shares, representing 85.65% of total shares[56] - The company's total shares remained unchanged at 1,901,073,701 shares[56] - Restricted shares held by directors and senior management decreased by 9,716,250 shares, with a total of 272,803,200 shares remaining restricted[130] Non-Recurring Gains and Losses - Non-recurring gains and losses attributable to the parent company in 2022 amounted to RMB 101,443,348.01, with a difference of RMB 14,966,049.46 compared to the adjusted calculation[140] Fixed Assets and Depreciation - The company's fixed assets include significant investments in buildings, general equipment, and specialized equipment, with a total book value of 129,150,625.42 yuan[66] - The company's cumulative depreciation for fixed assets increased by 4,310,007.47 yuan during the reporting period[66] Customer Concentration - The top five customers accounted for 73.30% of the total annual sales, with the largest customer contributing 20.93% of the total sales[69]

浙江华策影视股份有限公司 独立董事 2023 年度述职报告 本人作为浙江华策影视股份有限公司（以下简称"公司"）第五届董事会的 独立董事，在任职期间严格按照《公司法》《证券法》《上市公司独立董事规则》 和《上市公司自律监管指引第 2 号——创业板上市公司规范运作》等法律、法规 以及《公司章程》、《浙江华策影视股份有限公司独立董事工作细则》等的规定和 要求，在 2023 年度工作中，尽职尽责，忠实履行职务，积极出席相关会议，严 格审核公司提交董事会的各项议案，对公司相关事项发表独立意见，充分发挥独 立董事作用，维护了公司整体利益和股东权益尤其是中小股东的合法权益。现将 本人 2023 年度任期内履行职责的基本情况报告如下： 一、独立董事的基本情况 （一）独立董事工作履历、专业背景以及兼职情况 芮斌，1970 年出生，中国国籍，无境外永久居留权，毕业于上海铁道学院 （现"同济大学"），学士学位。曾任英特尔亚太研发有限公司战略发展总监；上 海文广 SMG 上海东方宽频传播有限公司总经理；百视通新媒体股份有限公司高 级副总裁；华为技术有限公司华为终端首席战略官消费者 BG 副总裁；好利来（中 国）电子科技股份有限公司 ...

证券代码：300133 证券简称：华策影视 公告编号：2024-045 浙江华策影视股份有限公司 关于举办 2023 年度网上业绩说明会的通知 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 浙江华策影视股份有限公司（以下简称 "公司"）已于 2024 年 4 月 25 日在 巨潮资讯网上披露了《2023 年年度报告》及《2023 年年度报告摘要》。为便于广 大投资者更加全面深入地了解公司经营业绩、发展战略等情况，公司定于 2024 年 4 月 26 日（星期五）下午 15:00-16:30 在东方财富路演平台上举办 2023 年度 网上业绩说明会，本次年度业绩说明会将采用网络远程方式举行。具体安排如下： 一、说明会召开的时间、地点和方式 会议时间：2024 年 4 月 26 日（星期五）15:00-16:30 交流网址：东方财富路演平台（http://roadshow.eastmoney.com/luyan/4433015） 会议召开方式：网络文字互动方式 二、参加人员 出席本次年度业绩说明会的人员有：公司董事长赵依芳女士，独立董事芮斌 先生，董事、总裁傅斌 ...