民生证券股份有限公司 关于江苏宏德特种部件股份有限公司 2023 年度持续督导培训情况报告 民生证券股份有限公司（以下简称"民生证券"、"保荐机构"）作为江苏 宏德特种部件股份有限公司（以下简称"宏德股份"、"公司"）首次公开发行 股票并在创业板上市的保荐机构，根据《证券发行上市保荐业务管理办法》《深 圳证券交易所上市公司自律监管指引第 13 号——保荐业务》等相关规定，对宏 德股份的董事、监事及高级管理人员进行了 2023 年度持续督导现场培训。现将 培训情况报告如下： 一、培训的基本情况 二、培训主要内容 本次培训的主题为《上市公司信息披露专题》，结合法律法规及相关案例对 上市公司信息披露的基本准则、信息披露的渠道、信息披露的形式及范围、信息 披露的暂缓和豁免进行了讲解培训。 三、本次培训的效果 1、培训时间：2023 年 10 月 30 日 2、培训地点：宏德股份三楼会议室，对未现场参与培训的人员采用了发送 培训课件的方式进行培训 3、培训对象：公司董事、监事及高级管理人员 4、培训主题：上市公司信息披露 在本次持续督导培训过程中，宏德股份予以积极配合和沟通。通过本次培训， 相关人员对上市公司信息披露有 ...

| 审批程序和披露义务 | | | --- | --- | | （五）募集资金使用 | | | 现场检查手段：查阅公司募集资金账户的大额支出凭证、银行对账单、三方监管协议 | | | 等资料，实地查看募投项目现场，与相关人员访谈。 | | | 1.是否在募集资金到位后一个月内签订三方监管协议 √ | | | 2.募集资金三方监管协议是否有效执行 √ | | | 3.募集资金是否不存在第三方占用或违规进行委托理财等情形 √ | | | 4.是否不存在未履行审议程序擅自变更募集资金用途、暂时补 | | | √ 充流动资金、置换预先投入、改变实施地点等情形 | | | 5.使用闲置募集资金暂时补充流动资金、将募集资金投向变更 | | | 为永久性补充流动资金或者使用超募资金补充流动资金或者偿 | √ | | 还银行贷款的，公司是否未在承诺期间进行风险投资 | | | 6.募集资金使用与已披露情况是否一致，项目进度、投资效益 √ | | | 是否与招股说明书等相符 | | | √ 7.募集资金项目实施过程中是否不存在重大风险 | | | （六）业绩情况 | | | 现场检查手段：查阅公司定期报告、相关行业研究报告、同 ...

Financial Performance - The company's operating revenue for Q3 2023 was ¥159,145,554.53, a decrease of 30.00% compared to the same period last year[5]. - Net profit attributable to shareholders for Q3 2023 was ¥7,645,382.87, down 8.13% year-on-year[5]. - The net profit attributable to shareholders after deducting non-recurring gains and losses was ¥6,853,452.82, a decrease of 17.52% compared to the previous year[5]. - Total operating revenue for the current period is CNY 551,585,105.73, a decrease of 6.67% compared to CNY 591,019,949.61 in the previous period[21]. - Net profit for the current period is CNY 36,348,042.35, a slight decrease of 1.27% from CNY 36,818,922.10 in the previous period[22]. - Basic and diluted earnings per share for the current period are both CNY 0.4454, an increase from CNY 0.4189 in the previous period[23]. Assets and Liabilities - The total assets at the end of Q3 2023 were ¥1,346,416,302.78, a decrease of 9.78% from the end of the previous year[5]. - Total current assets decreased from CNY 1,005,951,024.23 at the beginning of the year to CNY 757,635,737.20 by September 30, 2023, a decline of approximately 25%[19]. - Total liabilities amount to CNY 246,005,351.57, a decrease from CNY 409,436,672.73 in the previous period[22]. - The company's total liabilities decreased by 9.78% compared to the end of the previous year, reflecting a strategic focus on reducing debt[9]. - Total assets decreased from CNY 1,492,298,476.77 to CNY 1,346,416,302.78, a decline of approximately 9.8%[19]. Cash Flow - The cash flow from operating activities for the year-to-date was ¥22,575,304.63, an increase of 171.40% compared to the same period last year[5]. - The net cash flow from operating activities for Q3 2023 was ¥22,575,304.63, a significant improvement from -¥31,616,679.34 in Q3 2022, indicating a recovery in operational performance[26]. - Total cash inflow from operating activities reached ¥575,987,233.50, while cash outflow was ¥553,411,928.87, resulting in a net cash inflow[26]. - The company reported a net cash outflow from investing activities of -¥97,904,257.30, compared to -¥164,295,045.84 in the same period last year, reflecting reduced investment losses[26]. - Cash paid to employees was ¥59,508,636.39, up from ¥57,164,072.47 in Q3 2022, indicating a slight increase in payroll expenses[26]. Shareholder Information - Total number of common shareholders at the end of the reporting period is 8,856[15]. - Yang Jinde holds 42.96% of shares, while Yang Lei holds 10.74%, together controlling 53.73% of the company[16]. - The company has a significant concentration of ownership, with the top 10 shareholders holding a combined 55.75% of voting rights[16]. Investment and Expenses - The company's financial expenses increased by 307.05% to -¥6,444,655.97 due to increased foreign exchange gains and bank interest income[11]. - The investment income decreased by 68.19% to ¥75,240.00, attributed to reduced financial management income[11]. - Research and development expenses for the current period are CNY 30,450,706.84, a decrease of 3.79% from CNY 31,649,430.89 in the previous period[22]. - The cash received from investment income was zero, compared to ¥236,533.71 in Q3 2022, indicating a decline in investment returns[26]. Asset Management - Cash and cash equivalents decreased from CNY 366,116,822.04 to CNY 283,572,529.52, a reduction of about 22.5%[18]. - Accounts receivable decreased from CNY 181,637,792.39 to CNY 156,309,056.13, a decline of approximately 14%[19]. - Inventory decreased from CNY 231,606,061.80 to CNY 200,007,329.49, a reduction of about 13.6%[19]. - Accounts payable decreased from CNY 150,625,780.28 to CNY 83,963,451.30, a reduction of approximately 44.2%[19]. - Short-term borrowings increased from CNY 44,323,497.63 to CNY 61,001,567.09, an increase of about 37.5%[19]. Operational Focus - The company did not conduct any significant mergers or acquisitions during this quarter, focusing instead on operational efficiency and cash flow management[26]. - The company disposed of fixed assets and received cash of ¥158,438.44, down from ¥804,535.20 in the previous year, reflecting a decrease in asset disposals[26].

江苏宏德特种部件股份有限公司（以下简称"公司"）第三届监事会第三次会议于 2023 年 10 月 24 日以现场会议的形式在公司会议室召开。公司于 2023 年 10 月 20 日以邮件方式向 全体监事发出了会议通知。本次会议由公司监事会主席陈立新先生主持，应出席会议监事 3 名，实际出席会议的监事 3 名。本次会议的召集、召开及表决程序符合《公司法》及公司章 程的有关规定，会议合法有效。 证券代码：301163 证券简称：宏德股份 公告编号：2023-059 二、监事会会议审议情况 经与会监事认真审议，会议以记名投票表决的方式通过了以下议案： 1、《关于公司 2023 年第三季度报告的议案》。 经审核，监事会认为：董事会编制和审核公司《2023 年第三季度报告》的程序符合法律、 行政法规及中国证监会的规定，报告内容真实、准确、完整地反应了公司的实际情况，不存 在任何虚假记载、误导性陈述或者重大遗漏。 江苏宏德特种部件股份有限公司 第三届监事会第三次会议决议公告 本公司及监事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或者重大遗漏。 一、监事会会议召开情况 表决结果：同意 3 票， ...

证券代码：301163 证券简称：宏德股份 公告编号：2023-058 江苏宏德特种部件股份有限公司 第三届董事会第三次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或者重大遗漏。 一、董事会会议召开情况 江苏宏德特种部件股份有限公司 董事会 2023 年 10 月 25 日 1 经审议，董事会认为：公司 2023 年第三季度报告内容真实、准确、完整地反映了公司 2023 年第三季度经营的实际情况，不存在任何虚假记载、误导性陈述或者重大遗漏；报告编 制和审核的程序符合法律、行政法规的要求，符合中国证监会和深圳证券交易所的相关规定。 具体内容详见公司同日在巨潮资讯网（www.cninfo.com.cn）披露的《2023 年第三季度 报告》（公告编号：2023-056）。 表决结果：同意 7 票，反对 0 票，弃权 0 票。 三、备查文件： 1、第三届董事会第三次会议决议。 特此公告。 江苏宏德特种部件股份有限公司（以下简称"公司"）第三届董事会第三次会议于 2023 年 10 月 24 日以现场及通讯结合方式在公司会议室召开。公司于 2023 年 10 月 2 ...

证券代码：301163 证券简称：宏德股份 公告编号：2023-055 关于公司独立董事亲属敏感期短线交易及致歉的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或者重大遗漏。 江苏宏德特种部件股份有限公司（以下简称"公司"）于 2023 年 8 月 30 日 收到公司独立董事吴国庆先生出具的《关于本人亲属敏感期买卖公司股票构成短 线交易的情况及致歉声明》，获悉吴国庆先生的配偶王海燕女士于 2023 年 8 月 15 日通过集中竞价方式买入公司股票 500 股，并于 2023 年 8 月 29 日通过集中 竞价方式卖出公司股票 500 股。根据《证券法》《深圳证券交易所上市公司自律 监管指引第 2 号——创业板上市公司规范运作》等相关规定，上述交易构成短线 交易与敏感期违规交易。现将相关情况公告如下： 一、本次交易的基本情况 1、构成短线交易的基本情况 经核查王海燕女士通过其名下证券账户买卖公司股票的交易情况具体如下： | | 交易时间 | | | 交易方向 | 交易方式 | 成交数量 | 成交价格 | 成交金额 | | --- | --- | --- | --- | ...

Financial Performance - The company's operating revenue for the first half of 2023 was ¥392,439,551.20, representing a 7.91% increase compared to ¥363,657,795.06 in the same period last year[18]. - The net profit attributable to shareholders was ¥28,702,659.48, a slight increase of 0.77% from ¥28,483,485.95 year-on-year[18]. - The net profit after deducting non-recurring gains and losses was ¥28,106,814.71, up 6.42% from ¥26,410,761.94 in the previous year[18]. - Basic and diluted earnings per share decreased by 16.67% to ¥0.35 from ¥0.42 in the previous year[18]. - The weighted average return on equity fell to 2.62%, down 1.69% from 4.31% in the same period last year[18]. - The total assets at the end of the reporting period were ¥1,409,765,737.27, a decrease of 5.53% from ¥1,492,298,476.77 at the end of the previous year[18]. - The net cash flow from operating activities was negative at -¥48,475,033.53, a significant decline of 425.53% compared to ¥14,890,915.76 in the same period last year[18]. Industry Overview - The casting industry in China produced 54.05 million tons of castings in 2021, maintaining its position as the world's largest producer for 22 consecutive years, with a compound annual growth rate of 2.27% from 2014 to 2021[27]. - The global injection molding equipment market was valued at $8.211 billion in 2017 and is projected to reach $10.429 billion by 2025, with a compound annual growth rate of 3.03%[31]. - The high-voltage switchgear market is closely tied to the development of the power industry, with China's industrial power generation reaching 4,168 billion kWh in the first half of 2023, a year-on-year increase of 3.8%[32]. - The global medical device market surpassed $440 billion in 2020, with China holding a 23% market share, and is expected to exceed $800 billion by 2030, growing at a compound annual growth rate of 6.3% from 2020 to 2030[33]. Company Operations and Strategy - The company specializes in the R&D, production, and sales of high-end equipment key castings, with a focus on the casting industry for nearly 30 years[26]. - The main products include cast iron and cast aluminum parts, primarily used in wind power equipment, medical devices, power equipment, injection molding machines, and pumps[26]. - The company plans not to distribute cash dividends or issue bonus shares for this reporting period[3]. - The company focuses on high-end manufacturing and has increased investment in new product development and market expansion[40]. - The company is actively exploring new business directions and product areas to strengthen market development efforts[40]. - The company has established long-term stable partnerships with well-known clients in various sectors, including Enercon, Siemens-Gamesa, and ABB, particularly in the renewable energy wind power sector[34]. Research and Development - Research and development investment rose by 5.29% to CNY 22,004,734.62, compared to CNY 20,898,404.86 in the previous year[48]. - Key technological breakthroughs include the development of QT600-10 solid solution strengthening material and QT400-18LT ultra-low temperature impact material, enhancing the company's technical capabilities[42]. - The company has initiated research and development for new technologies aimed at enhancing product offerings[165]. Financial Management and Capital Structure - The company raised a total of CNY 53,590.80 million from its initial public offering, with a net amount of CNY 47,474.63 million after deducting expenses[56]. - As of June 30, 2023, the company had cumulatively used CNY 36,771.24 million of the raised funds, with CNY 6,919.68 million used during the reporting period[54][56]. - The company has not made any changes to the implementation location of the raised funds projects[59]. - The company has not temporarily used any idle raised funds for supplementary working capital[59]. - The company reported a significant increase in contract liabilities, which rose to CNY 45,554,588.00, representing 3.23% of total liabilities[51]. Shareholder Information - The total number of shares before the recent changes was 81,600,000, with a total of 13,627,376 shares released from lock-up, representing 16.70% of the total share capital[120]. - The company has a total of 54,783,317 shares remaining under lock-up after the recent changes[123]. - The top ten shareholders include various individuals and entities, with no strategic investors or general corporate entities among them[126]. Risk Factors - The company faces risks related to declining industry demand, which could affect production capacity utilization, and plans to enhance new product development and customer acquisition efforts[70]. - The company is exposed to raw material price fluctuations, with a significant portion of production costs tied to iron, steel, and aluminum, and plans to optimize procurement strategies to mitigate this risk[73]. - Fixed asset depreciation is expected to increase due to the expansion of fixed assets from fundraising projects, which may impact operating performance if expected returns are not realized[72]. Corporate Governance and Compliance - The company has not faced any administrative penalties due to environmental issues during the reporting period[86]. - The company actively fulfills social responsibilities, ensuring the protection of shareholder, employee, customer, and supplier rights[87]. - The company has obtained ISO14001 and ISO45001 certifications, focusing on environmental management and occupational health and safety[88]. Future Outlook - The company plans to expand its market presence and invest in new product development in the upcoming quarters[165]. - The company anticipates a revenue growth forecast of 15% for the second half of 2023, driven by new product launches and market expansion[190].

本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、 误导性陈述或者重大遗漏。 证券代码：301163 证券简称：宏德股份 公告编号：2023-052 江苏宏德特种部件股份有限公司 2023 年半年度募集资金存放和使用情况的专项报告 一、募集资金基本情况 1、募集资金发行和到位情况 经中国证券监督管理委员会（以下简称"中国证监会"）《关于同意江苏宏德特种部件股 份有限公司首次公开发行股票注册的批复》（证监许可﹝2022﹞379 号文）同意注册，并经深 圳证券交易所同意，公司首次公开发行人民币普通股（A 股）20,400,000 股，每股面值人民 币 1 元，发行价格 26.27 元/股，募集资金总额为 535,908,000.00 元，募集资金扣除相关发行 费用 61,161,691.99 元（不含税），实际募集资金净额为 474,746,308.01 元。上述募集资金到 位情况业经和信会计师事务所（特殊普通合伙）验证，并由其出具了和信验字（2022）第 000020 号验资报告。公司已对募集资金进行了专户存储，并与保荐机构、专户银行分别签订了募集 资金三方监管协议。 2、募集资金使用和结 ...

证券代码：301163 证券简称：宏德股份 公告编号：2023-050 江苏宏德特种部件股份有限公司 第三届董事会第二次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或者重大遗漏。 一、董事会会议召开情况 江苏宏德特种部件股份有限公司（以下简称"公司"）第三届董事会第二次会议于 2023 年 8 月 29 日以现场会议的形式在公司会议室召开。公司于 2023 年 8 月 18 日以邮件方式向全 体董事发出了会议通知。本次会议由公司董事长杨金德先生主持，应出席会议董事 7 名，实 际出席会议的董事 7 名。公司全体监事、高级管理人员列席了本次会议。本次会议的召集、 召开及表决程序符合《公司法》及公司章程的有关规定，会议合法有效。 二、董事会会议审议情况 经与会董事认真审议，会议以记名投票表决的方式通过了以下议案： 1、审议通过《关于公司<2023 年半年度报告>全文及其摘要的议案》。 经审议，董事会认为：公司 2023 年半年度报告全文及其摘要内容真实、准确、完整地反 映了公司 2023 年半年度经营的实际情况，不存在任何虚假记载、误导性陈述或者重大遗漏； 报 ...

根据有关法律法规及《江苏宏德特种部件股份有限公司章程》、《独立董事 工作制度》等有关规定，我们作为江苏宏德特种部件股份有限公司（以下简称"公 司"）独立董事，经认真审阅相关材料后，基于独立的立场，对公司第三届董事 会第二次会议审议的议案发表如下独立意见： 一、关于《2023 年半年度募集资金存放与使用情况的专项报告》的独立意 见 经审议，我们认为：公司《2023 年半年度募集资金存放与使用情况的专项 报告》真实、准确、完整地反映了公司报告期内募集资金存放与使用情况，不存 在任何虚假记载、误导性陈述或重大遗漏。公司 2023 年半年度募集资金的存放 与使用履行了必要的程序，符合相关法律、行政法规、规范性文件及《公司章程》、 公司《募集资金管理制度》的相关规定，不存在募集资金存放与使用违法、违规 或损害公司股东尤其是中小股东利益的情形。因此，我们一致同意董事会编制的 《关于 2023 年半年度募集资金存放与使用情况的专项报告》。 江苏宏德特种部件股份有限公司 独立董事关于第三届董事会第二次会议 相关事项的独立意见 报告期内，公司不存在控股股东及其他关联方非经营性占用资金的情况。 （2）公司对外担保情况 二、关于聘 ...