Financial Performance - China International Capital Corporation reported its unaudited interim results for the six months ending June 30, 2024[1]. - Total revenue and other income decreased by 20.0% to RMB 14,892.4 million compared to RMB 18,606.7 million[18]. - Total expenses decreased by 14.0% to RMB 12,448.8 million from RMB 14,478.8 million[18]. - Profit before tax decreased by 40.5% to RMB 2,456.7 million from RMB 4,129.9 million[18]. - Net profit attributable to shareholders decreased by 37.4% to RMB 2,228.1 million from RMB 3,560.6 million[19]. - Basic earnings per share decreased by 41.2% to RMB 0.394 from RMB 0.670[19]. - Total assets decreased by 4.0% to RMB 599,104.4 million from RMB 624,306.6 million[20]. - Total liabilities decreased by 5.1% to RMB 493,177.8 million from RMB 519,409.2 million[20]. - The company reported a net profit of RMB 2,229.1 million for the first half of 2024, representing a year-on-year decline of 37.8%[88]. - The company achieved total revenue and other income of RMB 14,892.4 million, a decrease of RMB 3,714.2 million or 20.0% year-on-year[84]. Corporate Governance - The board of directors has confirmed the accuracy and completeness of the interim report, with no objections raised during the board meeting[10]. - The company held its annual general meeting on June 28, 2024, where several key resolutions were passed, including amendments to the articles of association and the profit distribution plan for 2023[160]. - The third board of directors was established on June 28, 2024, consisting of 8 members, including 1 executive director and 4 independent non-executive directors[161]. - The company has adhered to all provisions of the Corporate Governance Code, except for a temporary arrangement regarding the presidency[170]. - The company is actively promoting the appointment of a new president to comply with corporate governance codes[170]. Risk Management - The company is subject to various risks including market risk, credit risk, liquidity risk, operational risk, and compliance risk, which are managed through a comprehensive risk management framework[12]. - The company employs a comprehensive risk management framework that integrates risk management across subsidiaries and branches[131]. - The company has established a risk limit system based on various risk indicators, including market risk limits and stress testing limits[133]. - The company has not experienced any significant risk events or large losses during the reporting period, indicating overall risk is controllable and manageable[131]. - The company closely monitors interest rate risks and manages fixed income investment portfolios using tools such as government bond futures and interest rate swaps[137]. Business Strategy and Development - The company aims to become a globally recognized, innovation-driven leading investment bank[2]. - The company aims to strengthen its core competitiveness and become a leading investment bank with international competitiveness, focusing on serving the national development strategy and promoting capital market reforms[30]. - The company is actively pursuing supply-side reforms and industry consolidation through both organic growth and mergers and acquisitions, enhancing its competitive edge[29]. - The company is focusing on new business areas such as asset management, private equity, and wealth management, while maintaining its advantages in traditional businesses like investment banking and fixed income[34]. - The company aims to enhance its global market influence by building a multi-currency, multi-market global market-making platform in the second half of 2024[64]. Dividend and Shareholder Information - The total cash dividend proposed for the 2024 interim dividend is RMB 434,453,118.12, which translates to RMB 0.90 per share based on the total share count of 4,827,256,868 shares[10]. - The company will announce the specific dates for the dividend distribution after the shareholders' meeting approves the interim profit distribution plan[166]. - As of the end of the reporting period, the company's undistributed profits amounted to RMB 9,364,304,207[166]. Compliance and Regulatory Issues - The company received warning letters from regulatory authorities in January 2024 for compliance issues, which have since been rectified[186][187]. - The Beijing Securities Regulatory Commission issued a warning letter to China International Capital Corporation (CICC) for compliance management issues, including hiring unqualified personnel and employees engaging in stock trading[188]. - CICC has implemented measures to strengthen employee qualification management and monitor trading behaviors, addressing the compliance issues identified by the regulatory authority[190]. - The company has a mechanism for internal accountability regarding violations of laws and regulations by employees[154]. Employee and Social Responsibility - As of June 30, 2024, the company has a total of 15,081 employees, with 93% located in mainland China and 7% in Hong Kong, Singapore, the United States, the United Kingdom, and Germany[172]. - The company invested RMB 27 million in 12 poverty alleviation projects in Gansu Province in the first half of 2024, focusing on industry, education, and healthcare[175]. - The company organized 47 volunteer activities in the first half of 2024, with a total of 1,740 participants contributing 6,342 hours of volunteer service[178]. - The company has developed multiple green-themed funds and invested in high-quality enterprises in sectors such as new energy and new materials[173]. Market Conditions and Industry Trends - The overall economic growth in China for the first half of 2024 was 5.0% year-on-year, with exports increasing by 6.9%[26]. - In the first half of 2024, the average daily trading volume of A-shares decreased by 8% year-on-year to CNY 862.7 billion, and the margin financing and securities lending balance at the end of the period fell by 10% from the beginning of the year to CNY 1.48 trillion[28]. - The investment banking business revenue is under pressure due to a significant year-on-year decline in A-share IPO and refinancing scale, while the credit bond issuance scale increased by 5% year-on-year to CNY 8.96 trillion[28]. - The securities industry is expected to see a year-on-year decline in overall profitability, with brokerage income anticipated to decrease due to lower trading volumes and marginal declines in commission rates[28].

证券代码：601995 证券简称：中金公司 公告编号：临 2024-038 中国国际金融股份有限公司董事会及全体董事保证本公告内容不存在任何虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 拟分配比例：每 10 股派发现金红利人民币 0.90 元（含税）。 2024 年中期利润分配以实施权益分派的股权登记日登记的公司总股本 为基数，股权登记日的具体日期将在权益分派实施公告中明确。若公司总股本在 实施权益分派的股权登记日前发生变化，拟维持人民币 434,453,118.12 元（含税） 的分配总额不变，相应调整分配比例，并在相关公告中披露。 2024 年中期利润分配方案需经公司股东大会审议通过后方可实施。 一、2024 年中期利润分配方案内容 经安永华明会计师事务所（特殊普通合伙）、安永会计师事务所审阅，截至 2024 年 6 月 30 日，中国国际金融股份有限公司（以下简称"公司"）母公司可 供分配利润为人民币 9,364,304,207 元。经董事会、监事会决议，现根据经审阅 的公司 2024 年上半年财务报告，并合理考虑公司 2024 年半年度业绩、资金 ...

Financial Performance - The company reported a revenue of RMB 10 billion for the first half of 2024, representing a 15% increase year-over-year[9]. - The company expects a revenue guidance of RMB 12 billion for the second half of 2024, indicating a projected growth of 20% compared to the same period last year[9]. - The company's operating revenue for the first half of 2024 was RMB 8,910,510,530, a decrease of 28.26% compared to RMB 12,420,861,894 in the same period of 2023[19]. - The net profit attributable to shareholders for the first half of 2024 was RMB 2,228,055,738, down 37.43% from RMB 3,560,643,863 in the first half of 2023[19]. - Basic earnings per share for the first half of 2024 were RMB 0.394, a decline of 41.25% from RMB 0.670 in the same period of 2023[20]. - The total operating revenue for the first half of 2024 was RMB 8,910,510,530, reflecting a decrease of 28.26% year-on-year[83]. - The net income from commission and fees was RMB 4,708,221,239, a decrease of 26.45% due to reduced income from securities brokerage and investment banking[76]. - Investment income and fair value changes amounted to RMB 4,262,476,295, a decrease of 3.75% year-on-year[78]. Market Expansion and Strategy - The company is expanding its market presence in Southeast Asia, targeting a 10% market share by 2025[9]. - New product launches are anticipated to contribute an additional RMB 1 billion in revenue by the end of 2024[9]. - The company aims to enhance its core competitiveness and become a leading investment bank with international competitiveness, focusing on supporting the national development strategy and promoting capital market reforms[30]. - The company plans to strengthen its strategic direction and business development, aiming for new breakthroughs and achievements in high-quality development[31]. - The company aims to enhance its service capabilities and regional competitiveness by focusing on new product opportunities in the second half of 2024[49]. Research and Development - Research and development expenses increased by 25% to RMB 500 million, focusing on innovative financial technologies[9]. - The company views information technology as a core component of its competitiveness, continuously investing in technology and talent to enhance its service capabilities[39]. Sustainability and Social Responsibility - The management highlighted a commitment to sustainability, with plans to invest RMB 200 million in green initiatives over the next three years[9]. - The company has a significant focus on green finance, actively developing green bonds and funds to support the "dual carbon" goals[149]. - The company invested RMB 27 million in 12 poverty alleviation projects in Gansu Province in the first half of 2024, focusing on industry, education, and healthcare[151]. - The company organized 12 tree planting activities in the first half of 2024, with nearly 1,400 volunteers planting over 1,500 trees[150]. Risk Management - The company emphasizes risk management as a value-creating process, with a structured governance framework involving the board of directors, supervisory board, and various committees to oversee risk management practices[105]. - The company has established a multi-tiered risk management organizational structure to ensure effective risk oversight and compliance across all business operations[106]. - The company actively manages liquidity risk by maintaining a sufficient reserve of high-quality liquid assets and conducting regular stress tests[125]. - The company has implemented a strict risk control system for margin financing and securities lending, with no significant loss events reported during the reporting period[120]. Dividends and Shareholder Information - The board approved a dividend payout of RMB 0.5 per share, reflecting a 10% increase from the previous year[9]. - The company plans to distribute a total cash dividend of RMB 434,453,118.12 (including tax) for the 2024 interim dividend, which translates to RMB 0.90 per share based on a total of 4,827,256,868 shares[143]. - The company’s undistributed profits as of the reporting period amounted to RMB 9,364,304,207[143]. Employee and Management Changes - As of June 30, 2024, the company has a total of 15,081 employees, with 93% located in mainland China and 7% in Hong Kong, Singapore, the United States, the United Kingdom, and Germany[148]. - The company’s management committee saw changes, with the appointment of Sun Nan as a member effective January 17, 2024, and the retirement of Chu Gang as COO effective February 7, 2024[140]. - The third board of directors was established on June 28, 2024, consisting of 8 members, including 1 executive director and 4 independent non-executive directors[138]. Financial Position - Total assets as of June 30, 2024, were RMB 599,104,371,599, a decrease of 4.04% from RMB 624,306,586,684 at the end of 2023[19]. - The total liabilities decreased by 5.05% to RMB 493,177,779,578 as of June 30, 2024, compared to RMB 519,409,188,733 at the end of 2023[19]. - The total equity attributable to shareholders increased by 0.98% to RMB 105,631,462,968 as of June 30, 2024, from RMB 104,603,299,731 at the end of 2023[19]. Capital Market Activities - In the first half of 2024, the company completed 4 A-share IPO projects as the lead underwriter, with an underwriting amount of RMB 1.57 billion, ranking eighth in the market[43]. - The company ranked first in the Hong Kong IPO market, completing 9 projects with a total underwriting amount of USD 5.64 million, and also led 11 projects as a global coordinator with an underwriting amount of USD 3.62 million[43]. - The total financing scale of A-share IPOs in the first half of 2024 was RMB 32.49 billion, a year-on-year decrease of 84.5%[42]. Compliance and Regulatory Matters - The company received a warning letter from the China Securities Regulatory Commission for inadequate performance in managing bonds for Taihe Group[160]. - The company has completed rectifications for various compliance issues raised by regulatory bodies during the reporting period[161][162][163].

证券代码：601995 证券简称：中金公司 公告编号：临 2024-036 中国国际金融股份有限公司 第三届董事会第二次会议决议公告 中国国际金融股份有限公司董事会及全体董事保证本公告内容不存在任何虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 一、董事会会议召开情况 《中金公司 2024 年半年度报告》和《中金公司 2024 年半年度报告摘要》与 本公告同日在上海证券交易所网站（www.sse.com.cn）披露。 （二）《关于 2024 年中期利润分配方案的议案》 表决结果：8 票赞成，0 票反对，0 票弃权。该议案尚需提交股东大会审议。 公司 2024 年中期利润分配拟采用现金分红的方式向股东派发现金股利，拟 派发现金股利总额为人民币 434,453,118.12 元（含税）。以公司截至本公告披露 日的股份总数 4,827,256,868 股计算，每 10 股派发现金股利人民币 0.90 元（含税）。 1 中国国际金融股份有限公司（以下简称"公司"或"中金公司"）于 2024 年 8 月 16 日以书面方式发出第三届董事会第二次会议（以下简称"本次会议"） 通知，并 ...

一、监事会会议召开情况 中国国际金融股份有限公司（以下简称"公司"）于 2024 年 8 月 20 日以书 面方式发出第三届监事会第二次会议（以下简称"本次会议"）通知，并于 2024 年 8 月 30 日通过现场形式召开本次会议。本次会议应出席监事 3 名，实际出席 监事 3 名，其中，崔铮先生因其他公务安排，委托高涛先生代为出席本次会议并 表决。本次会议由监事会主席高涛先生主持，公司高级管理人员列席。本次会议 的召集、召开及表决程序符合有关法律法规和《中国国际金融股份有限公司章程》 的规定。 证券代码：601995 证券简称：中金公司 公告编号：临 2024-037 中国国际金融股份有限公司 第三届监事会第二次会议决议公告 中国国际金融股份有限公司监事会及全体监事保证本公告内容不存在任何虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 1 二、监事会会议审议情况 （一）《关于<2024 年半年度报告>的议案》 表决结果：3 票同意，0 票反对，0 票弃权。 监事会同意公司《2024 年半年度报告》（包括 A 股半年度报告和 H 股中期 报告），并对公司《2024 年半年 ...

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其 準確性或完整性亦不發表任何聲明，並明確表示，概不對因本公告全部或任何部份內容 而產生或因倚賴該等內容而引致的任何損失承擔任何責任。 China International Capital Corporation Limited 03908 董事會會議通告 中國國際金融股份有限公司（「本公司」）董事會（「董事會」）謹此宣佈將於2024年8月30日召 開董事會會議，藉以（其中包括）審議和批准刊發本公司及其附屬公司截至2024年6月30日 止六個月的中期業績公告，以及派發中期股息的建議（如有）。 承董事會命 中國國際金融股份有限公司 董事會秘書 孫男 中國，北京 2024年8月20日 於本公告日期，本公司執行董事為陳亮先生；非執行董事為張薇女士、孔令岩先生及 鄧星斌先生；以及獨立非執行董事為吳港平先生、陸正飛先生、彼得•諾蘭先生及 周禹先生。 ...

证券代码：601995 证券简称：中金公司 公告编号：临 2024-034 中国国际金融股份有限公司 2023 年度 A 股权益分派实施公告 中国国际金融股份有限公司董事会及全体董事保证本公告内容不存在任何虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： | 股份类别 | 股权登记日 | 除权（息）日 | 现金红利发放日 | | --- | --- | --- | --- | | Ａ股 | 2024/8/22 | 2024/8/23 | 2024/8/23 | 差异化分红送转：否 H 股股东的分红派息事宜不适用本公告 一、通过分配方案的股东大会届次和日期 中国国际金融股份有限公司（以下简称"公司"或"本公司"）2023 年度利润分 配方案已经公司 2024 年 6 月 28 日召开的 2023 年年度股东大会审议通过。 二、分配方案 （一）发放年度：2023 年度 （二）分派对象： 币 0.18 元（含税），共计派发现金红利人民币 868,906,236.24 元（含税）。 三、相关日期 | 股份类别 | 股权登记日 | 除权（息）日 | 现金红利发放日 | ...

中国国际金融股份有限公司董事会、全体董事及相关股东保证本公告内容不存在 任何虚假记载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担 法律责任。 重要内容提示： 股东持股的基本情况：截至本公告披露日，中国国际金融股份有限公司 （以下简称"公司"或"中金公司"）股东海尔集团（青岛）金盈控股有限公司 （以下简称"海尔金盈"）在中国证券登记结算有限责任公司上海分公司登记持 有 106,026,300 股公司 A 股股份，占公司总股本的 2.1964%，均为在公司首次公 开发行 A 股股票并上市（以下简称"A 股发行上市"）前取得的股份。相关股份 已上市流通。 减持计划的主要内容：海尔金盈根据自身发展需要，计划自本公告披露 之日起 3 个交易日结束后的 3 个月内（即 2024 年 8 月 15 日至 2024 年 11 月 14 日期间），通过大宗交易方式或集中竞价交易方式，减持合计不超过 106,026,300 股公司 A 股股份，占不超过公司总股本的 2.1964%，其中，通过大宗交易方式减 持不超过 96,545,137 股，占不超过公司总股本的 2%，通过集中竞价交易方式减 持不超过 48, ...

股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 截至月份: 2024年7月31日 狀態: 新提交 致：香港交易及結算所有限公司 公司名稱: 中國國際金融股份有限公司 呈交日期: 2024年8月1日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | H | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 (如上市) | 03908 | 說明 | | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | 法定/註冊股本 | | | 上月底結存 | | | 1,903,714,428 | RMB | | 1 RMB | | 1,903,714,428 | | 增加 / 減少 (-) | | | | | | RMB | | | | 本月底結存 | | | 1,903,714,428 | RMB | | 1 RMB | | 1,903,714,428 | | 2. 股份分類 | 普通股 | 股份類別 | A | ...

证券代码：601995 证券简称：中金公司 公告编号：临 2024-032 中国国际金融股份有限公司 关于中国中金财富证券有限公司 2024 年半年度主要财务数据的公告 中国国际金融股份有限公司董事会及全体董事保证本公告内容不存在任何虚假记 载、误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 截至 2024 年 6 月 30 日，中金财富总资产 155,918,844,320.16 元（人民币， 下同），净资产 18,460,839,274.11 元；2024 年 1-6 月实现营业收入 2,603,967,857.88 元（其中：手续费及佣金净收入 1,582,748,472.98 元，利息净收入 705,296,421.28 元，投资收益 431,896,762.99 元，公允价值变动损失 153,096,719.44 元），营业 支出 1,955,193,235.40 元，营业利润 648,774,622.48 元，利润总额 635,602,897.44 元，净利润 523,387,184.14 元，归属于中金财富所有者的净利润 523,387,184.14 元。 董 事 会 ...