来源：美通社 纽约2025年10月9日 /美通社/ -- 美国万通证券作为美国金融业监管局及SIPC成员，提供全牌照服务的投 资银行和证券经纪及交易商，美国万通证券宣布完成其客户一品威客网络科技股份有限公司(纳斯达克 股票代码：EPWK)("公司")，一家通过创新且高效的云端众包平台连接企业与优质人才的公司，完成了 一项800万美元公开发行（"本次发行"）。 本次发行共包含24,242,425个发行单位（每个单位简称"单位"），每个单位由以下部分组成：(1) 公司每 股面值0.0001美元的A类普通股（简称"A类普通股"），或作为替代的预融资认股权证；(2) 一份可认购 一股A类普通股的认股权证（简称"认股权证"）。每个单位的公开发行价格为0.33美元。认股权证的行 使价格均为每股A类普通股0.3465美元，自发行之日起可行使，行使期限为发行之日起六个月。 在扣除配售代理费用及公司应支付的其他预估费用（不包括任何认股权证的行使）之前，公司本次发行 的总收益约为800万美元。公司计划将本次募资的净收益用于研发、业务拓展、一般营运资金及其他企 业用途。 美国万通证券（Univest Securities, LLC ...

该SPAC由首席执行官兼董事托马斯·卡拉姆(EQT董事长)及首席财务官兼董事杰弗里·扎伊科夫斯基(摩根 大通前北美股权资本市场主管)共同领导。拟任董事长约瑟夫·曼钦三世(西弗吉尼亚州前联邦参议员)将 加入团队。该SPAC旨在收购与数据中心、液化天然气及其相关生态系统的能源需求相关的成长型企 业。 该公司成立于2025年，计划在纳斯达克上市，股票代码为KBONU。花旗集团担任该交易的独家账簿管 理人。 智通财经APP获悉，专注于能源及能源基础设施领域的特殊目的收购公司（SPAC）Karbon Capital Partners于周四向美国证券交易委员会(SEC)提交申请，计划通过 IPO 募集最多3亿美元资金。 该公司计划以每单位10.00美元的价格发行3000万单位，募集3亿美元。每个单位包含一股普通股和三分 之一份认股权证，每份认股权证的行权价格为11.50美元。 ...

香港上市公司减持行为受联交所《上市规则》、证监会《证券及期货条例》（第XV部：权益披露）及市场惯例严格监管，核心 目标是维护市场公平、防止内幕交易及保护中小投资者利益。以下是对主要减持方式的梳理，涵盖定义、合规要求、优缺点及 监管要点： 一、减持的核心监管框架 1. 权益披露义务： 1. 公平性与反操纵： 2. 减持方式需避免内幕交易（如利用未公开重大信息卖出）、市场操纵（如集中抛售压低股价），且需公平对待所有股东 （如配售时选择合格投资者）。 二、主要减持方式及合规要求 香港上市公司减持的核心方式可分为主动减持（大股东/董事直接卖出）和被动减持（非主动操作导致持股比例下降）两类，具 体如下： （一）主动减持方式 1. 二级市场直接交易（Open Market Sale） 2. 配售旧股（Secondary Placing） 2. 根据《证券及期货条例》第XV部，任何人士持有上市公司5%以上投票权股份（或其后增减达到1%整数倍），必须在3个 营业日内通知公司及联交所，并通过联交所网站发布公告（"权益变动公告"）。 3. 例：大股东从30%减持至28%，无需公告；但从26%减持至25%，需公告。 4. 锁定期与 ...

Group 1 - The core viewpoint of the article is that Hong Kong listed companies have a diverse range of refinancing methods, categorized into equity financing, hybrid financing, and debt financing [2][8] Group 2 - Equity financing involves issuing new shares directly to investors, which dilutes existing shareholders' equity. The methods include placing, rights issue, and private placement [2][3] - Hybrid financing combines debt and equity characteristics, balancing financing costs and equity dilution. It includes convertible bonds, which allow for flexible issuance and can avoid large-scale dilution if the issuance is small [3][5] - Debt financing raises funds in the form of liabilities, with some instruments counting as equity. This includes perpetual bonds and warrants, which can provide long-term funding without affecting control [5][6] Group 3 - The choice of refinancing method in Hong Kong must comply with the Listing Rules and consider the company's financial status, development stage, and shareholder interests [8] - Companies facing urgent funding needs may opt for placing or rights issues for quick access to capital, while those looking to minimize equity dilution might choose convertible bonds or perpetual bonds [9]

Core Viewpoint - Cultural Transmission (00343) has successfully completed the warrant placement, fulfilling all necessary conditions as of September 2, 2025, with a total of 200 million warrants sold at a price of HKD 0.031 each [1] Group 1 - The placement was conducted through a placement agent to no fewer than six subscribers [1] - The net proceeds from the warrant issuance amount to approximately HKD 5.45 million [1] - The funds raised are intended for general operational purposes, including salary payments, rental expenses, IT services, and other office expenditures [1]

Group 1 - The core point of the article is that Cultural Transmission (00343) has completed the placement of warrants, fulfilling all necessary conditions as of September 2, 2025 [1] - The placement agent has sold a total of 200 million warrants at a price of HKD 0.031 per warrant to no fewer than six subscribers [1] - The net proceeds from the issuance of the warrants amount to approximately HKD 5.45 million, which will be used for general operating expenses of the group, including salaries, rent, IT services, and other office expenses [1]

Group 1 - The company, Tianji Holdings (01520.HK), has entered into an agreement with investors GEM Global Yield LLC SCS and GYBL, granting the investors the option to subscribe for shares totaling up to HKD 225 million [1] - The company will issue warrants to the investors, allowing them to subscribe for up to 31 million shares at an exercise price of HKD 1.97 per share, which is subject to adjustment [1] - The net proceeds from the share subscription, after deducting commissions and other related expenses, are estimated to be approximately HKD 175 million, while the net proceeds from the warrants are estimated to be around HKD 60 million [1] Group 2 - The funds raised from the share subscription and warrant issuance will be utilized to support the company's business development, particularly in the areas of AI and Web3 [1]

Core Viewpoint - Tianji Holdings (01520) has entered into an agreement with investors GEM Global Yield LLC SCS and GYBL, granting the investors the option to subscribe for shares totaling up to HKD 225 million [1] Group 1: Agreement Details - The agreement allows the company to issue warrants to the investors, enabling them to subscribe for up to 31 million shares at an exercise price of HKD 1.97 per share, subject to adjustments [1] - The warrants can be exercised within 18 months following their issuance [1] Group 2: Financial Implications - The net proceeds from the share subscription are expected to be approximately HKD 175 million, with the net proceeds from the warrants estimated to be around HKD 60 million after deducting related expenses [1] - The funds raised will be utilized to support the company's business development, particularly in enhancing its capital base and advancing its AI and Web3 initiatives [1]

Group 1 - The company, Tianji Holdings, has entered into an agreement with investors GEM Global Yield LLC SCS and GYBL, granting the investors the option to require the company to issue shares totaling up to HKD 225 million [1] - Under the agreement, the company will issue warrants allowing the investors to subscribe for up to 31 million shares at an exercise price of HKD 1.97 per share, which is subject to adjustment [1] - The net proceeds from the share subscription are expected to be approximately HKD 175 million, with the net amount from the warrants estimated to be around HKD 60 million after related expenses [1] Group 2 - The funds raised will be utilized to support the company's business development, specifically to enhance its capital base [1] - The net proceeds will be directed towards the development of the company's AI and Web3 businesses [1]

Group 1 - The company Guofu Hydrogen Energy (02582) announced the issuance of 82,000 shares due to the exercise of warrants on August 27, 2025 [1]