董事和高级管理人员股份管理

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维科精密: 董事、高级管理人员持有公司股份及其变动管理制度
Zheng Quan Zhi Xing· 2025-07-31 16:15
Core Viewpoint - The document outlines the management system for the shares held by directors and senior management of Shanghai Weike Precision Molding Co., Ltd, emphasizing compliance with relevant laws and regulations to maintain market order and prevent insider trading. Group 1: General Provisions - The system is established to strengthen the management of shares held by directors and senior management, ensuring adherence to laws such as the Company Law and Securities Law [2][3] - This system applies to all shares held by directors and senior management, including those held in others' accounts [2] Group 2: Restrictions on Share Transfers - Directors and senior management are prohibited from transferring shares under specific circumstances, including within one year of the company's IPO and during investigations by regulatory authorities [3][4] - There are defined periods during which directors and senior management cannot buy or sell shares, particularly around the announcement of financial reports [4][5] Group 3: Reporting and Disclosure Requirements - Directors and senior management must report their shareholdings and any changes to the Shenzhen Stock Exchange and the China Securities Depository and Clearing Corporation [8][9] - The company is responsible for ensuring that all disclosures are accurate and timely, and it must report any violations of trading regulations [8][10] Group 4: Share Management and Lock-up Periods - Shares held by directors and senior management are subject to lock-up periods, with specific percentages of shares allowed for transfer each year [10][11] - Upon leaving the company, directors and senior management's shares are locked for six months, after which they can be released [12][28] Group 5: Compliance and Legal Responsibilities - The company and its directors are liable for any non-compliance with the established regulations, and shareholders have the right to take legal action if necessary [5][10] - The document emphasizes the importance of adhering to the rules set forth by the Shenzhen Stock Exchange and other regulatory bodies [19][20]
胜宏科技: 董事和高级管理人员持有本公司股份及其变动管理制度(2025年7月制定)
Zheng Quan Zhi Xing· 2025-07-29 16:43
胜宏科技(惠州)股份有限公司 董事和高级管理人员持有本公司股份及其变动管理制度 胜宏科技(惠州)股份有限公司 董事和高级管理人员 持有本公司股份及其变动管理制度 二零二五年七月 胜宏科技(惠州)股份有限公司 董事和高级管理人员持有本公司股份及其变动管理制度 胜宏科技(惠州)股份有限公司 董事和高级管理人员 持有本公司股份及其变动管理制度 第一章 总则 《深圳证劵交易所创业板股票上市规则》 (以下简称"《创业板上市规则"》)、《深圳证券交易所上市公司自律监管指引 第2号——创业板上市公司规范运作》《深圳证券交易所上市公司自律监管指引 第10号——股份变动管理》(以下简称"《 股份变动管理》")、《深圳证券 交易所上市公司自律监管指引第18号——股东及董事、高级管理人员减持股份》 (以下简称"《自律监管指引第18号》")等有关法律、法规,结合本公司章程, 制定本制度。 第一条 为加强对胜宏科技(惠州)股份有限公司(以下简称"公司"或"本公 司")董事和高级管理人员所持本公司股份及其变动的管理,进一步明确管理程 序,根据《中华人民共和国公司法》 第二条 本公司董事、高级管理人员应当遵守本制度,其所持本公司股份是指 ...
华星创业: 董事和高级管理人员所持本公司股份变动及其管理制度
Zheng Quan Zhi Xing· 2025-07-28 16:39
Core Points - The document outlines the management system for shares held by directors and senior management of Hangzhou Huaxing Chuangye Communication Technology Co., Ltd, aiming to maintain market order and comply with relevant laws and regulations [1][2]. Group 1: General Provisions - The system applies to all shares held by directors and senior management, including those in credit accounts for margin trading [2]. - Directors and senior management are prohibited from engaging in illegal trading activities, including insider trading and market manipulation [2][3]. Group 2: Restrictions on Share Transfers - Shares held by directors and senior management cannot be transferred under specific conditions, such as within one year of the company's stock listing or within six months after leaving the company [4]. - Additional restrictions apply if the company is under investigation for securities violations or if the individual is under investigation related to the company [4]. Group 3: Trading Blackout Periods - Directors and senior management are prohibited from trading shares during specific blackout periods, including 15 days before the annual and semi-annual reports and five days before quarterly reports [3][4]. Group 4: Reporting and Disclosure - Directors and senior management must report their shareholdings and any changes to the Shenzhen Stock Exchange and ensure the accuracy and timeliness of the information [6][9]. - Any trading plans must be submitted in writing to the board of directors for confirmation before execution [8]. Group 5: Accountability and Penalties - Violations of the management system may result in disciplinary actions, including potential removal from positions and recovery of profits from illegal trades [14][15]. - The company is responsible for reporting any illegal trading activities to regulatory authorities [15].
百龙创园: 山东百龙创园生物科技股份有限公司董事和高级管理人员所持本公司股份及其变动管理制度
Zheng Quan Zhi Xing· 2025-07-24 16:33
Core Points - The document outlines the management system for the shares held by directors and senior management of Shandong Bailong Chuangyuan Biotechnology Co., Ltd, emphasizing compliance with relevant laws and regulations [1][2][3] Group 1: General Provisions - The system aims to strengthen the management of shares held by directors and senior management, clarifying procedures based on the Company Law and Securities Law [1] - The system applies to shares held by directors, senior management, and their concerted actors [1] Group 2: Shareholding Change Rules and Information Disclosure - Directors and senior management must notify the board secretary in writing before buying or selling company shares, and the board secretary must verify the situation [2][3] - There are restrictions on the transfer of shares held by directors and senior management, including a one-year lock-up period post-listing and a six-month restriction after leaving the company [4][5] Group 3: Transfer Limitations and Conditions - Directors and senior management can only transfer up to 25% of their shares annually, with exceptions for certain circumstances [5][6] - New shares acquired under specific conditions are subject to different transfer rules, including a 25% limit for unrestricted shares in the year of acquisition [6][7] Group 4: Reporting and Disclosure Obligations - Any changes in shareholding must be reported within two trading days, including details of the change [8][9] - A reduction in shares due to divorce must also comply with the reporting rules [8] Group 5: Penalties and Responsibilities - Violations of the share trading rules may result in internal disciplinary actions or legal consequences, including the recovery of profits from short-term trading [11][12] - The board secretary is responsible for reporting violations to the board, stock exchange, and local regulatory authorities [11][12] Group 6: Miscellaneous Provisions - The system will be effective upon approval by the shareholders' meeting and is subject to interpretation and revision by the board [14]
江苏雷利: 董事、高级管理人员所持本公司股份及其变动管理制度(2025年7月)
Zheng Quan Zhi Xing· 2025-07-23 16:14
General Principles - The company establishes a management system for the shares held by its directors and senior management to clarify procedures and strengthen management [1] - The system is based on relevant laws and regulations, including the Company Law and Securities Law of the People's Republic of China, as well as guidelines from the Shenzhen Stock Exchange [1] Share Trading Regulations - Directors and senior management must be aware of legal prohibitions against insider trading, market manipulation, and short-term trading before buying or selling company shares [2] - All shares held by directors and senior management, including those in margin trading accounts, are subject to these regulations [2] - The company must enhance internal controls to ensure compliance with share trading regulations and requires written notification of trading plans from directors and senior management [2][3] Reporting and Disclosure - The company and its directors must ensure that all data submitted to the Shenzhen Stock Exchange is accurate and timely, and they bear legal responsibility for any inaccuracies [3] - Directors and senior management must report their personal and family shareholding information to the company within specified timeframes [3] Share Lock-up Policies - Shares held by directors and senior management are subject to lock-up periods, with 100% lock-up for shares acquired within the first year of listing and 75% for shares acquired thereafter [6][11] - The company must apply to the Shenzhen Stock Exchange for the registration of shares as restricted shares when certain conditions are met [10] Trading Restrictions - Directors and senior management are prohibited from trading company shares during specific periods, such as before the announcement of annual and quarterly reports [9] - There are restrictions on transferring shares within one year of the company's stock listing and for six months after leaving the company [9] Transfer Limits - Directors and senior management can only transfer up to 25% of their shares annually, with specific exceptions for certain circumstances [10] - Any untransferred shares at the end of the year will count towards the following year's transfer limit [11] Insider Information Management - The company must ensure that certain individuals do not trade based on insider information, including family members and controlled entities of directors and senior management [20] Information Disclosure Obligations - Changes in shareholdings by directors and senior management must be reported within two trading days and disclosed on the Shenzhen Stock Exchange [21] - Violations of trading regulations may result in the company recovering profits from illegal trades and disclosing the circumstances of such violations [22] Accountability and Penalties - The company will hold directors and senior management accountable for violations of the trading regulations, which may include disciplinary actions and legal consequences [27] - Any violations that significantly impact the company may lead to civil liability for the responsible individuals [27][28] Miscellaneous Provisions - The management system will be revised in accordance with future legal changes and must be approved by the company's board of directors [29][30]
沃格光电: 江西沃格光电集团股份有限公司董事、高级管理人员所持本公司股份及其变动管理制度
Zheng Quan Zhi Xing· 2025-07-21 11:39
江西沃格光电集团股份有限公司 董事、高级管理人员所持本公司股份及其变动管理制度 第一章 总则 第二条 本制度适用于公司董事、高级管理人员所持本公司股份及其变动的管理。 第三条 公司董事和高级管理人员所持本公司股份,是指登记在其名下和利用他 人账户持有的所有本公司股份。公司董事和高级管理人员从事融资融券交易的,其 所持本公司股份还包括记载在其信用账户内的本公司股份。公司董事、高级管理人 员,不得进行以本公司股票为标的证券的融资融券交易。 第四条 公司董事和高级管理人员在买卖本公司股票及其衍生品种前,应知悉 《公司法》、《证券法》等法律、法规关于内幕交易、操纵市场等禁止行为的规定, 不得进行违法违规行为的交易。 第五条 公司董事和高级管理人员应当确保下列自然人、法人或其他组织不发生 因获知内幕信息而买卖本公司股份及衍生品种的行为: (一)公司董事、高级管理人员的配偶、父母、子女、兄弟姐妹; (二)公司董事、高级管理人员控制的法人或其他组织; (三)中国证监会、上海证券交易所或上市公司根据实质重于形式的原则认定 的其他与公司或公司董事、高级管理人员有特殊关系,可能获知内幕信息的自然人、 法人或其他组织。 第二章 持 ...
气派科技: 气派科技股份有限公司董事和高级管理人员所持本公司股份及其变动管理制度
Zheng Quan Zhi Xing· 2025-07-17 16:25
General Principles - The company establishes a management system for the shares held by directors and senior management to comply with relevant laws and regulations, including the Company Law and Securities Law of the People's Republic of China [1][2] - This system applies to all shares registered in the names of directors and senior management, including those held through others' accounts [1] Shareholding and Trading Rules - Directors and senior management can sell shares through the Shanghai Stock Exchange or other legally permitted methods, adhering to commitments regarding holding periods and methods of reduction [2][3] - There are specific circumstances under which directors and senior management are prohibited from reducing their holdings, such as during investigations or within certain timeframes after their appointment or departure [3][4][5] Reporting and Disclosure Requirements - Directors and senior management must report their shareholding information to the company and relevant authorities at specified times, ensuring the data is timely, truthful, and complete [3][6] - The company secretary is responsible for managing and verifying the shareholding data of directors and senior management [3] Restrictions on Trading - There are restrictions on trading shares during specific periods, such as before the announcement of annual or quarterly reports, and during significant events that may affect share prices [5][6] - Directors and senior management are limited to reducing no more than 25% of their total shareholdings in a year, with additional restrictions applying after leaving the company [6][7] Shareholding Changes and Plans - Directors and senior management must notify the company of their trading plans in writing before executing any buy or sell orders, and must wait for feedback from the company secretary [7][8] - Any changes in shareholding must be reported within two trading days, including details of the transaction [9][10] Compliance and Penalties - Directors and senior management must ensure that their relatives and controlled entities do not engage in insider trading based on non-public information [10][11] - Violations of the trading rules may result in penalties from the company and regulatory authorities, including the recovery of profits from illegal trades [11][12]
唐山港: 唐山港集团股份有限公司董事和高级管理人员持有和买卖本公司股票管理制度
Zheng Quan Zhi Xing· 2025-07-15 08:14
唐山港集团股份有限公司 董事和高级管理人员持有和买卖本公司股票 管理制度 第一章 总则 第一条 为加强唐山港集团股份有限公司(以下简称本公司或公司)对董事和高 级管理人员所持本公司股份及其变动的管理,根据《中华人民共和国公司法》 (以下 简称《公司法》)、 《中华人民共和国证券法》 (以下简称《证券法》)、 《上市公司股东 减持股份管理暂行办法》 《上市公司董事和高级管理人员所持本公司股份及其变动管 理规则》《上海证券交易所上市公司自律监管指引第 15 号——股东及董事、高级管 理人员减持股份》 第四条 公司董事会秘书负责管理公司董事和高级管理人员的身份及所持本公 司股份的数据和信息,统一为以上人员办理个人信息的网上申报,每季度检查其买 卖本公司股票的披露情况。发现违法违规的,应当及时向中国证监会、上海证券交 易所(以下简称上交所)报告。 第五条 公司董事和高级管理人员应当及时向公司报送个人持股基础信息,并及 时告知公司已发生或者拟发生的信息变更情况,积极配合公司做好信息填报及更新 维护工作。 第六条 公司董事和高级管理人员应当在下列时间内委托公司通过上交所网站 申报其个人、配偶、父母、子女及为其持有股票的账 ...
东箭科技: 董事、高级管理人员所持公司股份及其变动管理制度(2025年7月修订)
Zheng Quan Zhi Xing· 2025-07-08 13:14
Core Points - The document outlines the management system for the shares held by the directors and senior management of Guangdong Dongjian Automotive Technology Co., Ltd, emphasizing compliance with relevant laws and regulations [1][2][3] Group 1: General Provisions - The system aims to strengthen the management of shares held by directors and senior management, clarifying procedures to protect the company's interests [1] - The system applies to directors, senior management, their immediate family members, and entities they control [1][2] Group 2: Share Transfer Management - Directors and senior management are prohibited from trading company shares during specific periods, including 15 days before annual and semi-annual reports and 5 days before quarterly reports [2][3] - Certain conditions restrict the transfer of shares, such as within one year of the company's stock listing and within six months after leaving the company [3][4] Group 3: Reduction and Increase Management - Directors or senior management reducing shares before the company's IPO can only do so through centralized bidding, with a limit of 1% of the total shares within any 90-day period [8] - For significant shareholders (5% or more), the limit for reduction through block trading is set at 2% within the same timeframe [9][10] Group 4: Reporting Management - Directors and senior management must report any changes in shareholding within two trading days and disclose details such as the number of shares before and after the change [16][17] - A reduction plan must be reported 15 days prior to the first sale, including details on the number of shares and the reason for reduction [16][17] Group 5: Additional Provisions - The document specifies that if the company's articles of association impose stricter conditions than this system, those conditions must be followed [12] - The system will take effect upon approval by the company's board of directors and will be subject to interpretation and revision by the board [19]
运达科技: 董事和高级管理人员所持本公司股份及其变动管理制度
Zheng Quan Zhi Xing· 2025-07-07 13:11
General Provisions - The company establishes a system to manage the shares held by its directors and senior management, based on relevant laws and regulations [1][2] - This system applies to all shares held by directors and senior management, whether registered in their name or held through others [1] Restrictions on Share Trading - Directors and senior management are prohibited from transferring shares under certain conditions, such as within six months after leaving the company or during investigations related to securities violations [4][5] - During their tenure and for six months after, the annual transfer of shares by directors and senior management cannot exceed 25% of their total holdings, with exceptions for specific circumstances [2][3] Insider Trading Regulations - Directors and senior management must comply with laws prohibiting insider trading and must ensure that their immediate family members do not engage in such activities [5][6] - Violations of trading regulations will result in the company reclaiming any profits made from such trades [4] Information Reporting and Disclosure - The company secretary is responsible for managing the shareholdings of directors and senior management, including quarterly checks on their trading activities [6][7] - Directors and senior management must notify the company secretary of their trading plans in writing before executing any trades [6][7] Shareholding Changes Reporting - Any changes in shareholdings must be reported to the company within two trading days, and the company must disclose this information on the designated website [8][9] - If shares are disposed of due to judicial enforcement or other specific reasons, different reporting requirements apply [9][10] Violations and Penalties - Any violations of share transfer regulations by directors and senior management will result in penalties from the securities regulatory authorities, depending on the severity of the violation [10][11]