股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 | 截至月份: | | --- | | 2025年9月30日 | | 狀態: 新提交 | 致：香港交易及結算所有限公司 公司名稱: 陆金所控股有限公司 呈交日期: 2025年10月6日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | 不適用 | | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 (如上市) | 06623 | 說明 | | | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | | 法定/註冊股本 | | | 上月底結存 | | | 10,000,000,000 | USD | | 0.00001 | USD | | 100,000 | | 增加 / 減少 (-) | | | | | | | USD | | | | 本月底結存 | | | 10,000,000,000 | USD | | 0.00001 | USD | ...

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性 或完整性亦不發表任何聲明，並明確表示，概不對因本公告全部或任何部分內容而產生或因倚 賴該等內容而引致的任何損失承擔任何責任。 Lufax Holding Ltd | | 普通決議案 | 投票票數及百分比(%) | | | --- | --- | --- | --- | | | | 贊成 反對 | | | 1. | (i)謹此批准、追認及確認2025年平安 | 225,780,353 | 217,582 | | | 消費金融服務合作框架補充協議及截至 | (99.90%) | (0.10%) | | | 2025年12月31日止年度的建議經修訂 | | | | | 年度上限，其進一步詳情載於通函；及 | | | | | (ii)謹此授權任何一名董事代表本公司 | | | | | 簽立（及倘有需要，加蓋本公司印章） | | | | | 任何文件、文據或協議，及作出其認為 | | | | | 必要、權宜或適當的任何行動及事宜， | | | | | 以落實及執行該協議項下擬進行的交 | | | | | 易。 | | | 1 附註： 承 ...

炒股就看金麒麟分析师研报，权威，专业，及时，全面，助您挖掘潜力主题机会！ 出品：新浪财经上市公司研究院 2025年港股通市场迎来常态化调整，截至9月底共计纳入67只个股、剔除61只个股。根据港股通现行规 则（不含A to H公司、同股不同权公司、第二上市公司、外国公司等特殊情况），个股满足市值和流动 性要求后，将纳入恒生综合指数：其中大型股和中型股可直接入通，小型股还需满足"平均月末市值大 于等于50亿港元"才能入通。调整时间分常规机制与快速机制，但均以"市值及流动性达标"为核心前 提。 然而今年港股通调整中，却出现两个"异常案例"：西锐飞机明明长期流动性低迷却获纳入，最终仍因流 动性问题被剔除；陆控在入通生效前已停牌且暴露财务风险，却仍按原计划纳入，所幸因持续停牌状 态，南向资金无法进行买入操作，避免了陷入被动的局面，两类案例共同暴露出港股通规则执行中的审 核漏洞。 西锐飞机上市后流动性不达标仍入通 125天后再因流动性剔除 南向资金陷被动困局 西锐飞机的"入通又除通"全程充满矛盾——首次检讨因流动性差被拒，后续流动性未实质改善却莫名入 通，最终又因历史流动性问题被踢出局，成为2025年内唯二"短期入通即剔 ...

Core Viewpoint - China Ping An's recent team adjustment is not a withdrawal from Shanghai, but rather a compliance-driven restructuring to align its registered and operational locations as required by regulatory changes [1][2][6] Group 1: Team Adjustment and Compliance - The adjustment involves relocating some employees from Shanghai to Shenzhen to comply with the new Company Law and related regulations, which mandate that the registered office must match the operational office [1][2] - Ping An Life's registered office is in Shenzhen, while some business teams were previously based in Shanghai, necessitating this compliance adjustment [2][6] Group 2: Shanghai's Role and Importance - Shanghai remains a critical hub for China Ping An, serving as its second headquarters, with significant functions in asset management, support services, and healthcare [2][3] - The asset management center in Shanghai manages over 5.8 trillion yuan, making it a key player in the industry [2][5] - Shanghai is home to various core subsidiaries, including Ping An Asset Management, Ping An Pension Insurance, and Ping An Good Doctor, which are leaders in their respective fields [5][6] Group 3: Historical Context and Contributions - China Ping An has established a long-standing presence in Shanghai since 1994, with the second headquarters approved in 2005 [4][5] - Over the past decade, China Ping An has created 770,000 jobs in Shanghai, served 7.07 million customers, and contributed 104.6 billion yuan in taxes [5] Group 4: Strategic Advantages of Shanghai - Shanghai's selection as the second headquarters is attributed to favorable policies, market opportunities, and a rich talent pool [6][7] - The city’s development as an international financial center aligns with Ping An's strategic goals, enhancing its operational efficiency and service capabilities [7]

日期：2025年 簽署 （附註6） ： Lufax Holding Ltd 陸 金 所控股有限公司 （於開曼群島註冊成立的有限公司） （股份代碼：6623） （紐交所股票代碼：LU） 於2025年9月30日（星期二）舉行的股東特別大會適用的代表委任表格 本人╱吾等 （附註1） 地址為 （附註 1） 為陸金所控股有限公司（「本公司」）股本中 股 （附註2） 每股面值0.00001美元 的股份的登記持有人，茲委任 （附註3） 地址為 （附註1） 或如未能出席，則股東特別大會（「股東特別大會」）主席為本人╱吾等的代表，代表本人╱吾等出席謹訂於2025年 9月30日（星期二）下午二時正（香港時間）假座中華人民共和國上海市浦東新區陸家嘴環路1333號3601室舉行的股東 特別大會或其任何續會，於會上代表本人 ╱ 吾等行事並投票，以考慮及酌情通過（無論有否修訂）股東特別大會通 告載列的決議案，並於會上代表本人╱吾等根據本表格所作指示投票；如並無作出有關指示，則本人╱吾等的受委 代表可自行投票。本人╱吾等的受委代表亦將有權就於股東特別大會上正式提呈的任何事項按其認為合適的方式投 票。 | 普通決議案 | 贊成 | 反對 | ...

香港交易及結算所有限公司及香港聯合交易所有限公司對本通告的內容概不負責，對 其準確性或完整性亦不發表任何聲明，並明確表示，概不對因本通告全部或任何部分 內容而產生或因倚賴該等內容而引致的任何損失承擔任何責任。 Lufax Holding Ltd 陸 金 所控股有限公司 茲通告陸金所控股有限公司（「本公司」）謹訂於2025年9月30日（星期二）下午二 時正（香港時間）假座中華人民共和國上海市浦東新區陸家嘴環路1333號3601室舉行股 東特別大會（「股東特別大會」），以考慮並酌情通過下列普通決議案。除另有指明外， 本通告所用詞彙與本公司日期為2025年9月4日的通函（「通函」）所界定者具有相同涵 義。 （於開曼群島註冊成立的有限公司） （股份代號：6623） （紐交所股票代碼：LU） 股東特別大會通告 1. 「動議謹此批准、追認及確認(i)2025年平安消費金融服務合作框架補充協議 及截至2025年12月31日止年度的建議經修訂年度上限，其進一步詳情載於 通函；及動議(ii)謹此授權任何一名董事代表本公司簽立（及倘有需要，加 蓋本公司印章）任何文件、文據或協議，及作出其認為必要、權宜或適當的 任何行動及事宜，以 ...

閣下如對本通函或應採取的行動有任何疑問，應諮詢 閣下的股票經紀或其他持牌證券交易商、銀行經 理、律師、專業會計師或其他專業顧問。 閣下如已將名下的陸金所控股有限公司（「本公司」）股份全部售出或轉讓，應立即將本通函連同隨附的代 表委任表格送交買主或承讓人或經手買賣或轉讓的銀行、持牌證券交易商或其他代理人，以便轉交買主或 承讓人。 香港交易及結算所有限公司和香港聯合交易所有限公司對本通函的內容概不負責，對其準確性或完整性亦 不發表任何聲明，並明確表示，概不對因本通函全部或任何部分內容而產生或因倚賴該等內容而引致的任 何損失承擔任何責任。 此乃要件 請即處理 Lufax Holding Ltd 陸 金 所控股有限公司 （於開曼群島註冊成立的有限公司） （股份代號：6623） （紐交所股票代碼：LU） (1) 修訂平安消費金融服務合作框架協議項下的年度上限 及 (2) 股東特別大會通告 獨立董事委員會及獨立股東之獨立財務顧問 本封面所用詞彙與本通函內所界定者具有相同涵義。 董事會函件載於本通函第5至14頁。獨立董事委員會致獨立股東之函件載於本通函第15至16頁。獨立財務 顧問函件（載有其對獨立董事委員會及獨立股東的意 ...

| | | 股份發行人及根據《上市規則》第十九B章上市的香港預託證券發行人的證券變動月報表 致：香港交易及結算所有限公司 公司名稱: 陆金所控股有限公司 呈交日期: 2025年9月3日 I. 法定/註冊股本變動 | 1. 股份分類 | 普通股 | 股份類別 | 不適用 | | | 於香港聯交所上市 (註1) | | 是 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 (如上市) | 06623 | 說明 | | | | | | | | | | | 法定/註冊股份數目 | | | 面值 | | | 法定/註冊股本 | | | 上月底結存 | | | 10,000,000,000 | USD | | 0.00001 | USD | | 100,000 | | 增加 / 減少 (-) | | | | | | | USD | | | | 本月底結存 | | | 10,000,000,000 | USD | | 0.00001 | USD | | 100,000 | 本月底法定/註冊股本總額： USD 100,000 FF ...

Core Viewpoint - The company, Lufax Holding (陆金所控股), has been recognized for its dual commitment to financial services and social responsibility, receiving accolades at the "2025 Asset Management Annual Conference" and achieving significant improvements in its ESG ratings [1][2][8]. Group 1: Financial Services and Innovation - Lufax is actively implementing the "Five Major Articles" of financial services, focusing on technology finance, green finance, inclusive finance, pension finance, and digital finance to support high-quality economic development [4][7]. - The company has developed a comprehensive financial innovation and service upgrade strategy, which has injected robust financial momentum into China's modernization efforts [2][8]. - Through its platform, Lufax has provided loans exceeding 300 billion yuan to nearly 7 million small and micro enterprises, with a focus on underserved markets [6]. Group 2: ESG Commitment and Ratings - Lufax has achieved a significant upgrade in its MSCI ESG rating from B to AA, reflecting its commitment to environmental, social, and governance principles [2][8][11]. - The company has integrated ESG principles into its governance structure and risk management, enhancing its operational standards and consumer protection measures [9][10]. - The rising ESG rating is expected to attract substantial investment from global institutions, highlighting the long-term investment value of companies with strong governance and compliance capabilities [11]. Group 3: Consumer Protection and Social Responsibility - Lufax has established a comprehensive consumer protection system through its platform, ensuring the safeguarding of consumer rights and promoting financial inclusion [10]. - The company has embedded social responsibility into its business model, contributing to rural revitalization and ensuring that financial resources benefit the community [10]. - The focus on consumer rights and social responsibility aligns with the company's foundational principle of "finance for the people," enhancing its reputation and operational resilience [10].

Core Viewpoint - Lufax Holdings (陆金所) has received an upgrade in its ESG rating from MSCI from A to AA, highlighting its significant performance in consumer rights protection and leading positions in privacy, data security, and human capital development within the industry [1] Group 1: Consumer Protection and Business Background - Lufax was established in 2011 as a subsidiary of Ping An, initially focusing on online wealth management and later entering the P2P lending market in 2012 [2] - The company quickly became a benchmark in the online lending industry, with transaction volumes surpassing one trillion yuan, second only to Ant Financial [2][4] - In 2014, Lufax's revenue surged from 1 billion yuan to 5 billion yuan, and by 2015, it had over 10 million registered users, solidifying its position as a leader in P2P lending [4][5] Group 2: Challenges and Consumer Complaints - Following the P2P lending crackdown in 2019, Lufax underwent significant restructuring, completing the exit from P2P by mid-2021 and shifting towards compliant lending practices [6] - Despite its successful transition, Lufax still faces challenges in consumer protection, with numerous complaints reported regarding high fees and customer harassment [7][10] Group 3: Financial Performance and Reporting Issues - As of June 30, 2025, Lufax's total outstanding loans decreased to 193.4 billion yuan, a 17.8% decline from the previous year, while consumer finance loans increased by 29.8% to 54.5 billion yuan [10] - The company is currently facing difficulties in reporting its annual results, having suspended trading on the Hong Kong Stock Exchange and delaying its annual report due to the dismissal of its auditor, PwC [12][14] Group 4: Management Changes - Frequent personnel changes have occurred since 2024, including the resignation of the CFO and other key executives, indicating a significant organizational restructuring [19][21] - The management adjustments are seen as a response to internal control needs and risk management, reflecting Ping An's intent to strengthen oversight of Lufax [21][22]