证券代码：600621 证券简称：华鑫股份 公告编号：临 2024-032 上海华鑫股份有限公司 关于召开 2024 年第三季度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： https://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 投资者可于 2024 年 11 月 26 日(星期二) 至 12 月 02 日(星期一)16:00 前登 录上证路演中心网站首页点击"提问预征集"栏目或通过邮箱 wangwei@shchinafortune.com 进行提问。公司将在说明会上就投资者普遍关注 的问题进行回答。 上海华鑫股份有限公司（以下简称"公司"）已于 2024 年 10 月 31 日发布了 公司 2024 年第三季度报告，为便于广大投资者更全面深入地了解公司 2024 年第 三季度经营成果、财务状况，公司计划于 2024 年 12 月 03 日 下午 16:00-17:00 举行 2024 年第三季度业绩说明会，就投资者关心的问题进行交流。 一、 说明会 ...

根据中国证券监督管理委员会《关于同意华鑫证券有限责任公司向专业投 资者公开发行公司债券注册的批复》（证监许可[2024]636 号，详见上海华鑫股 份有限公司（以下简称"公司"）于 2024 年 4 月 25 日披露的《公司关于收到中 国证监会同意华鑫证券有限责任公司向专业投资者公开发行公司债券注册的批 复的公告》），公司全资子公司华鑫证券有限责任公司于 2024 年 11 月 20 日完成 2024 年面向专业机构投资者公开发行公司债券（第一期），实际发行规模为人 民币 11 亿元，期限为 546 天，票面利率为 2.30%。华鑫证券有限责任公司将按 规定履行相关手续。 按照债券相关规定，华鑫证券有限责任公司在上海证券交易所网站 （www.sse.com.cn）披露《华鑫证券有限责任公司 2024 年面向专业机构投资者 公开发行公司债券（第一期）发行结果公告》。 特此公告 上海华鑫股份有限公司 证券代码：600621 证券简称：华鑫股份 编号：临 2024-031 上海华鑫股份有限公司关于全资子公司 华鑫证券有限责任公司 2024 年面向专业机构投资者 公开发行公司债券（第一期）发行结果的公告 本公司董事会 ...

Financial Performance - Total revenue for Q3 2024 was CNY 458,965,703.92, a decrease of 8.20% compared to the same period last year[3] - Net profit attributable to shareholders was CNY 153,138,304.38, down 38.53% year-on-year[3] - Basic earnings per share for the period was CNY 0.15, a decline of 34.78% compared to the previous year[3] - Total operating revenue for the first three quarters of 2024 was CNY 1,506,203,693.11, a decrease of 1.8% compared to CNY 1,531,910,063.57 in the same period of 2023[18] - Total operating costs increased to CNY 1,823,351,303.48, up 4.9% from CNY 1,737,729,170.49 year-over-year[18] - Interest income for the first three quarters of 2024 was CNY 398,707,187.54, down 14.1% from CNY 464,067,233.03 in the previous year[18] - Net profit for the third quarter was ¥304,670,471.77, down from ¥418,402,301.83, reflecting a decline of approximately 27.2%[19] - Total profit before tax was ¥309,223,762.53, down from ¥537,874,636.39, reflecting a decline of approximately 42.5%[19] Assets and Liabilities - Total assets at the end of the reporting period reached CNY 46,395,404,848.49, an increase of 24.73% from the end of the previous year[4] - The total assets of the company amounted to CNY 46,395,404,848.49, reflecting a growth of 24.8% from CNY 37,195,183,862.81[17] - The company reported a total of CNY 39,154,019,121.44 in current assets, an increase of 21.1% from CNY 32,334,775,487.40[14] - Total liabilities reached CNY 38,288,671,999.72, an increase of 30.5% compared to CNY 29,324,000,414.53 in the previous year[16] - The company's equity attributable to shareholders increased to CNY 8,106,732,848.77, up 4.6% from CNY 7,748,275,539.70[17] Cash Flow - Cash flow from operating activities for the year-to-date was CNY 3,826,097,679.25, indicating significant net inflow compared to the previous outflow[7] - The net cash flow from operating activities for Q3 2024 was ¥3,826,097,679.25, a significant improvement compared to a net outflow of ¥355,863,040.82 in the same period last year[22] - Total cash outflow from operating activities decreased to ¥7,592,715,947.55 from ¥9,289,744,635.30 year-over-year, indicating improved operational efficiency[22] - Cash inflow from operating activities totaled ¥11,418,813,626.80, up from ¥8,933,881,594.48, indicating a growth of approximately 27.7%[21] - Cash inflow from financing activities totaled ¥4,784,473,504.16, slightly up from ¥4,610,429,212.14 year-over-year, showing stable financing operations[22] - The net cash flow from financing activities was -¥1,820,090,900.98, an improvement from -¥1,950,451,828.27 in Q3 2023, indicating better debt management[22] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 68,748[8] - The largest shareholder, Shanghai Yidian (Group) Co., Ltd., held 361,974,793 shares, representing 34.12% of the total shares[8] - The company reported a total of 5,834,811 shares held by the Southern CSI 1000 ETF, representing 0.55% of the total shares[10] - The company also noted that the China Construction Bank's fund management products held 4,095,199 shares, accounting for 0.39% of the total shares[10] - The company has not disclosed any significant changes in shareholder relationships among the top ten shareholders[11] Operational Efficiency - The company reported a non-recurring gain of CNY 3,214,819.66 from government subsidies closely related to its normal operations[5] - The weighted average return on equity decreased by 1.34 percentage points to 1.92%[3] - The company has not reported any new strategies or significant market expansions during the quarter[11] Investment Activities - Cash inflow from investment activities was ¥559,031,106.53, down from ¥1,073,551,391.71 in Q3 2023, reflecting a decrease in investment recovery[22] - The net cash flow from investment activities was negative at -¥5,014,386.81, contrasting with a positive inflow of ¥366,250,857.10 in the previous year[22] - The cash outflow for investing in fixed assets and intangible assets was ¥56,045,493.34, down from ¥67,700,534.61 in Q3 2023, suggesting a more cautious investment approach[22] Research and Development - R&D expenses increased to ¥26,456,024.33 from ¥22,923,748.47, representing a growth of approximately 15.5% year-over-year[19] Financial Expenses - Financial expenses decreased significantly to ¥1,054,225.17 from ¥3,327,316.30, a reduction of about 68.3%[19]

证券代码：600621 证券简称：华鑫股份 编号：临 2024-030 上海华鑫股份有限公司关于全资子公司 华鑫证券有限责任公司 2024 年面向专业机构投资者 公开发行短期公司债券（第一期）发行结果的公告 董 事 会 2024 年 10 月 30 日 按照债券相关规定，华鑫证券有限责任公司在上海证券交易所网站 （www.sse.com.cn）披露《华鑫证券有限责任公司 2024 年面向专业机构投资者 公开发行短期公司债券（第一期）发行结果公告》。 特此公告 上海华鑫股份有限公司 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 根据中国证券监督管理委员会《关于同意华鑫证券有限责任公司向专业投 资者公开发行公司债券注册的批复》（证监许可[2024]636 号，详见上海华鑫股 份有限公司（以下简称"公司"）于 2024 年 4 月 25 日披露的《公司关于收到中 国证监会同意华鑫证券有限责任公司向专业投资者公开发行公司债券注册的批 复的公告》），公司全资子公司华鑫证券有限责任公司于 2024 年 10 月 29 日完成 2024 ...

证券代码：600621 证券简称：华鑫股份 编号：临 2024-029 上海华鑫股份有限公司关于全资子公司 华鑫证券有限责任公司 2019 年公开发行公司债券 （第二期）(面向合格投资者) 2024 年本息兑付及摘牌的提示性公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 本期债券将于2024年10月30日开始支付自2023年10月30日至2024年10月29 日期间的利息即本期债券最后一个年度利息和本期债券本金，本期债券将于2024 年10月30日完成摘牌。具体内容请详见华鑫证券将于近日在上海证券交易所网站 （www.sse.com.cn）披露的《华鑫证券有限责任公司2019年公开发行公司债券（第 二期）（面向合格投资者）2024年本息兑付及摘牌公告》。 特此公告 上海华鑫股份有限公司 董 事 会 2024 年 10 月 23 日 上海华鑫股份有限公司（以下简称"公司"）全资子公司华鑫证券有限责任 公司（以下简称"华鑫证券"）于2019年公开发行了公司债券（第二期）（面向 合格投资者）（以下简称"本期债券"），具体内容详 ...

本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述或者重大遗 漏，并对其内容的真实性、准确性和完整性承担法律责任。 重要内容提示： 每股分配比例 A 股每股现金红利 0.026 元 相关日期 证券代码：600621 证券简称：华鑫股份 公告编号：临 2024-028 上海华鑫股份有限公司 2024 年半年度权益分派实施公告 | 股份类别 | 股权登记日 | 最后交易日 | 除权（息）日 | 现金红利发放日 | | --- | --- | --- | --- | --- | | Ａ股 | 2024/10/10 | － | 2024/10/11 | 2024/10/11 | 差异化分红送转： 否 一、 通过分配方案的股东大会届次和日期 截至股权登记日下午上海证券交易所收市后，在中国证券登记结算有限责任公司上海分 公司（以下简称"中国结算上海分公司"）登记在册的本公司全体股东。 3. 分配方案： 本次利润分配以方案实施前的公司总股本 1,060,899,292 股为基数，每股派发现金红利 0.026 元（含税），共计派发现金红利 27,583,381.59 元。 1. 发放年度：2024 年半年度 ...

根据《公司法》《公司章程》等有关规定，王晔倩女士的辞职未导致公司监 事会成员低于法定最低人数，该辞职报告自送达公司监事会之日起生效。 证券代码：600621 证券简称：华鑫股份 编号：临 2024－027 上海华鑫股份有限公司 关于监事辞职的公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 上海华鑫股份有限公司（以下简称"公司"）监事会于 2024 年 9 月 19 日收 到公司监事王晔倩女士的辞职报告。王晔倩女士因工作变动原因，提出辞去公司 监事职务。辞职后，王晔倩女士不在公司及其控股子公司任职。 公司监事会对王晔倩女士任职期间对公司作出的贡献表示感谢。 特此公告 上海华鑫股份有限公司 监 事 会 2024 年 9 月 20 日 ...

证券代码： 600621 证券简称：华鑫股份 上海华鑫股份有限公司投资者关系活动记录表 投资者关系活动 类别 □特定对象调研 □ 分析师会议 □ 媒体采访 √ 业绩说明会 □ 新闻发布会 □ 路演活动 □ 现场参观 □ 其他 参与单位名称及 人员姓名 投资者网上提问 时间 2024 年 9 月 13 日 (周五) 下午 14:00~16:30 地点 公 司 通 过 全 景 网 " 投 资 者 关 系 互 动 平 台 " （ https:// ir.p5w.net）采用网络远程的方式召开业绩说明会 上市公司接待人 员姓名 华鑫股份董事长：李军先生 华鑫股份董事、总经理：俞洋先生 华鑫股份独立董事：魏嶷先生 华鑫股份独立董事：顾诚先生 华鑫股份独立董事：吴文芳女士 华鑫股份副总经理、总会计师：田明先生 华鑫股份董事会秘书：胡之奎先生 华鑫证券总经理：陈海东先生 深圳市全景网络有限公司 华鑫股份入选国有企业上市公司 ESG·先锋 100 指数，旗下 | 投资者关系活动 | 投资者提出的问题及公司回复情况 | | --- | --- | | 主要内容介绍 | | | | 公司就投资者在本次说明会中提出的问题进行了回复 ...

证券代码：600621 证券简称：华鑫股份 公告编号：临 2024-026 上海华鑫股份有限公司 关于参加 2024 年上海辖区上市公司投资者 网上集体接待日暨 2024 年半年度报告业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 二、 说明会召开的时间、地点 会议召开时间：2024 年 09 月 13 日(星期五) 下午 14:00-16:30 会议召开方式：网络互动交流 网络互动地址：全景路演网站（https://rs.p5w.net/html/143790.shtml） （一） 会议召开时间： 2024 年 09 月 13 日（星期五） 下午 14:00-16:30， 其中文字互动交流时间为 15:00-16:30 （二） 会议召开方式：网络互动交流 （三）网络互动地址：全景路演（https://rs.p5w.net/html/143790.shtml） 三、 参加人员 公司出席本次说明会的人员有：董事长李军先生,董事、总经理俞洋先生， 独立董事顾诚先生，独立董事吴文芳女士，独立董事魏嶷先生，副总经理、 ...

Financial Performance - Total operating income for the first half of 2024 reached ¥1,047,237,989.19, representing a year-on-year increase of 1.48%[13] - Net profit attributable to shareholders of the listed company was ¥150,753,925.32, a decrease of 9.26% compared to the same period last year[13] - Basic earnings per share for the first half of 2024 were ¥0.14, down 12.50% from ¥0.16 in the same period last year[14] - The weighted average return on net assets decreased to 1.90%, down 0.32 percentage points from the previous year[14] - The company achieved operating revenue of 1.047 billion RMB, a year-on-year increase of 1.48%, while net profit attributable to shareholders decreased by 9.26% to 151 million RMB[19] - The company reported a significant increase in cash received from other operating activities, totaling ¥544,500,783.23 compared to ¥25,741,959.36 in the previous year[87] Cash Flow - The net cash flow from operating activities was ¥1,587,164,300.84, a significant recovery from a negative cash flow of ¥270,037,178.94 in the previous year[13] - Total cash inflow from operating activities amounted to ¥4,833,843,400.68, while cash outflow was ¥3,246,679,099.84, resulting in a net cash inflow[87] - Cash inflow from investment activities was ¥410,368,892.67, with a net cash outflow of ¥38,009,941.21, indicating a decrease in investment activity compared to the previous year[87] - The total cash and cash equivalents at the end of the period were ¥12,586,369,221.52, a slight increase from ¥12,526,116,974.45 at the beginning of the period[87] Assets and Liabilities - The total assets as of June 30, 2024, amounted to ¥36,494,228,124.04, reflecting a decrease of 1.88% from the end of the previous year[13] - The total liabilities decreased to CNY 28,521,284,359.87 from CNY 29,324,000,414.53, a reduction of approximately 2.73%[75] - The company's equity attributable to shareholders increased to CNY 7,972,943,764.17 from CNY 7,748,275,539.70, reflecting a growth of about 2.91%[75] - Accounts receivable increased by 46.62% to ¥63,984,890.71 compared to ¥43,639,297.99 last year[29] - Margin deposits rose by 65.72% to ¥2,000,904,992.63 from ¥1,207,371,612.72 year-over-year[29] Market Performance - The total market capitalization of A-shares was approximately ¥80.94 trillion, a decrease of ¥2.76 trillion compared to the end of 2023[16] - The total transaction amount in the A-share market for the first half of 2024 was ¥100.94 trillion, a year-on-year decline of 10.20%[16] - The A-share market indices showed mixed performance, with the CSI 300 index up by 0.89% while the ChiNext index fell by 10.99%[16] Risk Management - The company emphasizes compliance and risk management as essential for sustainable development, implementing a comprehensive risk management system[18] - The company has developed the "HuaXin Eagle Eye Credit Risk Assessment System" to effectively control credit risk[18] - The company faces significant policy risks due to changes in national macro-control measures and regulatory policies affecting the securities industry[38] - Market risks are heightened by the volatility of asset prices, particularly in equity securities, fixed income, and derivatives, with the domestic derivatives market still developing[39] - Credit risk is concentrated in bond investments and securities trading, with increasing complexity due to the rise in leverage and innovative business models[41] Corporate Governance - The company has not reported any non-operating fund occupation by controlling shareholders or related parties[5] - The company has committed to minimizing and regulating related party transactions post-acquisition, adhering to market principles and fair pricing[53] - The company ensured the independence of Huaxin Securities, maintaining separate management and financial operations[53] - There are no significant litigation or arbitration matters during the reporting period[57] Environmental Responsibility - The company emphasizes environmental responsibility by adhering to low-carbon and green practices in new office constructions, including the use of energy-efficient materials[49] - The company implemented measures to reduce carbon emissions, including the use of video conferencing to minimize transportation-related emissions[50] - The company promoted electronic documents across its subsidiaries, significantly reducing paper usage and waste[50] Shareholder Information - The total number of ordinary shareholders as of the end of the reporting period is 71,479[62] - The total number of unrestricted circulating shares held by Shanghai Yidian (Group) Co., Ltd. is 361,974,793 shares, representing a significant portion of the company's equity[63] - The report indicates that there were no changes in the controlling shareholders or actual controllers during the reporting period[66] Financial Instruments and Accounting Policies - The company recognizes expected credit losses for financial assets measured at amortized cost and those measured at fair value through other comprehensive income[134] - The company applies a straight-line method for depreciation of right-of-use assets, with depreciation commencing from the start of the lease term[195] - The company recognizes impairment losses when the recoverable amount of an asset is less than its book value, with impairment testing conducted at least annually for goodwill and indefinite-lived intangible assets[197] - The company uses the equity method for long-term equity investments in joint ventures and associates, adjusting the investment's carrying value based on the share of net profit or loss[181]