长江证券承销保荐有限公司 关于湖北凯龙化工集团股份有限公司 定期现场检查报告 保荐人名称：长江证券承销保荐有限公司 被保荐公司简称：凯龙股份 保荐代表人姓名：仝金栓 联系电话：021-65779433 保荐代表人姓名：王婷婷 联系电话：021-65779433 现场检查人员姓名：仝金栓 现场检查对应期间：2024 年度 现场检查时间：2025 年 5 月 7 日 一、现场检查事项 现场检查意见 （一）公司治理 是 否 不适用 现场检查手段： ? 查阅公司章程及各项公司治理制度； ? 查阅公司的三会会议文件； ? 查看上市公司的主要生产、经营、管理场所； ? 核查上市公司"五独立"情况。 √ 及会议内容等要件是否齐备，会议资料是否保存完整 √ 业务规则履行职责 √ 程序和信息披露义务 √ 程序和信息披露义务 （二）内部控制 现场检查手段： ? 查阅公司《内部审计制度》 ； ? 查阅内部审计部门和审计委员会的人员构成情况； ? 查阅审计委员会会议文件； ? 查阅公司内部审计部门出具的相关报告； ? 查阅公司对外投资相关管理制度。 √ 计部门 √ 门提交的工作计划和报告等 √ 进度、质量及发现的重大问题等 √ 计工 ...

Summary of Key Points Core Viewpoint - The report outlines the continuous supervision activities conducted by Huatai United Securities for Qu Mei Home Group Co., Ltd. in 2024, confirming compliance with regulatory requirements and the absence of significant violations. Group 1: Continuous Supervision Activities - Huatai United Securities has established and effectively implemented a continuous supervision work system and corresponding work plan [1] - The sponsor has signed a continuous supervision agreement with the company, clarifying rights and obligations during the supervision period [1] - During the supervision period, there were no violations or illegal activities reported by Qu Mei Home [1][2] Group 2: Internal Control and Governance - The company has been urged to establish and effectively implement internal control systems, including financial management and accounting [2] - Continuous supervision has ensured that the company and its management comply with laws, regulations, and commitments made [1][2] - The governance structure, including rules for shareholder meetings and board meetings, has been effectively established and executed [2] Group 3: Information Disclosure - Huatai United Securities has reviewed the company's information disclosure documents, ensuring they are truthful, accurate, and complete without any misleading statements or omissions [4] - The company has adhered to the relevant regulations for information disclosure, ensuring timely and effective public reporting of significant information [4] - There were no instances requiring reporting to the China Securities Regulatory Commission or the Shanghai Stock Exchange regarding violations of disclosure regulations [4]

Core Viewpoint - The report summarizes the sponsorship work of Shenwan Hongyuan Securities for Pengyao Environmental Protection Co., Ltd. regarding its stock issuance through a simplified procedure to specific targets, covering the period from December 2, 2022, to December 31, 2024 [1]. Group 1: Company Overview - The issuer, Pengyao Environmental Protection Co., Ltd., has a registered capital of 759,812,332 yuan and is located in Yixing City, Jiangsu Province [1]. - The company’s stock code is 300664, and it was listed on the Shenzhen Stock Exchange on December 2, 2022 [1]. Group 2: Sponsorship Work Overview - Shenwan Hongyuan Securities appointed representatives Zheng Chunding and Tang Pin for continuous supervision during the stock issuance process [1]. - The sponsorship period for the stock issuance is set to end on December 31, 2024, with the company required to disclose its annual report by April 29, 2025 [1]. Group 3: Major Events During Sponsorship - The actual controller of the company, Wang Hongchun, was placed under residential surveillance due to allegations of insider trading, but this did not significantly impact the company's operations [3]. - The Jiangsu Securities Regulatory Bureau issued a warning letter to the company due to issues related to its equity incentive plan and inaccurate disclosures regarding related guarantees [3]. - The company reported a decline in net profit for 2024 compared to the previous year, prompting the sponsor to urge management to address the underlying causes [4]. Group 4: Company Compliance and Cooperation - Throughout the sponsorship period, the company complied with relevant laws and regulations, maintaining timely and accurate information disclosure [5]. - The company cooperated well with the sponsor, providing necessary documents and facilitating on-site inspections and training [5]. Group 5: Fund Management and Usage - The sponsor monitored the use of raised funds, confirming that the management and usage of these funds complied with regulatory requirements, with no violations reported [6].

Core Viewpoint - The company is preparing for its 2024 Annual General Meeting (AGM) scheduled for May 16, 2025, where shareholders will review various reports and proposals, including the annual financial report and the board's work report [1][2]. Group 1: Meeting Agenda - The AGM will be held on May 16, 2025, at 14:30 in Shanghai [1]. - The meeting will include the announcement of attendees, introduction of legal representatives, and discussions on various proposals [1]. - Shareholders will review the 2024 Annual Report and its summary, which has been approved by the board [1][2]. Group 2: Board of Directors Report - The board emphasizes its commitment to maintaining company interests and shareholder rights while adhering to legal and regulatory requirements [2]. - In 2024, the board held 8 meetings and 9 committee meetings to ensure effective governance and decision-making [2][3]. - The board has focused on improving internal management and governance structures to adapt to regulatory changes [3]. Group 3: Financial Performance - The company reported a net profit attributable to shareholders of -34.42 million yuan for 2024, a decrease of 159.37% compared to the previous year [12]. - Total revenue for 2024 was approximately 352.79 million yuan, reflecting an increase of 118.47% from 2023 [12][13]. - The company’s total assets increased by 5.01% to approximately 4.43 billion yuan by the end of 2024 [12]. Group 4: Profit Distribution Proposal - Due to the reported loss in 2024, the company proposes not to distribute profits or increase capital reserves [15][16]. - The decision is based on the need to ensure sufficient operational funds and sustainable development [15]. Group 5: Audit and Compliance - The company plans to renew its audit contract with Zhongxinghua Accounting Firm for the 2025 fiscal year, with audit fees set at 750,000 yuan [20]. - The audit firm has a history of providing effective and objective services to the company [20][21]. Group 6: Governance and Regulatory Compliance - The company is revising its governance documents, including the rules for shareholder meetings and the board of directors, to align with regulatory requirements [24][25]. - These revisions aim to enhance operational transparency and governance standards [24][25].

每经记者｜章光日 每经编辑｜吴永久 近期，A股期货上市公司瑞达期货被出具警示函，公司董事长、总经理、财务总监、首席风险官一并被警示。在A股金融机构中，这么多名核心高管同时被 出具警示函的情况，较为罕见。 每经资本眼记者同时注意到，瑞达期货近年来合规工作表现不佳，去年不仅也领到了监管部门的罚单，而且公司的信披评价结果也惨遭降级，但是令人意外 的是，2024年瑞达期货的董事会秘书税前薪酬不仅在公司内部高管中排名第一，也在A股同行中遥遥领先。 瑞达期货在合规工作方面表现到底如何？董事会秘书税前薪酬处于何种水平？接下来每经资本眼记者就来详细探究一番。 瑞达期货屡遭监管罚单 4月30日晚间，瑞达期货发布了关于公司及相关责任人收到厦门证监局出具的行政监管措施决定书的公告。该公告显示，瑞达期货对风险管理子公司的内部 控制管理不到位，子公司瑞达新控资本管理有限公司会计核算不规范，以前年度部分贸易类业务收入确认不符合《企业会计准则第14号——收入准则》的规 定，导致公司有关年度定期报告披露的相关财务数据不准确。 | 中国证券监督管理委员会 | CHINA SECURITIES REGULATORY COMMISSION | | ...

■桂小笋 首先，监管部门可进一步强化规则执行力度，对于未按时披露年报等信息披露违规行为，严格按照相关法律法规进行惩 处，绝不姑息。 根据相关规定，若上市公司未在法定期限内披露年度报告，且在公司股票停牌两个月内仍未披露，将被实施退市风险警 示。在这个过程中，监管部门可进一步加强对上市公司的日常监管，建立动态监管高频交易数据机制，对异常交易行为实施实 时监控与预警，防止中小股东利益受损。 其次，公司要提升自身治理水平，完善治理结构，建立健全内部监督机制，确保决策的科学性和公正性。 5月7日，恒立实业发展集团股份有限公司、福建紫天传媒科技股份有限公司等5家上市公司发布公告称，因未按规定期限 披露定期报告，中国证监会决定对公司进行立案。 事实上，上市公司未如期披露定期报告可能基于多种原因。有些公司因未聘请审计机构或临时更换审计机构导致无法出具 年报；有些公司则是在年报编制及审计过程中，涉及财务信息等相关重要事项未能完成核实查证程序，需与相关方进行多轮协 调沟通，导致定期报告逾期。但无论是哪种原因，都反映出这些公司在内部治理、财务管理以及与审计机构合作等方面存在缺 陷和不足。而这也可能导致投资者无法获取准确信息，影响信 ...

Core Viewpoint - Suzhou Bank has approved various reports and plans for 2024 and 2025, including sustainability, environmental information disclosure, and risk management policies, indicating a focus on transparency and governance [1][2][3][4][5][8][9][11][12][13][14][16][26][29][32]. Group 1: Reports and Approvals - The bank approved the 2024 Sustainable Development Report, which is available for investor review [1]. - The 2024 Environmental Information Disclosure Report was also approved, with unanimous support [2]. - The 2024 Third Pillar Information Disclosure Report received approval [3]. - The bank's 2025 First Quarter Third Pillar Information Disclosure Report was approved [4]. - The board's special opinion on the independence assessment of independent directors was approved [5]. - The 2024 Financial Settlement Report and 2025 Financial Budget Plan were approved by the Supervisory Board, pending shareholder meeting approval [63][66]. Group 2: Risk Management and Governance - The bank approved adjustments to the 2025 market risk limit indicators [11]. - A new risk preference statement for 2025 was established [12]. - The bank revised its Information Technology Risk Management Policy [12]. - The bank's Risk Charter was also updated [13]. - The bank's valuation enhancement plan was approved, focusing on improving service quality and governance [93][95][105]. Group 3: Shareholder Engagement and Returns - The bank plans to hold the 2024 Annual Shareholders' Meeting on May 23, 2025, with details provided for participation [32][34]. - A profit distribution plan for 2024 was proposed, with a total cash dividend of CNY 1.647 billion, representing 32.50% of the net profit attributable to shareholders [102]. - The bank's major shareholder has increased their stake, reflecting confidence in the bank's long-term value [103]. Group 4: External Audit and Compliance - The bank has proposed to reappoint Ernst & Young Hua Ming as the external auditor for 2025, with an audit fee of CNY 3.35 million [26][108][113]. - The bank has maintained a high standard of compliance and governance, receiving an A rating for information disclosure for four consecutive years [100].

Group 1: IPO and Securities Issuance Documents - The core function of SEC-reviewed documents includes details on securities, financial data, and risk factors [2] - Chinese companies must disclose unique risks such as VIE structure and foreign exchange controls [2] - The S-1 form details business models, competitive landscape, management background, and audited financial statements [2] - The S-1-A form is used for updating key information like pricing range and underwriter changes [2] - Companies must disclose legal conflicts between Chinese and U.S. laws, including the impact of the Data Security Law on audit documents [2] - Key provisions include "green shoe options" for over-allotment and lock-up restrictions for major shareholders [2] Group 2: Periodic Reports and Financial Disclosures - Item 1 requires a business description that includes risks related to Chinese market policies [4] - Item 7 (MD&A) must compare differences between Chinese and U.S. accounting standards [4] - Item 8 includes complete financial statements audited by PCAOB [4] - Reports must be submitted within 45 days after the fiscal quarter ends, with risks of delisting for delays in cross-border audits [4] - Companies can disclose financial reports in Chinese but must include an English summary [4] Group 3: Equity and Governance Documents - Chinese companies must explain the dual-class share structure, such as Alibaba's partnership system [6] - A 5% threshold requires Chinese industrial capital to report acquisitions of U.S. companies within 10 days [6] - Executives must provide advance notice before selling shares and comply with trading volume rules [6] Group 4: Special Compliance Points for Chinese Companies - Under the HFCAA, companies that cannot undergo PCAOB inspections for three consecutive years face mandatory delisting [8] - Risk factors must specifically address the impacts of China's Cybersecurity Law and Data Export Security Assessment Measures [8] - Companies must clearly indicate the legal risks of "contractual control" and potential changes in Chinese government policies [8] Group 5: Practical Recommendations - Establish a cross-border team including SEC lawyers, PCAOB auditors, and domestic compliance advisors [10] - Create a disclosure calendar to manage submission deadlines for 10-K/Q and 6-K filings [10] - Prepare crisis response mechanisms for risks such as short-seller reports and class action lawsuits [10]

Core Viewpoint - The announcement provides a comprehensive overview of the financial performance and operational data of Hongchang Electronics for the first quarter of 2025, emphasizing the company's commitment to transparency and accuracy in its disclosures [8][11]. Financial Data Summary - The financial report for the first quarter of 2025 is unaudited, with the company confirming the accuracy and completeness of the financial information presented [3][7]. - The report includes key financial metrics and indicators, although specific figures are not detailed in the provided text [3][4]. Shareholder Information - As of April 18, 2025, a significant number of restricted shares held by Guangzhou Hongren Electronic Industrial Co., Ltd. will become tradable, totaling 31,914,893 shares [4]. - The total number of shareholders and the status of major shareholders are noted, but specific details on shareholding changes are not applicable [5]. Business Operations - The company reports on the production, sales, and revenue of its epoxy resin business for the first quarter of 2025, indicating a focus on operational performance [8]. - Price changes for major products and raw materials are also highlighted, although specific data is not provided [8]. Regulatory Compliance - The company has adhered to relevant regulations regarding information disclosure, as confirmed by the ongoing supervision from the sponsor, CITIC Securities [12][14]. - The sponsor has conducted thorough checks and audits of the company's governance and financial practices during the continuous supervision period [13][14].

登录新浪财经APP 搜索【信披】查看更多考评等级 证券代码：603310 证券简称：巍华新材 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗漏，并对其内容 的真实性、准确性和完整性承担法律责任。 重要内容提示 公司董事会、监事会及董事、监事、高级管理人员保证季度报告内容的真实、准确、完整，不存在虚假 记载、误导性陈述或重大遗漏，并承担个别和连带的法律责任。 公司负责人、主管会计工作负责人及会计机构负责人（会计主管人员）保证季度报告中财务信息的真 实、准确、完整。 第一季度财务报表是否经审计 □是 √否 一、 主要财务数据 二、 股东信息 (一) 普通股股东总数和表决权恢复的优先股股东数量及前十名股东持股情况表 (一) 主要会计数据和财务指标 单位：元 币种：人民币 (二) 非经常性损益项目和金额 √适用 □不适用 单位:元 币种:人民币 对公司将《公开发行证券的公司信息披露解释性公告第1号——非经常性损益》未列举的项目认定为非 经常性损益项目且金额重大的，以及将《公开发行证券的公司信息披露解释性公告第1号——非经常性 损益》中列举的非经常性损益项目界定为经常性损益的项目，应说明原 ...