中山联合光电科技股份有限公司 董事会审计委员会对会计师事务所2023年度 履职情况评估及履行监督职责情况的报告 （二）聘任会计师事务所履行的程序 公司于 2023 年 10 月 20 日召开了第三届董事会第十次会议，审议通过了《关 于拟变更会计师事务所的议案》，后该议案于 2023 年 11 月 8 日经 2023 年第 1 次临 时股东大会审议通过。公司独立董事对上述议案发表了事前认可意见及同意的独 1 根据《中华人民共和国公司法》《中华人民共和国证券法》《上市公司治理准则》 《深圳证券交易所创业板股票上市规则》《深圳证券交易所上市公司自律监管指引 第 2 号——创业板上市公司规范运作》《中山联合光电科技股份有限公司章程》和 《中山联合光电科技股份有限公司董事会审计委员会工作细则》等规定和要求，中 山联合光电科技股份有限公司（以下简称"公司"）董事会审计委员会勤勉尽责、恪 尽职守，认真审慎地履行职责。现将董事会审计委员会对会计师事务所 2023 年度 履职评估及履行监督职责的情况汇报如下： 一、2023 年年审会计师事务所基本情况 （一）会计师事务所基本情况 立信会计师事务所（特殊普通合伙）（以下简称"立信 ...

中山联合光电科技股份有限公司 2023 年度独立董事述职报告 尊敬的各位股东及股东代表： 作为中山联合光电科技股份有限公司（以下简称"公司"）的独立董事，2023 年度任职 期间，我们严格按照《公司法》《上市公司独立董事管理办法》等法律、法规、部门规章、 规范性文件的规定及公司制定的《公司章程》《独立董事工作制度》及董事会各专门委员 会工作细则等内控制度的要求，本着独立、客观、公正的原则，认真、勤勉、谨慎履行职 责，认真履行职责，全面关注公司发展状况，特别是重大经营活动、财务状况、法人治理 结构及规范运作情况，及时了解公司经营情况和财务状况，积极出席相关会议，认真审议 董事会各项议案并对重大事项发表独立意见，充分发挥独立作用，促进公司规范健康发展， 切实维护了公司整体利益和全体股东，特别是中小股东的合法权益。现将我们 2023 年度 履职情况报告如下： 一、独立董事的基本情况 梁士伦先生：1966 年 11 月出生，中国国籍，无境外永久居留权，中共党员，经济学 博士研究生学历。曾先后任南阳理工学院商学系主任、党总支书记、教授，曾兼任南阳市 人大代表财经委委员、中山市第十一十二届政协委员、广东省第十三届人大代表 ...

Financial Performance - The company's operating revenue for 2023 was ¥1,647,075,742.32, representing a 9.47% increase compared to ¥1,504,553,706.25 in 2022[24]. - The net profit attributable to shareholders for 2023 was ¥64,292,681.48, a 15.01% increase from ¥55,903,625.41 in 2022[24]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥53,130,199.59, up 27.12% from ¥41,796,502.26 in 2022[24]. - The cash flow from operating activities increased by 49.06% to ¥192,864,446.35 in 2023, compared to ¥129,385,691.23 in 2022[24]. - The total assets at the end of 2023 were ¥2,610,646,719.41, a 3.12% increase from ¥2,531,584,619.63 at the end of 2022[25]. - The net assets attributable to shareholders at the end of 2023 were ¥1,639,094,066.64, reflecting a 2.49% increase from ¥1,599,326,882.61 at the end of 2022[25]. - The basic earnings per share for 2023 were ¥0.24, up 14.29% from ¥0.21 in 2022[24]. - The diluted earnings per share for 2023 were also ¥0.24, a 14.29% increase from ¥0.21 in 2022[24]. - The weighted average return on equity for 2023 was 3.96%, compared to 3.62% in 2022[24]. Market and Industry Insights - The company operates in the optical and optoelectronic industry, focusing on optical lens manufacturing and related solutions, with significant growth opportunities in emerging technologies like AI and 5G[36]. - The domestic security monitoring market is expected to grow at an average annual rate of approximately 7% during the 14th Five-Year Plan period, with the total market size exceeding 1 trillion yuan by 2025[38]. - In 2023, the laser projection market in mainland China saw a shipment volume of 878,000 units, representing a year-on-year growth of 29.3%, with expectations to reach 1.2 million units in 2024, exceeding a 30% increase compared to 2023[40][42]. - The global VR/AR device shipment is projected to decline by 8.3% to 8.1 million units in 2023, but is expected to rebound with a growth of 46.4% in 2024[43]. - The smart driving industry is projected to exceed $1.2 trillion globally by 2035, with China's smart driving market expected to surpass $200 billion[45][46]. - The artificial intelligence market in China reached 195.8 billion yuan in 2022, nearly tripling since 2018, and is anticipated to expand to 300 billion yuan by 2025[47][48]. Product Development and Innovation - The company has established a wholly-owned subsidiary focused on the research and development of unmanned systems and artificial intelligence, with products including intelligent disinfection robots and security patrol robots[48]. - The high-end security lens market is expected to maintain stable growth due to the increasing demand for high-definition and high-magnification optical zoom products, with the company holding a leading global market share[38]. - The company aims to enhance its market share in the new display sector by focusing on product development and technological innovation in display resolution and energy efficiency[44]. - The company has developed a range of products for the smart driving sector, including vehicle-mounted lenses and related products, establishing a competitive advantage in the market[46]. - The laser display technology is becoming increasingly integrated with new information technologies such as 5G and big data, leading to diverse applications and market opportunities[41]. - The company is developing high-definition lenses for live streaming to meet market demand, which is currently in the trial production stage[77]. - The company aims to enhance its market share in high-magnification lenses through the development of related components, which is also in the trial production stage[77]. - The company is developing new optical modules for VR/MR applications, aiming to enhance product market share and sales revenue[78]. - The company plans to expand its product offerings in high-definition and 4K projection lenses, targeting both office and home projector markets[78]. - The company has initiated the development of a new series of Pancake optical modules, focusing on high resolution and lightweight design[78]. Research and Development - The company invested over 10% of its operating revenue in R&D in 2023, emphasizing its commitment to long-term development[55]. - The company has applied for nearly 40 patents related to smart driving technologies in 2023, enhancing its competitive edge[53]. - The company has established a comprehensive product lifecycle management system, enhancing efficiency in research and development and product updates[64]. - The company maintains a strong R&D team of over 600 professionals, ensuring robust product development and quality control capabilities[63]. - The company is actively pursuing technology innovation and has made significant investments in R&D to maintain industry leadership[62]. - The company's R&D investment in 2023 amounted to ¥171.26 million, representing 10.40% of total revenue, a slight decrease from 10.60% in 2022[79]. - The number of R&D personnel increased by 20.64% from 528 in 2022 to 637 in 2023, with a higher proportion of master's degree holders, increasing by 84.62%[79]. Shareholder and Financial Strategies - The company plans to distribute a cash dividend of 1.5 RMB per 10 shares (including tax) to all shareholders, with no bonus shares issued[4]. - The total distributable profit as of December 31, 2023, is RMB 341,126,525.40, after deducting the statutory surplus reserve of RMB 14,038,089.76[192]. - The total cash dividend, including other methods, amounts to RMB 54,466,016.90, which represents 100% of the profit distribution total[191]. - The company repurchased a total of 795,800 shares for a total amount of RMB 14,505,482.00, which is treated as cash dividends[193]. - The company has implemented a stock option incentive plan, with adjustments made to the exercise price due to performance targets not being met[196]. - The company has ensured that minority shareholders have had sufficient opportunities to express their opinions and that their legal rights have been fully protected[190]. - The company’s cash dividend policy is in compliance with its articles of association and shareholder resolutions[190]. - The company reported a total of 144,000 stock options granted during the period[200]. - The exercise price for the stock options was set at 55.5 yuan per share[200]. Governance and Management - The company held 4 supervisory board meetings during the reporting period, effectively supervising major matters, related transactions, and financial conditions[134]. - The company emphasizes transparency in the appointment of directors, supervisors, and senior management, continuously improving performance evaluation standards and incentive mechanisms[135]. - The company strictly adheres to information disclosure regulations, ensuring timely and accurate information is available to all investors[137]. - The company maintains regular communication with investors through various channels, enhancing their understanding of the company's operations and future strategies[138]. - The company is undergoing a board and supervisory committee election in March 2024, which will result in new appointments not listed in the current report[150]. - The company is led by a diverse board with members having extensive backgrounds in various industries, including finance and technology[155][156][157]. - The current management team includes experienced professionals from leading companies in the optical and technology sectors, enhancing the company's operational capabilities[161][163]. - The company is focusing on expanding its market presence and enhancing its product offerings through strategic appointments and management restructuring[154][161]. - The company aims to leverage its leadership's expertise to drive innovation and improve operational efficiency in the upcoming fiscal year[156][161]. Risks and Challenges - The company faces risks from macroeconomic downturns and plans to penetrate non-security sectors to mitigate these risks[120]. - The company faces risks from overall industry downturn, leading to intensified market competition and declining orders for individual manufacturers[121]. - Fluctuations in raw material prices pose cost pressures and operational challenges for the company[123]. - The company plans to utilize its scale advantages to mitigate the impact of rising procurement costs and will adjust product prices as necessary based on cost fluctuations[123]. Future Outlook - The company aims for revenue growth, cost reduction, technology enhancement, and expansion into foreign markets in 2024[113]. - The company plans to accelerate new product development to strengthen its position in the high-end security lens market[113]. - The establishment of a new subsidiary in Thailand is underway, with plans to complete construction and commence operations in 2024[116]. - The company will implement smart manufacturing processes to enhance efficiency and reduce costs across all production stages[117]. - The company has allocated 200 million RMB for research and development of new technologies in the upcoming year[174]. - The board approved a share buyback plan aimed at repurchasing up to 10% of outstanding shares to enhance shareholder value[174].

中山联合光电科技股份有限公司 截至 2023 年 12 月 31 日止 募集资金存放与使用情况专项报告的鉴证报告 信会师报字[2024]第 ZI10290 号 | | 目 录 | 页 次 | | | --- | --- | --- | --- | | 一、 | 募集资金存放与使用情况专项报告的鉴证报告 | 1-3 | | | 二、 | 募集资金存放与使用情况专项报告 | | 1-5 | | 三、 | 募集资金使用情况对照表 | | 1 | | 四、 | 事务所及注册会计师执业资质证明 | | | 关于中山联合光电科技股份有限公司2023年度募集资金 存放与使用情况专项报告的鉴证报告 信会师报字[2024]第ZI10290号 中山联合光电科技股份有限公司全体股东： 我们接受委托，对后附的中山联合光电科技股份有限公司（以下简 称"联合光电"） 2023年度募集资金存放与使用情况专项报告（以下简 称"募集资金专项报告"）执行了合理保证的鉴证业务。 一、董事会的责任 联合光电董事会的责任是按照中国证券监督管理委员会《上市公司 监管指引第2号——上市公司募集资金管理和使用的监管要求（2022年 修订）》（证监会公告〔2 ...

2023 年度 信会师报字[2024]第 ZI10291 号 | 目 录 | 页 | 次 | | --- | --- | --- | | 一、非经营性资金占用及其他关联资金往来情况的专项报 | | 1-2 | | 告 | | | | 二、非经营性资金占用及其他关联资金往来情况汇总表 | | 1 | | 三、事务所及注册会计师执业资质证明 | | | 关于中山联合光电科技股份有限公司 非经营性资金占用及其他关联资金往来情况 的专项报告 信会师报字[2024]第 ZI10291 号 中山联合光电科技股份有限公司全体股东： 中山联合光电科技股份有限公司 非经营性资金占用及其他关联资金 往来情况的专项报告 立信会计师事务所（特殊普通合伙） 中国注册会计师： 中国注册会计师： 中国·上海 2024 年 4 月 24 日 我们审计了中山联合光电科技股份有限公司(以下简称"联合光 电")2023 年度的财务报表，包括 2023 年 12 月 31 日的合并及母公司 资产负债表、2023 年度合并及母公司利润表、合并及母公司现金流量 表、合并及母公司所有者权益变动表和相关财务报表附注，并于 2024 年 4 月 24 日出具 ...

中山联合光电科技股份有限公司 2023 年年度股东大会 会议资料 二○二四年四月 中国.广东 1 议案一： 关于 2023 年年度报告及摘要的议案 各位股东： 公司已依照中国证监会《公开发行证券的公司信息披露内容与格式准则第 2 号—年度 报告的内容与格式》的规定编制了公司 2023 年年度报告及其摘要。具体内容详情请见与本 公告同日在巨潮资讯网（http://www.cninfo.com.cn/）披露的《2023 年年度报告》及《2023 年年度报告摘要》。 请审议。 中山联合光电科技股份有限公司董事会 二〇二四年四月二十四日 2 议案二： 关于 2023 年度董事会工作报告的议案 各位股东： 2023 年度，公司董事会严格按照《中华人民共和国公司法》《中华人民共和国证券法》 等法律法规和《公司章程》的相关规定，认真履行职责，贯彻执行股东大会、董事会的各 项决议，恪尽职守、勤勉尽责，积极推动公司各项业务的发展和规范公司治理，切实维护 公司和股东尤其是中小股东的合法权益。公司编制了《2023 年度董事会工作报告》，详细 内容附后。 请审议。 中山联合光电科技股份有限公司董事会 二〇二四年四月二十四日 3 20 ...

证券代码：300691 证券简称：联合光电 公告编号：2024-031 中山联合光电科技股份有限公司 关于开展外汇套期保值业务的公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、误导性陈述或者重 大遗漏。 1、交易目的：中山联合光电科技股份有限公司（以下简称"公司"）为有效规避外汇 市场的风险，防范汇率大幅波动对公司造成不良影响，提高外汇资金使用效率，合理降低 财务费用，增强财务稳健性，基于业务需要，公司及下属子公司拟开展外汇套期保值业务， 不进行单纯以投机为目的的外汇交易。 2、交易品种及交易工具：公司及下属子公司拟开展的外汇套期保值业务只限于生产 经营所使用的主要外币币种，主要外币币种为美元。公司拟开展的外汇套期保值业务品种 主要包括远期结售汇、外汇掉期等业务。 3、交易场所：经有关政府部门批准、具有外汇套期保值业务经营资质的银行等金融 机构。 4、投资金额：总规模不超过人民币 5,000 万元或等值外币。 5、审议程序：本事项已经第四届董事会第一次会议审议通过，该事项无需提交股东 大会审议。 6、特别风险提示：公司遵循稳健原则开展外汇套期保值业务，并已制定完善的《外汇 套期保值业 ...

证券代码：300691 证券简称：联合光电 公告编号：2024-029 中山联合光电科技股份有限公司 关于公司 2024 年度向银行等金融机构申请授信额 度及为合并报表范围内全资及控股子公司提供担 保的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 （一）授信情况 为满足中山联合光电科技股份有限公司（以下简称"公司"）生产经营和发展 的需要，公司及子公司预计 2024 年度向银行等金融机构申请不超过人民币 15 亿元的综合授信额度，在此额度内由公司及子公司根据实际资金需求进行银行借 贷。上述综合授信额度有效期内可循环使用，公司及子公司申请的金融机构授信 额度、期限等最终以金融机构实际审批结果为准。 （二）担保情况 公司根据合并报表范围内部分全资及控股子公司的生产经营资金需求，以及 业务发展需要，拟为中山联合光电制造有限公司（以下简称"联合制造"）、中山 联合光电显示技术有限公司（以下简称"显示技术"）、中山联合汽车技术有限公 司（以下简称"联合汽车"）提供人民币 5 亿总额度以内的授信担保，该担保额度 包括现有担保、新增担保及原有担保的展期或者续保。具体 ...

中山联合光电科技股份有限公司 2023年度募集资金存放与使用情况专项报告 根据《上市公司监管指引第 2 号—上市公司募集资金管理和使用的监管要求》 《深圳证券交易所上市公司自律监管指引第 2 号—创业板上市公司规范运作》等 相关规定，中山联合光电科技股份有限公司（以下简称"公司"）就 2023 年度募集 资金存放与使用情况作如下专项报告： 一、向特定对象发行股票募集资金基本情况 （一） 实际募集资金金额及资金到账时间 经中国证券监督管理委员会出具的《关于同意中山联合光电科技股份有限公 司向特定对象发行股票注册的批复》（证监许可[2021]26号）核准，同意公司向特定 对象发行A股股票39,223,781股，发行价格为12.11元/股，实际募集资金总额为人民 币474,999,987.91元，扣除本次发行费用人民币7,845,142.24元（不含增值税），实际 募集资金净额为人民币467,154,845.67元。2021年12月14日认购资金验资完成后， 保荐机构国投证券股份有限公司（原名为"安信证券股份有限公司"）在扣除相关 费用后向公司指定账户划转了认股款。信永中和会计师事务所（特殊普通合伙）对 本次募集资 ...

关于中山联合光电科技股份有限公司 2020 年股票期权与限制性股票激励计划 注销部分股票期权相关事项的 法律意见书 中国 深圳 福田区 益田路6001号 太平金融大厦11、12楼 邮政编码：518038 11、12/F., TAIPING FINANCE TOWER, NO.6001 YITIAN ROAD, SHENZHEN, P.R. CHINA 电话（Tel.）：（86-755) 88265288 传真（Fax.）：（86-755）88265537 网站（Website）：www.sundiallawfirm.com 法律意见书 广东信达律师事务所 关于中山联合光电科技股份有限公司 2020年股票期权与限制性股票激励计划注销部分股票期权相关事项的 法律意见书 信达励字（2024）第056号 致：中山联合光电科技股份有限公司 广东信达律师事务所（以下简称"信达"）接受中山联合光电科技股份有限公 司（以下简称"联合光电"或"公司"）的委托，担任联合光电实施 2020 年股票期 权与限制性股票激励计划项目（以下简称"本次激励计划"）的特聘专项法律顾问， 就联合光电本次激励计划注销部分股票期权（以下简称"本次注 ...