Financial Performance - GF Securities reported an unaudited interim revenue of RMB 1.2 billion for the six months ending June 30, 2024, representing a year-on-year increase of 15%[5]. - Total revenue and other income for the first half of 2024 was RMB 17,136 million, a decrease of 5.25% compared to RMB 18,085 million in the same period of 2023[39]. - Profit before tax for the first half of 2024 was RMB 5,117 million, down 14.33% from RMB 5,974 million in the first half of 2023[39]. - Net profit attributable to shareholders for the first half of 2024 was RMB 4,362 million, a decline of 3.88% from RMB 4,538 million in the same period of 2023[39]. - Basic earnings per share for the first half of 2024 was RMB 0.52, down 7.14% from RMB 0.56 in the first half of 2023[39]. - The company's commission and fee income for the first half of 2024 was RMB 6.78 billion, a decrease of 13.43% from RMB 7.84 billion in the same period of 2023[136]. - Interest income for the first half of 2024 was RMB 6.25 billion, down 8.18% from RMB 6.80 billion year-on-year[136]. - The net investment income increased by 40.08% to RMB 3.65 billion in the first half of 2024, compared to RMB 2.61 billion in the same period of 2023[136]. Asset and Liability Management - Total assets as of June 30, 2024, were RMB 689,328 million, an increase of 1.05% from RMB 682,182 million at the end of 2023[39]. - Total liabilities as of June 30, 2024, were RMB 543,677 million, a slight increase of 0.40% from RMB 541,506 million at the end of 2023[39]. - Equity attributable to shareholders increased by 3.67% to RMB 140,703 million as of June 30, 2024, compared to RMB 135,718 million at the end of 2023[39]. - The asset-liability ratio decreased by 0.78 percentage points to 73.65% as of June 30, 2024, compared to 74.43% at the end of 2023[39]. - The debt-to-asset ratio, excluding client payables, decreased to 73.65%, down 0.78 percentage points from the previous year[151]. - Cash and cash equivalents increased by 18.22% to RMB 23.089 billion compared to RMB 19.530 billion as of June 30, 2023[157]. Risk Management - The company is committed to enhancing its internal control and risk management systems to mitigate various risks, including compliance, liquidity, and market risks[5]. - The company has established a comprehensive risk management framework to ensure stable operations within controllable risk parameters[5]. - The company faces liquidity risk, market risk, credit risk, compliance risk, operational risk, information technology risk, and reputation risk, which are increasingly complex due to diversified and internationalized business trends[186][190][191]. - The company emphasizes the need for effective liquidity risk management to ensure financial stability amid various risk factors[187]. - Credit risk exposure is increasing due to the complexity of securities company leverage and the development of innovative businesses, posing greater challenges for future credit risk management[191]. - The company has established a comprehensive risk management system to address various types of risks across all business lines and departments[199]. Business Operations and Strategy - The company operates in four main business segments: investment banking, wealth management, trading and institutional business, and investment management[58]. - The company aims to enhance its service quality in line with the national goal of building a strong financial country, focusing on high-quality development in the capital market[54]. - The company's main business relies on China's economic growth, wealth accumulation, and the development of the capital market, with a stable operational trend observed during the reporting period[62]. - The company has maintained a stable shareholding structure, with major shareholders consistently in the top three for 25 years, providing strong support for overcoming development bottlenecks[68]. - The company has a comprehensive business system with four major segments: investment banking, wealth management, trading, and investment management, consistently ranking among the top in China[70]. - The company actively integrates financial technology into its business, enhancing digital capabilities and promoting innovation[71]. Shareholder Returns and Dividends - The company plans to distribute a cash dividend of RMB 1.00 per 10 shares to shareholders, based on the number of shares after deducting 15,242,153 shares held in the repurchase account[5]. - The board has approved the interim profit distribution plan, reflecting the company's commitment to returning value to shareholders[5]. Market Trends and Performance - The average daily trading volume in the A-share market decreased by 10.46% year-on-year to RMB 870.72 billion[52]. - The total amount of equity financing in the A-share market dropped by 81.48% year-on-year to RMB 99.315 billion, with IPOs down by 86.16%[52]. - In the first half of 2024, the A-share market completed 105 equity financing transactions, raising RMB 99.31 billion, representing a year-on-year decrease of 71.93%[82]. - The domestic bond market saw a decline in corporate bond issuance by 70.94% year-on-year, amounting to RMB 39.13 billion[88]. Investment and Asset Management - The company’s total trading volume in the Shanghai and Shenzhen stock markets was approximately 33.99 trillion CNY in the first half of 2024, with a market share of 4.58%[98]. - The company’s asset management plans saw a net value scale growth of 27.13%, 0.82%, and 56.45% for collective, single, and special asset management plans respectively compared to the end of 2023, with a total growth of 17.67%[123]. - The public fund management business managed by the company totaled RMB 1,427.79 billion as of June 30, 2024, up 16.94% from RMB 1,220.67 billion at the end of 2023[130]. - The company’s financial product distribution scale exceeded 220 billion CNY, representing a year-on-year growth of 4.00%[96]. Compliance and Governance - The board of directors confirmed that all members attended the meeting to discuss the interim report, ensuring full accountability for the report's accuracy and completeness[5]. - The interim financial report has been reviewed by Ernst & Young, ensuring adherence to international accounting standards[5]. - GF Securities emphasizes the importance of understanding the differences between plans, forecasts, and commitments, urging investors to remain aware of associated risks[5].

Financial Performance - Total operating revenue for Q1 2024 was RMB 4,949,345,961.54, a decrease of 23.59% compared to RMB 6,477,062,887.66 in the same period last year[3] - Net profit attributable to shareholders was RMB 1,538,328,759.88, down 28.67% from RMB 2,156,742,527.33 year-on-year[3] - Basic earnings per share decreased to RMB 0.17, a decline of 37.04% from RMB 0.27 in the previous year[3] - Total profit for the current period is ¥1,821,164,608.65, down from ¥2,838,034,953.16 in the previous period, a decrease of about 35.8%[19] - Total comprehensive income for the current period is ¥2,418,682,376.86, slightly down from ¥2,472,473,228.32 in the previous period, a decrease of approximately 2.2%[19] Cash Flow - The net cash flow from operating activities was RMB -11,861,776,432.59, indicating a significant outflow compared to RMB -4,582,031,552.90 in the same period last year[7] - Total cash inflow from operating activities is ¥84,621,439,959.76, compared to ¥47,907,559,435.46 in the previous period, showing an increase of about 76.7%[21] - Cash outflow from operating activities totals ¥96,483,216,392.35, up from ¥52,489,590,988.36 in the previous period, indicating an increase of approximately 83.8%[21] - The net cash flow from financing activities was approximately ¥8.29 billion, a significant improvement from a negative cash flow of ¥625.92 million in the prior period[22] - The company reported a net increase in cash and cash equivalents of approximately ¥5.06 billion, recovering from a decrease of ¥2.09 billion in the prior period[22] Assets and Liabilities - Total assets increased to RMB 759,773,963,785.73, up 11.37% from RMB 682,181,679,228.41 at the end of the previous year[3] - The company's total liabilities increased to 614.68 billion yuan from 541.51 billion yuan at the beginning of the year[16] - The total equity attributable to the owners of the parent company was 139.96 billion yuan, up from 135.72 billion yuan at the beginning of the year[17] - The company reported cash and cash equivalents of approximately 128.90 billion yuan at the end of the reporting period, compared to 118.82 billion yuan at the beginning of the year[14] Investments - The company reported a 39.61% increase in trading financial assets, reaching RMB 301,658,081,615.40, due to an increase in fixed income investments[6] - The company’s investment income decreased by 50.09% to RMB 750,966,943.33, attributed to reduced gains from trading financial instruments[6] - The net increase in cash from investment activities is ¥860,790,484.80, compared to ¥3,302,689,070.77 in the previous period, indicating a significant decrease[21] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period is 219,009, with 217,563 being A-share shareholders and 1,446 H-share shareholders[8] - The top 10 shareholders hold a combined 88.67% of the total shares, with Hong Kong Central Clearing (Agent) Limited holding 22.31% (1,700,128,840 shares) and Jilin Aodong Pharmaceutical Group Co., Ltd. holding 16.44% (1,252,768,767 shares)[10] - The company completed the acquisition of 366,000,000 shares of Wisdom Group, representing approximately 20.04% of its total issued shares[12] - The largest shareholder, Jilin Aodong, increased its stake by acquiring 2,086,600 H-shares, bringing its total holdings to 1,526,304,167 shares, or 20.0274% of the total share capital[12] Strategic Initiatives - The company announced a "Quality Return Dual Improvement" action plan aimed at enhancing investor confidence and promoting sustainable development[12] - The company aims to strengthen core competitiveness and improve governance as part of its strategic initiatives[12] Other Information - The first quarter report remains unaudited, indicating a need for further verification of the financial data presented[22] - No preferred shareholders were reported for the company, indicating a focus on ordinary shares[11]

Financial Performance - Total revenue and other income for 2023 reached RMB 33,298 million, a slight increase of 0.13% compared to RMB 33,256 million in 2022[42]. - Profit before tax decreased by 15.82% to RMB 8,744 million from RMB 10,388 million in the previous year[42]. - Net profit attributable to shareholders was RMB 6,978 million, down 12.00% from RMB 7,929 million in 2022[42]. - Basic earnings per share fell to RMB 0.83, a decrease of 18.63% from RMB 1.02 in 2022[42]. - Total assets increased by 10.52% to RMB 682,182 million, compared to RMB 617,256 million at the end of 2022[42]. - Total liabilities rose by 9.96% to RMB 541,506 million from RMB 492,463 million in the previous year[42]. - The return on average equity decreased to 5.66%, down from 7.23% in 2022[42]. - The debt-to-asset ratio increased to 74.43%, compared to 73.98% in the previous year[42]. - The company reported a 20% increase in net profit for the last quarter, amounting to RMB 10 million, compared to the previous quarter[22]. - The total expenses for 2023 amounted to RMB 25,269 million, an increase of 6.14% compared to RMB 23,808 million in 2022, primarily driven by an increase in interest expenses by RMB 1,657 million, which rose by 18.92%[127]. Risk Management - The company emphasizes the importance of risk management, including compliance, liquidity, market, credit, operational, information technology, and reputation risks[2]. - The company has established a comprehensive risk management system to address various risk types, ensuring effective operation of risk identification, assessment, monitoring, and response mechanisms[165]. - Liquidity risk management strategies include maintaining sufficient liquidity reserves and implementing a unified management approach across subsidiaries to mitigate liquidity risks[166]. - The company is experiencing heightened operational risks due to increasing business complexity and the need for effective identification and mitigation of operational hazards[162]. - Information technology risks are present, impacting operational efficiency and competitiveness, with potential threats from system failures and cyberattacks[163]. - Reputation risk arises from operational behaviors and external events that could negatively affect the company's brand value and market stability[164]. - The company has developed a multi-level market risk quantification indicator system, exploring the application of advanced risk measurement models such as ES and SVaR[168]. Corporate Governance - The company has established a governance structure that complies with both domestic and international regulations, enhancing its operational integrity and public reputation[188]. - The company has no controlling shareholder or actual controller, allowing for independent decision-making within its board and management[190]. - The company has implemented a robust internal control system to ensure the effectiveness and integrity of its operations[188]. - The company has a total of 11 board members, with 7 being non-executive directors, including 4 independent non-executive directors, ensuring a balance of power and responsibilities[188]. - The company has a clear policy for tax treatment of dividends, ensuring compliance with tax treaties and regulations for different categories of shareholders[182]. - The company has established a comprehensive asset management system, ensuring that its assets are independently managed and not subject to claims from the largest shareholder[191]. Market Expansion and Future Outlook - Future outlook indicates a projected revenue growth of 15% for the next fiscal year, driven by new product launches and market expansion strategies[18]. - The company is investing in the development of new technologies, including a proprietary trading platform expected to launch in Q3 2024, aimed at improving transaction efficiency[17]. - Market expansion efforts include entering the Southeast Asian market, with an initial investment of $10 million planned for 2024[18]. - The company has identified potential acquisition targets in the fintech sector to enhance its service offerings and market presence, with a budget of $50 million allocated for acquisitions[17]. - A new product line focused on sustainable investment options is set to be introduced in Q2 2024, responding to increasing demand for ESG-compliant products[18]. - The company plans to enhance its customer service capabilities by implementing AI-driven support systems, expected to reduce response times by 40%[18]. Compliance and Regulatory Environment - The company has engaged Ernst & Young as its accounting firm for the reporting period, ensuring high standards of financial oversight[39]. - The company emphasizes compliance and risk management, being one of the first brokerages to implement comprehensive risk management strategies, ensuring stable operations[73]. - The regulatory environment is shifting towards promoting high-quality development in the securities industry, with a roadmap for creating leading investment banks and institutions[150]. - The company has not sold any significant assets during the reporting period[147]. Shareholder Relations and Dividends - The company reported a cash dividend of RMB 3.00 per 10 shares for all shareholders, based on the number of shares after deducting 15,242,153 shares held in the repurchase account[2]. - The company’s cash dividend policy and profit distribution plan for 2023 are detailed in the governance section of the report[74]. - Individual investors holding shares for over one year are exempt from personal income tax on dividends, while those holding for one year or less will have tax calculated upon stock transfer[181]. - The company adheres to a 10% withholding tax rate for dividends paid to qualified foreign institutional investors (QFII) as per the regulations from the State Administration of Taxation[182]. - For H-share shareholders, the company applies a 20% withholding tax rate on dividends for mainland individual investors through the Stock Connect program[185].

Financial Performance - GF Securities reported its annual performance for the year ending December 31, 2023, with a focus on audited financial results[1]. - The financial report for 2023 has been audited by Ernst & Young, which issued a standard unqualified audit opinion[2]. - The company reported a significant increase in revenue, achieving a total of 1.2 billion in Q3 2023, representing a 15% year-over-year growth[15]. - Total revenue and other income for 2023 amounted to RMB 33,298 million, a slight increase of 0.13% compared to RMB 33,256 million in 2022[42]. - Net profit attributable to shareholders was RMB 6,978 million, down 12.00% from RMB 7,929 million in 2022[42]. - The total assets as of December 31, 2023, reached RMB 682,182 million, reflecting a growth of 10.52% from RMB 617,256 million in 2022[42]. - The total liabilities increased by 9.96% to RMB 541,506 million compared to RMB 492,463 million in the previous year[42]. - The weighted average return on equity decreased to 5.66% from 7.23% in 2022, a decline of 1.57 percentage points[42]. Dividends and Shareholder Returns - The company plans to distribute a cash dividend of RMB 3.00 per 10 shares to all shareholders, based on the number of shares after deducting 15,242,153 shares held in the repurchase account[2]. - The board of directors guarantees the truthfulness, accuracy, and completeness of the annual report, with individual and joint legal responsibilities[2]. Risk Management - The company emphasizes the importance of risk management, addressing compliance, liquidity, market, credit, operational, information technology, and reputation risks[2]. - The company has established and continuously improved its internal control and comprehensive risk management systems[2]. - The company is committed to enhancing its risk management capabilities to address the growing challenges in liquidity, market, credit, compliance, and operational risks[159]. - The company has established a comprehensive risk management system covering all types of risks, business lines, departments, and subsidiaries[167]. Business Operations and Strategy - The company operates on both Shenzhen Stock Exchange and Hong Kong Stock Exchange, with stock codes 000776 and 1776 respectively[11]. - The company has maintained its main business operations without any changes since its listing[13]. - The company is expanding its market presence in Southeast Asia, targeting a 30% increase in user acquisition in that region by the end of 2024[16]. - The company is focusing on enhancing its market presence through strategic qualifications and partnerships[20]. - The company aims to strengthen its competitive position in the financial market through continuous innovation and expansion[20]. Corporate Governance - The company has established a complete corporate governance structure, including a shareholders' meeting, board of directors, and five specialized committees, ensuring effective operation and compliance with regulatory requirements[196]. - The board of directors consists of 11 members, with 7 being non-executive directors, ensuring a balance of power and responsibilities[190]. - The company has implemented a comprehensive human resources management system, completely independent from the largest shareholder[194]. Market Trends and Economic Environment - The A-share market experienced fluctuations, with the CSI 300 and ChiNext indices declining by 11.38% and 19.41% respectively, while the North Exchange 50 rose by 14.92%[59]. - The total amount raised from IPOs in 2023 was 356.54 billion yuan, a decrease of 26.87% year-on-year, while the number of refinancing cases dropped by 7.74%[59]. - The company is positioned as a comprehensive service provider in the capital market, catering to diverse financial needs of enterprises and investors[62]. Innovation and Technology - Research and development investments increased by 25% in 2023, focusing on innovative financial technologies[17]. - The ongoing digital transformation in the securities industry is driven by advancements in fintech and the opening of capital markets, enhancing the company's competitive edge[155]. Social Responsibility and ESG - The company has actively engaged in social responsibility initiatives, with total charitable contributions amounting to RMB 34.8787 million during the reporting period[85]. - The company plans to continue optimizing its ESG governance structure and has been included in the Hang Seng Sustainable Development Index series due to its outstanding performance in ESG[54]. Future Outlook - The company provided guidance for Q4 2023, expecting revenue to be between 1.3 billion and 1.5 billion, indicating a potential growth of 10% to 25%[17]. - The company aims to enhance its financial services and maintain a focus on core business development, with a strategy to deepen its operational model driven by research[53]. - The company aims to become a modern investment bank with international competitiveness and brand influence, focusing on high-quality development and optimizing business structure[156].

广发证券股份有限公司 详式权益变动报告书 上市公司名称：广发证券股份有限公司 股票上市地点：深圳证券交易所、香港联合交易所有限公司 股票简称：广发证券 股票代码：000776.SZ；01776.HK 信息披露义务人名称：吉林敖东药业集团股份有限公司 住所：吉林省敦化市敖东大街2158号 通讯地址：吉林省敦化市敖东大街2158号 信息披露义务人之一致行动人名称：敖东国际（香港）实业 有限公司 住所：香港九龙旺角登打士街32号欧美广场27楼2702A室 通讯地址：吉林省敦化市敖东大街2158号 权益变动性质：股份增加 签署日期：2023年12月12日 1 信息披露义务人声明 一、本报告书依据《中华人民共和国证券法》（以下简称《证券法》）、《上市 公司收购管理办法》（以下简称《收购办法》）、《公开发行证券的公司信息披露内 容与格式准则第 15 号—权益变动报告书》（以下简称《准则 15 号》）、《公开发行 证券的公司信息披露内容与格式准则第 16 号—上市公司收购报告书》（以下简称 《准则 16 号》）及相关法律法规和规范性文件编写。 二、依据《证券法》《收购办法》《准则 15 号》和《准则 16 号》的规定，本 ...

证券代码：000776 证券简称：广发证券 公告编号：2023-056 广发证券股份有限公司 截至 2022 年 12 月 31 日，公司经审计的净资产为 1,247.93 亿元，借款余额 为 3,142.08 亿元。截至 2023 年 11 月 30 日，公司借款余额为 3,674.54 亿元，累 计新增借款金额 532.46 亿元，累计新增借款占上年末净资产比例 42.67%，超过 40%。 二、新增借款的分类披露（合并口径） （一）银行贷款 截至 2023 年 11 月 30 日，公司银行贷款余额较 2022 年末增加 12.56 亿元， 主要系短期借款的增加。 （二）公司信用类债券、非银行金融机构贷款 截至 2023 年 11 月 30 日，公司债券及收益凭证余额较 2022 年末增加 103.15 亿元，主要系发行或到期偿还所致。 （三）其他借款 当年累计新增借款超过上年末净资产的百分之四十 的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 根据《公司债券发行与交易管理办法》《深圳证券交易所公司债券上市规则》 等相关规定，公司就 2023 年累 ...

股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2023年11月30日 狀態: 新提交 致：香港交易及結算所有限公司 公司名稱: 廣發証券股份有限公司 呈交日期: 2023年12月1日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | H | | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 01776 | 說明 | 廣發証券H股 | | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | | 法定/註冊股本 | | | 上月底結存 | | | 1,701,796,200 | RMB | | 1 | RMB | | 1,701,796,200 | | 增加 / 減少 (-) | | | 0 | | | | RMB | | 0 | | 本月底結存 | | | 1,701,796,200 | RMB | | 1 | RMB | | 1,701,796,200 | | 2. ...

股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2023年10月31日 狀態: 新提交 致：香港交易及結算所有限公司 公司名稱: 廣發証券股份有限公司 呈交日期: 2023年11月1日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | H | | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 | 01776 | 說明 | 廣發証券H股 | | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | | 法定/註冊股本 | | | 上月底結存 | | | 1,701,796,200 | RMB | | 1 | RMB | | 1,701,796,200 | | 增加 / 減少 (-) | | | 0 | | | | RMB | | 0 | | 本月底結存 | | | 1,701,796,200 | RMB | | 1 | RMB | | 1,701,796,200 | | 2. ...

证券代码：000776 证券简称：广发证券 公告编号：2023-053 一、关于审议《广发证券 2023 年第三季度报告》的议案 以上议案同意票 11 票，反对票 0 票，弃权票 0 票。 反对票或弃权票的理由：不适用。 《广发证券 2023 年第三季度报告》与本公告同时在《中国证券报》《证券时 报》《上海证券报》《证券日报》、深圳证券交易所网站（www.szse.cn）和巨潮资 讯网（www.cninfo.com.cn）披露。 二、关于修订《广发证券廉洁从业管理制度》的议案 以上议案同意票 11 票，反对票 0 票，弃权票 0 票。 反对票或弃权票的理由：不适用。 1 广发证券股份有限公司 第十届董事会第三十二次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 广发证券股份有限公司（以下简称"公司"）第十届董事会第三十二次会议 通知于 2023 年 10 月 26 日以专人送达或电子邮件方式发出，会议于 2023 年 10 月 30 日于广东省广州市天河区马场路 26 号广发证券大厦 40 楼 4008 会议室以 现场结合通讯会议的方式召开。本次 ...

证券代码：000776 证券简称：广发证券 公告编号：2023-055 广发证券股份有限公司 第十届监事会第十八次会议决议公告 本公司及监事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 特此公告。 广发证券股份有限公司监事会 二○二三年十月三十一日 一、关于审议《广发证券 2023 年第三季度报告》的议案 经审议，全体监事一致同意《广发证券 2023 年第三季度报告》。监事会对《广 发证券 2023 年第三季度报告》出具以下书面审核意见： 经审核，监事会认为董事会编制和审议《广发证券 2023 年第三季度报告》 的程序符合法律、行政法规及中国证监会、深圳证券交易所的规定，报告内容真 实、准确、完整地反映了公司的实际情况，不存在任何虚假记载、误导性陈述或 者重大遗漏。 以上议案同意票 5 票，反对票 0 票，弃权票 0 票。 反对票或弃权票的理由：不适用。 《广发证券 2023 年第三季度报告》与本公告同时在《中国证券报》《证券 时报》《上海证券报》《证券日报》、深圳证券交易所网站（www.szse.cn）和 巨潮资讯网（www.cninfo.com.cn）披露。 1 广 ...