无锡奥特维科技股份有限公司 年报信息披露重大差错责任追究制度 无锡奥特维科技股份有限公司 年报信息披露重大差错责任追究制度 第一章 总 则 第一条 为提高无锡奥特维科技股份有限公司（以下简称"公司"）规范运作 水平，增强年度报告信息（以下简称"年报信息"）披露的真实性、准确性、完整 性和及时性，落实对年报信息披露责任人的问责机制，提高年报信息披露的质量和 透明度，根据《中华人民共和国公司法》、《中华人民共和国证券法》、《中华人 民共和国会计法》（以下简称"《会计法》"）、《上海证券交易所上市公司自律 监管指引第1号——规范运作》、《公开发行证券的公司信息披露内容与格式准则第 准则》、《上海证券交易所科创板股票上市规则》（"《科创板上市规则》"）等 相关法律、法规、规范性文件及《无锡奥特维科技股份有限公司章程》（以下简称 "《公司章程》"），结合公司实际情况，制定本制度。 第二条 本制度所指责任追究制度是指年报信息披露工作中有关人员不履行或 者不正确履行职责、义务或其他个人原因，对公司造成重大经济损失或造成不良社 会影响时的追究与处理制度。 第三条 本制度适用于公司董事、高级管理人员、控股股东、实际控制人以及 ...

Core Viewpoint - The company held its 16th meeting of the 4th Board of Directors on June 24, 2025, where several key resolutions were passed to enhance corporate governance and investor relations [1][2][3]. Group 1: Corporate Governance Enhancements - The company approved the establishment of a "Market Value Management System" to improve investment value and enhance investor returns [2]. - The company revised the "Investor Relations Management System" to strengthen communication with investors and protect the rights of minority shareholders [2]. - The company updated the "Information Disclosure Management System" to ensure compliance with legal requirements and protect the interests of shareholders and creditors [3]. Group 2: Internal Reporting and Compliance - The company revised the "Major Information Internal Reporting System" to clarify information collection and management procedures [4]. - The company updated the "Insider Information Knowledge Person Registration Management System" to enhance confidentiality and prevent insider trading [5]. - The company revised the "Information Disclosure Suspension and Exemption Management System" to ensure compliance with disclosure obligations [5]. Group 3: Audit and Financial Reporting - The company revised the "Board Audit Committee Annual Report Work Regulations" to improve the quality of financial reporting and enhance the supervisory role of the audit committee [6]. - The company updated the "Major Error Responsibility Accountability System for Annual Report Disclosure" to increase accountability for disclosure accuracy [6]. - The company revised the "Fundraising Management Measures" to enhance the management and utilization of raised funds [7]. Group 4: Management and Operational Procedures - The company revised the "Board Secretary Work System" to clarify the responsibilities and procedures for the board secretary [7]. - The company updated the "Internal Audit System" to improve audit quality and risk control [8]. - The company revised the "Accountant Firm Selection System" to ensure the integrity of financial information and protect shareholder interests [9]. Group 5: Risk Management and Hedging - The company approved the "Hedging Business Management System" to regulate futures and derivatives trading [12]. - The company authorized a maximum trading margin and premium limit of RMB 140.05 million for hedging activities, with a maximum contract value of RMB 1.27 billion on any trading day [12].

本公司董事会及全体董事保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性 承担法律责任。 水发派思燃气股份有限公司（以下简称"公司"）于 2025 年 6 月 24 日召开了第五届董事会第八次临时会议和第五届监事 会第五次临时会议，审议通过了关于调整 2023 年度向特定对象 发行股票的相关议案，根据相关要求，现将公司最近五年被证券 监管部门和交易所采取监管措施或处罚的情况及相应的整改落 实情况公告如下： 证券代码：603318 证券简称：水发燃气 公告编号：2025-033 水发派思燃气股份有限公司 关于最近五年被证券监管部门和交易所采取监 管措施或处罚及整改情况的公告 一、公司最近五年被证券监管部门和交易所处罚的情况 公司最近五年不存在被证券监管部门和交易所处罚的情况。 二、公司最近五年被证券监管部门和交易所采取监管措施的 情况及整改措施 （一）关于交易所的监管措施及整改情况 证券交易所口头警示。 — 1 — （1）存在的问题 公司及时任董事会秘书李启明于 2022 年 12 月 21 日收到上 海证券交易所口头警示，原因系收购通辽市隆圣峰天然气有限公 司 51 ...

Core Points - The company has established an information disclosure management system to regulate its disclosure practices and protect investors' rights [1][2] - The company is required to disclose information in a timely, truthful, accurate, and complete manner, ensuring that all investors receive the same information simultaneously [1][2] - The board of directors and senior management are responsible for ensuring the accuracy and completeness of disclosed information [3][4] Information Disclosure Responsibilities - The company must disclose information that could significantly impact investors' decisions, including financial reports and major events [3][6] - The chairman of the board is the primary responsible person for information disclosure, while the board secretary manages the disclosure affairs [11][12] - The company must ensure that any voluntary disclosures do not conflict with legally required disclosures [2][4] Reporting and Documentation - The company is required to prepare and disclose periodic reports, including annual and semi-annual reports, within specified timeframes [23][24] - Financial reports must be audited by a qualified accounting firm, and the board must approve the reports before disclosure [24][25] - The company must maintain a record of all disclosure documents and ensure they are accessible to the public [94][95] Confidentiality and Insider Information - The company must control the dissemination of insider information and ensure that it is not leaked before official disclosure [80][81] - All individuals with access to insider information must sign confidentiality agreements to prevent unauthorized disclosure [82][83] Compliance and Accountability - The company must adhere to regulations set by the China Securities Regulatory Commission and the Shenzhen Stock Exchange regarding information disclosure [12][35] - Any violations of disclosure regulations may result in disciplinary actions against responsible individuals, including potential legal consequences [97][108]

Core Points - The company has established a management system for the deferral and exemption of information disclosure to ensure compliance with legal obligations and protect investors' rights [1][2][3] - The system outlines the conditions under which information can be deferred or exempted from disclosure, including national secrets and commercial secrets [4][5] - The internal management procedures for deferring or exempting disclosures are clearly defined, including the roles of the board of directors and the secretary [6][7] Information Disclosure Deferral and Exemption - Information can be deferred or exempted if it involves national secrets or commercial secrets that could harm the company's or others' interests if disclosed [2][4] - The company must provide sufficient evidence to justify the deferral or exemption and must not misuse these provisions to mislead investors [2][3] - The maximum deferral period for disclosure is generally not more than 2 months, subject to approval from the Shenzhen Stock Exchange [4][5] Internal Management Procedures - The board of directors is responsible for overseeing the deferral and exemption processes, with the secretary coordinating the specific tasks [6][7] - A formal application process is required, including the completion of a registration and approval form, which must be reviewed and signed by relevant parties [5][6] - Records of deferred or exempted disclosures must be maintained for at least ten years, ensuring accountability and traceability [5][6] Conditions for Deferral - Information must not have been publicly disclosed or leaked, and confidentiality agreements must be in place with insiders [6][7] - The company must ensure that trading of its stocks does not experience abnormal fluctuations during the deferral period [4][5] - If the reasons for deferral are no longer valid, the company must promptly disclose the information [7][8]

Core Viewpoint - The company, Tibet Huayu Mining Co., Ltd., has responded to the regulatory inquiry regarding its 2024 annual report, addressing concerns about its financial practices, particularly related to interest expenses and related party transactions [1][2]. Financial Performance - As of the end of the reporting period, the company's cash balance was 298 million yuan, representing a year-on-year increase of 70.29% [2]. - The company had interest-bearing liabilities totaling 506 million yuan, with interest expenses of 69.28 million yuan, significantly exceeding interest income of 2.02 million yuan, indicating a high average interest rate of approximately 9% on liabilities compared to an average return of 1.2% on cash [2]. Related Party Transactions - The company has provided financial assistance to its subsidiary, Tal Aluminum Industry, involving a non-controlling shareholder, Tajik Aluminum Company, with a cumulative amount of 9.39 million yuan and a year-end balance of 10.41 million yuan [2]. - The company clarified the background of transactions with Tajik Aluminum Company, including the interest rate of 13% on a loan of 1.35 million USD for a one-year term, which was approved by the board of directors [4][5]. Compliance with Regulations - The company stated that the decision-making and disclosure processes for the financial assistance provided to Tajik Aluminum Company complied with the Shanghai Stock Exchange's regulations and internal governance rules [6][10]. - The loan amount of 1.36 million somoni in 2024 represented 0.3241% of the company's audited net assets, thus not requiring shareholder meeting approval [9][10]. Internal Control and Audit - The company maintained effective internal controls over financial reporting as of December 31, 2024, according to the internal control evaluation report and the audit report from the accounting firm [10].

北京华如科技股份有限公司 信息披露暂缓与豁免业务管理制度 二〇二五年六月 第一章 总 则 第一条 为规范北京华如科技股份有限公司（以下称"公司"）信息披露暂缓 与豁免行为，督促公司及相关信息披露义务人（以下简称"信息披露义务人"）依 法合规履行信息披露义务，保护投资者的合法权益，根据《中华人民共和国公司法》 《中华人民共和国证券法》《深圳证券交易所创业板股票上市规则》（以下简称《 创业板上市规则》）《上市公司信息披露管理办法》等有关法律、法规和规范性文 件和《北京华如科技股份有限公司公司章程》（以下称《公司章程》）的有关规定， 制定本制度。 第二条 公司和其他信息披露义务人暂缓、豁免披露临时报告，在定期报告、 临时报告中豁免披露中国证券监督管理委员会（以下简称中国证监会）和深圳证券 交易所规定或者要求披露的内容，适用本制度。 第三条 公司和其他信息披露义务人应当真实、准确、完整、及时、公平地披 露信息，不得滥用暂缓或者豁免披露规避信息披露义务、误导投资者，不得实施内 幕交易、操纵市场等违法行为。 第二章 信息披露暂缓与豁免的适用情形 第四条 公司和其他信息披露义务人应当审慎确定信息披露暂缓、豁免事项， 履行内 ...

中关村物联网产业联盟副秘书长袁帅向《证券日报》记者表示："从内部管理来看，嘉澳环保或存在内 部控制缺陷。财务工作人员出现失误，且将问题归结于格式不全、数字抄写错误或抄写串行，反映出公 司内部财务审核流程可能存在漏洞，缺乏有效的监督和复核机制。" 此外，袁帅表示："作为财务信息的审计机构，会计师事务所要严格履行审计职责，提高审计质量，加 强对企业财务信息的审查和监督，及时发现和纠正企业的财务造假行为，维护资本市场的公平、公正和 透明。" （文章来源：证券日报） "若在建工程应转固而未转固，其后续应计提的折旧费用未在当期体现，使得当期成本费用减少，利润 相应虚增。此外，在折旧方面，由于未转固，相关资产无法按照固定资产的折旧政策进行折旧计提，影 响了公司资产的正常使用年限核算和成本分摊的准确性。"上海市海华永泰律师事务所高级合伙人孙宇 昊律师在接受《证券日报》记者采访时表示。 这并非嘉澳环保首次被立案。往前回溯，2020年12月份，嘉澳环保公告称，公司涉嫌信息披露违法违规 被证监会立案调查。2021年5月份，浙江证监局对嘉澳环保罚款100万元，并对公司董事长沈健、财务总 监查正蓉等高管处以警告及罚款。据浙江证监局查 ...

2023 年 6 月 21 日，公司全资子公司退市鹏博投资控股香港有限公司出资 5000 万美元，设立了全资孙 公司青岛粤鹏通信科技有限责任公司（实缴注册资本达 2600 万美元）。6 月 25 日，青岛粤鹏迅速行 动，投资参股青岛粤海通信科技有限责任公司，出资额高达 4.9 亿元人民币；紧接着在 7 月 5 日，又向 青岛粤海增资 1.882524 亿元人民币 。令人不解的是，公司直到 2024 年 4 月 30 日才将上述一系列重大 事项公之于众，信息披露严重滞后，未能及时让市场与投资者知悉，违反了《上市公司信息披露管理办 法》第三条第一款的规定。在这一过程中，时任董事长杨学平、时任总经理吕卫团、时任董秘吴文涛对 该违规行为负有主要责任。 子公司出售事项披露拖沓 2024 年 4 月 15 日，公司在《关于有关信访举报事项监管工作函的回复公告》中提及，早在 2024 年 1 月 18 日，董事会第三十次会议就已全票通过《关于转让全资子公司 100% 股权暨关联交易的议案》 。 但公司并未在第一时间履行信息披露义务，导致该重要信息未能及时传达给投资者与市场各方。这一行 为违反了《上市公司信息披露管理办法》第 ...

近五年内第二次被立案。 频繁为财报"打补丁"、虚增营收等吃罚单的嘉澳环保，又因信披违规遭立案。 根据嘉澳环保最新披露，因涉嫌信息披露违法违规，该公司被证监会立案调查。第一财经6月24日以投 资者身份致电该公司证券事务部门，对方相关人士称："（公司被立案）主要是子公司存在会计差错， 之前做过相关更正，是针对这个事情。" 公告显示，去年8月，浙江证监局对嘉澳环保和2名责任人出具警示函，原因是子公司在建工程未按规定 转为固定资产，导致相关年报披露不准确。 最终，该公司被监管罚款100万元，时任董事长沈健、时任财务总监查正蓉等3人被合计罚款200万元。 处罚披露当日，查正蓉以个人原因辞职。 而更早的2020年3月初，嘉澳环保曾一天连发11份公告，对多份财报进行更正，其中包括将2017年营收 由8.78亿元上调至8.83亿元，并对2018年年报中的子公司营收、流动资产，2019年半年报的在建工程项 目利息资本化金额等进行了重述。 这已是该公司近五年内第二次被立案。2020年年底，该公司就因信披违规被立案，后被查明多份财报存 在虚假记载。其中，2019年年报虚增营收1.79亿元、虚减净利润超百万元。最终，该公司及3名高管 ...