廉洁从业

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国网金塔县供电公司:严抓“小微权力”规范,优化供电服务水平
Zhong Guo Neng Yuan Wang· 2025-09-23 03:15
廉洁从业意识,进而提升供电服务质量和客户满意度。(姚洪伟) 为切实增强干部员工廉洁从业自觉性,进一步优化供电服务、提高客户满意度,国网金塔县供电公司紧 扣"我为群众办实事"实践活动,聚焦正风肃纪,着重强化对基层供电所"小微权力"的监管,防范"微腐 败"问题。公司纪委联合营销、生产等专业部门,深入基层供电所开展"小微权力"专项整治行动,及时 纠正不规范行为,通过"问诊把脉"的方式全面排查并管控风险点,切实提升"小微权力"廉洁风险防控的 精准性。 组织开展专题学习会。组织干部员工深入学习国网公司《员工服务"十个不准"》、省公司《供电服务工 作红线规定》以及市公司《专业领域纪律红线180条》等纪律要求,进一步筑牢干部员工的思想防线, 让廉洁从业意识深入人心。常态化开展廉政提醒。针对营销服务、业扩报装、电网建设、优化营商环境 等环节可能出现的苗头性、倾向性问题,常态化开展廉政提醒谈话,为干部员工敲响廉洁警钟,时刻提 醒他们规范用权。加大监督检查力度。重点围绕基层供电所生产、营销、作风建设等方面涉及的"小微 权力",开展专项监督检查,将"监督触角"延伸至基层供电所的每一个角落。以供电服务投诉为切入 点,通过明察暗访、走 ...
华安证券成都某营业部收警示函 员工推介虚假金融产品
Zhong Guo Jing Ji Wang· 2025-09-17 06:33
(一)直接或者间接以第九条所列形式收受、索取他人的财物或者利益; (二)直接或者间接利用他人提供或主动获取的内幕信息、未公开信息、商业秘密和客户信息谋取利 益; 中国经济网北京9月17日讯 四川证监局昨日发布关于对华安证券(600909)股份有限公司成都东大路证 券营业部采取出具警示函行政监管措施的决定(〔2025〕64号)。经查,华安证券股份有限公司(简 称"华安证券",600909.SH)成都东大路证券营业部未按规定对员工在职期间的廉洁从业情况予以考察 评估。上述行为违反了《证券期货经营机构及其工作人员廉洁从业规定》(证监会令第202号)第七条 第二款的规定。根据《证券期货经营机构及其工作人员廉洁从业规定》第十八条的规定,四川证监局决 定对华安证券股份有限公司成都东大路证券营业部采取出具警示函的行政监管措施。 四川证监局昨日还发布了关于对田柯采取责令改正行政监管措施的决定(〔2025〕63号)。经查,田柯 在华安证券成都菱安路营业部(现华安证券成都东大路营业部)工作期间,存在向客户推介虚假金融产 品,谋取不正当利益,给客户造成重大损失的行为。 上述行为违反了《证券公司和证券投资基金管理公司合规管理办法》( ...
华安证券一营业部被监管警示
Guo Ji Jin Rong Bao· 2025-09-16 14:13
Regulatory Actions - Sichuan Securities Regulatory Bureau issued a warning letter to Huazheng Securities Chengdu Dongda Road Securities Business Department for failing to assess employees' integrity during their employment, violating regulations [1] - The bureau also took corrective administrative measures against Tian Ke for promoting false financial products to clients, resulting in significant losses, which contravened compliance management regulations [1] Previous Regulatory Issues - This is not the first regulatory penalty for Huazheng Securities in 2023; in January, the Anhui Securities Regulatory Bureau issued a warning letter to Huazheng Securities Hefei High-tech Zone Securities Business Department for improper employee conduct [2] - The company faced multiple compliance issues, including inadequate execution of private fund custody business regulations and ineffective employee management, reflecting poor compliance management [2] Financial Performance - For the first half of 2025, Huazheng Securities reported operating income of 2.81 billion yuan, a year-on-year increase of 43.1%, and a net profit attributable to shareholders of 1.04 billion yuan, up 44.9% year-on-year [2]
紧盯关键岗 绷紧廉洁弦——国网武汉供电公司变电检修分公司开展“三新一重”人员集体廉政谈话
Zhong Guo Neng Yuan Wang· 2025-08-29 04:10
分公司深刻剖析了当前党风廉政建设和反腐败斗争形势要求,结合系统内典型案例,细致解读了中央八 项规定精神与国网违规吃喝"十条禁令",重申了正确使用"小微"权力、禁止违规经商办企业、杜绝非职 务违法犯罪等纪律要求,强调重点岗位人员要不断增强政治意识、责任意识和纪律意识,准确识别岗位 廉洁风险,严格执行操作程序,依法依规使用权力,坚决防止以权谋私、利益输送等问题发生。 后续,分公司将进一步完善一体监督机制,创新廉洁教育形式,通过多元举措推动重点岗位人员知敬 畏、存戒惧,为企业发展提供坚实纪律保障。(张澍祺) 为进一步深化廉洁思想教育,督促重点岗位人员守牢廉洁从业底线,8月27 日,国网武汉供电公司变电 检修分公司以"三新一重"集体廉政谈话为契机,为重点岗位人员拧紧廉洁纪律之"弦"。 "纪律和规矩在任何时候都不能打折扣,必须坚持零容忍。"分公司强调,要牢固树立公仆服务意识和廉 洁从业观念,时刻牢记党员和国企员工身份,把廉洁要求贯穿于设备维护、项目验收、物资采购等重点 环节,不断加固拒腐防变思想堤坝。 ...
亚太财险山东分公司启动理赔人员“廉洁自律、举报有奖”专项监督活动
Qi Lu Wan Bao· 2025-08-22 08:47
在金融强国建设的新征程上,保险业作为金融体系的重要支柱,其合规经营与廉洁从业水平直接关系到 经济安全与社会稳定。亚太财险山东分公司此次专项行动,通过制度创新与公开承诺,将廉洁要求嵌入 业务流程,将监督触角延伸至社会公众,是提升行业治理能力现代化水平的有益探索。不仅有助于净化 内部生态、提升服务质效,更以实际行动回应了人民群众对公平、透明、可信赖金融服务的殷切期盼。 此次专项行动将维护保险消费者合法权益置于核心位置,聚焦理赔环节的关键风险点,精准发力,标本 兼治。活动重点整治三大领域突出问题:一是严重侵害保险制度根基的保险欺诈行为,如虚构保险标 的、编造虚假事故等;二是损害公司治理效能与市场公平的职务违规行为,包括内外勾结骗保、违规减 免理赔要件等;三是侵蚀行业公信力与职业操守的廉洁纪律问题,坚决杜绝收受财物、接受影响公正执 行公务的宴请等违反《保险从业人员行为准则》的行为。 近日,亚太财产保险有限公司山东分公司全面启动"廉洁自律、举报有奖"专项监督行动,并将建立长效 机制,旨在全面贯彻落实中央金融工作会议精神,坚定不移走中国特色金融发展之路,以实际行动践行 金融工作的政治性、人民性。据了解,此机制不仅是亚太财 ...
中国证券业协会为券商高管水平评价测试“划重点”
Xin Hua Wang· 2025-08-12 06:25
Core Viewpoint - The China Securities Association has revised the current "Evaluation Test Outline for Senior Management Personnel of Securities Companies," emphasizing professional ethics, integrity, and industry culture, with feedback due by July 5 [1] Summary by Relevant Sections Content Structure Adjustment - The revised outline categorizes legal regulations into three main categories: comprehensive laws, operational management laws, and industry culture, professional ethics, and personnel behavior norms [2] - The comprehensive category includes 9 major laws and administrative regulations related to the securities market; the operational management category includes 30 regulations covering aspects like company governance, internal control, compliance management, and investor protection; the industry culture category includes 12 regulations focusing on industry culture construction and professional ethics [2] Highlighting Assessment Focus - The assessment outline for "industry culture construction" includes key documents such as the "Outline for Building Securities and Fund Industry Culture" and "Ten Elements of Securities Industry Culture" [3] - The "personnel management and professional ethics" section includes regulations like the "Supervision and Management Measures for Directors, Supervisors, Senior Management Personnel, and Practitioners of Securities and Fund Operating Institutions" [3] - The "integrity and honesty management" section includes regulations such as the "Integrity Management Regulations for Securities and Futures Operating Institutions and Their Staff" [3] Revision Explanation - The revision emphasizes key knowledge points to avoid a broad assessment scope, focusing on aspects like the subject of regulations, compliance risk awareness, and legal responsibilities [4] - The outline contains a total of 351 knowledge points, which is approximately 7% fewer than the previous version, while maintaining similar testing standards [4]
东南电化:筑牢纪律堤坝 激励担当作为
Zhong Guo Hua Gong Bao· 2025-08-12 02:10
开展深入贯彻中央八项规定精神学习教育,是今年党建工作的重点任务。福建省东南电化股份有限公司 党委召开学习教育动员部署会,深入学习习近平总书记关于贯彻中央八项规定精神的重要讲话和重要指 示精神,通过一系列活动,筑牢纪律堤坝,激励担当作为,不折不扣把作风建设主体责任担当起来,不 断推动作风建设走深走实。 公司党委坚持学以致用,推动学习教育与实际工作相融合,以学促干,见行见效。随着年度大检修战役 全面打响,各党支部以"党建+检修"深度融合为抓手,通过开展主题鲜明、实干为要的党日活动,让红 色力量渗透到检修现场的每个角落。 装置大修期间,烧碱党支部组织党员对装置开展隐患排查,聚焦跑冒滴漏、阀门损坏、仪表故障、液位 计缺标识等问题,累计排查隐患77项,通过现场即查即改,所有隐患整改完成。热电党支部通过检修攻 坚与质量验收的方式,高效完成3项重点任务,破解了技术难题,同时创新采用管线水压试验,精准发 现10处缺陷并全部整改完毕。机电仪党支部完成烧碱一次设备预防性试验、三期整流系统在线监测改造 等38项重点任务,攻克二期分配电室调试、化盐配电室搬迁等技术难点,同时聚焦现场排查,累计整改 二期氯气安全规范改造电缆问题、三期盐 ...
杭州国有企业推出硬举措 把廉洁“写进”合同里
Hang Zhou Ri Bao· 2025-07-23 02:12
Group 1 - The core idea of the news is the innovative practice of embedding integrity clauses into contracts by Hangzhou Oxygen Group, aiming to promote clean and transparent cooperation in state-owned enterprises [1][2] - The integrity clauses specify basic requirements for both parties, with penalties for violations such as corruption or misconduct, thereby enhancing the integrity of project cooperation [1] - The initiative is part of a broader effort by the Hangzhou Capital Supervision and Inspection Group to implement the central government's eight-point regulations and improve the management of state-owned enterprises [1][2] Group 2 - The introduction of integrity clauses is seen as a way to create a "purifier" for the market, encouraging competition based on strength and innovation [2] - Hangzhou Oxygen Group aims to strengthen its internal systems and procurement processes through the implementation of these clauses, thereby supporting healthy corporate development [2] - Since the launch of a digital procurement system in February last year, it has effectively monitored 10,502 procurement projects worth 13.728 billion, triggering alerts and removing non-compliant suppliers [2]
券商重磅新规:多项政策措施在路上,推动券业高质量发展
2 1 Shi Ji Jing Ji Bao Dao· 2025-07-11 10:20
Core Viewpoint - The China Securities Association (CSA) has issued the first document specifically aimed at promoting high-quality development in the securities industry, emphasizing the importance of functionality over mere profitability [1][2]. Group 1: Industry Direction - The CSA's implementation opinion stresses that securities firms should prioritize functionality, marking a shift from a focus solely on profitability [2][13]. - The document outlines a series of requirements for securities firms, including the establishment of a sound and effective compensation incentive mechanism and a clean business conduct management system [2][15][16]. Group 2: Regulatory Measures - The CSA plans to enhance self-regulatory rules for underwriting and issuance, detailing standards for project selection, guidance, due diligence, and ongoing supervision post-listing [3][4]. - It aims to improve the evaluation of underwriters' pricing capabilities and to ensure that they adequately disclose risks and practice prudent pricing [3][4]. - The quality of pricing reports will be integrated into the evaluation system for investment banking practices, promoting high-quality report issuance [4][6]. Group 3: Compliance and Risk Management - The CSA will introduce regulations to strengthen compliance and risk management systems, focusing on algorithmic trading and derivatives trading [8][9]. - A risk monitoring index system centered on issuers' repayment capabilities and a default risk warning model will be established for bond business [11]. Group 4: Wealth Management and Internationalization - The CSA encourages more securities firms to apply for fund advisory business qualifications, promoting wealth management services [12]. - It also supports the exploration of cross-border data mechanisms to enhance international business operations [13]. Group 5: Cultural and Ethical Standards - The implementation opinion emphasizes the need for a stable compensation system and integrity in business practices, urging firms to resist negative trends such as ostentation and materialism [14][16].
石河子国资集团以高质量监督护航国企改革发展
Xin Hua Cai Jing· 2025-05-30 11:28
Group 1 - The core viewpoint emphasizes the importance of effective supervision in enhancing financing guarantee services and credit services within the financial sector of the Shihezi State-owned Assets Group [1] - The group focuses on political supervision to identify and correct political deviations, ensuring adherence to the Party's leadership and policies [1] - A "big supervision" platform has been established to enhance oversight of key operations, particularly in financial risk management and personnel management [1] Group 2 - The group is strengthening education on integrity for key positions in the financial sector, utilizing various methods such as meetings, educational films, and practical activities [2] - An online and offline education system is being implemented to promote awareness of regulations and laws among employees [2] - Future plans include targeted supervision of key tasks and areas within the financial sector to support stable and high-quality development of the enterprise [2]