证券代码：000166 证券简称：申万宏源 公告编号：临2024-72 特此公告。 申万宏源集团股份有限公司董事会 二〇二四年十一月十五日 本公司及董事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 经中国证券监督管理委员会《关于同意申万宏源证券有限公司向 专业投资者公开发行短期公司债券注册的批复》（证监许可〔2023〕 236 号）同意，公司所属申万宏源证券有限公司获准面向专业投资者 公开发行面值余额不超过人民币 300 亿元短期公司债券。（相关情况 请详见公司于 2023 年 2 月 18 日在《中国证券报》《证券时报》《上海 证券报》和巨潮资讯网 www.cninfo.com.cn 上刊登的公告） 申万宏源证券有限公司 2024 年面向专业投资者公开发行短期公 司债券（第三期）（以下简称"本期债券"）发行工作于 2024 年 11 月 14 日结束，本期债券发行规模为人民币 60 亿元，其中品种一发行规 模为人民币 30 亿元，期限 273 天，票面利率为 1.91%；品种二发行 规模为人民币 30 亿元，期限 365 天，票面利率为 1.93%。本期债券 登记完成 ...

Financial Performance - The company achieved operating revenue of 17.456 billion yuan and a net profit of 3.850 billion yuan in the first three quarters of the year, maintaining a leading position in the industry [1] - In Q3, the operating revenue increased by 62.74% year-on-year, while the net profit and net profit attributable to the parent company grew by 187.13% year-on-year [1] Investment Banking Business - The net income from investment banking fees reached 653 million yuan in the first three quarters, with the company completing 8 new three-board listings and 13 targeted issuances [2] - The company ranked 5th in the industry for completed mergers and acquisitions, with 4 projects finalized [2] - In the bond financing sector, the company was ranked 7th with a total bond underwriting amount of 224.8 billion yuan [2] Investment and Trading Business - The total investment income and fair value changes amounted to 8.086 billion yuan, reflecting a year-on-year growth of 9.11% [2] - The company is focusing on transforming its investment trading business, leveraging both proprietary investments and client transactions [2] Asset Management Strategy - The asset management business prioritizes client interests, emphasizing active management capabilities and professional reforms [3] - The company has achieved significant growth in its public fund products and has expanded its product offerings to meet client wealth management needs [3] Market Initiatives - The company has been approved to participate in the "swap convenience" business, becoming one of the first 20 financial institutions to receive this qualification [3] - This initiative aims to enhance market liquidity and bolster market confidence, aligning with the regulatory framework set by the People's Bank of China and the China Securities Regulatory Commission [3]

证券代码：000166 证券简称：申万宏源 申万宏源集团股份有限公司投资者关系活动记录表 1 | --- | --- | --- | |-----------------------------|-----------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------| | 投资者关系活动 类别 | √特定对象调研 □媒体采访 □新闻发布会 □现场参观 □其他 | 编号：2024-1105 □分析师会议 □业绩说明会 □路演活动 | | 参与单位名称及 人员姓名 | 孙亦欣，华泰证券 | | | 时 间 | 2024 年 11 月 5 日 10:00-11:00 | | | 地 点 | 公司会议室 | | | 上市公司接待人 员姓 ...

本公告乃由申萬宏源集團股份有限公司（「本公司」）根據香港聯合交易所有限公司證券上市規 則第13.10B條作出。 茲載列本公司於深圳證券交易所網站發佈之《申萬宏源集團股份有限公司關於申萬宏源證券有 限公司2024年面向專業投資者公開發行公司債券（第二期）在深圳證券交易所上市的公告》，僅 供參閱。 承董事會命 香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性或完整性亦不發表任何聲 明，並明確表示概不就因本公告全部或任何部分內容而產生或因倚賴該等內容而引致的任何損失承擔任何責任。 （ 於 中 華 人 民 共 和 國 註 冊 成 立 的 股 份 有 限 公 司 ） （股份代號：6806） 海外監管公告 ⢩↔ޜDŽ 申萬宏源集團股份有限公司 ⭩нᇅⓆ䳼ഘ㛗Գᴿ䲆ޢਮ ީӄ⭩нᇅⓆ䇷ᴿ䲆ޢਮ ᒪ䶘ੇщѐᣋ䍺㘻ޢᔶਇ 㺂ޢਮٰδㅢӂᵕε൞൩䇷Ӛ᱉ᡶрᐸⲺޢ ᵢޢਮ㪙ӁՐޞ։ᡆؓ䇷ؗᚥᣡ䵨ⲺᇯⵕᇔȽ⺤Ƚᇂ᮪θ ⋗ᴿ㲐ٽ䇦䖳Ƚ䈥ሲᙝ䱾䘦ᡌ䠃ཝ䚍╅Ⱦ ޜਨᡰ⭣зᆿⓀ䇱ࡨᴹ䲀ޜਨ 2024 ᒤ䶒ੁуъᣅ䍴㘵ޜᔰਁ 㹼ޜਨ٪ࡨ˄ㅜҼᵏ˅˄ԕлㆰ〠Āᵜᵏ٪ࡨā˅ਁ㹼ᐕҾ 2024 ᒤ 10 ᴸ 28 ...

FF301 本月底法定/註冊股本總額： RMB 25,039,944,560 | 2. 股份分類 | 普通股 | 股份類別 | A | | 於香港聯交所上市 (註1) | | 否 | | | --- | --- | --- | --- | --- | --- | --- | --- | --- | | 證券代號 (如上市) | 000166 | 說明 | | A股 (深圳證券交易所) | | | | | | | | 法定/註冊股份數目 | | | 面值 | | 法定/註冊股本 | | | 上月底結存 | | | 22,535,944,560 | RMB | | 1 RMB | | 22,535,944,560 | | 增加 / 減少 (-) | | | 0 | | | RMB | | 0 | | 本月底結存 | | | 22,535,944,560 | RMB | | 1 RMB | | 22,535,944,560 | 1. 股份分類 普通股 股份類別 H 於香港聯交所上市 (註1) 是 證券代號 (如上市) 06806 說明 H股 法定/註冊股份數目 面值 法定/註冊股本 上月底結存 2,504,000, ...

证券代码：000166 证券简称：申万宏源 公告编号：临2024-71 经深圳证券交易所审核，本期债券定于 2024 年 11 月 1 日起在深 圳证券交易所上市，面向专业投资者中的机构投资者交易，品种一债 券简称"24 申证 03"，债券代码为"148976"；品种二债券简称"24 申证 04"，债券代码为"148977"。 特此公告。 申万宏源集团股份有限公司董事会 二〇二四年十一月四日 申 万 宏 源 集 团 股 份 有 限 公 司 关于申万宏源证券有限公司 2024 年面向专业投资者公开发 行公司债券（第二期）在深圳证券交易所上市的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 公司所属申万宏源证券有限公司 2024 年面向专业投资者公开发 行公司债券（第二期）（以下简称"本期债券"）发行工作于 2024 年 10 月 28 日结束，本期债券发行规模人民币 48 亿元，其中品种一发 行规模人民币 27 亿元，期限 2 年，票面利率 2.20%；品种二发行规 模人民币 21 亿元，期限 3 年，票面利率 2.28%。（相关情况请详见公 司于 202 ...

Financial Performance - The company's operating revenue for Q3 2024 reached RMB 6,580,295,775.05, representing a year-on-year increase of 62.74%[3] - Net profit for the quarter was RMB 1,848,309,873.22, a significant increase of 148.49% compared to the same period last year[3] - The net profit attributable to shareholders of the listed company was RMB 1,721,797,301.72, reflecting a year-on-year growth of 187.13%[3] - The basic earnings per share for the quarter was RMB 0.07, showing a substantial increase of 250.00% compared to the same period last year[3] - Total revenue for the first nine months of 2024 reached RMB 17.46 billion, an increase from RMB 16.28 billion in the same period of 2023, representing a growth of 7.2%[18] - Net profit for the first nine months of 2024 was RMB 4.71 billion, down from RMB 5.01 billion in 2023, reflecting a decrease of 5.8%[18] - Net commission and fee income decreased to RMB 4.15 billion from RMB 5.38 billion, a decline of 22.8%[18] - Investment income dropped significantly to RMB 2.02 billion from RMB 5.50 billion, a decrease of 63.3%[18] - Operating expenses increased to RMB 12.03 billion from RMB 10.64 billion, an increase of 13.0%[18] - Total comprehensive income for the period was RMB 5,207,808,813.24, a decrease of 13.76% compared to RMB 6,039,388,996.79 in the same period last year[19] - Earnings per share (EPS) decreased to RMB 0.15 from RMB 0.17 in the same period last year[19] Assets and Liabilities - The total assets as of the end of the reporting period amounted to RMB 672,171,063,278.74, which is a 5.78% increase from the end of the previous year[3] - The company's total assets as of September 30, 2024, were RMB 672.17 billion, up from RMB 635.44 billion at the end of 2023, indicating a growth of 5.8%[17] - Total liabilities increased to RMB 540.63 billion from RMB 506.64 billion, reflecting a rise of 6.7%[17] - Shareholders' equity totaled RMB 131.54 billion, compared to RMB 128.79 billion at the end of 2023, marking an increase of 2.0%[17] - The total equity attributable to shareholders of the listed company was RMB 103,093,342,352.31, a 2.94% increase from the previous year-end[3] Cash Flow - The net cash flow from operating activities for the year-to-date period was RMB 64,490,363,330.23, reflecting a 28.56% increase year-on-year[3] - Net cash flow from operating activities increased to RMB 64,490,363,330.23, up 28.54% from RMB 50,164,115,326.49 year-on-year[20] - Net cash flow from investing activities was RMB 16,677,387,696.19, a significant improvement from a negative RMB 72,367,052,700.35 in the previous year[21] - Net cash flow from financing activities showed a net outflow of RMB 23,096,769,620.19, compared to a net outflow of RMB 12,037,124,103.24 last year[21] - The total cash and cash equivalents at the end of the period reached RMB 190,353,951,646.30, an increase from RMB 113,041,963,834.05 at the end of the previous year[21] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 242,069, with the top ten shareholders holding a combined 70.31% of shares[9] - The top 10 shareholders hold significant stakes, with China Jianyin Investment Co., Ltd. owning 6,596,306,947 shares, representing a substantial portion of the company's equity[10] Corporate Governance - The company held its 2024 first extraordinary general meeting on October 22, 2024, where it elected Liu Jian and Huang Hao as executive directors of the sixth board[12] - The sixth board of directors was established with Liu Jian as the chairman and Huang Hao as the vice chairman, effective from October 22, 2024[13] - The sixth supervisory board was formed, including non-employee supervisors Fang Rongyi, Chen Yan, and Zou Zhijun, elected on October 22, 2024[15] - The board's strategic and ESG committee is chaired by Liu Jian, indicating a focus on sustainability and governance[13] - The company has undergone a board reshuffle, with the resignation of non-executive director Ren Xiaotao due to work arrangements[13] - The company has established various specialized committees within the board, including the remuneration and nomination committee, audit committee, and risk control committee[13] Risk and Financial Instruments - The company's net capital decreased by 7.88% to CNY 84.29 billion from CNY 91.50 billion year-over-year[7] - The risk coverage ratio decreased by 5.75 percentage points to 295.02% from 300.77% year-over-year[7] - The liquidity coverage ratio decreased by 4.48 percentage points to 165.13% from 169.61% year-over-year[7] - The company reported a net decrease in financial instruments held for trading of RMB 12,014,670,303.14, compared to a decrease of RMB 43,593,677,686.27 last year[20] - Cash received from interest, fees, and commissions was RMB 15,948,020,634.28, down from RMB 17,059,569,306.45 in the previous year[20] Other Business Activities - Non-recurring gains and losses for the quarter totaled RMB 45,994,836.11, with a year-to-date total of RMB 109,534,735.51[5] - The company's other business income increased by 56.57% to CNY 4.92 billion from CNY 3.14 billion, driven by higher sales revenue from bulk commodities[6] - The company's investment income for the first nine months of 2024 fell by 63.30% to CNY 2.02 billion from CNY 5.50 billion, primarily due to a decrease in investment income from trading financial assets[6] - The fair value changes in profit and loss increased by 217.09% to CNY 6.07 billion from CNY 1.91 billion, reflecting gains from trading financial assets[6] - The company plans to focus on expanding its market presence and enhancing its product offerings in the upcoming quarters[18]

Financial Performance - The company's operating revenue for Q3 2024 reached CNY 6,580,295,775.05, representing a year-on-year increase of 62.74%[3] - Net profit for the quarter was CNY 1,848,309,873.22, a significant increase of 148.49% compared to the same period last year[3] - The net profit attributable to shareholders of the listed company was CNY 1,721,797,301.72, up 187.13% year-on-year[3] - The basic earnings per share for the quarter was CNY 0.07, reflecting a 250.00% increase compared to the previous year[3] - Total operating revenue for the first nine months of 2024 reached RMB 17.46 billion, an increase from RMB 16.28 billion in the same period of 2023, representing a growth of 7.2%[19] - Net profit for the first nine months of 2024 was RMB 4.71 billion, down 6.0% from RMB 5.01 billion in the same period of 2023[19] - The company reported a total profit of RMB 5.41 billion, a decrease of 3.2% from RMB 5.59 billion in the previous year[19] Assets and Liabilities - Total assets as of September 30, 2024, amounted to CNY 672,171,063,278.74, a 5.78% increase from the end of the previous year[3] - The total liabilities increased to RMB 540.63 billion from RMB 506.64 billion, marking a growth of around 6.7%[18] - The equity attributable to shareholders of the parent company was RMB 103.09 billion, compared to RMB 100.15 billion, showing an increase of about 2.9%[18] Cash Flow - The company's cash flow from operating activities for the year-to-date reached CNY 64,490,363,330.23, an increase of 28.56%[3] - The net cash flow from operating activities for the first nine months of 2024 was RMB 64.49 billion, an increase of 28.5% compared to RMB 50.16 billion in the same period of 2023[20] - The cash and cash equivalents at the end of the period reached RMB 190.35 billion, up from RMB 113.04 billion at the end of the same period last year, representing a growth of 68.4%[20] Investment Income - Investment income for Q3 2024 decreased by 63.30% to CNY 2,017,485,698.37 compared to the same period last year[8] - Investment income significantly dropped to RMB 2.02 billion, a decline of 63.3% compared to RMB 5.50 billion in the previous year[19] - The cash inflow from investment income received was RMB 5.58 billion, an increase of 72.5% compared to RMB 3.24 billion in the previous year[20] Shareholder Information - The top shareholder, China Jianyin Investment, holds 26.34% of shares, totaling 6,596,306,947 shares[10] - The second-largest shareholder, Central Huijin Investment, holds 20.05% of shares, totaling 5,020,606,527 shares[10] Governance and Management - The company held its first extraordinary general meeting on October 22, 2024, to elect the sixth board of directors[13] - The company has appointed Liu Jian as the chairman and Huang Hao as the vice chairman of the sixth board of directors, effective from October 22, 2024[14] - The sixth supervisory board has been established, with Fang Rongyi elected as the chairman, effective from October 22, 2024[16] - The company has proposed to nominate three non-employee supervisors for the sixth supervisory board, indicating ongoing governance updates[15] Other Financial Metrics - Total assets on and off the balance sheet decreased by 5.95% to CNY 525.30 billion from CNY 558.55 billion year-over-year[9] - Risk coverage ratio decreased by 5.75 percentage points to 295.02% from 300.77% year-over-year[9] - Capital leverage ratio increased by 0.65 percentage points to 11.93% from 11.28% year-over-year[9] - Liquidity coverage ratio decreased by 4.48 percentage points to 165.13% from 169.61% year-over-year[9] - Net stable funding ratio increased by 3.96 percentage points to 134.43% from 130.47% year-over-year[9] Other Income and Expenses - The company reported a significant increase in other business income, which rose by 56.57% to CNY 4,915,273,402.62[8] - Net commission and fee income decreased to RMB 4.15 billion, down 22.9% from RMB 5.38 billion year-over-year[19] - The tax expense for the first nine months of 2024 was RMB 701 million, an increase of 21.0% from RMB 579 million in the same period of 2023[19] - Other comprehensive income after tax decreased to RMB 496 million, down 51.5% from RMB 1.03 billion year-over-year[19] - The company experienced a foreign exchange loss of RMB 16.99 million, contrasting with a gain of RMB 23.63 million in the previous year[19] Accounting Standards - The company did not execute the new accounting standards for the current year[21]

香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性或完整性亦不發表任何聲 明，並明確表示概不就因本公告全部或任何部分內容而產生或因倚賴該等內容而引致的任何損失承擔任何責任。 （ 於 中 華 人 民 共 和 國 註 冊 成 立 的 股 份 有 限 公 司 ） （股份代號：6806） 海外監管公告 本公告乃由申萬宏源集團股份有限公司（「本公司」）根據香港聯合交易所有限公司證券上市規 則第13.10B條作出。 茲載列本公司於深圳證券交易所網站發佈之《申萬宏源集團股份有限公司關於申萬宏源證券 有限公司2024年面向專業投資者公開發行短期公司債券（第二期）在深圳證券交易所上市的公 告》，僅供參閱。 ⭩нᇅⓆ䳼ഘ㛗Գᴿ䲆ޢਮ ީӄ⭩нᇅⓆ䇷ᴿ䲆ޢਮ ᒪ䶘ੇщѐ ᣋ䍺㘻ޢᔶਇ㺂⸣ᵕޢਮٰδㅢӂᵕε ޢӚ᱉ᡶрᐸⲺ൩䇷൞ ᵢޢਮ㪙ӁՐޞ։ᡆؓ䇷ؗᚥᣡ䵨ⲺᇯⵕᇔȽ⺤Ƚᇂ᮪θ ⋗ᴿ㲐ٽ䇦䖳Ƚ䈥ሲᙝ䱾䘦ᡌ䠃ཝ䚍╅Ⱦ ޜਨᡰ⭣зᆿⓀ䇱ࡨᴹ䲀ޜਨ 2024 ᒤ䶒ੁуъᣅ䍴㘵ޜᔰਁ 㹼⸝ᵏޜਨ٪ࡨ˄ㅜҼᵏ˅˄ԕлㆰ〠Āᵜᵏ٪ࡨā˅ਁ㹼ᐕҾ 2024 ᒤ 10 ᴸ 22 ᰕ㔃ᶏˈᵜᵏ٪ࡨਁ㹼㿴⁑ѪӪ≁ᐱ 3 ...

承董事會命 香港交易及結算所有限公司及香港聯合交易所有限公司對本公告的內容概不負責，對其準確性或完整性亦不發表任何聲 明，並明確表示概不就因本公告全部或任何部分內容而產生或因倚賴該等內容而引致的任何損失承擔任何責任。 （ 於 中 華 人 民 共 和 國 註 冊 成 立 的 股 份 有 限 公 司 ） （股份代號：6806） 海外監管公告 本公告乃由申萬宏源集團股份有限公司（「本公司」）根據香港聯合交易所有限公司證券上市規 則第13.10B條作出。 茲載列本公司於深圳證券交易所網站發佈之《申萬宏源集團股份有限公司關於申萬宏源證券有 限公司2024年面向專業投資者公開發行公司債券（第二期）發行結果的公告》，僅供參閱。 申萬宏源集團股份有限公司 董事長 劉健 北京，2024年10月28日 於本公告日期，董事會成員包括執行董事劉健先生及黃昊先生；非執行董事朱志龍先生、張英女士、邵亞樓先生 及徐一心先生；獨立非執行董事楊小雯女士、武常岐先生、陳漢文先生及趙磊先生。 䇱ࡨԓ⸱˖000166 䇱ࡨㆰ〠˖⭩нᇅⓆ ޜ㕆ਧ˖ং2024-68 ⭩нᇅⓆ䳼ഘ㛗Գᴿ䲆ޢਮ ީӄ⭩нᇅⓆ䇷ᴿ䲆ޢਮ ᒪ䶘ੇщѐ ᣋ䍺㘻ޢᔶਇ㺂ޢਮٰδㅢ ...